Vault-13

GOLDMAN SACHS ETF TR GSLC

ACTIVEBETA US LG · ETP · CUSIP 381430503

491 institutional holders +6 vs Q2 2024
98,629,90898.6m shares reported held*
$11.1bnreported value*
38 new 167 added 179 reduced 32 sold out net sold ≈ $153.0m (-1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($46.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $112.61. Options: 2 managers hold calls ($734.1k notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 379Q4 22: 388Q1 23: 391Q2 23: 403Q3 23: 405Q4 23: 450Q1 24: 474Q2 24: 485Q3 24: 491491Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022379
Q4 2022388
Q1 2023391
Q2 2023403
Q3 2023405
Q4 2023450
Q1 2024474
Q2 2024485
Q3 2024491

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 150 bought or addedQ4 22: 178 cut or sold outQ1 23: 166 bought or addedQ1 23: 188 cut or sold outQ1 23Q2 23: 151 bought or addedQ2 23: 198 cut or sold outQ3 23: 166 bought or addedQ3 23: 192 cut or sold outQ3 23Q4 23: 165 bought or addedQ4 23: 197 cut or sold outQ1 24: 212 bought or addedQ1 24: 195 cut or sold outQ1 24Q2 24: 183 bought or addedQ2 24: 220 cut or sold outQ3 24: 205 bought or addedQ3 24: 211 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022150178
Q1 2023166188
Q2 2023151198
Q3 2023166192
Q4 2023165197
Q1 2024212195
Q2 2024183220
Q3 2024205211

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ4 23 calls: $675.7kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $857.3kQ1 24 puts: $10.4kQ1 24P/C 0.01Q2 24 calls: $64.2kQ2 24 puts: $21.4kQ2 24P/C 0.33Q3 24 calls: $734.1kQ3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$675.7k$00.00
Q1 2024$857.3k$10.4k0.01
Q2 2024$64.2k$21.4k0.33
Q3 2024$734.1k$00.00

Biggest buyers

CoreCap Advisors, LLC New +121,541+121.5k
Betterment LLC Added +120,712+120.7k
RiverFront Investment Group, LLC Added +86,817+86.8k
JPMORGAN CHASE & CO Added +73,424+73.4k
KINTRA WEALTH, LLC Added +72,833+72.8k
&PARTNERS Added +63,436+63.4k
Leo Wealth, LLC Added +63,354+63.4k
WMS Partners, LLC Added +57,669+57.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +53,306+53.3k
BENJAMIN EDWARDS INC New +42,039+42.0k

Biggest sellers

COMMONWEALTH EQUITY SERVICES, LLC Reduced -289,165-289.2k
WELLS FARGO & COMPANY/MN Reduced -208,129-208.1k
Financial Management Professionals, Inc. Reduced -192,641-192.6k
GeoWealth Management, LLC Reduced -191,465-191.5k
Callan Capital, LLC Reduced -186,262-186.3k
BANK OF AMERICA CORP /DE/ Reduced -125,488-125.5k
High Probability Advisors, LLC Reduced -120,330-120.3k
SigFig Wealth Management, LLC Reduced -117,488-117.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -93,996-94.0k
Goldstein Advisors, LLC Reduced -92,038-92.0k

Biggest calls

CITADEL ADVISORS LLC Added $734.1k6.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.77% of their portfolio SAN FRANCISCO, CA 28,012,56628.0m $3.2bn $3.2bn 0.77% Reduced -208.1k -208,129
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.72% of their portfolio MILWAUKEE, WI 7,222,9747.2m $815.8m $815.8m 0.72% Reduced -94.0k -93,996
3 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 5,532,3835.5m $624.8m $624.8m 0.05% Reduced -84.7k -84,691
4 Betterment LLC 1.41% of their portfolio NEW YORK, NY 5,223,6515.2m $590.0m $590.0m 1.41% Added +120.7k +120,712
5 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 11.02% of their portfolio LOS ANGELES, CA 4,231,5564.2m $477.9m $477.9m 11.02% Added +26.7k +26,706
6 GOLDMAN SACHS GROUP INC 0.07% of their portfolio NEW YORK, NY 3,305,6883.3m $373.5m $373.5m 0.07% Reduced -2.4k -2,393
7 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 3,001,6093.0m $339.0m $339.0m 0.03% Reduced -125.5k -125,488
8 LPL Financial LLC 0.14% of their portfolio FORT MILL, SC 2,816,0972.8m $318.0m $318.0m 0.14% Added +30.5k +30,518
9 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 2,280,1032.3m $257.5m $257.5m 0.08% Reduced -71.8k -71,755
10 SigFig Wealth Management, LLC 7.70% of their portfolio SAN FRANCISCO, CA 1,883,2611.9m $212.0m $212.0m 7.70% Reduced -117.5k -117,488
11 RiverFront Investment Group, LLC 4.32% of their portfolio RICHMOND, VA 1,626,2721.6m $183.7m $183.7m 4.32% Added +86.8k +86,817
12 Glenview Trust Co 2.77% of their portfolio Louisville, KY 1,275,9431.3m $144.1m $144.1m 2.77% Reduced -8.0k -8,016
13 Retirement Planning Group, LLC 6.19% of their portfolio LEAWOOD, KS 1,006,6191.0m $113.7m $113.7m 6.19% Reduced -25.0k -25,036
14 WMS Partners, LLC 5.65% of their portfolio TOWSON, MD 892,554892.6k $100.8m $100.8m 5.65% Added +57.7k +57,669
15 RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio ST PETERSBURG, FL 876,042876.0k $98.9m $98.9m 0.06% Reduced -16.9k -16,880
16 Cetera Investment Advisers 0.22% of their portfolio SCHAUMBURG, IL 875,937875.9k $98.9m $98.9m 0.22% Added +13.2k +13,166
17 SFMG, LLC 7.40% of their portfolio PLANO, TX 807,979808.0k $91.3m $91.3m 7.40% Added +11.8k +11,821
18 Financial Management Professionals, Inc. 10.87% of their portfolio AUSTIN, TX 775,453775.5k $87.6m $87.6m 10.87% Reduced -192.6k -192,641
19 OneDigital Investment Advisors LLC 0.98% of their portfolio OVERLAND PARK, KS 760,097760.1k $85.8m $85.8m 0.98% Reduced -2.9k -2,908
20 SkyView Investment Advisors, LLC 14.13% of their portfolio SHREWSBURY, NJ 752,620752.6k $85.0m $85.0m 14.13% Added +4.6k +4,587
21 High Probability Advisors, LLC 14.14% of their portfolio Pittsford, NY 735,263735.3k $83.0m $83.0m 14.14% Reduced -120.3k -120,330
22 UBS Group AG 0.02% of their portfolio ZURICH, V8 688,004688.0k $77.7m $77.7m 0.02% Reduced -9.5k -9,469
23 Riverpoint Wealth Management Holdings, LLC 18.84% of their portfolio CHICAGO, IL 650,592650.6k $73.5m $73.5m 18.84% Added +553 +553
24 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 640,328640.3k $72.3m $72.3m 0.00% Added +73.4k +73,424
25 Sanctuary Advisors, LLC 0.47% of their portfolio INDIANAPOLIS, IN 629,141629.1k $74.3m $74.3m 0.47% Added +2.0k +2,014
26 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 601,826601.8k $68.0m $68.0m 0.02% Added +18.0k +17,988
27 GFG Capital, LLC 12.85% of their portfolio MIAMI, FL 591,889591.9k $31.8m $31.8m 12.85% Reduced -57.0k -57,028
28 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.14% of their portfolio PLYMOUTH, MN 570,603570.6k $64.4m $64.4m 0.14% Reduced -655 -655
29 COMMONWEALTH EQUITY SERVICES, LLC 0.09% of their portfolio WALTHAM, MA 552,627552.6k $62.4m $62.4m 0.09% Reduced -289.2k -289,165
30 AdvisorNet Financial, Inc 4.61% of their portfolio MINNETONKA, MN 546,218546.2k $61.7m $61.7m 4.61% Reduced -1.3k -1,296
31 Goldstein Advisors, LLC 9.04% of their portfolio Madison, WI 526,596526.6k $59.5m $59.5m 9.04% Reduced -92.0k -92,038
32 Orion Porfolio Solutions, LLC 0.56% of their portfolio OMAHA, NE 500,071500.1k $56.5m $56.5m 0.56% Reduced -39.3k -39,284
33 Orion Portfolio Solutions, LLC 0.56% of their portfolio Omaha, NE 500,071500.1k $56.5m $56.5m 0.56% Reduced -39.3k -39,284
34 FIRST FOUNDATION ADVISORS 2.12% of their portfolio Irvine, CA 498,900498.9k $56.3m $56.3m 2.12% Added +2.7k +2,679
35 Hennion & Walsh Asset Management, Inc. 2.49% of their portfolio Parsippany, NJ 471,940471.9k $53.3m $53.3m 2.49% Added +5.3k +5,263
36 APPLETON PARTNERS INC/MA 3.70% of their portfolio BOSTON, MA 445,497445.5k $50.3m $50.3m 3.70% Reduced -7.5k -7,535
37 Leo Wealth, LLC 4.59% of their portfolio HURST, TX 444,368444.4k $50.2m $50.2m 4.59% Added +63.4k +63,354
38 Stadion Money Management, LLC 3.60% of their portfolio WATKINSVILLE, GA 422,301422.3k $47.7m $47.7m 3.60% Added +17.8k +17,847
39 DROMS STRAUSS ADVISORS INC /MO/ /ADV 16.57% of their portfolio ST. LOUIS, MO 414,375414.4k $46.8m $46.8m 16.57% Reduced -18.6k -18,557
40 Janney Montgomery Scott LLC 0.13% of their portfolio PHILADELPHIA, PA 400,094400.1k $45.2m $45.2m 0.13% Reduced -7.4k -7,395
41 Penney Financial, LLC 28.96% of their portfolio HOUSTON, TX 375,939375.9k $42.5m $42.5m 28.96% Reduced -10.1k -10,095
42 KINTRA WEALTH, LLC 28.33% of their portfolio WILLIAMSPORT, PA 369,453369.5k $41.7m $41.7m 28.33% Added +72.8k +72,833
43 Steward Partners Investment Advisory, LLC 0.38% of their portfolio STAMFORD, CT 368,686368.7k $41.6m $41.6m 0.38% Added +1.5k +1,477
44 Kelman-Lazarov, Inc. 7.14% of their portfolio MEMPHIS, TN 367,495367.5k $41.5m $41.5m 7.14% Added +2.1k +2,074
45 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 361,772361.8k $40.9m $40.9m 0.06% Added +7.6k +7,621
46 Dynamic Advisor Solutions LLC 1.01% of their portfolio PHOENIX, AZ 299,138299.1k $33.8m $33.8m 1.01% Added +626 +626
47 Corient Private Wealth LP 0.05% of their portfolio MIAMI, FL 297,986298.0k $33.7m $33.7m 0.05% Reduced -6.9k -6,905
48 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 290,198290.2k $32.8m $32.8m 0.04% Added +10.2k +10,181
49 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 4.80% of their portfolio PITTSBURGH, PA 274,436274.4k $31.0m $31.0m 4.80% Added +21.0k +20,975
50 IAG Wealth Partners, LLC 5.53% of their portfolio WAUKESHA, WI 264,686264.7k $29.9m $29.9m 5.53% Added +218 +218
51 AXXCESS WEALTH MANAGEMENT, LLC 0.72% of their portfolio CARLSBAD, CA 253,395253.4k $28.6m $28.6m 0.72% Added +10.4k +10,425
52 Cornerstone Advisory, LLC 3.58% of their portfolio HUNT VALLEY, MD 240,891240.9k $27.2m $27.2m 3.58% Added +4.4k +4,378
53 1900 WEALTH MANAGEMENT LLC 2.11% of their portfolio SAN ANTONIO, TX 217,712217.7k $24.6m $24.6m 2.11% Added +2.0k +1,960
54 CAPTRUST FINANCIAL ADVISORS 0.07% of their portfolio RALEIGH, NC 217,319217.3k $24.5m $24.5m 0.07% Reduced -2.4k -2,421
55 PRINCIPAL SECURITIES, INC. 0.58% of their portfolio DES MOINES, IA 211,407211.4k $23.9m $23.9m 0.58% Added +11.2k +11,212
56 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 209,857209.9k $23.7m $23.7m 0.05% Reduced -9.8k -9,765
57 ACIMA PRIVATE WEALTH, LLC 7.42% of their portfolio RICHMOND, VA 195,955196.0k $22.1m $22.1m 7.42% Added +2.0k +1,959
58 Horizon Family Wealth, Inc. 15.68% of their portfolio CHICAGO, IL 194,583194.6k $22.0m $22.0m 15.68% Reduced -7.3k -7,342
59 Callan Capital, LLC 1.41% of their portfolio LA JOLLA, CA 179,294179.3k $20.2m $20.2m 1.41% Reduced -186.3k -186,262
60 VAUGHAN & Co SECURITIES, INC. 11.86% of their portfolio Ridgewood, NJ 178,214178.2k $20.1m $20.1m 11.86% Reduced -1.3k -1,306
61 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 178,076178.1k $20.1m $20.1m 0.05% Reduced -22.4k -22,441
62 LexAurum Advisors, LLC 4.27% of their portfolio OVERLAND PARK, KS 171,980172.0k $19.4m $19.4m 4.27% Added +3.8k +3,837
63 LINCOLN CAPITAL CORP 7.73% of their portfolio EAST GREENWICH, RI 167,507167.5k $18.9m $18.9m 7.73% Added +353 +353
64 Allworth Financial LP 0.11% of their portfolio FOLSOM, CA 158,704158.7k $17.9m $17.9m 0.11% Reduced -679 -679
65 MAI Capital Management 0.17% of their portfolio INDEPENDENCE, OH 156,237156.2k $17.6m $17.6m 0.17% Reduced -990 -990
66 Gladstone Institutional Advisory LLC 0.85% of their portfolio Bedminster, NJ 154,976155.0k $17.5m $17.5m 0.85% Reduced -2.2k -2,162
67 ARVEST INVESTMENTS, INC. 2.63% of their portfolio LOWELL, AR 154,266154.3k $17.4m $17.4m 2.63% Reduced -4.4k -4,439
68 Lido Advisors, LLC 0.13% of their portfolio Los Angeles, CA 154,124154.1k $17.4m $17.4m 0.13% Reduced -4.0k -3,988
69 NorthStar Asset Management LLC /NJ/ 11.54% of their portfolio BERKELEY HEIGHTS, NJ 153,205153.2k $17.3m $17.3m 11.54% Added +4.8k +4,839
70 Mariner, LLC 0.03% of their portfolio Overland Park, KS 152,829152.8k $17.3m $17.3m 0.03% Reduced -668 -668
71 Centurion Wealth Management LLC 5.50% of their portfolio Mclean, VA 152,583152.6k $17.2m $17.2m 5.50% First filing
72 GeoWealth Management, LLC 0.59% of their portfolio CHICAGO, IL 147,067147.1k $16.6m $16.6m 0.59% Reduced -191.5k -191,465
73 Equitable Holdings, Inc. 0.15% of their portfolio NEW YORK, NY 141,136141.1k $15.9m $15.9m 0.15% Added +22.9k +22,928
74 Envestnet Portfolio Solutions, Inc. 0.05% of their portfolio BERWYN, PA 141,047141.0k $15.9m $15.9m 0.05% Reduced -8.5k -8,492
75 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 139,121139.1k $15.6m $15.6m 0.04% Reduced -5.2k -5,190
76 Silicon Valley Capital Partners 2.04% of their portfolio SAN JOSE, CA 138,422138.4k $15.6m $15.6m 2.04% Added +2.5k +2,461
77 Private Advisor Group, LLC 0.10% of their portfolio MORRISTOWN, NJ 136,710136.7k $15.4m $15.4m 0.10% Added +493 +493
78 Inscription Capital, LLC 2.24% of their portfolio HOUSTON, TX 133,751133.8k $15.1m $15.1m 2.24% Reduced -4.3k -4,277
79 Regal Investment Advisors LLC 1.04% of their portfolio KENTWOOD, MI 131,895131.9k $14.9m $14.9m 1.04% Reduced -7.0k -6,994
80 Gratus Wealth Advisors, LLC 2.38% of their portfolio VIRGINIA BEACH, VA 130,456130.5k $14.6m $14.6m 2.38% Added +4.3k +4,277
81 Kings Path Partners LLC 6.03% of their portfolio SUGAR LAND, TX 127,314127.3k $14.4m $14.4m 6.03% Added +6.3k +6,332
82 Worth Financial Advisory Group, LLC 8.27% of their portfolio CHARLOTTE, NC 124,686124.7k $14.1m $14.1m 8.27% Reduced -3.1k -3,147
83 Nabity-Jensen Investment Management Inc 10.52% of their portfolio OMAHA, NE 121,635121.6k $13.7m $13.7m 10.52% Added +31 +31
84 CoreCap Advisors, LLC 0.65% of their portfolio SOUTHFIELD, MI 121,541121.5k $13.7m $13.7m 0.65% New
85 &PARTNERS 0.25% of their portfolio NASHVILLE, TN 114,814114.8k $13.0m $13.0m 0.25% Added +63.4k +63,436
86 Canvas Wealth Advisors, LLC 3.54% of their portfolio SHAWNEE, KS 113,593113.6k $12.8m $12.8m 3.54% Added +2.7k +2,662
87 First Command Advisory Services, Inc. 0.12% of their portfolio FORT WORTH, TX 111,607111.6k $12.6m $12.6m 0.12% Reduced -11.9k -11,860
88 Ledyard National Bank 1.11% of their portfolio HANOVER, NH 107,189107.2k $12.1m $12.1m 1.11% Reduced -395 -395
89 XML Financial, LLC 1.11% of their portfolio BETHESDA, MD 106,266106.3k $12.0m $12.0m 1.11% Added +481 +481
90 NOVARE CAPITAL MANAGEMENT LLC 0.94% of their portfolio CHARLOTTE, NC 98,50898.5k $11.1m $11.1m 0.94% Reduced -20.7k -20,735
91 Capital Advisors, Ltd. LLC 1.35% of their portfolio SHAKER HEIGHTS, OH 96,68196.7k $10.9m $10.9m 1.35% Reduced -597 -597
92 Archvest Wealth Advisors, Inc. 6.61% of their portfolio CONCORD, CA 92,16292.2k $10.4m $10.4m 6.61% Reduced -6.1k -6,071
93 COZAD ASSET MANAGEMENT INC 0.97% of their portfolio CHAMPAIGN, IL 90,34090.3k $10.2m $10.2m 0.97% Added +981 +981
94 COMERICA BANK 0.04% of their portfolio DALLAS, TX 89,56989.6k $10.1m $10.1m 0.04% Reduced -2.2k -2,202
95 Nikulski Financial, Inc. 2.96% of their portfolio BETTENDORF, IA 87,64687.6k $9.9m $9.9m 2.96% Reduced -766 -766
96 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 83,79683.8k $9.5m $9.5m 0.01% Reduced -7.0k -7,042
97 Merriman Wealth Management, LLC 0.38% of their portfolio SEATTLE, WA 83,54783.5k $9.4m $9.4m 0.38% Reduced -2.5k -2,466
98 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 81,97182.0k $9.3m $9.3m 0.02% Added +53.3k +53,306
99 Family Manage LLC 1.51% of their portfolio NEW YORK, NY 80,11680.1k $9.0m $9.0m 1.51% Added +1.6k +1,555
100 Strategic Financial Services, Inc. 0.54% of their portfolio UTICA, NY 79,89279.9k $9.0m $9.0m 0.54% Reduced -4.2k -4,239