Vault-13

GOLDMAN SACHS PHYSICAL GOLD AAAU

UNIT · ETP · CUSIP 38150K103

76 institutional holders -9 vs Q2 2023
9,650,2239.7m shares reported held*
$176.9mreported value*
9 new 25 added 25 reduced 18 sold out net sold ≈ $48.8m (-2.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $18.33.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 60Q4 22: 63Q1 23: 75Q2 23: 85Q3 23: 7676Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202260
Q4 202263
Q1 202375
Q2 202385
Q3 202376

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 33 bought or addedQ4 22: 28 cut or sold outQ4 22Q1 23: 37 bought or addedQ1 23: 29 cut or sold outQ1 23Q2 23: 51 bought or addedQ2 23: 27 cut or sold outQ2 23Q3 23: 34 bought or addedQ3 23: 43 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223328
Q1 20233729
Q2 20235127
Q3 20233443

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ4 22 calls: $1.7mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$1.7m$00.00
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$0$0—

Biggest buyers

JANE STREET GROUP, LLC New +375,950+375.9k
OLIVER LAGORE VANVALIN INVESTMENT GROUP Added +156,570+156.6k
BANK OF MONTREAL /CAN/ Added +145,872+145.9k
China Universal Asset Management Co., Ltd. New +133,000+133.0k
AXXCESS WEALTH MANAGEMENT, LLC Added +120,375+120.4k
FLOW TRADERS U.S. LLC New +94,119+94.1k
TAP Consulting, LLC Added +87,724+87.7k
AE Wealth Management LLC Added +80,322+80.3k
Cetera Investment Advisers New +77,829+77.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +58,762+58.8k

Biggest sellers

EXCHANGE TRADED CONCEPTS, LLC Sold out -3,055,411-3.1m
COMMONWEALTH EQUITY SERVICES, LLC Reduced -164,508-164.5k
Virtu Financial LLC Reduced -121,148-121.1k
RETIREMENT GUYS FORMULA LLC Sold out -114,203-114.2k
ROYAL BANK OF CANADA Reduced -97,777-97.8k
Foundations Investment Advisors, LLC Reduced -78,816-78.8k
Precision Wealth Strategies, LLC Sold out -55,963-56.0k
Marks Group Wealth Management, Inc Reduced -52,888-52.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -52,416-52.4k
HRT FINANCIAL LP Sold out -50,566-50.6k

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AE Wealth Management LLC 0.09% of their portfolio TOPEKA, KS 806,855806.9k $14.8m $14.8m 0.09% Added +80.3k +80,322
2 OLIVER LAGORE VANVALIN INVESTMENT GROUP 5.75% of their portfolio FLINT, MI 792,808792.8k $14.5m $14.5m 5.75% Added +156.6k +156,570
3 Marks Group Wealth Management, Inc 1.75% of their portfolio MINNETONKA, MN 774,219774.2k $14.2m $14.2m 1.75% Reduced -52.9k -52,888
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 698,862698.9k $12.8m $12.8m 0.00% Reduced -97.8k -97,777
5 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 472,093472.1k $8.6m $8.6m 0.01% Reduced -153 -153
6 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 467,207467.2k $8.6m $8.6m 0.02% Reduced -164.5k -164,508
7 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 375,950375.9k $6.9m $6.9m 0.01% New
8 Proficio Capital Partners LLC 0.88% of their portfolio NEWTON, MA 360,136360.1k $6.6m $6.6m 0.88% Unchanged
9 AXXCESS WEALTH MANAGEMENT, LLC 0.20% of their portfolio CARLSBAD, CA 327,967328.0k $6.0m $6.0m 0.20% Added +120.4k +120,375
10 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.38% of their portfolio SAN FRANCISCO, CA 279,666279.7k $5.1m $5.1m 0.38% Added +5.3k +5,255
11 TAP Consulting, LLC 1.30% of their portfolio KIRKWOOD, MO 276,950276.9k $5.1m $5.1m 1.30% Added +87.7k +87,724
12 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 265,658265.7k $4.9m $4.9m 0.03% Added +6.2k +6,219
13 Foundations Investment Advisors, LLC 0.14% of their portfolio PHOENIX, AZ 246,730246.7k $4.5m $4.5m 0.14% Reduced -78.8k -78,816
14 Geneos Wealth Management Inc. 0.21% of their portfolio ENGLEWOOD, CO 227,211227.2k $4.2m $4.2m 0.21% Reduced -4.6k -4,609
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 223,643223.6k $4.1m $4.1m 0.00% Reduced -52.4k -52,416
16 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 186,487186.5k $3.4m $3.4m 0.00% Added +32.2k +32,158
17 COURAGE CAPITAL MANAGEMENT LLC 11.44% of their portfolio NASHVILLE, TN 184,254184.3k $3.4m $3.4m 11.44% Unchanged
18 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 165,133165.1k $3.0m $3.0m 0.01% Reduced -23.7k -23,663
19 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 163,323163.3k $3.1m $3.1m 0.00% Added +145.9k +145,872
20 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 154,916154.9k $2.8m $2.8m 0.01% Added +23.0k +23,044
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 148,665148.7k $2.7m $2.7m 0.00% Added +27.5k +27,510
22 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 143,868143.9k $2.6m $2.6m 0.00% Added +7.9k +7,938
23 China Universal Asset Management Co., Ltd. 0.71% of their portfolio SHANGHAI, F4 133,000133.0k $2.4m $2.4m 0.71% New
24 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 124,500124.5k $2.3m $2.3m 0.01% Reduced -6.5k -6,500
25 Stratos Wealth Advisors, LLC 0.15% of their portfolio BEACHWOOD, OH 122,285122.3k $2.2m $2.2m 0.15% Reduced -1.3k -1,334
26 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 120,965121.0k $2.2m $2.2m 0.02% Added +12.9k +12,878
27 Capital Asset Advisory Services LLC 0.14% of their portfolio Williamston, MI 108,094108.1k $2.0m $2.0m 0.14% Added +1.2k +1,184
28 Global Retirement Partners, LLC 0.10% of their portfolio San Rafael, CA 105,096105.1k $1.9m $1.9m 0.10% Reduced -1.6k -1,617
29 Paladin Advisory Group, LLC 1.57% of their portfolio CLIVE, IA 101,533101.5k $1.9m $1.9m 1.57% Added +5.3k +5,255
30 FLOW TRADERS U.S. LLC 0.08% of their portfolio NEW YORK, NY 94,11994.1k $1.7m $1.7m 0.08% New
31 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 83,87683.9k $1.5m $1.5m 0.00% Added +4.2k +4,214
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 81,44781.4k $1.5m $1.5m 0.00% Added +58.8k +58,762
33 MOULTON WEALTH MANAGEMENT, INC 2.16% of their portfolio SPOKANE, WA 79,06079.1k $1.5m $1.5m 2.16% Reduced -24.2k -24,197
34 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 77,82977.8k $1.4m $1.4m 0.01% New
35 Regal Investment Advisors LLC 0.10% of their portfolio KENTWOOD, MI 64,06164.1k $1.2m $1.2m 0.10% Added +1.3k +1,270
36 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 61,63461.6k $1.1m $1.1m 0.04% Reduced -4.7k -4,686
37 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 37,36237.4k $684.1k $684.1k 0.00% Reduced -53 -53
38 IMC-Chicago, LLC 0.04% of their portfolio CHICAGO, IL 35,90335.9k $657.4k $657.4k 0.04% New
39 Riverwater Partners LLC 0.58% of their portfolio Milwaukee, WI 34,78234.8k $636.9k $636.9k 0.58% Reduced -762 -762
40 Virtu Financial LLC 0.06% of their portfolio New York, NY 34,31534.3k $628.0k $628.0k 0.06% Reduced -121.1k -121,148
41 AUGUSTINE ASSET MANAGEMENT INC 0.27% of their portfolio JACKSONVILLE, FL 32,21132.2k $589.8k $589.8k 0.27% Reduced -168 -168
42 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 28,10928.1k $514.7k $514.7k 0.00% Added +15.6k +15,620
43 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 28,00028.0k $512.7k $512.7k 0.00% Reduced -7.9k -7,889
44 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 24,54924.5k $449.0k $449.0k 0.00% Added +2.8k +2,771
45 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 24,54524.5k $449.4k $449.4k 0.02% Reduced -26.0k -26,031
46 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 23,90123.9k $437.6k $437.6k 0.00% Added +5.7k +5,717
47 Texas Yale Capital Corp. 0.02% of their portfolio ST. PETERSBURG, FL 21,06421.1k $385.7k $385.7k 0.02% Reduced -4.2k -4,250
48 JTC Employer Solutions Trustee Ltd 0.03% of their portfolio ST HELIER, Y9 17,82317.8k $326.0k $326.0k 0.03% Unchanged
49 Bell Bank 0.03% of their portfolio FARGO, ND 17,26817.3k $316.2k $316.2k 0.03% Unchanged
50 Cambridge Advisors Inc. 0.08% of their portfolio OMAHA, NE 16,14216.1k $295.6k $295.6k 0.08% Added +3.5k +3,509
51 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 16,04516.0k $293.8k $293.8k 0.01% Reduced -3.2k -3,235
52 LCNB CORP 0.12% of their portfolio LEBANON, OH 14,99315.0k $274.5k $274.5k 0.12% Reduced -300 -300
53 Pekin Hardy Strauss, Inc. 0.04% of their portfolio CHICAGO, IL 13,45013.4k $246.3k $246.3k 0.04% Unchanged
54 HORIZON BANCORP INC /IN/ 0.16% of their portfolio MICHIGAN CITY, IN 13,38913.4k $245.0k $245.0k 0.16% Added +80 +80
55 Cutter & CO Brokerage, Inc. 0.07% of their portfolio Ballwin, MO 12,55512.6k $229.9k $229.9k 0.07% Reduced -300 -300
56 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 11,77611.8k $215.6k $215.6k 0.00% Unchanged
57 FLAGSTAR SECURITIES, INC 0.08% of their portfolio New York, NY 11,63911.6k $213.1k $213.1k 0.08% Unchanged
58 GPS Wealth Strategies Group, LLC 0.04% of their portfolio CENTENNIAL, CO 11,37711.4k $208.3k $208.3k 0.04% Unchanged
59 Armor Investment Advisors, LLC 0.12% of their portfolio RALEIGH, NC 11,27011.3k $206.4k $206.4k 0.12% Unchanged
60 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 10,69610.7k $196.0k $196.0k 0.00% New
61 S.A. Mason LLC 0.13% of their portfolio HOLLAND, MI 10,15010.2k $185.8k $185.8k 0.13% Unchanged
62 SAGE RHINO CAPITAL LLC 0.05% of their portfolio MENLO PARK, CA 10,00010.0k $183.1k $183.1k 0.05% Unchanged
63 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 6,9006.9k $126.3k $126.3k 0.00% Added +2 +2
64 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 6,7006.7k $122.7k $122.7k 0.00% New
65 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,9613.0k $54.2k $54.2k 0.00% Added +2.2k +2,224
66 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,9262.9k $53.6k $53.6k 0.00% New
67 NFSG Corp 0.02% of their portfolio BOCA RATON, FL 2,1002.1k $38.5k $38.5k 0.02% Added +1.5k +1,500
68 Truvestments Capital LLC 0.02% of their portfolio SARASOTA, FL 1,8621.9k $34.1k $34.1k 0.02% Unchanged
69 Rain Capital Management, LLC 0.03% of their portfolio LAKE OSWEGO, OR 1,5921.6k $29.1k $29.1k 0.03% Unchanged
70 CWM, LLC 0.00% of their portfolio OMAHA, NE 662662 $12.0k $12.0k 0.00% Unchanged
71 AMERICAN NATIONAL BANK & TRUST 0.00% of their portfolio WICHITA FALLS, TX 580580 $10.6k $10.6k 0.00% Unchanged
72 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 240240 $4.4k $4.4k 0.00% Reduced -1.8k -1,795
73 Grove Bank & Trust 0.00% of their portfolio Miami, FL 147147 $2.7k $2.7k 0.00% Unchanged
74 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 100100 $1.8k $1.8k 0.00% New
75 FMR LLC 0.00% of their portfolio BOSTON, MA 3939 $714 $714 0.00% Reduced -1.7k -1,667
76 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged