Vault-13

GOLDMAN SACHS ETF TR GSLC

ACTIVEBETA US LG · ETP · CUSIP 381430503

450 institutional holders +45 vs Q3 2023
112,325,964112.3m shares reported held*
$10.5bnreported value*
50 new 115 added 170 reduced 27 sold out net bought ≈ $176.1m (+1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $93.72. Options: 3 managers hold calls ($675.7k notional), 1 hold puts ($0).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 379Q4 22: 388Q1 23: 391Q2 23: 403Q3 23: 405Q4 23: 450450Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022379
Q4 2022388
Q1 2023391
Q2 2023403
Q3 2023405
Q4 2023450

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 150 bought or addedQ4 22: 178 cut or sold outQ4 22Q1 23: 166 bought or addedQ1 23: 188 cut or sold outQ1 23Q2 23: 151 bought or addedQ2 23: 198 cut or sold outQ2 23Q3 23: 166 bought or addedQ3 23: 192 cut or sold outQ3 23Q4 23: 165 bought or addedQ4 23: 197 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022150178
Q1 2023166188
Q2 2023151198
Q3 2023166192
Q4 2023165197

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ1 23 calls: $699.5kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $1.7mQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $896.8kQ3 23 puts: $8.0kQ3 23P/C 0.01Q4 23 calls: $675.7kQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$699.5k$00.00
Q2 2023$1.7m$00.00
Q3 2023$896.8k$8.0k0.01
Q4 2023$675.7k$00.00

Biggest buyers

MORGAN STANLEY Added +5,138,727+5.1m
SkyView Investment Advisors, LLC Added +669,920+669.9k
Janney Montgomery Scott LLC New +533,169+533.2k
JPMORGAN CHASE & CO Added +325,996+326.0k
HighTower Advisors, LLC Added +317,798+317.8k
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Added +278,369+278.4k
Betterment LLC Added +230,349+230.3k
BANK OF AMERICA CORP /DE/ Added +166,509+166.5k
Silicon Valley Capital Partners Added +94,609+94.6k
COMMONWEALTH EQUITY SERVICES, LLC Added +87,046+87.0k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -4,186,909-4.2m
Deseret Mutual Benefit Administrators Sold out -555,840-555.8k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -242,099-242.1k
Archvest Wealth Advisors, Inc. Reduced -208,580-208.6k
OSAIC HOLDINGS, INC. Reduced -149,568-149.6k
1900 WEALTH MANAGEMENT LLC Reduced -117,448-117.4k
RAYMOND JAMES & ASSOCIATES Reduced -73,666-73.7k
JANE STREET GROUP, LLC Sold out -70,030-70.0k
Commonwealth Financial Services, LLC Reduced -67,862-67.9k
UBS Group AG Reduced -63,403-63.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $656.7k7.0k shares
Cutler Group LLC / CA Reduced $19.0k3.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Cutler Group LLC / CA Reduced $04.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.78% of their portfolio SAN FRANCISCO, CA 29,359,87729.4m $2.8bn $2.8bn 0.78% Reduced -63.3k -63,292
2 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 10,340,46410.3m $970.0m $970.0m 0.04% Added +5.1m +5,138,727
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1.08% of their portfolio MILWAUKEE, WI 10,176,26610.2m $954.7m $954.7m 1.08% Reduced -242.1k -242,099
4 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 14.00% of their portfolio LOS ANGELES, CA 5,074,2165.1m $476.0m $476.0m 14.00% Added +278.4k +278,369
5 GOLDMAN SACHS GROUP INC 0.10% of their portfolio NEW YORK, NY 4,987,4895.0m $467.9m $467.9m 0.10% Reduced -4.2m -4,186,909
6 Betterment LLC 0.98% of their portfolio NEW YORK, NY 3,621,5143.6m $339.7m $339.7m 0.98% Added +230.3k +230,349
7 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 3,472,1403.5m $325.7m $325.7m 0.04% Added +166.5k +166,509
8 ENVESTNET ASSET MANAGEMENT INC 0.12% of their portfolio Berwyn, PA 3,147,0453.1m $295.2m $295.2m 0.12% Reduced -21.6k -21,588
9 LPL Financial LLC 0.14% of their portfolio FORT MILL, SC 2,511,3962.5m $235.6m $235.6m 0.14% Added +34.2k +34,190
10 RiverFront Investment Group, LLC 6.52% of their portfolio RICHMOND, VA 2,216,0022.2m $207.9m $207.9m 6.52% Added +26.4k +26,440
11 SigFig Wealth Management, LLC 7.09% of their portfolio SAN FRANCISCO, CA 1,991,5762.0m $186.8m $186.8m 7.09% Reduced -99 -99
12 Glenview Trust Co 3.01% of their portfolio Louisville, KY 1,308,4831.3m $122.7m $122.7m 3.01% Reduced -24.3k -24,310
13 Cetera Advisors LLC 1.64% of their portfolio DENVER, CO 1,264,9631.3m $118.7m $118.7m 1.64% Added +25.3k +25,327
14 RAYMOND JAMES & ASSOCIATES 0.08% of their portfolio ST PETERSBURG, FL 1,131,3671.1m $106.1m $106.1m 0.08% Reduced -73.7k -73,666
15 Retirement Planning Group, LLC 7.92% of their portfolio LEAWOOD, KS 943,133943.1k $88.5m $88.5m 7.92% Added +1.7k +1,676
16 COMMONWEALTH EQUITY SERVICES, LLC 0.15% of their portfolio WALTHAM, MA 898,055898.1k $84.2m $84.2m 0.15% Added +87.0k +87,046
17 Financial Management Professionals, Inc. 13.40% of their portfolio AUSTIN, TX 876,696876.7k $82.2m $82.2m 13.40% Added +21.5k +21,514
18 High Probability Advisors, LLC 16.26% of their portfolio Pittsford, NY 858,857858.9k $80.6m $80.6m 16.26% Reduced -30.0k -30,030
19 SFMG, LLC 7.04% of their portfolio PLANO, TX 809,615809.6k $75.9m $75.9m 7.04% Added +3.1k +3,053
20 Orion Porfolio Solutions, LLC 0.85% of their portfolio OMAHA, NE 778,197778.2k $72.9m $72.9m 0.85% Reduced -63.3k -63,293
21 Orion Portfolio Solutions, LLC 0.85% of their portfolio Omaha, NE 778,197778.2k $72.9m $72.9m 0.85% Reduced -63.3k -63,293
22 UBS Group AG 0.03% of their portfolio ZURICH, V8 750,961751.0k $70.4m $70.4m 0.03% Reduced -63.4k -63,403
23 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 740,139740.1k $69.4m $69.4m 0.02% Reduced -12.5k -12,544
24 OneDigital Investment Advisors LLC 1.21% of their portfolio OVERLAND PARK, KS 738,424738.4k $69.3m $69.3m 1.21% Reduced -4.1k -4,069
25 GFG Capital, LLC 14.53% of their portfolio MIAMI, FL 699,061699.1k $53.9m $53.9m 14.53% Reduced -54.1k -54,056
26 WMS Partners, LLC 4.80% of their portfolio TOWSON, MD 695,612695.6k $65.3m $65.3m 4.80% Added +2.6k +2,559
27 SkyView Investment Advisors, LLC 15.89% of their portfolio SHREWSBURY, NJ 678,816678.8k $63.5m $63.5m 15.89% Added +669.9k +669,920
28 Riverpoint Wealth Management Holdings, LLC 18.56% of their portfolio CHICAGO, IL 672,120672.1k $63.1m $63.1m 18.56% Reduced -16.1k -16,073
29 AdvisorNet Financial, Inc 4.98% of their portfolio MINNETONKA, MN 576,053576.1k $54.0m $54.0m 4.98% Reduced -7.1k -7,086
30 Goldstein Advisors, LLC 9.05% of their portfolio Madison, WI 571,817571.8k $53.6m $53.6m 9.05% Added +18.6k +18,595
31 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.15% of their portfolio PLYMOUTH, MN 565,485565.5k $53.0m $53.0m 0.15% Reduced -23.9k -23,850
32 Janney Montgomery Scott LLC 0.16% of their portfolio PHILADELPHIA, PA 533,169533.2k $50.0m $50.0m 0.16% New
33 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 503,866503.9k $47.3m $47.3m 0.00% Added +326.0k +325,996
34 Hennion & Walsh Asset Management, Inc. 2.53% of their portfolio Parsippany, NJ 472,819472.8k $44.4m $44.4m 2.53% Reduced -10.0k -9,957
35 APPLETON PARTNERS INC/MA 3.50% of their portfolio BOSTON, MA 462,831462.8k $43.4m $43.4m 3.50% Reduced -610 -610
36 FIRST FOUNDATION ADVISORS 1.92% of their portfolio Irvine, CA 449,496449.5k $42.2m $42.2m 1.92% Added +79.6k +79,580
37 DROMS STRAUSS ADVISORS INC /MO/ /ADV 16.32% of their portfolio ST. LOUIS, MO 447,774447.8k $42.0m $42.0m 16.32% Reduced -9.2k -9,150
38 Penney Financial, LLC 30.52% of their portfolio HOUSTON, TX 393,422393.4k $36.9m $36.9m 30.52% First filing
39 Kelman-Lazarov, Inc. 7.79% of their portfolio MEMPHIS, TN 383,717383.7k $36.0m $36.0m 7.79% Reduced -5.1k -5,121
40 Leo Wealth, LLC 3.82% of their portfolio HURST, TX 377,356377.4k $36.9m $36.9m 3.82% First filing
41 Steward Partners Investment Advisory, LLC 0.47% of their portfolio STAMFORD, CT 374,300374.3k $35.1m $35.1m 0.47% Added +2.6k +2,618
42 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 366,201366.2k $34.4m $34.4m 0.06% Added +317.8k +317,798
43 Dynamic Advisor Solutions LLC 1.16% of their portfolio PHOENIX, AZ 335,724335.7k $31.0m $31.0m 1.16% Added +23.0k +22,993
44 Corient Private Wealth LP 0.06% of their portfolio MIAMI, FL 320,326320.3k $30.0m $30.0m 0.06% Reduced -25.9k -25,869
45 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 302,351302.4k $28.4m $28.4m 0.05% Added +3.9k +3,914
46 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 275,859275.9k $25.9m $25.9m 0.04% Added +19.5k +19,489
47 IAG Wealth Partners, LLC 5.81% of their portfolio WAUKESHA, WI 271,653271.7k $25.5m $25.5m 5.81% Reduced -7.6k -7,622
48 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 262,148262.1k $24.6m $24.6m 0.04% Reduced -149.6k -149,568
49 Stadion Money Management, LLC 1.54% of their portfolio WATKINSVILLE, GA 247,819247.8k $23.2m $23.2m 1.54% Reduced -4.4k -4,413
50 1900 WEALTH MANAGEMENT LLC 2.13% of their portfolio SAN ANTONIO, TX 246,994247.0k $23.2m $23.2m 2.13% Reduced -117.4k -117,448
51 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 4.15% of their portfolio PITTSBURGH, PA 241,381241.4k $22.6m $22.6m 4.15% Added +350 +350
52 Cornerstone Advisory, LLC 3.40% of their portfolio HUNT VALLEY, MD 232,293232.3k $21.8m $21.8m 3.40% Reduced -960 -960
53 CAPTRUST FINANCIAL ADVISORS 0.07% of their portfolio RALEIGH, NC 228,993229.0k $21.5m $21.5m 0.07% Reduced -8.0k -7,981
54 LINCOLN CAPITAL CORP 9.99% of their portfolio EAST GREENWICH, RI 218,184218.2k $20.5m $20.5m 9.99% Reduced -3.5k -3,540
55 Royal Harbor Partners, LLC 9.35% of their portfolio HOUSTON, TX 214,554214.6k $20.1m $20.1m 9.35% Added +7.6k +7,649
56 AXXCESS WEALTH MANAGEMENT, LLC 0.59% of their portfolio CARLSBAD, CA 211,547211.5k $19.8m $19.8m 0.59% Added +77.5k +77,481
57 Horizon Family Wealth, Inc. 16.64% of their portfolio CHICAGO, IL 210,734210.7k $19.8m $19.8m 16.64% Added +6.2k +6,177
58 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 197,322197.3k $18.5m $18.5m 0.04% Added +11.9k +11,921
59 Callan Capital, LLC 1.74% of their portfolio LA JOLLA, CA 196,711196.7k $18.5m $18.5m 1.74% Reduced -9.1k -9,120
60 First Ascent Asset Management, LLC 2.05% of their portfolio DENVER, CO 194,565194.6k $18.3m $18.3m 2.05% Added +6.2k +6,151
61 PRINCIPAL SECURITIES, INC. 0.67% of their portfolio DES MOINES, IA 192,711192.7k $18.1m $18.1m 0.67% First filing
62 ARVEST INVESTMENTS, INC. 2.85% of their portfolio LOWELL, AR 187,068187.1k $17.5m $17.5m 2.85% First filing
63 VAUGHAN & Co SECURITIES, INC. 11.50% of their portfolio Ridgewood, NJ 182,723182.7k $17.1m $17.1m 11.50% Reduced -6.7k -6,708
64 Allworth Financial LP 0.13% of their portfolio FOLSOM, CA 176,686176.7k $16.6m $16.6m 0.13% Reduced -10.1k -10,079
65 KINTRA WEALTH, LLC 13.82% of their portfolio WILLIAMSPORT, PA 172,329172.3k $16.2m $16.2m 13.82% Added +62.7k +62,654
66 LexAurum Advisors, LLC 4.10% of their portfolio OVERLAND PARK, KS 166,924166.9k $15.7m $15.7m 4.10% Added +4.1k +4,096
67 First Command Advisory Services, Inc. 0.18% of their portfolio FORT WORTH, TX 163,925163.9k $15.4m $15.4m 0.18% Reduced -33.6k -33,619
68 Gladstone Institutional Advisory LLC 0.84% of their portfolio Bedminster, NJ 160,194160.2k $15.0m $15.0m 0.84% Reduced -14.8k -14,783
69 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 157,520157.5k $14.8m $14.8m 0.04% Reduced -24.0k -24,036
70 Spire Wealth Management 0.49% of their portfolio MCLEAN, VA 156,015156.0k $14.9m $14.9m 0.49% Added +28.1k +28,066
71 MAI Capital Management 0.19% of their portfolio INDEPENDENCE, OH 154,882154.9k $14.5m $14.5m 0.19% Reduced -5.7k -5,701
72 Envestnet Portfolio Solutions, Inc. 0.06% of their portfolio BERWYN, PA 154,694154.7k $14.5m $14.5m 0.06% Reduced -2.4k -2,350
73 Lido Advisors, LLC 0.14% of their portfolio Los Angeles, CA 150,244150.2k $14.2m $14.2m 0.14% Added +682 +682
74 NewEdge Advisors, LLC 0.13% of their portfolio NEW ORLEANS, LA 148,207148.2k $14.2m $14.2m 0.13% Added +7.4k +7,404
75 Centurion Wealth Management LLC 5.90% of their portfolio Mclean, VA 147,251147.3k $13.8m $13.8m 5.90% Added +26.7k +26,719
76 Canvas Wealth Advisors, LLC 4.93% of their portfolio SHAWNEE, KS 143,889143.9k $13.6m $13.6m 4.93% Reduced -5.1k -5,091
77 NorthStar Asset Management LLC /NJ/ 11.75% of their portfolio BERKELEY HEIGHTS, NJ 137,143137.1k $12.9m $12.9m 11.75% First filing
78 Gratus Wealth Advisors, LLC 2.45% of their portfolio VIRGINIA BEACH, VA 132,299132.3k $12.4m $12.4m 2.45% First filing
79 Inscription Capital, LLC 3.39% of their portfolio HOUSTON, TX 132,269132.3k $12.4m $12.4m 3.39% Added +14.5k +14,488
80 Mariner, LLC 0.03% of their portfolio Overland Park, KS 131,971132.0k $12.4m $12.4m 0.03% Reduced -43.2k -43,221
81 ACIMA PRIVATE WEALTH, LLC 4.81% of their portfolio RICHMOND, VA 131,207131.2k $12.3m $12.3m 4.81% Added +39.4k +39,434
82 Regal Investment Advisors LLC 0.92% of their portfolio KENTWOOD, MI 129,574129.6k $12.2m $12.2m 0.92% Added +987 +987
83 Worth Financial Advisory Group, LLC 9.40% of their portfolio CHARLOTTE, NC 125,441125.4k $11.8m $11.8m 9.40% Reduced -775 -775
84 Nabity-Jensen Investment Management Inc 10.31% of their portfolio OMAHA, NE 122,174122.2k $11.5m $11.5m 10.31% First filing
85 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 116,220116.2k $10.9m $10.9m 0.05% Added +1.7k +1,680
86 Archvest Wealth Advisors, Inc. 8.02% of their portfolio CONCORD, CA 113,517113.5k $10.6m $10.6m 8.02% Reduced -208.6k -208,580
87 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 110,172110.2k $10.3m $10.3m 0.08% Reduced -691 -691
88 Silicon Valley Capital Partners 1.72% of their portfolio SAN JOSE, CA 109,388109.4k $10.3m $10.3m 1.72% Added +94.6k +94,609
89 CoreCap Advisors, LLC 0.66% of their portfolio SOUTHFIELD, MI 108,537108.5k $10.2m $10.2m 0.66% Reduced -7.3k -7,343
90 Intrua Financial, LLC 1.59% of their portfolio Houston, TX 108,316108.3k $10.2m $10.2m 1.59% Reduced -41.8k -41,839
91 XML Financial, LLC 1.07% of their portfolio BETHESDA, MD 108,013108.0k $10.1m $10.1m 1.07% Added +3.8k +3,779
92 Cetera Advisor Networks LLC 0.06% of their portfolio EL SEGUNDO, CA 106,630106.6k $10.0m $10.0m 0.06% Reduced -812 -812
93 Hixon Zuercher, LLC 4.60% of their portfolio Findlay, OH 105,551105.6k $9.9m $9.9m 4.60% Added +3.3k +3,345
94 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 102,304102.3k $9.6m $9.6m 0.01% Added +8.9k +8,909
95 Integrated Wealth Concepts LLC 0.16% of their portfolio WALTHAM, MA 102,304102.3k $9.6m $9.6m 0.16% Reduced -12.9k -12,938
96 Ledyard National Bank 0.98% of their portfolio HANOVER, NH 101,634101.6k $9.5m $9.5m 0.98% Added +3.4k +3,350
97 Capital Advisors, Ltd. LLC 1.34% of their portfolio SHAKER HEIGHTS, OH 101,471101.5k $9.5m $9.5m 1.34% Reduced -6.0k -5,950
98 COMERICA BANK 0.04% of their portfolio DALLAS, TX 100,773100.8k $9.5m $9.5m 0.04% Reduced -435 -435
99 Equitable Holdings, Inc. 0.12% of their portfolio NEW YORK, NY 99,88899.9k $9.4m $9.4m 0.12% Added +4.7k +4,711
100 Strategic Financial Services, Inc. 0.64% of their portfolio UTICA, NY 96,96297.0k $9.1m $9.1m 0.64% Reduced -14.6k -14,615