Vault-13

GOLDMAN SACHS ETF TR GINN

INNOVAT EQ ETF · ETP · CUSIP 38149W820

44 institutional holders -4 vs Q1 2023
3,397,0793.4m shares reported held*
$167.8mreported value*
3 new 10 added 16 reduced 6 sold out net sold ≈ $76.5m (-1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $49.41.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 45Q4 22: 50Q1 23: 48Q2 23: 4444Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202245
Q4 202250
Q1 202348
Q2 202344

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 20 bought or addedQ4 22: 21 cut or sold outQ4 22Q1 23: 17 bought or addedQ1 23: 27 cut or sold outQ1 23Q2 23: 13 bought or addedQ2 23: 22 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222021
Q1 20231727
Q2 20231322

Biggest buyers

CITADEL ADVISORS LLC New +31,590+31.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +25,900+25.9k
JANE STREET GROUP, LLC Added +20,917+20.9k
CAPTRUST FINANCIAL ADVISORS New +10,051+10.1k
BANK OF MONTREAL /CAN/ New +8,189+8.2k
Berger Financial Group, Inc Added +2,555+2.6k
STEPHENS INC /AR/ Added +1,371+1.4k
UBS Group AG Added +941+941
CPC Advisors, LLC Added +390+390
SOL Capital Management CO Added +308+308

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -1,562,706-1.6m
Tidal Investments LLC Reduced -38,986-39.0k
Gladstone Institutional Advisory LLC Reduced -15,300-15.3k
StoneX Group Inc. Sold out -10,232-10.2k
Highland Financial Advisors, LLC Reduced -7,882-7.9k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -6,795-6.8k
BANK OF AMERICA CORP /DE/ Reduced -4,959-5.0k
TRAPHAGEN INVESTMENT ADVISORS LLC Reduced -3,242-3.2k
Legacy Private Trust Co. Reduced -2,284-2.3k
HBW ADVISORY SERVICES LLC Reduced -1,992-2.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 2,171,7542.2m $106.8m $106.8m 0.03% Reduced -1.6m -1,562,706
2 Berger Financial Group, Inc 1.96% of their portfolio PLYMOUTH, MN 352,019352.0k $17.3m $17.3m 1.96% Added +2.6k +2,555
3 HBW ADVISORY SERVICES LLC 1.28% of their portfolio SIMI VALLEY, CA 119,646119.6k $5.9m $5.9m 1.28% Reduced -2.0k -1,992
4 Highland Financial Advisors, LLC 2.69% of their portfolio WAYNE, NJ 106,132106.1k $5.2m $5.2m 2.69% Reduced -7.9k -7,882
5 Gladstone Institutional Advisory LLC 0.28% of their portfolio Bedminster, NJ 94,56494.6k $4.6m $4.6m 0.28% Reduced -15.3k -15,300
6 SOL Capital Management CO 0.65% of their portfolio ROCKVILLE, MD 87,33887.3k $4.3m $4.3m 0.65% Added +308 +308
7 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 81,04581.0k $4.0m $4.0m 0.01% Added +20.9k +20,917
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 43,17043.2k $2.1m $2.1m 0.00% Reduced -5.0k -4,959
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 41,69141.7k $2.0m $2.0m 0.00% Added +25.9k +25,900
10 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 31,59031.6k $1.6m $1.6m 0.00% New
11 Crestwood Advisors Group, LLC 0.04% of their portfolio BOSTON, MA 27,12227.1k $1.3m $1.3m 0.04% Reduced -375 -375
12 CPC Advisors, LLC 0.28% of their portfolio Atlanta, GA 26,69326.7k $1.3m $1.3m 0.28% Added +390 +390
13 Ten Capital Wealth Advisors, LLC 0.35% of their portfolio SPOKANE, WA 24,81524.8k $1.2m $1.2m 0.35% Reduced -1.9k -1,863
14 Tidal Investments LLC 0.03% of their portfolio Milwaukee, WI 23,05623.1k $1.1m $1.1m 0.03% Reduced -39.0k -38,986
15 Legacy Private Trust Co. 0.09% of their portfolio NEENAH, WI 22,48722.5k $1.1m $1.1m 0.09% Reduced -2.3k -2,284
16 TRAPHAGEN INVESTMENT ADVISORS LLC 0.25% of their portfolio ORADELL, NJ 22,12622.1k $1.9m $1.9m 0.25% Reduced -3.2k -3,242
17 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 18,17518.2k $893.0k $893.0k 0.00% Unchanged
18 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 13,87113.9k $681.5k $681.5k 0.01% Added +1.4k +1,371
19 Precision Wealth Strategies, LLC 0.82% of their portfolio SAINT LOUIS, MO 10,24410.2k $503.3k $503.3k 0.82% Reduced -1.6k -1,613
20 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 10,05110.1k $493.8k $493.8k 0.00% New
21 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 8,1898.2k $407.1k $407.1k 0.00% New
22 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 7,5777.6k $372.3k $372.3k 0.01% Unchanged
23 KB FINANCIAL PARTNERS, LLC 0.10% of their portfolio PRINCETON, NJ 7,5777.6k $372.0k $372.0k 0.10% Unchanged
24 American Trust 0.02% of their portfolio LEXINGTON, KY 7,2787.3k $333.4k $333.4k 0.02% Unchanged
25 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 6,5296.5k $320.8k $320.8k 0.00% Added +263 +263
26 Herold Advisors, Inc. 0.09% of their portfolio New York, NY 6,2916.3k $309.1k $309.1k 0.09% Unchanged
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 5,9566.0k $293.0k $293.0k 0.00% Added +215 +215
28 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 5,3795.4k $264.0k $264.0k 0.00% Reduced -6.8k -6,795
29 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 4,4234.4k $217.3k $217.3k 0.00% Reduced -96 -96
30 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,9582.0k $96.2k $96.2k 0.00% Added +941 +941
31 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,9211.9k $94.0k $94.0k 0.00% Unchanged
32 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,5991.6k $78.6k $78.6k 0.00% Added +177 +177
33 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 1,1241.1k $59.0k $59.0k 0.00% Reduced -18 -18
34 AMERICAN NATIONAL BANK & TRUST 0.01% of their portfolio WICHITA FALLS, TX 945945 $46.4k $46.4k 0.01% Reduced -330 -330
35 TD Capital Management LLC 0.00% of their portfolio MEMPHIS, TN 751751 $36.9k $36.9k 0.00% Unchanged
36 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 616616 $30.3k $30.3k 0.00% Unchanged
37 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 427427 $21.0k $21.0k 0.00% Unchanged
38 Milestone Investment Advisors LLC 0.01% of their portfolio MIDDLETON, WI 361361 $17.7k $17.7k 0.01% Unchanged
39 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 207207 $10.2k $10.2k 0.00% Unchanged
40 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 175175 $8.6k $8.6k 0.00% Unchanged
41 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 171171 $8.4k $8.4k 0.00% Unchanged
42 Concord Wealth Partners 0.00% of their portfolio ABINGDON, VA 3636 $1.8k $1.8k 0.00% Reduced -73 -73
43 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
44 Abound Wealth Management 0.00% of their portfolio FRANKLIN, TN 00 $1 $1 0.00% Unchanged