Vault-13

GOLDMAN SACHS ETF TR GSLC

ACTIVEBETA US LG · ETP · CUSIP 381430503

405 institutional holders +2 vs Q2 2023
109,472,632109.5m shares reported held*
$9.2bnreported value*
38 new 128 added 158 reduced 34 sold out net sold ≈ $187.7m (-2.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($306.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $84.12. Options: 3 managers hold calls ($896.8k notional), 1 hold puts ($8.0k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 379Q4 22: 388Q1 23: 391Q2 23: 403Q3 23: 405405Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022379
Q4 2022388
Q1 2023391
Q2 2023403
Q3 2023405

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 150 bought or addedQ4 22: 178 cut or sold outQ4 22Q1 23: 166 bought or addedQ1 23: 188 cut or sold outQ1 23Q2 23: 151 bought or addedQ2 23: 198 cut or sold outQ2 23Q3 23: 166 bought or addedQ3 23: 192 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022150178
Q1 2023166188
Q2 2023151198
Q3 2023166192

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ4 22 calls: $319.7kQ4 22 puts: $1.0kQ4 22P/C 0.00Q1 23 calls: $699.5kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $1.7mQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $896.8kQ3 23 puts: $8.0kQ3 23P/C 0.01
Numbers
QuarterCallsPutsP/C
Q4 2022$319.7k$1.0k0.00
Q1 2023$699.5k$00.00
Q2 2023$1.7m$00.00
Q3 2023$896.8k$8.0k0.01

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +825,290+825.3k
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Added +765,160+765.2k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +589,335+589.3k
First Command Advisory Services, Inc. Added +194,215+194.2k
Archvest Wealth Advisors, Inc. Added +163,718+163.7k
Cetera Advisors LLC Added +161,624+161.6k
COMERICA BANK New +101,208+101.2k
Betterment LLC Added +100,275+100.3k
CITADEL ADVISORS LLC Added +83,641+83.6k
JANE STREET GROUP, LLC New +70,030+70.0k

Biggest sellers

TRAPHAGEN INVESTMENT ADVISORS LLC Reduced -964,558-964.6k
Orion Portfolio Solutions, LLC Reduced -840,831-840.8k
Orion Porfolio Solutions, LLC Reduced -840,831-840.8k
GOLDMAN SACHS GROUP INC Reduced -640,232-640.2k
Janney Montgomery Scott LLC Sold out -576,371-576.4k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -494,985-495.0k
WELLS FARGO & COMPANY/MN Reduced -450,058-450.1k
LPL Financial LLC Reduced -417,417-417.4k
UBS Group AG Reduced -167,774-167.8k
CreativeOne Wealth, LLC Reduced -136,374-136.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $892.8k10.6k shares
Cutler Group LLC / CA Added $4.0k6.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Cutler Group LLC / CA Added $8.0k4.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.77% of their portfolio SAN FRANCISCO, CA 29,423,16929.4m $2.5bn $2.5bn 0.77% Reduced -450.1k -450,058
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1.14% of their portfolio MILWAUKEE, WI 10,418,36510.4m $877.6m $877.6m 1.14% Reduced -495.0k -494,985
3 GOLDMAN SACHS GROUP INC 0.20% of their portfolio NEW YORK, NY 9,174,3989.2m $772.6m $772.6m 0.20% Reduced -640.2k -640,232
4 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 5,201,7375.2m $438.1m $438.1m 0.04% Added +63.4k +63,371
5 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 13.67% of their portfolio LOS ANGELES, CA 4,795,8474.8m $404.0m $404.0m 13.67% Added +765.2k +765,160
6 Betterment LLC 0.90% of their portfolio NEW YORK, NY 3,391,1653.4m $285.6m $285.6m 0.90% Added +100.3k +100,275
7 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 3,305,6313.3m $278.4m $278.4m 0.03% Reduced -36.2k -36,239
8 ENVESTNET ASSET MANAGEMENT INC 0.12% of their portfolio Berwyn, PA 3,168,6333.2m $266.9m $266.9m 0.12% Added +825.3k +825,290
9 LPL Financial LLC 0.15% of their portfolio FORT MILL, SC 2,477,2062.5m $208.7m $208.7m 0.15% Reduced -417.4k -417,417
10 RiverFront Investment Group, LLC 6.54% of their portfolio RICHMOND, VA 2,189,5622.2m $184.4m $184.4m 6.54% Reduced -41.7k -41,676
11 SigFig Wealth Management, LLC 6.72% of their portfolio SAN FRANCISCO, CA 1,991,6752.0m $167.8m $167.8m 6.72% Added +23.2k +23,213
12 Glenview Trust Co 3.10% of their portfolio Louisville, KY 1,332,7931.3m $112.3m $112.3m 3.10% Reduced -21.2k -21,157
13 Cetera Advisors LLC 1.63% of their portfolio DENVER, CO 1,239,6361.2m $104.4m $104.4m 1.63% Added +161.6k +161,624
14 RAYMOND JAMES & ASSOCIATES 0.09% of their portfolio ST PETERSBURG, FL 1,205,0331.2m $101.5m $101.5m 0.09% Reduced -35.7k -35,695
15 Retirement Planning Group, LLC 8.42% of their portfolio LEAWOOD, KS 941,457941.5k $79.3m $79.3m 8.42% Added +1.7k +1,665
16 High Probability Advisors, LLC 16.14% of their portfolio Pittsford, NY 888,887888.9k $74.9m $74.9m 16.14% Added +16.5k +16,455
17 Financial Management Professionals, Inc. 12.67% of their portfolio AUSTIN, TX 855,182855.2k $72.0m $72.0m 12.67% Added +35.8k +35,765
18 Orion Porfolio Solutions, LLC 0.86% of their portfolio OMAHA, NE 841,490841.5k $70.9m $70.9m 0.86% Reduced -840.8k -840,831
19 Orion Portfolio Solutions, LLC 0.86% of their portfolio Omaha, NE 841,490841.5k $70.9m $70.9m 0.86% Reduced -840.8k -840,831
20 UBS Group AG 0.03% of their portfolio ZURICH, V8 814,364814.4k $68.6m $68.6m 0.03% Reduced -167.8k -167,774
21 COMMONWEALTH EQUITY SERVICES, LLC 0.14% of their portfolio WALTHAM, MA 811,009811.0k $68.3m $68.3m 0.14% Added +47.4k +47,390
22 SFMG, LLC 6.98% of their portfolio PLANO, TX 806,562806.6k $67.9m $67.9m 6.98% Added +25.7k +25,666
23 GFG Capital, LLC 16.96% of their portfolio MIAMI, FL 753,117753.1k $52.3m $52.3m 16.96% Reduced -41.2k -41,187
24 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 752,683752.7k $63.4m $63.4m 0.02% Added +35.8k +35,830
25 OneDigital Investment Advisors LLC 1.35% of their portfolio OVERLAND PARK, KS 742,493742.5k $62.5m $62.5m 1.35% Reduced -9.3k -9,271
26 KB FINANCIAL PARTNERS, LLC 17.31% of their portfolio PRINCETON, NJ 718,609718.6k $60.5m $60.5m 17.31% Reduced -9.2k -9,174
27 WMS Partners, LLC 4.61% of their portfolio TOWSON, MD 693,053693.1k $58.4m $58.4m 4.61% Added +41.9k +41,854
28 Riverpoint Wealth Management Holdings, LLC 19.12% of their portfolio CHICAGO, IL 688,193688.2k $58.0m $58.0m 19.12% Added +3.2k +3,172
29 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.16% of their portfolio PLYMOUTH, MN 589,335589.3k $49.6m $49.6m 0.16% New
30 AdvisorNet Financial, Inc 4.46% of their portfolio MINNETONKA, MN 583,139583.1k $49.1m $49.1m 4.46% Reduced -2.4k -2,444
31 Deseret Mutual Benefit Administrators 22.98% of their portfolio SALT LAKE CITY, UT 555,840555.8k $46.8m $46.8m 22.98% Reduced -66.9k -66,906
32 Goldstein Advisors, LLC 9.73% of their portfolio Madison, WI 553,222553.2k $46.6m $46.6m 9.73% Added +28.6k +28,617
33 Hennion & Walsh Asset Management, Inc. 2.59% of their portfolio Parsippany, NJ 482,776482.8k $40.7m $40.7m 2.59% Added +8.6k +8,642
34 APPLETON PARTNERS INC/MA 3.47% of their portfolio BOSTON, MA 463,441463.4k $39.0m $39.0m 3.47% Added +266 +266
35 DROMS STRAUSS ADVISORS INC /MO/ /ADV 16.57% of their portfolio ST. LOUIS, MO 456,924456.9k $38.5m $38.5m 16.57% Added +3.2k +3,211
36 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 411,716411.7k $34.7m $34.7m 0.05% Reduced -86.9k -86,937
37 Kelman-Lazarov, Inc. 7.74% of their portfolio MEMPHIS, TN 388,838388.8k $32.8m $32.8m 7.74% Reduced -958 -958
38 Steward Partners Investment Advisory, LLC 0.48% of their portfolio STAMFORD, CT 371,682371.7k $31.3m $31.3m 0.48% Reduced -68 -68
39 FIRST FOUNDATION ADVISORS 1.46% of their portfolio Irvine, CA 369,916369.9k $31.2m $31.2m 1.46% Added +420 +420
40 1900 WEALTH MANAGEMENT LLC 3.06% of their portfolio SAN ANTONIO, TX 364,442364.4k $30.7m $30.7m 3.06% Reduced -44.2k -44,238
41 Corient Private Wealth LP 0.06% of their portfolio MIAMI, FL 346,195346.2k $27.8m $27.8m 0.06% Added +28.7k +28,666
42 Archvest Wealth Advisors, Inc. 11.28% of their portfolio CONCORD, CA 322,097322.1k $27.6m $27.6m 11.28% Added +163.7k +163,718
43 Dynamic Advisor Solutions LLC 1.24% of their portfolio PHOENIX, AZ 312,731312.7k $26.3m $26.3m 1.24% Added +56.0k +55,960
44 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 298,437298.4k $25.1m $25.1m 0.05% Reduced -6.9k -6,940
45 IAG Wealth Partners, LLC 6.56% of their portfolio WAUKESHA, WI 279,275279.3k $23.5m $23.5m 6.56% Reduced -13.5k -13,476
46 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 256,370256.4k $21.6m $21.6m 0.04% Reduced -13.2k -13,237
47 Stadion Money Management, LLC 1.76% of their portfolio WATKINSVILLE, GA 252,232252.2k $21.2m $21.2m 1.76% Reduced -17.0k -17,025
48 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 4.13% of their portfolio PITTSBURGH, PA 241,031241.0k $20.3m $20.3m 4.13% Added +11.6k +11,571
49 CAPTRUST FINANCIAL ADVISORS 0.08% of their portfolio RALEIGH, NC 236,974237.0k $20.0m $20.0m 0.08% Added +2.6k +2,593
50 Cornerstone Advisory, LLC 3.44% of their portfolio HUNT VALLEY, MD 233,253233.3k $19.6m $19.6m 3.44% Added +435 +435
51 LINCOLN CAPITAL CORP 10.06% of their portfolio EAST GREENWICH, RI 221,724221.7k $18.7m $18.7m 10.06% Reduced -15.9k -15,911
52 Royal Harbor Partners, LLC 9.07% of their portfolio HOUSTON, TX 206,905206.9k $17.4m $17.4m 9.07% Added +21.5k +21,529
53 Callan Capital, LLC 1.86% of their portfolio LA JOLLA, CA 205,831205.8k $17.3m $17.3m 1.86% Reduced -14.8k -14,754
54 Horizon Family Wealth, Inc. 16.69% of their portfolio CHICAGO, IL 204,557204.6k $17.2m $17.2m 16.69% Added +3.3k +3,308
55 First Command Advisory Services, Inc. 0.22% of their portfolio FORT WORTH, TX 197,544197.5k $16.6m $16.6m 0.22% Added +194.2k +194,215
56 VAUGHAN & Co SECURITIES, INC. 11.85% of their portfolio Ridgewood, NJ 189,431189.4k $16.0m $16.0m 11.85% Added +850 +850
57 First Ascent Asset Management, LLC 2.05% of their portfolio DENVER, CO 188,414188.4k $15.9m $15.9m 2.05% Added +19.8k +19,833
58 Allworth Financial LP 0.13% of their portfolio FOLSOM, CA 186,765186.8k $15.7m $15.7m 0.13% Reduced -15.5k -15,513
59 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 185,401185.4k $15.6m $15.6m 0.04% Added +4.4k +4,413
60 MERCER GLOBAL ADVISORS INC /ADV 0.06% of their portfolio DENVER, CO 181,556181.6k $15.3m $15.3m 0.06% Reduced -51.4k -51,359
61 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 177,870177.9k $15.0m $15.0m 0.00% Added +14.4k +14,431
62 Mariner, LLC 0.04% of their portfolio Overland Park, KS 175,192175.2k $14.8m $14.8m 0.04% Reduced -2.5k -2,548
63 Gladstone Institutional Advisory LLC 0.95% of their portfolio Bedminster, NJ 174,977175.0k $14.7m $14.7m 0.95% Reduced -2.2k -2,170
64 LexAurum Advisors, LLC 4.01% of their portfolio OVERLAND PARK, KS 162,828162.8k $13.7m $13.7m 4.01% Reduced -2.7k -2,727
65 MAI Capital Management 0.20% of their portfolio INDEPENDENCE, OH 160,583160.6k $13.5m $13.5m 0.20% Reduced -2.8k -2,766
66 Envestnet Portfolio Solutions, Inc. 0.06% of their portfolio BERWYN, PA 157,044157.0k $13.2m $13.2m 0.06% First filing
67 Intrua Financial, LLC 2.29% of their portfolio Houston, TX 150,155150.2k $12.6m $12.6m 2.29% Reduced -2.9k -2,940
68 Lido Advisors, LLC 0.14% of their portfolio Los Angeles, CA 149,562149.6k $12.6m $12.6m 0.14% Reduced -2.9k -2,851
69 Canvas Wealth Advisors, LLC 5.08% of their portfolio SHAWNEE, KS 148,980149.0k $12.4m $12.4m 5.08% Reduced -196 -196
70 NewEdge Advisors, LLC 0.13% of their portfolio NEW ORLEANS, LA 140,803140.8k $11.9m $11.9m 0.13% Added +7.6k +7,565
71 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 137,639137.6k $11.6m $11.6m 0.01% Added +83.6k +83,641
72 AXXCESS WEALTH MANAGEMENT, LLC 0.38% of their portfolio CARLSBAD, CA 134,066134.1k $11.3m $11.3m 0.38% Added +15.6k +15,594
73 Regal Investment Advisors LLC 0.93% of their portfolio KENTWOOD, MI 128,587128.6k $10.8m $10.8m 0.93% Reduced -1.6k -1,631
74 Spire Wealth Management 0.41% of their portfolio MCLEAN, VA 127,949127.9k $10.8m $10.8m 0.41% Added +223 +223
75 Worth Financial Advisory Group, LLC 9.59% of their portfolio CHARLOTTE, NC 126,216126.2k $10.6m $10.6m 9.59% Added +6.2k +6,204
76 Centurion Wealth Management LLC 4.97% of their portfolio Mclean, VA 120,532120.5k $10.2m $10.2m 4.97% Added +294 +294
77 Inscription Capital, LLC 3.23% of their portfolio HOUSTON, TX 117,781117.8k $9.9m $9.9m 3.23% Added +1.4k +1,364
78 CoreCap Advisors, LLC 0.70% of their portfolio SOUTHFIELD, MI 115,880115.9k $9.8m $9.8m 0.70% Added +5.2k +5,214
79 Integrated Wealth Concepts LLC 0.17% of their portfolio WALTHAM, MA 115,242115.2k $9.7m $9.7m 0.17% Reduced -1.6k -1,599
80 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 114,540114.5k $9.6m $9.6m 0.05% Reduced -8.3k -8,302
81 Strategic Financial Services, Inc. 0.73% of their portfolio UTICA, NY 111,577111.6k $9.4m $9.4m 0.73% Reduced -6.2k -6,192
82 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 110,863110.9k $9.3m $9.3m 0.08% Reduced -2.5k -2,478
83 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 110,817110.8k $9.3m $9.3m 0.08% Reduced -39.7k -39,741
84 KINTRA WEALTH, LLC 9.32% of their portfolio WILLIAMSPORT, PA 109,675109.7k $9.2m $9.2m 9.32% Added +43.7k +43,725
85 Cetera Advisor Networks LLC 0.06% of their portfolio EL SEGUNDO, CA 107,442107.4k $9.0m $9.0m 0.06% Reduced -2.2k -2,179
86 Capital Advisors, Ltd. LLC 1.39% of their portfolio SHAKER HEIGHTS, OH 107,421107.4k $9.0m $9.0m 1.39% Reduced -222 -222
87 XML Financial, LLC 1.05% of their portfolio BETHESDA, MD 104,234104.2k $8.8m $8.8m 1.05% Added +13.5k +13,461
88 Hixon Zuercher, LLC 4.51% of their portfolio Findlay, OH 102,206102.2k $8.6m $8.6m 4.51% Reduced -3.7k -3,748
89 COMERICA BANK 0.04% of their portfolio DALLAS, TX 101,208101.2k $8.5m $8.5m 0.04% New
90 NOVARE CAPITAL MANAGEMENT LLC 0.94% of their portfolio CHARLOTTE, NC 98,59398.6k $8.3m $8.3m 0.94% Reduced -3.3k -3,271
91 Ledyard National Bank 0.94% of their portfolio HANOVER, NH 98,28498.3k $8.3m $8.3m 0.94% Added +4.6k +4,615
92 CreativeOne Wealth, LLC 0.59% of their portfolio OVERLAND PARK, KS 97,02497.0k $8.2m $8.2m 0.59% Reduced -136.4k -136,374
93 Equitable Holdings, Inc. 0.11% of their portfolio NEW YORK, NY 95,17795.2k $8.0m $8.0m 0.11% Added +3.5k +3,490
94 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 93,39593.4k $7.9m $7.9m 0.01% Reduced -17.8k -17,839
95 Merriman Wealth Management, LLC 0.40% of their portfolio SEATTLE, WA 92,57892.6k $7.8m $7.8m 0.40% Reduced -1.4k -1,437
96 ACIMA PRIVATE WEALTH, LLC 3.44% of their portfolio RICHMOND, VA 91,77391.8k $7.7m $7.7m 3.44% Added +5.2k +5,220
97 Family Manage LLC 1.66% of their portfolio NEW YORK, NY 85,92785.9k $7.2m $7.2m 1.66% Added +11.6k +11,585
98 Nikulski Financial, Inc. 2.90% of their portfolio BETTENDORF, IA 83,29083.3k $7.0m $7.0m 2.90% Added +4.6k +4,554
99 ARVEST TRUST CO N A 0.45% of their portfolio ROGERS, AR 81,91181.9k $6.9m $6.9m 0.45% Reduced -2.2k -2,205
100 COZAD ASSET MANAGEMENT INC 0.88% of their portfolio CHAMPAIGN, IL 80,85180.9k $6.8m $6.8m 0.88% Reduced -744 -744