GOLDMAN SACHS PHYSICAL GOLD AAAU
UNIT · ETP · CUSIP 38150K103
- SectorFinancials
- IndustryCommodity Contracts Brokers & Dealers
- HeadquartersNew York, NY
- FilingsSEC EDGAR
63
institutional holders
+3 vs Q3 2022
6.7m
shares reported held*
$117.3mreported value*
14 new
19 added
16 reduced
12 sold out
net sold ≈ $3.0m (-163.5k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $17.55. Options: 1 managers hold calls ($1.7m notional), 0 hold puts (—).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 60 |
| Q4 2022 | 63 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $1.5m | $0 | 0.00 |
| Q4 2022 | $1.7m | $0 | 0.00 |
Biggest buyers
| Marks Group Wealth Management, Inc | New | +766.7k |
| Cetera Advisor Networks LLC | Added | +197.2k |
| OLIVER LAGORE VANVALIN INVESTMENT GROUP | Added | +128.5k |
| AE Wealth Management LLC | Added | +126.8k |
| Raymond James Financial Services Advisors, Inc. | Added | +67.7k |
| Buckley Wealth Management, LLC | New | +41.2k |
| IMC-Chicago, LLC | Added | +37.6k |
| RETIREMENT GUYS FORMULA LLC | New | +37.2k |
| Belpointe Asset Management LLC | New | +31.9k |
| HRT FINANCIAL LP | New | +25.7k |
Biggest sellers
| Proficio Capital Partners LLC | Reduced | -453.5k |
| JANE STREET GROUP, LLC | Sold out | -395.1k |
| Virtu Financial LLC | Sold out | -182.1k |
| ENVESTNET ASSET MANAGEMENT INC | Reduced | -171.6k |
| Wellspring Financial Advisors, LLC | Sold out | -171.4k |
| Samalin Investment Counsel, LLC | Sold out | -87.1k |
| Capital Asset Advisory Services LLC | Reduced | -80.4k |
| Precision Wealth Strategies, LLC | Reduced | -51.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -43.4k |
| FLOW TRADERS U.S. LLC | Sold out | -28.9k |
Biggest calls
| Paladin Advisory Group, LLC | Reduced | $1.7m92.1k shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Insider purchases and sales in Q4 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q4 2022.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| Marks Group Wealth Management, Inc 1.89% of their portfolio | 766.7k $13.9m | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 667.6k $12.1m | Reduced -6.0k |
| OLIVER LAGORE VANVALIN INVESTMENT GROUP 6.17% of their portfolio | 595.4k $10.8m | Added +128.5k |
| AE Wealth Management LLC 0.08% of their portfolio | 595.3k $10.8m | Added +126.8k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio | 437.4k $7.9m | Reduced -10.7k |
| Proficio Capital Partners LLC 0.54% of their portfolio | 360.2k $2.9m | Reduced -453.5k |
| Cetera Advisor Networks LLC 0.03% of their portfolio | 238.6k $4.3m | Added +197.2k |
| Geneos Wealth Management Inc. 0.26% of their portfolio | 238.5k $4.3m | Reduced -6.2k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 221.6k $4.0m | Reduced -171.6k |
| COURAGE CAPITAL MANAGEMENT LLC 9.36% of their portfolio | 184.3k $3.3m | Unchanged |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 177.8k $3.2m | Added +67.7k |
| Precision Wealth Strategies, LLC 3.30% of their portfolio | 175.2k $3.2m | Reduced -51.0k |
| AXXCESS WEALTH MANAGEMENT, LLC 0.26% of their portfolio | 172.1k $3.1m | Added +3.4k |
| Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio | 169.0k $3.1m | Added +20.0k |
| JTC Employer Solutions Trustee Ltd 0.22% of their portfolio | 139.6k $2.5m | Unchanged |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 129.9k $2.4m | Reduced -2.0k |
| Kestra Advisory Services, LLC 0.02% of their portfolio | 102.2k $1.8m | Added +4.3k |
| Capital Asset Advisory Services LLC 0.15% of their portfolio | 101.0k $1.8m | Reduced -80.4k |
| Global Retirement Partners, LLC 0.12% of their portfolio | 99.7k $1.8m | Reduced -1.7k |
| LPL Financial LLC 0.00% of their portfolio | 94.9k $1.7m | Added +12.1k |
| IMC-Chicago, LLC 0.34% of their portfolio | 86.5k $1.6m | Added +37.6k |
| Foundations Investment Advisors, LLC 0.06% of their portfolio | 78.9k $1.4m | Added +22.5k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 68.9k $1.2m | Added +10.9k |
| Regal Investment Advisors LLC 0.12% of their portfolio | 68.2k $1.2m | Reduced -2.3k |
| Mutual Advisors, LLC 0.05% of their portfolio | 66.5k $1.2m | Reduced -7.1k |
| Momentum Advisors, LLC 0.84% of their portfolio | 45.6k $825.0k | Added +3.2k |
| Buckley Wealth Management, LLC 0.27% of their portfolio | 41.2k $745.3k | New |
| Riverwater Partners LLC 0.63% of their portfolio | 40.5k $732.5k | Reduced -9.0k |
| RETIREMENT GUYS FORMULA LLC 0.55% of their portfolio | 37.2k $673.3k | New |
| NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio | 35.9k $649.2k | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 35.2k $635.9k | Reduced -43.4k |
| AUGUSTINE ASSET MANAGEMENT INC 0.32% of their portfolio | 32.5k $588.1k | Reduced -30 |
| Belpointe Asset Management LLC 0.03% of their portfolio | 31.9k $577.7k | New |
| Fortis Capital Advisors, LLC 0.34% of their portfolio | 31.9k $577.7k | First filing |
| HRT FINANCIAL LP 0.01% of their portfolio | 25.7k $465.0k | New |
| Texas Yale Capital Corp. 0.03% of their portfolio | 25.3k $457.9k | Added +575 |
| Apollon Wealth Management, LLC 0.03% of their portfolio | 22.5k $407.3k | Reduced -519 |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 21.7k $392.0k | New |
| Cutter & CO Brokerage, Inc. 0.13% of their portfolio | 21.3k $384.5k | Unchanged |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 20.7k $374.6k | Added +304 |
| LCNB CORP 0.16% of their portfolio | 18.6k $335.9k | Unchanged |
| Bell Bank 0.04% of their portfolio | 17.3k $312.4k | Unchanged |
| Capital Advisors Wealth Management, LLC 0.08% of their portfolio | 14.2k $257.6k | New |
| Pekin Hardy Strauss, Inc. 0.04% of their portfolio | 13.4k $243.3k | Unchanged |
| HORIZON BANCORP INC /IN/ 0.14% of their portfolio | 13.4k $243.0k | First filing |
| HighTower Advisors, LLC 0.00% of their portfolio | 12.8k $232.0k | Unchanged |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 12.1k $220.0k | New |
| FLAGSTAR SECURITIES, INC 0.07% of their portfolio | 11.6k $210.6k | Added +4.7k |
| Creative Planning 0.00% of their portfolio | 11.5k $208.3k | New |
| GPS Wealth Strategies Group, LLC 0.06% of their portfolio | 11.4k $205.8k | Unchanged |
| S.A. Mason LLC 0.14% of their portfolio | 10.3k $185.9k | Unchanged |
| IFP Advisors, Inc 0.01% of their portfolio | 9.7k $199.0k | New |
| MORGAN STANLEY 0.00% of their portfolio | 6.1k $110.2k | Added +4.4k |
| UBS Group AG 0.00% of their portfolio | 5.6k $100.4k | Added +3.3k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 3.0k $54.0k | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 2.5k $45.0k | New |
| Rain Capital Management, LLC 0.02% of their portfolio | 1.6k $28.8k | Unchanged |
| CNB Bank 0.01% of their portfolio | 980 $17.7k | New |
| AMERICAN NATIONAL BANK & TRUST 0.00% of their portfolio | 730 $13.0k | Added +130 |
| CWM, LLC 0.00% of their portfolio | 565 $10.0k | Reduced -11.5k |
| HERITAGE WEALTH MANAGEMENT, LLC 0.00% of their portfolio | 200 $3.6k | Added +100 |
| Grove Bank & Trust 0.00% of their portfolio | 147 $3.0k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |