Vault-13

GOLDMAN SACHS BDC INC GSBD

SHS · Common Stock · CUSIP 38147U107

216 institutional holders +6 vs Q1 2024
35,151,46435.2m shares reported held*
30.1% of all shares outstanding*
$528.6mreported value*
23 new 70 added 62 reduced 20 sold out net sold ≈ $91.7m (-6.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 116.9m as of 2024-08-08, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $15.04. Options: 6 managers hold calls ($3.3m notional), 4 hold puts ($169.3k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 189Q4 22: 209Q1 23: 214Q2 23: 205Q3 23: 211Q4 23: 214Q1 24: 210Q2 24: 216216Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022189
Q4 2022209
Q1 2023214
Q2 2023205
Q3 2023211
Q4 2023214
Q1 2024210
Q2 2024216

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 93 bought or addedQ4 22: 78 cut or sold outQ4 22Q1 23: 93 bought or addedQ1 23: 85 cut or sold outQ2 23: 78 bought or addedQ2 23: 87 cut or sold outQ2 23Q3 23: 91 bought or addedQ3 23: 79 cut or sold outQ4 23: 87 bought or addedQ4 23: 88 cut or sold outQ4 23Q1 24: 101 bought or addedQ1 24: 80 cut or sold outQ2 24: 93 bought or addedQ2 24: 82 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20229378
Q1 20239385
Q2 20237887
Q3 20239179
Q4 20238788
Q1 202410180
Q2 20249382

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ3 23 calls: $405.8kQ3 23 puts: $509.0kQ3 23P/C 1.25Q4 23 calls: $1.3mQ4 23 puts: $134.2kQ4 23P/C 0.11Q1 24 calls: $2.6mQ1 24 puts: $53.5kQ1 24P/C 0.02Q2 24 calls: $3.3mQ2 24 puts: $169.3kQ2 24P/C 0.05
Numbers
QuarterCallsPutsP/C
Q3 2023$405.8k$509.0k1.25
Q4 2023$1.3m$134.2k0.11
Q1 2024$2.6m$53.5k0.02
Q2 2024$3.3m$169.3k0.05

Biggest buyers

MARSHALL WACE, LLP New +1,233,042+1.2m
VAN ECK ASSOCIATES CORP Added +413,745+413.7k
Meridian Wealth Management, LLC New +254,594+254.6k
Trexquant Investment LP Added +121,765+121.8k
Qube Research & Technologies Ltd Added +107,010+107.0k
TrueMark Investments, LLC New +95,676+95.7k
HRT FINANCIAL LP Added +88,402+88.4k
ENVESTNET ASSET MANAGEMENT INC Added +79,315+79.3k
SHIKIAR ASSET MANAGEMENT INC Added +76,715+76.7k
JPMORGAN CHASE & CO Added +60,638+60.6k

Biggest sellers

MORGAN STANLEY Reduced -8,043,735-8.0m
CITADEL ADVISORS LLC Reduced -172,462-172.5k
Raymond James Financial Services Advisors, Inc. Reduced -126,655-126.7k
Rockefeller Capital Management L.P. Reduced -97,646-97.6k
ICON ADVISERS INC/CO Reduced -97,425-97.4k
Cubist Systematic Strategies, LLC Sold out -84,149-84.1k
FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ Reduced -73,194-73.2k
SG Americas Securities, LLC Reduced -68,950-69.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -51,114-51.1k
EVOKE WEALTH, LLC Reduced -49,300-49.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.4m92.8k shares
SIMPLEX TRADING, LLC Added $769.0k51.2k shares
CITADEL ADVISORS LLC Reduced $703.4k46.8k shares
JANE STREET GROUP, LLC Reduced $237.5k15.8k shares
GROUP ONE TRADING LLC Reduced $187.9k12.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $93.2k6.2k shares
GROUP ONE TRADING LLC New $45.1k3.0k shares
SIMPLEX TRADING, LLC Unchanged $31.0k2.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 1 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20231$263.2k0——
Q3 20230—0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 6,538,8556.5m $98.3m $98.3m 0.02% Added +27.5k +27,500
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,246,3774.2m $63.8m $63.8m 0.00% Reduced -8.0m -8,043,735
3 VAN ECK ASSOCIATES CORP 0.05% of their portfolio NEW YORK, NY 2,451,4392.5m $36.8m $36.8m 0.05% Added +413.7k +413,745
4 MARSHALL WACE, LLP 0.03% of their portfolio LONDON, X0 1,233,0421.2m $18.5m $18.5m 0.03% New
5 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 1,011,8121.0m $15.2m $15.2m 0.02% Reduced -126.7k -126,655
6 Legal & General Group Plc 0.00% of their portfolio London, X0 882,215882.2k $13.3m $13.3m 0.00% Added +8.3k +8,268
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 877,266877.3k $13.2m $13.2m 0.00% Added +49.9k +49,911
8 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 742,625742.6k $11.2m $11.2m 0.00% Reduced -8.7k -8,673
9 Advisors Capital Management, LLC 0.19% of their portfolio RIDGEWOOD, NJ 718,080718.1k $10.8m $10.8m 0.19% Added +29.5k +29,508
10 Callodine Capital Management, LP 2.45% of their portfolio BOSTON, MA 700,000700.0k $10.5m $10.5m 2.45% Unchanged
11 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 645,129645.1k $9.7m $9.7m 0.01% Reduced -24.3k -24,260
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 585,186585.2k $8.8m $8.8m 0.00% Reduced -22.5k -22,515
13 SHIKIAR ASSET MANAGEMENT INC 2.23% of their portfolio NEW YORK, NY 554,290554.3k $8.3m $8.3m 2.23% Added +76.7k +76,715
14 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 523,087523.1k $7.9m $7.9m 0.01% Reduced -22.6k -22,635
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 523,071523.1k $7.9m $7.9m 0.00% Added +79.3k +79,315
16 PURSUE WEALTH PARTNERS LLC 3.99% of their portfolio ALAMO, CA 486,721486.7k $7.3m $7.3m 3.99% Reduced -37.5k -37,500
17 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 453,552453.6k $6.8m $6.8m 0.01% Added +107.0k +107,010
18 Muzinich & Co., Inc. 5.15% of their portfolio NEW YORK, NY 427,822427.8k $6.4m $6.4m 5.15% Added +45.6k +45,615
19 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 422,010422.0k $6.3m $6.3m 0.01% Added +34.6k +34,631
20 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 418,871418.9k $6.3m $6.3m 0.00% Added +13.3k +13,319
21 Arcus Capital Partners, LLC 2.33% of their portfolio ATLANTA, GA 401,369401.4k $6.1m $6.1m 2.33% Unchanged
22 Greenwich Investment Management, Inc. 5.02% of their portfolio NORWALK, CT 364,807364.8k $5.5m $5.5m 5.02% Reduced -4.0k -3,951
23 BlackRock Inc. 0.00% of their portfolio New York, NY 362,287362.3k $5.4m $5.4m 0.00% Added +7.5k +7,462
24 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 324,851324.9k $4.9m $4.9m 0.01% Reduced -97.6k -97,646
25 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 312,375312.4k $4.7m $4.7m 0.00% Reduced -5.1k -5,120
26 HB Wealth Management, LLC 0.05% of their portfolio Atlanta, GA 302,998303.0k $4.6m $4.6m 0.05% Added +46.4k +46,369
27 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 289,815289.8k $4.4m $4.4m 0.01% Reduced -19.2k -19,242
28 UBS Group AG 0.00% of their portfolio ZURICH, V8 266,890266.9k $4.0m $4.0m 0.00% Added +9.3k +9,275
29 Hennion & Walsh Asset Management, Inc. 0.20% of their portfolio Parsippany, NJ 264,198264.2k $4.0m $4.0m 0.20% Added +36.2k +36,204
30 Meridian Wealth Management, LLC 0.46% of their portfolio LEXINGTON, KY 254,594254.6k $3.8m $3.8m 0.46% New
31 GREAT LAKES ADVISORS, LLC 0.03% of their portfolio CHICAGO, IL 237,224237.2k $3.6m $3.6m 0.03% Unchanged
32 Stratos Wealth Partners, LTD. 0.05% of their portfolio BEACHWOOD, OH 226,201226.2k $3.4m $3.4m 0.05% Reduced -48.6k -48,581
33 Trexquant Investment LP 0.05% of their portfolio STAMFORD, CT 207,156207.2k $3.1m $3.1m 0.05% Added +121.8k +121,765
34 Quadrant Private Wealth Management, LLC 0.73% of their portfolio Center Valley, PA 206,405206.4k $3.2m $3.2m 0.73% Reduced -28.5k -28,470
35 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.04% of their portfolio ST. LOUIS, MO 190,241190.2k $2.9m $2.9m 0.04% Added +4.3k +4,254
36 MCKINLEY CAPITAL MANAGEMENT LLC 0.50% of their portfolio ANCHORAGE, AK 189,866189.9k $2.9m $2.9m 0.50% Added +687 +687
37 SAGE RHINO CAPITAL LLC 0.63% of their portfolio MENLO PARK, CA 176,077176.1k $2.6m $2.6m 0.63% Added +2.3k +2,254
38 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 172,832172.8k $2.6m $2.6m 0.01% Reduced -38.9k -38,917
39 NORGES BANK 0.00% of their portfolio OSLO, Q8 153,500153.5k $2.3m $2.3m 0.00% Not comparable
40 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 140,593140.6k $2.1m $2.1m 0.02% Reduced -5.4k -5,438
41 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 138,318138.3k $2.1m $2.1m 0.00% Added +60.6k +60,638
42 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 136,831136.8k $2.1m $2.1m 0.01% Added +88.4k +88,402
43 Merit Financial Group, LLC 0.04% of their portfolio ALPHARETTA, GA 135,344135.3k $2.0m $2.0m 0.04% Unchanged
44 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 0.01% of their portfolio Cincinnati, OH 135,065135.1k $2.0m $2.0m 0.01% Reduced -73.2k -73,194
45 GraniteShares Advisors LLC 0.66% of their portfolio NEW YORK, NY 131,859131.9k $2.0m $2.0m 0.66% Added +16.4k +16,447
46 Naviter Wealth, LLC 0.30% of their portfolio LITTLE ROCK, AR 131,241131.2k $2.0m $2.0m 0.30% Added +46.8k +46,760
47 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 129,791129.8k $2.0m $2.0m 0.00% Reduced -51.1k -51,114
48 United Advisor Group, LLC 0.60% of their portfolio CINCINNATI, OH 128,397128.4k $1.9m $1.9m 0.60% Reduced -1.2k -1,165
49 Adams Asset Advisors, LLC 0.24% of their portfolio DALLAS, TX 122,927122.9k $1.8m $1.8m 0.24% Unchanged
50 Advisors Asset Management, Inc. 0.03% of their portfolio Monument, CO 112,211112.2k $1.7m $1.7m 0.03% Reduced -17.4k -17,366
51 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 110,861110.9k $1.7m $1.7m 0.00% Added +15.5k +15,488
52 Capital Market Strategies LLC 1.02% of their portfolio PALM BEACH GARDENS, FL 107,701107.7k $1.6m $1.6m 1.02% Added +17.4k +17,361
53 CASCADE INVESTMENT GROUP, INC. 1.25% of their portfolio Colorado Springs, CO 106,482106.5k $1.6m $1.6m 1.25% Added +6.5k +6,475
54 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 106,096106.1k $1.6m $1.6m 0.00% Reduced -4.0k -3,988
55 Texas Yale Capital Corp. 0.07% of their portfolio ST. PETERSBURG, FL 102,330102.3k $1.5m $1.5m 0.07% Added +4.2k +4,180
56 TrueMark Investments, LLC 0.49% of their portfolio CHICAGO, IL 95,67695.7k $1.4m $1.4m 0.49% New
57 KRAEMATON INVESTMENT ADVISORS, INC 1.44% of their portfolio BRAINTREE, MA 94,34694.3k $1.4m $1.4m 1.44% Added +210 +210
58 Autumn Glory Partners, LLC 0.72% of their portfolio DALLAS, TX 93,44393.4k $1.4m $1.4m 0.72% Unchanged
59 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 91,86891.9k $1.4m $1.4m 0.00% Added +3.9k +3,895
60 Cohen Capital Management, Inc. 0.23% of their portfolio CORTE MADERA, CA 89,63289.6k $1.3m $1.3m 0.23% Reduced -456 -456
61 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 86,77586.8k $1.3m $1.3m 0.00% Added +14.1k +14,103
62 BluePointe Capital Management, LLC 0.84% of their portfolio San Mateo, CA 80,96681.0k $1.3m $1.3m 0.84% Reduced -2.7k -2,683
63 Investment Partners Asset Management, Inc. 1.08% of their portfolio METUCHEN, NJ 80,92880.9k $1.2m $1.2m 1.08% Unchanged
64 Fort Point Capital Partners LLC 0.14% of their portfolio San Francisco, CA 74,07274.1k $1.1m $1.1m 0.14% Unchanged
65 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 73,88373.9k $1.1m $1.1m 0.00% Reduced -15.1k -15,070
66 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 73,43173.4k $1.1m $1.1m 0.00% Reduced -172.5k -172,462
67 VIRTUS ADVISERS, LLC 0.53% of their portfolio HARTFORD, CT 71,39371.4k $1.1m $1.1m 0.53% Added +19.9k +19,873
68 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 71,02871.0k $1.1m $1.1m 0.01% Added +6.6k +6,612
69 Arkadios Wealth Advisors 0.07% of their portfolio ATLANTA, GA 67,72567.7k $1.0m $1.0m 0.07% Reduced -27.5k -27,549
70 OLYMPUS WEALTH MANAGEMENT, LLC 0.29% of their portfolio COTTONWOOD HEIGHTS, UT 61,75161.8k $928.1k $928.1k 0.29% Added +29.7k +29,652
71 ICON ADVISERS INC/CO 0.21% of their portfolio GREENWOOD VILLAGE, CO 60,93960.9k $923.8k $923.8k 0.21% Reduced -97.4k -97,425
72 Financial Alternatives, Inc 0.67% of their portfolio LA JOLLA, CA 59,40959.4k $892.9k $892.9k 0.67% Reduced -4.4k -4,444
73 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 58,44358.4k $917.0k $917.0k 0.01% First filing
74 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 57,27357.3k $860.8k $860.8k 0.03% Added +16.6k +16,568
75 Parallel Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 57,00257.0k $856.7k $856.7k 0.02% Reduced -7.8k -7,769
76 Magnetar Financial LLC 0.02% of their portfolio EVANSTON, IL 49,35349.4k $741.8k $741.8k 0.02% New
77 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 49,16249.2k $738.9k $738.9k 0.02% Added +2.0k +2,000
78 Hibernia Wealth Partners, LLC 0.25% of their portfolio BATON ROUGE, LA 47,94947.9k $720.7k $720.7k 0.25% Reduced -8.4k -8,408
79 AXXCESS WEALTH MANAGEMENT, LLC 0.02% of their portfolio CARLSBAD, CA 47,24547.2k $710.1k $710.1k 0.02% Unchanged
80 Jump Financial, LLC 0.01% of their portfolio Chicago, IL 47,20047.2k $709.4k $709.4k 0.01% Reduced -30.7k -30,715
81 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 46,61946.6k $701.0k $701.0k 0.00% Reduced -1.9k -1,873
82 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 44,64544.6k $671.0k $671.0k 0.01% Added +3.8k +3,789
83 Aquatic Capital Management LLC 0.02% of their portfolio CHICAGO, IL 44,50044.5k $668.8k $668.8k 0.02% Added +35.2k +35,200
84 Keel Point, LLC 0.05% of their portfolio HUNTSVILLE, AL 44,17544.2k $601.7k $601.7k 0.05% New
85 Y-Intercept (Hong Kong) Ltd 0.04% of their portfolio HONG KONG, K3 43,38143.4k $652.0k $652.0k 0.04% Added +19.5k +19,536
86 HERBST GROUP, LLC 0.38% of their portfolio WESTPORT, CT 41,95042.0k $630.5k $630.5k 0.38% Reduced -3.9k -3,900
87 Summit Trail Advisors, LLC 0.02% of their portfolio NEW YORK, NY 40,92440.9k $633.5k $633.5k 0.02% New
88 BALDWIN WEALTH PARTNERS LLC/MA 0.05% of their portfolio Marion, MA 40,45340.5k $608.0k $608.0k 0.05% Added +300 +300
89 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 39,55939.6k $594.6k $594.6k 0.00% Added +2.0k +1,963
90 WEST MICHIGAN ADVISORS, LLC 0.19% of their portfolio HOLLAND, MI 39,44039.4k $610.5k $610.5k 0.19% Unchanged
91 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 38,70838.7k $581.8k $581.8k 0.00% Added +142 +142
92 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 37,62537.6k $566.0k $566.0k 0.00% Reduced -2.5k -2,520
93 Mariner, LLC 0.00% of their portfolio Overland Park, KS 37,28137.3k $560.3k $560.3k 0.00% Reduced -1.0k -1,005
94 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 37,03937.0k $571.6k $571.6k 0.00% Added +35 +35
95 Perigon Wealth Management, LLC 0.02% of their portfolio SAN FRANCISCO, CA 36,41536.4k $547.3k $547.3k 0.02% Added +4.9k +4,890
96 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 36,03536.0k $541.6k $541.6k 0.01% Added +1.7k +1,686
97 Redhawk Wealth Advisors, Inc. 0.08% of their portfolio MINNEAPOLIS, MN 35,73635.7k $537.1k $537.1k 0.08% Reduced -1.7k -1,687
98 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 35,05935.1k $542.7k $542.7k 0.02% Added +2.5k +2,540
99 CERTUITY, LLC 0.04% of their portfolio NORTH PALM BEACH, FL 34,35834.4k $516.4k $516.4k 0.04% Unchanged
100 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 34,00034.0k $511.0k $511.0k 0.00% New