GOLDMAN SACHS ETF TR GSWO
ACTIVEBETA WRLD · ETP · CUSIP 38149W739
31
institutional holders
+3 vs Q3 2023
1.8m
shares reported held*
$78.7mreported value*
6 new
7 added
12 reduced
4 sold out
net bought ≈ $4.7m (+106.7k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $43.66. Options: 0 managers hold calls (— notional), 1 hold puts ($0).
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 11 |
| Q4 2022 | 13 |
| Q1 2023 | 21 |
| Q2 2023 | 26 |
| Q3 2023 | 28 |
| Q4 2023 | 31 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 6 | 6 |
| Q1 2023 | 16 | 5 |
| Q2 2023 | 16 | 7 |
| Q3 2023 | 18 | 13 |
| Q4 2023 | 13 | 16 |
Biggest buyers
| MORGAN STANLEY | Added | +133.4k |
| JANE STREET GROUP, LLC | Added | +9.0k |
| FLOW TRADERS U.S. LLC | New | +8.3k |
| LPL Financial LLC | Added | +8.2k |
| ICA Group Wealth Management, LLC | New | +4.3k |
| CoreCap Advisors, LLC | Added | +2.0k |
| ROYAL BANK OF CANADA | Added | +2.0k |
| UBS Group AG | New | +1.3k |
| Steward Partners Investment Advisory, LLC | New | +360 |
| Federation des caisses Desjardins du Quebec | Added | +185 |
Biggest sellers
| Herold Advisors, Inc. | Sold out | -23.0k |
| OSAIC HOLDINGS, INC. | Reduced | -17.1k |
| Cetera Investment Advisers | Reduced | -10.0k |
| ENVESTNET ASSET MANAGEMENT INC | Reduced | -7.4k |
| Cambridge Investment Research Advisors, Inc. | Reduced | -2.1k |
| Envestnet Portfolio Solutions, Inc. | Reduced | -1.7k |
| Global Retirement Partners, LLC | Reduced | -316 |
| BANK OF AMERICA CORP /DE/ | Sold out | -215 |
| Bank of New York Mellon Corp | Reduced | -156 |
| BANK OF MONTREAL /CAN/ | Reduced | -125 |
Biggest calls
| None |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| LPL Financial LLC 0.02% of their portfolio | 715.8k $31.2m | Added +8.2k |
| ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio | 330.8k $14.4m | Reduced -7.4k |
| MORGAN STANLEY 0.00% of their portfolio | 267.2k $11.7m | Added +133.4k |
| PRINCIPAL SECURITIES, INC. 0.20% of their portfolio | 123.7k $5.4m | First filing |
| Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio | 98.7k $4.3m | Reduced -1.7k |
| Cetera Investment Advisers 0.02% of their portfolio | 55.5k $2.4m | Reduced -10.0k |
| Cetera Advisor Networks LLC 0.01% of their portfolio | 41.8k $1.8m | Reduced -98 |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 40.2k $1.8m | Added +9.0k |
| CoreCap Advisors, LLC 0.11% of their portfolio | 38.7k $1.7m | Added +2.0k |
| Atria Wealth Solutions, Inc. 0.01% of their portfolio | 20.3k $890.7k | Reduced -68 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 14.2k $619.0k | Reduced -2.1k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 14.1k $616.2k | Reduced -156 |
| OLD MISSION CAPITAL LLC 0.02% of their portfolio | 12.3k $536.2k | Added +102 |
| FLOW TRADERS U.S. LLC 0.01% of their portfolio | 8.3k $362.0k | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 5.9k $255.0k | Added +2.0k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 5.2k $229.4k | Reduced -17.1k |
| ICA Group Wealth Management, LLC 0.04% of their portfolio | 4.3k $189.7k | New |
| Global Retirement Partners, LLC 0.00% of their portfolio | 2.2k $96.2k | Reduced -316 |
| UBS Group AG 0.00% of their portfolio | 1.3k $56.5k | New |
| Stone House Investment Management, LLC 0.01% of their portfolio | 667 $29.1k | Unchanged |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 656 $32.5k | Reduced -89 |
| Pacifica Partners Inc. 0.01% of their portfolio | 532 $22.5k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 360 $15.7k | New |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 316 $13.8k | Reduced -125 |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 248 $10.8k | Added +185 |
| COMERICA BANK 0.00% of their portfolio | 167 $7.3k | Unchanged |
| FMR LLC 0.00% of their portfolio | 78 $3.4k | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 19 $829 | New |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 19 $824 | Reduced -94 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 2 $87 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |