Vault-13

GOLDMAN SACHS ETF TR GSLC

ACTIVEBETA US LG · ETP · CUSIP 381430503

541 institutional holders -1 vs Q4 2024
99,206,69899.2m shares reported held*
$10.9bnreported value*
38 new 178 added 195 reduced 39 sold out net sold ≈ $45.9m (-415.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $109.98. Options: 2 managers hold calls ($9.4m notional), 1 hold puts ($44.0k).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 379Q4 22: 388Q1 23: 391Q2 23: 403Q3 23: 405Q4 23: 450Q1 24: 474Q2 24: 485Q3 24: 491Q4 24: 542Q1 25: 541541Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022379
Q4 2022388
Q1 2023391
Q2 2023403
Q3 2023405
Q4 2023450
Q1 2024474
Q2 2024485
Q3 2024491
Q4 2024542
Q1 2025541

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q2 23: 151 bought or addedQ2 23: 198 cut or sold outQ3 23: 166 bought or addedQ3 23: 192 cut or sold outQ3 23Q4 23: 165 bought or addedQ4 23: 197 cut or sold outQ1 24: 212 bought or addedQ1 24: 195 cut or sold outQ1 24Q2 24: 183 bought or addedQ2 24: 220 cut or sold outQ3 24: 205 bought or addedQ3 24: 211 cut or sold outQ3 24Q4 24: 211 bought or addedQ4 24: 204 cut or sold outQ1 25: 216 bought or addedQ1 25: 234 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 2023151198
Q3 2023166192
Q4 2023165197
Q1 2024212195
Q2 2024183220
Q3 2024205211
Q4 2024211204
Q1 2025216234

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ2 24 calls: $64.2kQ2 24 puts: $21.4kQ2 24P/C 0.33Q3 24 calls: $734.1kQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $57.6kQ4 24 puts: $46.1kQ4 24P/C 0.80Q1 25 calls: $9.4mQ1 25 puts: $44.0kQ1 25P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2024$64.2k$21.4k0.33
Q3 2024$734.1k$00.00
Q4 2024$57.6k$46.1k0.80
Q1 2025$9.4m$44.0k0.00

Biggest buyers

HB Wealth Management, LLC New +1,009,564+1.0m
Orion Portfolio Solutions, LLC Added +442,542+442.5k
WELLS FARGO & COMPANY/MN Added +266,730+266.7k
RiverFront Investment Group, LLC Added +93,853+93.9k
ENVESTNET ASSET MANAGEMENT INC Added +77,363+77.4k
Focus Partners Wealth Added +76,930+76.9k
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Added +76,925+76.9k
MORGAN STANLEY Added +63,272+63.3k
LPL Financial LLC Added +52,292+52.3k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +51,794+51.8k

Biggest sellers

WMS Partners, LLC Sold out -957,161-957.2k
Retirement Planning Group, LLC Reduced -736,703-736.7k
GOLDMAN SACHS GROUP INC Reduced -342,133-342.1k
Leo Wealth, LLC Reduced -235,965-236.0k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -138,442-138.4k
Kelman-Lazarov, Inc. Reduced -110,988-111.0k
Equitable Holdings, Inc. Reduced -94,103-94.1k
Essential Planning, LLC. Sold out -43,096-43.1k
Betterment LLC Reduced -40,304-40.3k
CITADEL ADVISORS LLC Sold out -36,368-36.4k

Biggest calls

CITADEL ADVISORS LLC Added $9.4m85.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Unchanged $44.0k400 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.79% of their portfolio SAN FRANCISCO, CA 29,931,68729.9m $3.3bn $3.3bn 0.79% Added +266.7k +266,730
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.63% of their portfolio MILWAUKEE, WI 6,949,7586.9m $765.0m $765.0m 0.63% Reduced -138.4k -138,442
3 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 5,431,2735.4m $597.9m $597.9m 0.04% Added +63.3k +63,272
4 Betterment LLC 1.39% of their portfolio NEW YORK, NY 5,305,8785.3m $584.1m $584.1m 1.39% Reduced -40.3k -40,304
5 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 12.54% of their portfolio LOS ANGELES, CA 4,328,9774.3m $476.5m $476.5m 12.54% Added +76.9k +76,925
6 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 3,054,4633.1m $336.2m $336.2m 0.03% Reduced -5.2k -5,241
7 LPL Financial LLC 0.12% of their portfolio FORT MILL, SC 2,900,3312.9m $319.3m $319.3m 0.12% Added +52.3k +52,292
8 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 2,435,4462.4m $268.1m $268.1m 0.09% Added +77.4k +77,363
9 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 2,014,4412.0m $221.7m $221.7m 0.04% Reduced -342.1k -342,133
10 SigFig Wealth Management, LLC 7.38% of their portfolio SAN FRANCISCO, CA 1,866,8151.9m $204.2m $204.2m 7.38% Added +706 +706
11 RiverFront Investment Group, LLC 4.39% of their portfolio RICHMOND, VA 1,790,4571.8m $197.1m $197.1m 4.39% Added +93.9k +93,853
12 Glenview Trust Co 2.65% of their portfolio Louisville, KY 1,236,8001.2m $136.1m $136.1m 2.65% Reduced -24.1k -24,111
13 RAYMOND JAMES FINANCIAL INC 0.05% of their portfolio ST. PETERSBURG, FL 1,129,2681.1m $124.3m $124.3m 0.05% Reduced -7.6k -7,578
14 HB Wealth Management, LLC 0.93% of their portfolio Atlanta, GA 1,009,5641.0m $111.1m $111.1m 0.93% New
15 Cetera Investment Advisers 0.19% of their portfolio SCHAUMBURG, IL 898,816898.8k $98.9m $98.9m 0.19% Added +8.0k +7,973
16 Orion Portfolio Solutions, LLC 0.50% of their portfolio Omaha, NE 892,637892.6k $100.6m $100.6m 0.50% Added +442.5k +442,542
17 Financial Management Professionals, Inc. 11.52% of their portfolio AUSTIN, TX 819,459819.5k $90.2m $90.2m 11.52% Added +29.8k +29,844
18 SFMG, LLC 6.96% of their portfolio PLANO, TX 801,096801.1k $88.2m $88.2m 6.96% Reduced -9.7k -9,654
19 OneDigital Investment Advisors LLC 1.00% of their portfolio OVERLAND PARK, KS 763,649763.6k $84.1m $84.1m 1.00% Added +2.5k +2,487
20 SkyView Investment Advisors, LLC 12.51% of their portfolio SHREWSBURY, NJ 755,747755.7k $83.2m $83.2m 12.51% Added +79 +79
21 High Probability Advisors, LLC 13.66% of their portfolio Pittsford, NY 744,020744.0k $81.9m $81.9m 13.66% Added +11.7k +11,662
22 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 672,750672.8k $74.1m $74.1m 0.02% Reduced -222 -222
23 Sanctuary Advisors, LLC 0.52% of their portfolio INDIANAPOLIS, IN 669,270669.3k $73.7m $73.7m 0.52% Added +20.9k +20,926
24 Riverpoint Wealth Management Holdings, LLC 17.98% of their portfolio CHICAGO, IL 632,094632.1k $69.6m $69.6m 17.98% Added +2.3k +2,265
25 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.13% of their portfolio PLYMOUTH, MN 630,096630.1k $69.4m $69.4m 0.13% Added +51.8k +51,794
26 UBS Group AG 0.02% of their portfolio ZURICH, V8 624,365624.4k $68.7m $68.7m 0.02% Reduced -723 -723
27 Goldstein Advisors, LLC 8.99% of their portfolio Madison, WI 558,737558.7k $61.5m $61.5m 8.99% Added +13.3k +13,271
28 COMMONWEALTH EQUITY SERVICES, LLC 0.09% of their portfolio WALTHAM, MA 557,617557.6k $61.4m $61.4m 0.09% Added +10.4k +10,448
29 Lifelong Wealth Advisors, Inc. 27.48% of their portfolio Arden Hills, MN 532,300532.3k $58.6m $58.6m 27.48% Reduced -3.8k -3,795
30 FIRST FOUNDATION ADVISORS 2.30% of their portfolio Irvine, CA 514,121514.1k $56.6m $56.6m 2.30% Reduced -26.2k -26,207
31 Hennion & Walsh Asset Management, Inc. 2.49% of their portfolio Parsippany, NJ 508,836508.8k $56.0m $56.0m 2.49% Added +31.2k +31,200
32 GFG Capital, LLC 13.45% of their portfolio MIAMI, FL 478,312478.3k $43.9m $43.9m 13.45% Reduced -6.9k -6,925
33 Orion Porfolio Solutions, LLC 0.48% of their portfolio OMAHA, NE 442,542442.5k $48.7m $48.7m 0.48% Reduced -7.6k -7,553
34 APPLETON PARTNERS INC/MA 3.70% of their portfolio BOSTON, MA 434,376434.4k $47.8m $47.8m 3.70% Reduced -2.2k -2,198
35 DROMS STRAUSS ADVISORS INC /MO/ /ADV 15.20% of their portfolio ST. LOUIS, MO 402,275402.3k $44.3m $44.3m 15.20% Reduced -7.0k -7,030
36 Penney Financial, LLC 28.43% of their portfolio HOUSTON, TX 393,309393.3k $43.3m $43.3m 28.43% Added +17.1k +17,104
37 KINTRA WEALTH, LLC 29.07% of their portfolio WILLIAMSPORT, PA 391,544391.5k $43.1m $43.1m 29.07% Added +16.0k +16,031
38 Janney Montgomery Scott LLC 0.12% of their portfolio PHILADELPHIA, PA 384,118384.1k $42.3m $42.3m 0.12% Reduced -798 -798
39 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 356,737356.7k $39.3m $39.3m 0.05% Reduced -9.2k -9,168
40 Steward Partners Investment Advisory, LLC 0.35% of their portfolio STAMFORD, CT 356,687356.7k $39.3m $39.3m 0.35% Reduced -11.7k -11,686
41 Sterling Financial Group, Inc. 13.99% of their portfolio PASADENA, CA 352,450352.4k $38.8m $38.8m 13.99% Added +19.3k +19,324
42 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 339,857339.9k $37.4m $37.4m 0.00% Added +5.2k +5,229
43 Retirement Planning Group, LLC 1.66% of their portfolio LEAWOOD, KS 322,347322.3k $35.5m $35.5m 1.66% Reduced -736.7k -736,703
44 Dynamic Advisor Solutions LLC 1.15% of their portfolio PHOENIX, AZ 317,908317.9k $35.0m $35.0m 1.15% Added +27.7k +27,653
45 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 5.30% of their portfolio PITTSBURGH, PA 311,793311.8k $34.3m $34.3m 5.30% Added +10.0k +9,984
46 Corient Private Wealth LP 0.05% of their portfolio MIAMI, FL 289,557289.6k $31.9m $31.9m 0.05% Reduced -5.2k -5,192
47 IAG Wealth Partners, LLC 4.76% of their portfolio WAUKESHA, WI 277,916277.9k $30.6m $30.6m 4.76% Added +7.7k +7,746
48 AXXCESS WEALTH MANAGEMENT, LLC 0.82% of their portfolio CARLSBAD, CA 271,126271.1k $29.8m $29.8m 0.82% Added +20.6k +20,640
49 Kelman-Lazarov, Inc. 5.06% of their portfolio MEMPHIS, TN 253,153253.2k $27.9m $27.9m 5.06% Reduced -111.0k -110,988
50 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 249,840249.8k $27.5m $27.5m 0.05% Added +31.2k +31,182
51 Leo Wealth, LLC 3.85% of their portfolio HURST, TX 243,498243.5k $26.8m $26.8m 3.85% Reduced -236.0k -235,965
52 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 241,883241.9k $26.6m $26.6m 0.06% Added +48.3k +48,278
53 Cornerstone Advisory, LLC 2.94% of their portfolio HUNT VALLEY, MD 228,701228.7k $25.2m $25.2m 2.94% Reduced -5.9k -5,891
54 &PARTNERS 0.26% of their portfolio NASHVILLE, TN 224,059224.1k $24.3m $24.3m 0.26% Reduced -16.0k -16,022
55 1900 WEALTH MANAGEMENT LLC 1.95% of their portfolio SAN ANTONIO, TX 213,370213.4k $23.5m $23.5m 1.95% Reduced -1.7k -1,725
56 PRINCIPAL SECURITIES, INC. 0.55% of their portfolio DES MOINES, IA 213,145213.1k $24.6m $24.6m 0.55% Unchanged
57 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 212,983213.0k $23.4m $23.4m 0.06% Added +2.5k +2,482
58 Horizon Family Wealth, Inc. 15.57% of their portfolio CHICAGO, IL 212,130212.1k $23.4m $23.4m 15.57% Added +18.3k +18,320
59 LexAurum Advisors, LLC 4.07% of their portfolio OVERLAND PARK, KS 192,815192.8k $21.2m $21.2m 4.07% Added +16.4k +16,374
60 Gladstone Institutional Advisory LLC 0.91% of their portfolio Bedminster, NJ 177,249177.2k $19.5m $19.5m 0.91% Added +21.2k +21,232
61 VAUGHAN & Co SECURITIES, INC. 11.95% of their portfolio Ridgewood, NJ 175,384175.4k $19.3m $19.3m 11.95% Added +2.1k +2,112
62 ACIMA PRIVATE WEALTH, LLC 6.74% of their portfolio RICHMOND, VA 170,675170.7k $18.8m $18.8m 6.74% Reduced -8.2k -8,215
63 MAI Capital Management 0.14% of their portfolio INDEPENDENCE, OH 166,890166.9k $18.4m $18.4m 0.14% Added +3.6k +3,578
64 Centurion Wealth Management LLC 5.76% of their portfolio Mclean, VA 159,793159.8k $18.4m $18.4m 5.76% Unchanged
65 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 159,031159.0k $17.5m $17.5m 0.04% Added +24.5k +24,509
66 NorthStar Asset Management LLC /NJ/ 10.74% of their portfolio BERKELEY HEIGHTS, NJ 156,087156.1k $17.2m $17.2m 10.74% Added +811 +811
67 Private Advisor Group, LLC 0.10% of their portfolio MORRISTOWN, NJ 156,082156.1k $17.2m $17.2m 0.10% Added +1.4k +1,429
68 Callan Capital, LLC 1.27% of their portfolio LA JOLLA, CA 155,581155.6k $17.1m $17.1m 1.27% Reduced -4.9k -4,943
69 Allworth Financial LP 0.09% of their portfolio FOLSOM, CA 153,065153.1k $16.5m $16.5m 0.09% Reduced -1.8k -1,782
70 ARVEST INVESTMENTS, INC. 2.53% of their portfolio LOWELL, AR 145,884145.9k $16.1m $16.1m 2.53% Reduced -3.7k -3,667
71 Lido Advisors, LLC 0.09% of their portfolio Los Angeles, CA 142,206142.2k $15.7m $15.7m 0.09% Added +2.0k +2,012
72 GeoWealth Management, LLC 0.63% of their portfolio CHICAGO, IL 141,723141.7k $15.6m $15.6m 0.63% Reduced -21.0k -20,979
73 Mariner, LLC 0.03% of their portfolio Overland Park, KS 141,230141.2k $15.5m $15.5m 0.03% Reduced -4.2k -4,189
74 Gratus Wealth Advisors, LLC 2.47% of their portfolio VIRGINIA BEACH, VA 136,693136.7k $15.0m $15.0m 2.47% Added +4.7k +4,650
75 Inscription Capital, LLC 2.33% of their portfolio HOUSTON, TX 136,073136.1k $14.1m $14.1m 2.33% First filing
76 Silicon Valley Capital Partners 1.94% of their portfolio SAN JOSE, CA 135,886135.9k $14.9m $14.9m 1.94% Reduced -1.4k -1,420
77 Kings Path Partners LLC 7.28% of their portfolio SUGAR LAND, TX 135,067135.1k $14.9m $14.9m 7.28% Added +13.1k +13,054
78 Paul R. Ried Financial Group, LLC 10.05% of their portfolio BELLEVUE, WA 131,136131.1k $14.4m $14.4m 10.05% Added +2.6k +2,644
79 LINCOLN CAPITAL CORP 5.48% of their portfolio EAST GREENWICH, RI 119,577119.6k $13.2m $13.2m 5.48% Reduced -7.8k -7,782
80 Nabity-Jensen Investment Management Inc 10.45% of their portfolio OMAHA, NE 119,459119.5k $13.2m $13.2m 10.45% Reduced -4.2k -4,238
81 Worth Financial Advisory Group, LLC 8.34% of their portfolio CHARLOTTE, NC 119,153119.2k $13.1m $13.1m 8.34% Reduced -2.6k -2,613
82 CoreCap Advisors, LLC 0.54% of their portfolio SOUTHFIELD, MI 111,288111.3k $12.3m $12.3m 0.54% Reduced -1.2k -1,232
83 Regal Investment Advisors LLC 0.96% of their portfolio KENTWOOD, MI 107,259107.3k $11.8m $11.8m 0.96% Reduced -19.4k -19,415
84 Ledyard National Bank 1.16% of their portfolio HANOVER, NH 106,562106.6k $11.7m $11.7m 1.16% Reduced -3.8k -3,830
85 Envestnet Portfolio Solutions, Inc. 0.04% of their portfolio BERWYN, PA 106,553106.6k $11.7m $11.7m 0.04% Reduced -30.4k -30,413
86 XML Financial, LLC 1.09% of their portfolio BETHESDA, MD 106,360106.4k $11.7m $11.7m 1.09% Reduced -1.6k -1,595
87 NOVARE CAPITAL MANAGEMENT LLC 1.02% of their portfolio CHARLOTTE, NC 106,047106.0k $11.7m $11.7m 1.02% Added +4.8k +4,806
88 Canvas Wealth Advisors, LLC 2.75% of their portfolio SHAWNEE, KS 102,829102.8k $10.7m $10.7m 2.75% Added +3.6k +3,635
89 Capital Advisors, Ltd. LLC 1.39% of their portfolio SHAKER HEIGHTS, OH 96,01296.0k $10.6m $10.6m 1.39% Reduced -573 -573
90 COZAD ASSET MANAGEMENT INC 1.05% of their portfolio CHAMPAIGN, IL 94,99495.0k $10.5m $10.5m 1.05% Added +1.6k +1,613
91 Family Manage LLC 1.70% of their portfolio NEW YORK, NY 93,24493.2k $10.3m $10.3m 1.70% Added +7.7k +7,661
92 COMERICA BANK 0.04% of their portfolio DALLAS, TX 92,72992.7k $10.2m $10.2m 0.04% Reduced -243 -243
93 Hixon Zuercher, LLC 3.50% of their portfolio Findlay, OH 90,08790.1k $9.9m $9.9m 3.50% Added +13.3k +13,324
94 Focus Partners Wealth 0.02% of their portfolio ST LOUIS, MO 86,81086.8k $9.6m $9.6m 0.02% Added +76.9k +76,930
95 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 86,37086.4k $9.5m $9.5m 0.02% Added +3.4k +3,449
96 Nikulski Financial, Inc. 2.85% of their portfolio BETTENDORF, IA 85,78185.8k $9.4m $9.4m 2.85% Added +727 +727
97 FMR LLC 0.00% of their portfolio BOSTON, MA 84,60684.6k $9.3m $9.3m 0.00% Added +7.6k +7,568
98 Nicholson Meyer Capital Management, Inc. 8.26% of their portfolio Kansas City, MO 81,55881.6k $9.0m $9.0m 8.26% First filing
99 Savant Capital, LLC 0.07% of their portfolio ROCKFORD, IL 80,44680.4k $8.9m $8.9m 0.07% Reduced -6.3k -6,328
100 STEPHENS INC /AR/ 0.13% of their portfolio LITTLE ROCK, AR 77,53777.5k $8.5m $8.5m 0.13% Added +85 +85