Vault-13

GOLDMAN SACHS ETF TR GSLC

ACTIVEBETA US LG · ETP · CUSIP 381430503

474 institutional holders +24 vs Q4 2023
116,130,466116.1m shares reported held*
$12.0bnreported value*
53 new 159 added 165 reduced 30 sold out net bought ≈ $410.1m (+4.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $103.61. Options: 4 managers hold calls ($857.3k notional), 2 hold puts ($10.4k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 379Q4 22: 388Q1 23: 391Q2 23: 403Q3 23: 405Q4 23: 450Q1 24: 474474Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022379
Q4 2022388
Q1 2023391
Q2 2023403
Q3 2023405
Q4 2023450
Q1 2024474

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 150 bought or addedQ4 22: 178 cut or sold outQ4 22Q1 23: 166 bought or addedQ1 23: 188 cut or sold outQ1 23Q2 23: 151 bought or addedQ2 23: 198 cut or sold outQ2 23Q3 23: 166 bought or addedQ3 23: 192 cut or sold outQ3 23Q4 23: 165 bought or addedQ4 23: 197 cut or sold outQ4 23Q1 24: 212 bought or addedQ1 24: 195 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022150178
Q1 2023166188
Q2 2023151198
Q3 2023166192
Q4 2023165197
Q1 2024212195

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ2 23 calls: $1.7mQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $896.8kQ3 23 puts: $8.0kQ3 23P/C 0.01Q4 23 calls: $675.7kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $857.3kQ1 24 puts: $10.4kQ1 24P/C 0.01
Numbers
QuarterCallsPutsP/C
Q2 2023$1.7m$00.00
Q3 2023$896.8k$8.0k0.01
Q4 2023$675.7k$00.00
Q1 2024$857.3k$10.4k0.01

Biggest buyers

MORGAN STANLEY Added +5,156,858+5.2m
Cetera Investment Advisers Added +744,471+744.5k
Betterment LLC Added +290,404+290.4k
LPL Financial LLC Added +252,000+252.0k
GeoWealth Management, LLC Added +203,286+203.3k
Callan Capital, LLC Added +177,237+177.2k
Rockefeller Capital Management L.P. Added +154,229+154.2k
Lee Financial Group Hawaii, Inc. Added +115,215+115.2k
RiverFront Investment Group, LLC Added +112,734+112.7k
SageView Advisory Group, LLC Added +89,724+89.7k

Biggest sellers

Cetera Advisors LLC Sold out -1,264,963-1.3m
WELLS FARGO & COMPANY/MN Reduced -373,574-373.6k
BANK OF AMERICA CORP /DE/ Reduced -292,670-292.7k
Orion Portfolio Solutions, LLC Reduced -204,243-204.2k
Orion Porfolio Solutions, LLC Reduced -204,243-204.2k
TRUIST FINANCIAL CORP Reduced -152,978-153.0k
NewEdge Advisors, LLC Reduced -133,963-134.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -130,735-130.7k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -117,110-117.1k
Cetera Advisor Networks LLC Sold out -106,630-106.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $809.6k7.8k shares
Cutler Group LLC / CA Reduced $27.0k2.2k shares
CITADEL ADVISORS LLC New $20.8k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $10.4k100 shares
Cutler Group LLC / CA Reduced $0100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.79% of their portfolio SAN FRANCISCO, CA 28,986,30329.0m $3.0bn $3.0bn 0.79% Reduced -373.6k -373,574
2 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 15,497,32215.5m $1.6bn $1.6bn 0.04% Added +5.2m +5,156,858
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1.07% of their portfolio MILWAUKEE, WI 10,059,15610.1m $1.0bn $1.0bn 1.07% Reduced -117.1k -117,110
4 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 14.59% of their portfolio LOS ANGELES, CA 4,974,5945.0m $516.3m $516.3m 14.59% Reduced -99.6k -99,622
5 GOLDMAN SACHS GROUP INC 0.11% of their portfolio NEW YORK, NY 4,913,7674.9m $510.1m $510.1m 0.11% Reduced -73.7k -73,722
6 Betterment LLC 1.09% of their portfolio NEW YORK, NY 3,911,9183.9m $406.0m $406.0m 1.09% Added +290.4k +290,404
7 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 3,179,4703.2m $330.0m $330.0m 0.03% Reduced -292.7k -292,670
8 ENVESTNET ASSET MANAGEMENT INC 0.12% of their portfolio Berwyn, PA 3,016,3103.0m $313.1m $313.1m 0.12% Reduced -130.7k -130,735
9 LPL Financial LLC 0.15% of their portfolio FORT MILL, SC 2,763,3962.8m $286.8m $286.8m 0.15% Added +252.0k +252,000
10 RiverFront Investment Group, LLC 6.81% of their portfolio RICHMOND, VA 2,328,7362.3m $241.7m $241.7m 6.81% Added +112.7k +112,734
11 SigFig Wealth Management, LLC 7.64% of their portfolio SAN FRANCISCO, CA 2,005,5122.0m $208.2m $208.2m 7.64% Added +13.9k +13,936
12 Glenview Trust Co 2.90% of their portfolio Louisville, KY 1,301,9611.3m $135.1m $135.1m 2.90% Reduced -6.5k -6,522
13 RAYMOND JAMES & ASSOCIATES 0.08% of their portfolio ST PETERSBURG, FL 1,086,4281.1m $112.8m $112.8m 0.08% Reduced -44.9k -44,939
14 Financial Management Professionals, Inc. 13.94% of their portfolio AUSTIN, TX 911,478911.5k $94.6m $94.6m 13.94% Added +34.8k +34,782
15 Retirement Planning Group, LLC 7.18% of their portfolio LEAWOOD, KS 903,136903.1k $93.7m $93.7m 7.18% Reduced -40.0k -39,997
16 High Probability Advisors, LLC 16.57% of their portfolio Pittsford, NY 860,530860.5k $89.3m $89.3m 16.57% Added +1.7k +1,673
17 COMMONWEALTH EQUITY SERVICES, LLC 0.15% of their portfolio WALTHAM, MA 849,403849.4k $88.2m $88.2m 0.15% Reduced -48.7k -48,652
18 Cetera Investment Advisers 0.20% of their portfolio SCHAUMBURG, IL 836,239836.2k $86.8m $86.8m 0.20% Added +744.5k +744,471
19 SFMG, LLC 7.19% of their portfolio PLANO, TX 805,653805.7k $83.6m $83.6m 7.19% Reduced -4.0k -3,962
20 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 793,394793.4k $82.3m $82.3m 0.02% Added +53.3k +53,255
21 WMS Partners, LLC 5.47% of their portfolio TOWSON, MD 768,645768.6k $79.8m $79.8m 5.47% Added +73.0k +73,033
22 OneDigital Investment Advisors LLC 1.23% of their portfolio OVERLAND PARK, KS 753,197753.2k $78.2m $78.2m 1.23% Added +14.8k +14,773
23 SkyView Investment Advisors, LLC 14.32% of their portfolio SHREWSBURY, NJ 746,075746.1k $77.4m $77.4m 14.32% Added +67.3k +67,259
24 UBS Group AG 0.02% of their portfolio ZURICH, V8 704,362704.4k $73.1m $73.1m 0.02% Reduced -46.6k -46,599
25 GFG Capital, LLC 14.83% of their portfolio MIAMI, FL 670,492670.5k $57.4m $57.4m 14.83% Reduced -28.6k -28,569
26 Riverpoint Wealth Management Holdings, LLC 19.05% of their portfolio CHICAGO, IL 660,266660.3k $68.5m $68.5m 19.05% Reduced -11.9k -11,854
27 Goldstein Advisors, LLC 10.62% of their portfolio Madison, WI 599,216599.2k $62.2m $62.2m 10.62% Added +27.4k +27,399
28 Orion Porfolio Solutions, LLC 0.64% of their portfolio OMAHA, NE 573,954574.0k $59.6m $59.6m 0.64% Reduced -204.2k -204,243
29 Orion Portfolio Solutions, LLC 0.64% of their portfolio Omaha, NE 573,954574.0k $59.6m $59.6m 0.64% Reduced -204.2k -204,243
30 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.15% of their portfolio PLYMOUTH, MN 573,527573.5k $59.5m $59.5m 0.15% Added +8.0k +8,042
31 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 573,040573.0k $59.5m $59.5m 0.00% Added +69.2k +69,174
32 AdvisorNet Financial, Inc 5.49% of their portfolio MINNETONKA, MN 550,314550.3k $57.1m $57.1m 5.49% Reduced -25.7k -25,739
33 Janney Montgomery Scott LLC 0.16% of their portfolio PHILADELPHIA, PA 531,377531.4k $55.2m $55.2m 0.16% Reduced -1.8k -1,792
34 FIRST FOUNDATION ADVISORS 2.03% of their portfolio Irvine, CA 489,165489.2k $50.8m $50.8m 2.03% Added +39.7k +39,669
35 Hennion & Walsh Asset Management, Inc. 2.66% of their portfolio Parsippany, NJ 479,989480.0k $49.8m $49.8m 2.66% Added +7.2k +7,170
36 APPLETON PARTNERS INC/MA 3.66% of their portfolio BOSTON, MA 454,359454.4k $47.2m $47.2m 3.66% Reduced -8.5k -8,472
37 DROMS STRAUSS ADVISORS INC /MO/ /ADV 16.95% of their portfolio ST. LOUIS, MO 446,002446.0k $46.3m $46.3m 16.95% Reduced -1.8k -1,772
38 Leo Wealth, LLC 4.25% of their portfolio HURST, TX 400,920400.9k $41.6m $41.6m 4.25% Added +23.6k +23,564
39 Penney Financial, LLC 30.73% of their portfolio HOUSTON, TX 400,916400.9k $41.6m $41.6m 30.73% Added +7.5k +7,494
40 Kelman-Lazarov, Inc. 7.70% of their portfolio MEMPHIS, TN 379,453379.5k $39.4m $39.4m 7.70% Reduced -4.3k -4,264
41 Callan Capital, LLC 1.71% of their portfolio LA JOLLA, CA 373,948373.9k $38.8m $38.8m 1.71% Added +177.2k +177,237
42 Steward Partners Investment Advisory, LLC 0.42% of their portfolio STAMFORD, CT 370,239370.2k $38.4m $38.4m 0.42% Reduced -4.1k -4,061
43 Dynamic Advisor Solutions LLC 1.27% of their portfolio PHOENIX, AZ 361,490361.5k $37.5m $37.5m 1.27% Added +25.8k +25,766
44 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 359,890359.9k $37.4m $37.4m 0.06% Reduced -6.3k -6,311
45 Corient Private Wealth LP 0.06% of their portfolio MIAMI, FL 311,903311.9k $32.4m $32.4m 0.06% Reduced -8.4k -8,423
46 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 290,730290.7k $30.2m $30.2m 0.04% Reduced -11.6k -11,621
47 IAG Wealth Partners, LLC 5.90% of their portfolio WAUKESHA, WI 264,575264.6k $27.5m $27.5m 5.90% Reduced -7.1k -7,078
48 GeoWealth Management, LLC 1.03% of their portfolio CHICAGO, IL 256,599256.6k $26.6m $26.6m 1.03% Added +203.3k +203,286
49 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 4.47% of their portfolio PITTSBURGH, PA 255,895255.9k $26.6m $26.6m 4.47% Added +14.5k +14,514
50 KINTRA WEALTH, LLC 19.38% of their portfolio WILLIAMSPORT, PA 252,237252.2k $26.2m $26.2m 19.38% Added +79.9k +79,908
51 Cornerstone Advisory, LLC 3.42% of their portfolio HUNT VALLEY, MD 231,450231.4k $24.0m $24.0m 3.42% Reduced -843 -843
52 Stadion Money Management, LLC 1.54% of their portfolio WATKINSVILLE, GA 228,328228.3k $23.7m $23.7m 1.54% Reduced -19.5k -19,491
53 CAPTRUST FINANCIAL ADVISORS 0.09% of their portfolio RALEIGH, NC 225,445225.4k $23.4m $23.4m 0.09% Reduced -3.5k -3,548
54 LINCOLN CAPITAL CORP 10.17% of their portfolio EAST GREENWICH, RI 223,987224.0k $23.2m $23.2m 10.17% Added +5.8k +5,803
55 1900 WEALTH MANAGEMENT LLC 2.06% of their portfolio SAN ANTONIO, TX 218,090218.1k $22.6m $22.6m 2.06% Reduced -28.9k -28,904
56 AXXCESS WEALTH MANAGEMENT, LLC 0.63% of their portfolio CARLSBAD, CA 215,324215.3k $22.3m $22.3m 0.63% Added +3.8k +3,777
57 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 211,263211.3k $21.9m $21.9m 0.05% Added +13.9k +13,941
58 ACIMA PRIVATE WEALTH, LLC 8.06% of their portfolio RICHMOND, VA 210,722210.7k $21.9m $21.9m 8.06% Added +79.5k +79,515
59 Horizon Family Wealth, Inc. 16.73% of their portfolio CHICAGO, IL 209,093209.1k $21.7m $21.7m 16.73% Reduced -1.6k -1,641
60 PRINCIPAL SECURITIES, INC. 0.63% of their portfolio DES MOINES, IA 194,883194.9k $20.2m $20.2m 0.63% Added +2.2k +2,172
61 Rockefeller Capital Management L.P. 0.06% of their portfolio NEW YORK, NY 185,628185.6k $19.3m $19.3m 0.06% Added +154.2k +154,229
62 VAUGHAN & Co SECURITIES, INC. 12.05% of their portfolio Ridgewood, NJ 182,358182.4k $18.9m $18.9m 12.05% Reduced -365 -365
63 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 178,354178.4k $18.5m $18.5m 0.04% Reduced -83.8k -83,794
64 ARVEST INVESTMENTS, INC. 2.81% of their portfolio LOWELL, AR 170,603170.6k $17.7m $17.7m 2.81% Reduced -16.5k -16,465
65 LexAurum Advisors, LLC 4.38% of their portfolio OVERLAND PARK, KS 167,970168.0k $17.4m $17.4m 4.38% Added +1.0k +1,046
66 Mariner, LLC 0.04% of their portfolio Overland Park, KS 164,327164.3k $17.1m $17.1m 0.04% Added +32.4k +32,356
67 Allworth Financial LP 0.12% of their portfolio FOLSOM, CA 164,147164.1k $17.0m $17.0m 0.12% Reduced -12.5k -12,539
68 MAI Capital Management 0.17% of their portfolio INDEPENDENCE, OH 160,067160.1k $16.6m $16.6m 0.17% Added +5.2k +5,185
69 Gladstone Institutional Advisory LLC 0.89% of their portfolio Bedminster, NJ 156,503156.5k $16.2m $16.2m 0.89% Reduced -3.7k -3,691
70 Lido Advisors, LLC 0.14% of their portfolio Los Angeles, CA 154,961155.0k $16.1m $16.1m 0.14% Added +4.7k +4,717
71 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 149,296149.3k $15.5m $15.5m 0.04% Reduced -8.2k -8,224
72 Envestnet Portfolio Solutions, Inc. 0.06% of their portfolio BERWYN, PA 147,234147.2k $15.3m $15.3m 0.06% Reduced -7.5k -7,460
73 Regal Investment Advisors LLC 1.01% of their portfolio KENTWOOD, MI 142,517142.5k $14.8m $14.8m 1.01% Added +12.9k +12,943
74 NorthStar Asset Management LLC /NJ/ 11.16% of their portfolio BERKELEY HEIGHTS, NJ 141,907141.9k $14.7m $14.7m 11.16% Added +4.8k +4,764
75 Royal Harbor Partners, LLC 6.35% of their portfolio HOUSTON, TX 140,439140.4k $14.6m $14.6m 6.35% Reduced -74.1k -74,115
76 First Command Advisory Services, Inc. 0.15% of their portfolio FORT WORTH, TX 136,389136.4k $14.2m $14.2m 0.15% Reduced -27.5k -27,536
77 Inscription Capital, LLC 2.33% of their portfolio HOUSTON, TX 136,183136.2k $14.1m $14.1m 2.33% Added +3.9k +3,914
78 Spire Wealth Management 0.26% of their portfolio MCLEAN, VA 135,455135.5k $14.1m $14.1m 0.26% Reduced -20.6k -20,560
79 Silicon Valley Capital Partners 2.07% of their portfolio SAN JOSE, CA 133,663133.7k $13.9m $13.9m 2.07% Added +24.3k +24,275
80 Worth Financial Advisory Group, LLC 9.37% of their portfolio CHARLOTTE, NC 130,258130.3k $13.5m $13.5m 9.37% Added +4.8k +4,817
81 Lee Financial Group Hawaii, Inc. 10.53% of their portfolio HONOLULU, HI 129,672129.7k $13.5m $13.5m 10.53% Added +115.2k +115,215
82 Private Advisor Group, LLC 0.10% of their portfolio MORRISTOWN, NJ 127,618127.6k $13.2m $13.2m 0.10% Added +17.4k +17,446
83 Gratus Wealth Advisors, LLC 2.29% of their portfolio VIRGINIA BEACH, VA 126,075126.1k $12.5m $12.5m 2.29% Reduced -6.2k -6,224
84 Centurion Wealth Management LLC 5.15% of their portfolio Mclean, VA 126,016126.0k $13.1m $13.1m 5.15% Reduced -21.2k -21,235
85 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 122,881122.9k $12.8m $12.8m 0.02% Reduced -153.0k -152,978
86 Nabity-Jensen Investment Management Inc 10.40% of their portfolio OMAHA, NE 121,685121.7k $12.6m $12.6m 10.40% Reduced -489 -489
87 CoreCap Advisors, LLC 0.65% of their portfolio SOUTHFIELD, MI 117,366117.4k $12.2m $12.2m 0.65% Added +8.8k +8,829
88 Canvas Wealth Advisors, LLC 3.83% of their portfolio SHAWNEE, KS 115,291115.3k $11.4m $11.4m 3.83% Reduced -28.6k -28,598
89 NOVARE CAPITAL MANAGEMENT LLC 1.06% of their portfolio CHARLOTTE, NC 113,035113.0k $11.7m $11.7m 1.06% Added +16.6k +16,603
90 Archvest Wealth Advisors, Inc. 7.89% of their portfolio CONCORD, CA 107,839107.8k $11.2m $11.2m 7.89% Reduced -5.7k -5,678
91 XML Financial, LLC 1.14% of their portfolio BETHESDA, MD 107,333107.3k $11.1m $11.1m 1.14% Reduced -680 -680
92 Ledyard National Bank 1.07% of their portfolio HANOVER, NH 106,737106.7k $11.1m $11.1m 1.07% Added +5.1k +5,103
93 SageView Advisory Group, LLC 0.18% of their portfolio Newport Beach, CA 101,866101.9k $3.5m $3.5m 0.18% Added +89.7k +89,724
94 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 101,693101.7k $10.6m $10.6m 0.01% Reduced -611 -611
95 Equitable Holdings, Inc. 0.12% of their portfolio NEW YORK, NY 100,834100.8k $10.5m $10.5m 0.12% Added +946 +946
96 COMERICA BANK 0.04% of their portfolio DALLAS, TX 100,565100.6k $10.4m $10.4m 0.04% Reduced -208 -208
97 Capital Advisors, Ltd. LLC 1.31% of their portfolio SHAKER HEIGHTS, OH 96,94596.9k $10.1m $10.1m 1.31% Reduced -4.5k -4,526
98 Mutual Advisors, LLC 0.32% of their portfolio OMAHA, NE 96,18996.2k $10.0m $10.0m 0.32% Added +21.2k +21,210
99 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 93,63493.6k $9.7m $9.7m 0.04% Reduced -22.6k -22,586
100 Strategic Financial Services, Inc. 0.59% of their portfolio UTICA, NY 88,70488.7k $9.2m $9.2m 0.59% Reduced -8.3k -8,258