Vault-13

GOLDMAN SACHS ETF TR GSLC

ACTIVEBETA US LG · ETP · CUSIP 381430503

542 institutional holders +51 vs Q3 2024
99,535,01599.5m shares reported held*
$11.5bnreported value*
47 new 164 added 172 reduced 32 sold out net bought ≈ $17.4m (+44.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($557.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $115.14. Options: 2 managers hold calls ($57.6k notional), 1 hold puts ($46.1k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 379Q4 22: 388Q1 23: 391Q2 23: 403Q3 23: 405Q4 23: 450Q1 24: 474Q2 24: 485Q3 24: 491Q4 24: 542542Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022379
Q4 2022388
Q1 2023391
Q2 2023403
Q3 2023405
Q4 2023450
Q1 2024474
Q2 2024485
Q3 2024491
Q4 2024542

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 166 bought or addedQ1 23: 188 cut or sold outQ2 23: 151 bought or addedQ2 23: 198 cut or sold outQ2 23Q3 23: 166 bought or addedQ3 23: 192 cut or sold outQ4 23: 165 bought or addedQ4 23: 197 cut or sold outQ4 23Q1 24: 212 bought or addedQ1 24: 195 cut or sold outQ2 24: 183 bought or addedQ2 24: 220 cut or sold outQ2 24Q3 24: 205 bought or addedQ3 24: 211 cut or sold outQ4 24: 211 bought or addedQ4 24: 204 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023166188
Q2 2023151198
Q3 2023166192
Q4 2023165197
Q1 2024212195
Q2 2024183220
Q3 2024205211
Q4 2024211204

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ1 24 calls: $857.3kQ1 24 puts: $10.4kQ1 24P/C 0.01Q2 24 calls: $64.2kQ2 24 puts: $21.4kQ2 24P/C 0.33Q3 24 calls: $734.1kQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $57.6kQ4 24 puts: $46.1kQ4 24P/C 0.80
Numbers
QuarterCallsPutsP/C
Q1 2024$857.3k$10.4k0.01
Q2 2024$64.2k$21.4k0.33
Q3 2024$734.1k$00.00
Q4 2024$57.6k$46.1k0.80

Biggest buyers

WELLS FARGO & COMPANY/MN Added +1,652,391+1.7m
Sterling Financial Group, Inc. New +333,126+333.1k
&PARTNERS Added +125,267+125.3k
Betterment LLC Added +122,531+122.5k
ENVESTNET ASSET MANAGEMENT INC Added +77,980+78.0k
ROYAL BANK OF CANADA Added +71,146+71.1k
RiverFront Investment Group, LLC Added +70,332+70.3k
WMS Partners, LLC Added +64,607+64.6k
BANK OF AMERICA CORP /DE/ Added +58,095+58.1k
Retirement Planning Group, LLC Added +52,431+52.4k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -949,114-949.1k
AdvisorNet Financial, Inc Sold out -546,218-546.2k
Stadion Money Management, LLC Sold out -422,301-422.3k
JPMORGAN CHASE & CO Reduced -305,700-305.7k
MORGAN STANLEY Reduced -164,382-164.4k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -134,774-134.8k
GFG Capital, LLC Reduced -106,652-106.7k
UBS Group AG Reduced -62,916-62.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -50,537-50.5k
Orion Porfolio Solutions, LLC Reduced -49,976-50.0k

Biggest calls

CITADEL ADVISORS LLC Reduced $57.6k500 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $46.1k400 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.82% of their portfolio SAN FRANCISCO, CA 29,664,95729.7m $3.4bn $3.4bn 0.82% Added +1.7m +1,652,391
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.69% of their portfolio MILWAUKEE, WI 7,088,2007.1m $816.4m $816.4m 0.69% Reduced -134.8k -134,774
3 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 5,368,0015.4m $618.3m $618.3m 0.04% Reduced -164.4k -164,382
4 Betterment LLC 1.47% of their portfolio NEW YORK, NY 5,346,1825.3m $615.8m $615.8m 1.47% Added +122.5k +122,531
5 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 12.27% of their portfolio LOS ANGELES, CA 4,252,0524.3m $489.8m $489.8m 12.27% Added +20.5k +20,496
6 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 3,059,7043.1m $352.4m $352.4m 0.03% Added +58.1k +58,095
7 LPL Financial LLC 0.13% of their portfolio FORT MILL, SC 2,848,0392.8m $328.0m $328.0m 0.13% Added +31.9k +31,942
8 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 2,358,0832.4m $271.6m $271.6m 0.09% Added +78.0k +77,980
9 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 2,356,5742.4m $271.4m $271.4m 0.05% Reduced -949.1k -949,114
10 SigFig Wealth Management, LLC 7.81% of their portfolio SAN FRANCISCO, CA 1,866,1091.9m $215.7m $215.7m 7.81% Reduced -17.2k -17,152
11 RiverFront Investment Group, LLC 4.45% of their portfolio RICHMOND, VA 1,696,6041.7m $195.4m $195.4m 4.45% Added +70.3k +70,332
12 Glenview Trust Co 2.72% of their portfolio Louisville, KY 1,260,9111.3m $145.2m $145.2m 2.72% Reduced -15.0k -15,032
13 RAYMOND JAMES FINANCIAL INC 0.05% of their portfolio ST. PETERSBURG, FL 1,136,8461.1m $130.9m $130.9m 0.05% First filing
14 Retirement Planning Group, LLC 6.14% of their portfolio LEAWOOD, KS 1,059,0501.1m $122.0m $122.0m 6.14% Added +52.4k +52,431
15 WMS Partners, LLC 6.18% of their portfolio TOWSON, MD 957,161957.2k $110.2m $110.2m 6.18% Added +64.6k +64,607
16 Cetera Investment Advisers 0.21% of their portfolio SCHAUMBURG, IL 890,843890.8k $102.6m $102.6m 0.21% Added +14.9k +14,906
17 SFMG, LLC 7.36% of their portfolio PLANO, TX 810,750810.8k $93.4m $93.4m 7.36% Added +2.8k +2,771
18 Financial Management Professionals, Inc. 11.50% of their portfolio AUSTIN, TX 789,615789.6k $90.9m $90.9m 11.50% Added +14.2k +14,162
19 OneDigital Investment Advisors LLC 1.02% of their portfolio OVERLAND PARK, KS 761,162761.2k $87.7m $87.7m 1.02% Added +1.1k +1,065
20 SkyView Investment Advisors, LLC 13.89% of their portfolio SHREWSBURY, NJ 755,668755.7k $87.1m $87.1m 13.89% Added +3.0k +3,048
21 High Probability Advisors, LLC 15.12% of their portfolio Pittsford, NY 732,358732.4k $84.4m $84.4m 15.12% Reduced -2.9k -2,905
22 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 672,972673.0k $77.5m $77.5m 0.02% Added +71.1k +71,146
23 Sanctuary Advisors, LLC 0.49% of their portfolio INDIANAPOLIS, IN 648,344648.3k $77.3m $77.3m 0.49% Added +19.2k +19,203
24 Riverpoint Wealth Management Holdings, LLC 18.93% of their portfolio CHICAGO, IL 629,829629.8k $72.5m $72.5m 18.93% Reduced -20.8k -20,763
25 UBS Group AG 0.02% of their portfolio ZURICH, V8 625,088625.1k $72.0m $72.0m 0.02% Reduced -62.9k -62,916
26 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.13% of their portfolio PLYMOUTH, MN 578,302578.3k $66.6m $66.6m 0.13% Added +7.7k +7,699
27 COMMONWEALTH EQUITY SERVICES, LLC 0.09% of their portfolio WALTHAM, MA 547,169547.2k $63.0m $63.0m 0.09% Reduced -5.5k -5,458
28 Goldstein Advisors, LLC 9.12% of their portfolio Madison, WI 545,466545.5k $62.8m $62.8m 9.12% Added +18.9k +18,870
29 FIRST FOUNDATION ADVISORS 2.34% of their portfolio Irvine, CA 540,328540.3k $62.2m $62.2m 2.34% Added +41.4k +41,428
30 Lifelong Wealth Advisors, Inc. 27.76% of their portfolio Arden Hills, MN 536,095536.1k $61.8m $61.8m 27.76% First filing
31 GFG Capital, LLC 12.88% of their portfolio MIAMI, FL 485,237485.2k $46.9m $46.9m 12.88% Reduced -106.7k -106,652
32 Leo Wealth, LLC 4.95% of their portfolio HURST, TX 479,463479.5k $55.2m $55.2m 4.95% Added +35.1k +35,095
33 Hennion & Walsh Asset Management, Inc. 2.49% of their portfolio Parsippany, NJ 477,636477.6k $55.0m $55.0m 2.49% Added +5.7k +5,696
34 Orion Porfolio Solutions, LLC 0.52% of their portfolio OMAHA, NE 450,095450.1k $51.8m $51.8m 0.52% Reduced -50.0k -49,976
35 Orion Portfolio Solutions, LLC 0.52% of their portfolio Omaha, NE 450,095450.1k $51.8m $51.8m 0.52% Reduced -50.0k -49,976
36 APPLETON PARTNERS INC/MA 3.72% of their portfolio BOSTON, MA 436,574436.6k $50.3m $50.3m 3.72% Reduced -8.9k -8,923
37 DROMS STRAUSS ADVISORS INC /MO/ /ADV 15.39% of their portfolio ST. LOUIS, MO 409,305409.3k $47.1m $47.1m 15.39% Reduced -5.1k -5,070
38 Janney Montgomery Scott LLC 0.12% of their portfolio PHILADELPHIA, PA 384,916384.9k $44.3m $44.3m 0.12% Reduced -15.2k -15,178
39 Penney Financial, LLC 29.06% of their portfolio HOUSTON, TX 376,205376.2k $43.3m $43.3m 29.06% Added +266 +266
40 KINTRA WEALTH, LLC 30.15% of their portfolio WILLIAMSPORT, PA 375,513375.5k $43.3m $43.3m 30.15% Added +6.1k +6,060
41 Steward Partners Investment Advisory, LLC 0.38% of their portfolio STAMFORD, CT 368,373368.4k $42.4m $42.4m 0.38% Reduced -313 -313
42 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 365,905365.9k $42.1m $42.1m 0.06% Added +4.1k +4,133
43 Kelman-Lazarov, Inc. 7.55% of their portfolio MEMPHIS, TN 364,141364.1k $41.9m $41.9m 7.55% Reduced -3.4k -3,354
44 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 334,628334.6k $38.5m $38.5m 0.00% Reduced -305.7k -305,700
45 Sterling Financial Group, Inc. 14.27% of their portfolio PASADENA, CA 333,126333.1k $38.4m $38.4m 14.27% New
46 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 5.29% of their portfolio PITTSBURGH, PA 301,809301.8k $34.8m $34.8m 5.29% Added +27.4k +27,373
47 Corient Private Wealth LP 0.06% of their portfolio MIAMI, FL 294,749294.7k $33.9m $33.9m 0.06% Reduced -3.2k -3,237
48 Dynamic Advisor Solutions LLC 1.45% of their portfolio PHOENIX, AZ 290,255290.3k $33.4m $33.4m 1.45% Reduced -8.9k -8,883
49 IAG Wealth Partners, LLC 5.49% of their portfolio WAUKESHA, WI 270,170270.2k $31.1m $31.1m 5.49% Added +5.5k +5,484
50 AXXCESS WEALTH MANAGEMENT, LLC 0.71% of their portfolio CARLSBAD, CA 250,486250.5k $28.9m $28.9m 0.71% Reduced -2.9k -2,909
51 &PARTNERS 0.33% of their portfolio NASHVILLE, TN 240,081240.1k $27.7m $27.7m 0.33% Added +125.3k +125,267
52 Cornerstone Advisory, LLC 3.20% of their portfolio HUNT VALLEY, MD 234,592234.6k $28.1m $28.1m 3.20% Reduced -6.3k -6,299
53 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 218,658218.7k $25.2m $25.2m 0.05% Added +8.8k +8,801
54 1900 WEALTH MANAGEMENT LLC 2.08% of their portfolio SAN ANTONIO, TX 215,095215.1k $24.8m $24.8m 2.08% Reduced -2.6k -2,617
55 PRINCIPAL SECURITIES, INC. 0.55% of their portfolio DES MOINES, IA 213,145213.1k $24.6m $24.6m 0.55% Added +1.7k +1,738
56 CAPTRUST FINANCIAL ADVISORS 0.07% of their portfolio RALEIGH, NC 210,501210.5k $24.2m $24.2m 0.07% Reduced -6.8k -6,818
57 Horizon Family Wealth, Inc. 14.83% of their portfolio CHICAGO, IL 193,810193.8k $22.3m $22.3m 14.83% Reduced -773 -773
58 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 193,605193.6k $22.3m $22.3m 0.05% Added +15.5k +15,529
59 ACIMA PRIVATE WEALTH, LLC 6.94% of their portfolio RICHMOND, VA 178,890178.9k $20.6m $20.6m 6.94% Reduced -17.1k -17,065
60 LexAurum Advisors, LLC 4.03% of their portfolio OVERLAND PARK, KS 176,441176.4k $20.3m $20.3m 4.03% Added +4.5k +4,461
61 VAUGHAN & Co SECURITIES, INC. 12.03% of their portfolio Ridgewood, NJ 173,272173.3k $20.0m $20.0m 12.03% Reduced -4.9k -4,942
62 MAI Capital Management 0.14% of their portfolio INDEPENDENCE, OH 163,312163.3k $18.8m $18.8m 0.14% Added +7.1k +7,075
63 GeoWealth Management, LLC 0.61% of their portfolio CHICAGO, IL 162,702162.7k $18.7m $18.7m 0.61% Added +15.6k +15,635
64 Callan Capital, LLC 1.35% of their portfolio LA JOLLA, CA 160,524160.5k $18.5m $18.5m 1.35% Reduced -18.8k -18,770
65 Centurion Wealth Management LLC 5.76% of their portfolio Mclean, VA 159,793159.8k $18.4m $18.4m 5.76% Added +7.2k +7,210
66 Gladstone Institutional Advisory LLC 0.83% of their portfolio Bedminster, NJ 156,017156.0k $18.0m $18.0m 0.83% Added +1.0k +1,041
67 NorthStar Asset Management LLC /NJ/ 11.39% of their portfolio BERKELEY HEIGHTS, NJ 155,276155.3k $17.9m $17.9m 11.39% Added +2.1k +2,071
68 Allworth Financial LP 0.10% of their portfolio FOLSOM, CA 154,847154.8k $18.5m $18.5m 0.10% Reduced -3.9k -3,857
69 Private Advisor Group, LLC 0.10% of their portfolio MORRISTOWN, NJ 154,653154.7k $17.8m $17.8m 0.10% Added +17.9k +17,943
70 ARVEST INVESTMENTS, INC. 2.75% of their portfolio LOWELL, AR 149,551149.6k $17.2m $17.2m 2.75% Reduced -4.7k -4,715
71 Equitable Holdings, Inc. 0.16% of their portfolio NEW YORK, NY 145,940145.9k $16.8m $16.8m 0.16% Added +4.8k +4,804
72 Mariner, LLC 0.03% of their portfolio Overland Park, KS 145,419145.4k $16.7m $16.7m 0.03% Reduced -7.4k -7,410
73 Lido Advisors, LLC 0.10% of their portfolio Los Angeles, CA 140,194140.2k $16.1m $16.1m 0.10% Reduced -13.9k -13,930
74 Silicon Valley Capital Partners 1.76% of their portfolio SAN JOSE, CA 137,306137.3k $15.8m $15.8m 1.76% Reduced -1.1k -1,116
75 Envestnet Portfolio Solutions, Inc. 0.05% of their portfolio BERWYN, PA 136,966137.0k $15.8m $15.8m 0.05% Reduced -4.1k -4,081
76 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 134,522134.5k $15.5m $15.5m 0.04% Reduced -4.6k -4,599
77 Gratus Wealth Advisors, LLC 2.43% of their portfolio VIRGINIA BEACH, VA 132,043132.0k $15.2m $15.2m 2.43% Added +1.6k +1,587
78 Paul R. Ried Financial Group, LLC 10.38% of their portfolio BELLEVUE, WA 128,492128.5k $14.8m $14.8m 10.38% First filing
79 LINCOLN CAPITAL CORP 6.02% of their portfolio EAST GREENWICH, RI 127,359127.4k $14.7m $14.7m 6.02% Reduced -40.1k -40,148
80 Regal Investment Advisors LLC 1.10% of their portfolio KENTWOOD, MI 126,674126.7k $14.6m $14.6m 1.10% Reduced -5.2k -5,221
81 Nabity-Jensen Investment Management Inc 10.76% of their portfolio OMAHA, NE 123,697123.7k $14.2m $14.2m 10.76% Added +2.1k +2,062
82 Kings Path Partners LLC 6.00% of their portfolio SUGAR LAND, TX 122,013122.0k $14.1m $14.1m 6.00% Reduced -5.3k -5,301
83 Worth Financial Advisory Group, LLC 8.63% of their portfolio CHARLOTTE, NC 121,766121.8k $14.0m $14.0m 8.63% Reduced -2.9k -2,920
84 CoreCap Advisors, LLC 0.59% of their portfolio SOUTHFIELD, MI 112,520112.5k $13.0m $13.0m 0.59% Reduced -9.0k -9,021
85 Ledyard National Bank 1.20% of their portfolio HANOVER, NH 110,392110.4k $12.7m $12.7m 1.20% Added +3.2k +3,203
86 XML Financial, LLC 1.14% of their portfolio BETHESDA, MD 107,955108.0k $12.4m $12.4m 1.14% Added +1.7k +1,689
87 NOVARE CAPITAL MANAGEMENT LLC 0.98% of their portfolio CHARLOTTE, NC 101,241101.2k $11.7m $11.7m 0.98% Added +2.7k +2,733
88 Canvas Wealth Advisors, LLC 2.87% of their portfolio SHAWNEE, KS 99,19499.2k $11.4m $11.4m 2.87% Reduced -14.4k -14,399
89 Capital Advisors, Ltd. LLC 1.40% of their portfolio SHAKER HEIGHTS, OH 96,58596.6k $11.1m $11.1m 1.40% Reduced -96 -96
90 First Command Advisory Services, Inc. 0.11% of their portfolio FORT WORTH, TX 96,40596.4k $11.1m $11.1m 0.11% Reduced -15.2k -15,202
91 COZAD ASSET MANAGEMENT INC 1.00% of their portfolio CHAMPAIGN, IL 93,38193.4k $10.8m $10.8m 1.00% Added +3.0k +3,041
92 COMERICA BANK 0.04% of their portfolio DALLAS, TX 92,97293.0k $10.7m $10.7m 0.04% Added +3.4k +3,403
93 Savant Capital, LLC 0.08% of their portfolio ROCKFORD, IL 86,77486.8k $10.0m $10.0m 0.08% Added +43.8k +43,794
94 Family Manage LLC 1.50% of their portfolio NEW YORK, NY 85,58385.6k $9.3m $9.3m 1.50% Added +5.5k +5,467
95 Nikulski Financial, Inc. 2.88% of their portfolio BETTENDORF, IA 85,05485.1k $9.8m $9.8m 2.88% Reduced -2.6k -2,592
96 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 82,92182.9k $9.6m $9.6m 0.01% Reduced -875 -875
97 Merriman Wealth Management, LLC 0.39% of their portfolio SEATTLE, WA 82,17582.2k $9.5m $9.5m 0.39% Reduced -1.4k -1,372
98 STEPHENS INC /AR/ 0.13% of their portfolio LITTLE ROCK, AR 77,45277.5k $8.9m $8.9m 0.13% Reduced -107 -107
99 FMR LLC 0.00% of their portfolio BOSTON, MA 77,03877.0k $8.9m $8.9m 0.00% Added +8.8k +8,807
100 PARR MCKNIGHT WEALTH MANAGEMENT GROUP, LLC 1.27% of their portfolio MINNEAPOLIS, MN 76,96777.0k $8.9m $8.9m 1.27% First filing