Vault-13

GOLDMAN SACHS PHYSICAL GOLD AAAU

UNIT · ETP · CUSIP 38150K103

75 institutional holders +12 vs Q4 2022
7,418,6967.4m shares reported held*
$145.1mreported value*
19 new 18 added 23 reduced 6 sold out net bought ≈ $15.0m (+768.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.56.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 60Q4 22: 63Q1 23: 7575Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202260
Q4 202263
Q1 202375

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 33 bought or addedQ4 22: 28 cut or sold outQ4 22Q1 23: 37 bought or addedQ1 23: 29 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223328
Q1 20233729

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $1.5mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $1.7mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$1.5m$00.00
Q4 2022$1.7m$00.00
Q1 2023$0$0—

Biggest buyers

STIFEL FINANCIAL CORP New +217,791+217.8k
JANE STREET GROUP, LLC New +150,054+150.1k
ROYAL BANK OF CANADA Added +133,635+133.6k
RENAISSANCE TECHNOLOGIES LLC New +94,400+94.4k
Paladin Advisory Group, LLC New +92,067+92.1k
HRT FINANCIAL LP Added +81,983+82.0k
RETIREMENT GUYS FORMULA LLC Added +75,054+75.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +71,865+71.9k
Marks Group Wealth Management, Inc Added +47,231+47.2k
LPL Financial LLC Added +47,063+47.1k

Biggest sellers

JTC Employer Solutions Trustee Ltd Reduced -121,755-121.8k
Precision Wealth Strategies, LLC Reduced -111,306-111.3k
IMC-Chicago, LLC Sold out -86,502-86.5k
Buckley Wealth Management, LLC Sold out -41,200-41.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -35,154-35.2k
CITADEL ADVISORS LLC Sold out -21,667-21.7k
Belpointe Asset Management LLC Reduced -21,377-21.4k
Fortis Capital Advisors, LLC Reduced -21,377-21.4k
Mirae Asset Global Investments Co., Ltd. Reduced -20,000-20.0k
Capital Advisors Wealth Management, LLC Sold out -14,242-14.2k

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Marks Group Wealth Management, Inc 2.03% of their portfolio MINNETONKA, MN 813,935813.9k $15.9m $15.9m 2.03% Added +47.2k +47,231
2 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 801,228801.2k $15.7m $15.7m 0.00% Added +133.6k +133,635
3 AE Wealth Management LLC 0.08% of their portfolio TOPEKA, KS 635,119635.1k $12.4m $12.4m 0.08% Added +39.8k +39,770
4 OLIVER LAGORE VANVALIN INVESTMENT GROUP 5.22% of their portfolio FLINT, MI 596,485596.5k $11.7m $11.7m 5.22% Added +1.0k +1,043
5 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 509,222509.2k $10.0m $10.0m 0.02% Added +71.9k +71,865
6 Proficio Capital Partners LLC 1.12% of their portfolio NEWTON, MA 360,136360.1k $7.0m $7.0m 1.12% Reduced -100 -100
7 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 255,084255.1k $5.0m $5.0m 0.04% Added +16.5k +16,532
8 Geneos Wealth Management Inc. 0.29% of their portfolio ENGLEWOOD, CO 241,180241.2k $4.7m $4.7m 0.29% Added +2.7k +2,670
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 218,972219.0k $4.3m $4.3m 0.00% Reduced -2.6k -2,586
10 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 217,791217.8k $4.3m $4.3m 0.01% New
11 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 186,294186.3k $3.6m $3.6m 0.01% Added +8.5k +8,518
12 COURAGE CAPITAL MANAGEMENT LLC 8.64% of their portfolio NASHVILLE, TN 184,254184.3k $3.6m $3.6m 8.64% Unchanged
13 AXXCESS WEALTH MANAGEMENT, LLC 0.27% of their portfolio CARLSBAD, CA 172,000172.0k $3.4m $3.4m 0.27% Reduced -60 -60
14 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 150,054150.1k $2.9m $2.9m 0.01% New
15 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 149,000149.0k $2.9m $2.9m 0.01% Reduced -20.0k -20,000
16 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 141,929141.9k $2.8m $2.8m 0.00% Added +47.1k +47,063
17 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 129,481129.5k $2.5m $2.5m 0.01% Reduced -464 -464
18 RETIREMENT GUYS FORMULA LLC 1.57% of their portfolio MAUMEE, OH 112,275112.3k $2.2m $2.2m 1.57% Added +75.1k +75,054
19 HRT FINANCIAL LP 0.03% of their portfolio NEW YORK, NY 107,693107.7k $2.1m $2.1m 0.03% Added +82.0k +81,983
20 Global Retirement Partners, LLC 0.11% of their portfolio San Rafael, CA 105,641105.6k $2.1m $2.1m 0.11% Added +5.9k +5,916
21 Capital Asset Advisory Services LLC 0.15% of their portfolio Williamston, MI 102,996103.0k $2.0m $2.0m 0.15% Added +2.0k +2,022
22 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 98,55898.6k $1.9m $1.9m 0.02% Reduced -3.6k -3,643
23 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 94,40094.4k $1.8m $1.8m 0.00% New
24 Foundations Investment Advisors, LLC 0.07% of their portfolio PHOENIX, AZ 94,37194.4k $1.8m $1.8m 0.07% Added +15.5k +15,474
25 Paladin Advisory Group, LLC 1.50% of their portfolio CLIVE, IA 92,06792.1k $1.8m $1.8m 1.50% New
26 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 86,52286.5k $1.7m $1.7m 0.00% Added +17.6k +17,594
27 Mutual Advisors, LLC 0.05% of their portfolio OMAHA, NE 66,07966.1k $1.3m $1.3m 0.05% Reduced -422 -422
28 Regal Investment Advisors LLC 0.11% of their portfolio KENTWOOD, MI 65,88865.9k $1.3m $1.3m 0.11% Reduced -2.3k -2,347
29 Precision Wealth Strategies, LLC 1.96% of their portfolio SAINT LOUIS, MO 63,94463.9k $1.3m $1.3m 1.96% Reduced -111.3k -111,306
30 MOULTON WEALTH MANAGEMENT, INC 2.01% of their portfolio SPOKANE, WA 45,96046.0k $913.5k $913.5k 2.01% New
31 Riverwater Partners LLC 0.71% of their portfolio Milwaukee, WI 39,45139.5k $771.3k $771.3k 0.71% Reduced -1.0k -1,042
32 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 35,88935.9k $701.6k $701.6k 0.00% Unchanged
33 AUGUSTINE ASSET MANAGEMENT INC 0.31% of their portfolio JACKSONVILLE, FL 32,44232.4k $634.2k $634.2k 0.31% Reduced -67 -67
34 Texas Yale Capital Corp. 0.03% of their portfolio ST. PETERSBURG, FL 25,31425.3k $494.9k $494.9k 0.03% Unchanged
35 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 24,17324.2k $475.0k $475.0k 0.00% New
36 Cutter & CO Brokerage, Inc. 0.13% of their portfolio Ballwin, MO 20,95521.0k $409.7k $409.7k 0.13% Reduced -300 -300
37 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 20,22220.2k $395.3k $395.3k 0.02% Reduced -2.3k -2,294
38 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 19,22819.2k $375.9k $375.9k 0.00% Reduced -1.5k -1,480
39 JTC Employer Solutions Trustee Ltd 0.04% of their portfolio ST HELIER, Y9 17,82317.8k $348.0k $348.0k 0.04% Reduced -121.8k -121,755
40 Darwin Wealth Management, LLC 0.09% of their portfolio TAMPA, FL 17,65317.7k $349.5k $349.5k 0.09% New
41 Bell Bank 0.04% of their portfolio FARGO, ND 17,26817.3k $337.6k $337.6k 0.04% Unchanged
42 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 16,53616.5k $323.0k $323.0k 0.00% Added +4.4k +4,387
43 LCNB CORP 0.14% of their portfolio LEBANON, OH 15,89315.9k $310.7k $310.7k 0.14% Reduced -2.7k -2,675
44 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 14,65514.7k $286.5k $286.5k 0.01% New
45 Pekin Hardy Strauss, Inc. 0.04% of their portfolio CHICAGO, IL 13,45013.4k $262.9k $262.9k 0.04% Unchanged
46 HORIZON BANCORP INC /IN/ 0.17% of their portfolio MICHIGAN CITY, IN 13,30913.3k $260.0k $260.0k 0.17% Reduced -105 -105
47 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 12,83112.8k $250.0k $250.0k 0.00% Unchanged
48 Fortis Group Advisors, LLC 0.08% of their portfolio WESTWOOD, NJ 12,79112.8k $252.4k $252.4k 0.08% First filing
49 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 12,01712.0k $234.9k $234.9k 0.00% Added +500 +500
50 FLAGSTAR SECURITIES, INC 0.08% of their portfolio New York, NY 11,63911.6k $227.5k $227.5k 0.08% Unchanged
51 GPS Wealth Strategies Group, LLC 0.05% of their portfolio CENTENNIAL, CO 11,37711.4k $222.4k $222.4k 0.05% Unchanged
52 Armor Investment Advisors, LLC 0.13% of their portfolio RALEIGH, NC 11,27011.3k $220.3k $220.3k 0.13% New
53 Verity Asset Management, Inc. 0.13% of their portfolio DURHAM, NC 10,85110.9k $212.1k $212.1k 0.13% New
54 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 10,55710.6k $206.4k $206.4k 0.01% Reduced -21.4k -21,377
55 Fortis Capital Advisors, LLC 0.11% of their portfolio PRAIRIE VILLAGE, KS 10,55710.6k $206.4k $206.4k 0.11% Reduced -21.4k -21,377
56 Shay Capital LLC 0.09% of their portfolio NEW YORK, NY 10,50010.5k $205.3k $205.3k 0.09% New
57 NFSG Corp 0.11% of their portfolio BOCA RATON, FL 10,40010.4k $203.3k $203.3k 0.11% New
58 S.A. Mason LLC 0.14% of their portfolio HOLLAND, MI 10,15010.2k $198.4k $198.4k 0.14% Reduced -125 -125
59 SAGE RHINO CAPITAL LLC 0.06% of their portfolio MENLO PARK, CA 10,00010.0k $195.5k $195.5k 0.06% New
60 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 6,3446.3k $115.5k $115.5k 0.01% Reduced -3.3k -3,339
61 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 5,3005.3k $104.0k $104.0k 0.00% New
62 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 3,8503.9k $75.3k $75.3k 0.00% New
63 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3,0003.0k $58.6k $58.6k 0.00% Unchanged
64 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,5002.5k $48.9k $48.9k 0.00% Unchanged
65 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 2,0832.1k $40.9k $40.9k 0.00% New
66 Truvestments Capital LLC 0.02% of their portfolio SARASOTA, FL 1,8621.9k $36.4k $36.4k 0.02% New
67 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,6971.7k $33.2k $33.2k 0.00% Reduced -4.4k -4,392
68 Rain Capital Management, LLC 0.02% of their portfolio LAKE OSWEGO, OR 1,5921.6k $31.1k $31.1k 0.02% Unchanged
69 AMERICAN NATIONAL BANK & TRUST 0.00% of their portfolio WICHITA FALLS, TX 785785 $15.3k $15.3k 0.00% Added +55 +55
70 UBS Group AG 0.00% of their portfolio ZURICH, V8 602602 $11.8k $11.8k 0.00% Reduced -4.9k -4,949
71 CWM, LLC 0.00% of their portfolio OMAHA, NE 565565 $11.0k $11.0k 0.00% Unchanged
72 Stephens Consulting, LLC 0.01% of their portfolio FLINT, MI 546546 $10.7k $10.7k 0.01% New
73 Grove Bank & Trust 0.00% of their portfolio Miami, FL 147147 $2.9k $2.9k 0.00% Unchanged
74 Headlands Technologies LLC 0.00% of their portfolio CHICAGO, IL 6464 $1.3k $1.3k 0.00% New
75 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged