Vault-13

GOLDMAN SACHS ETF TR GSLC

ACTIVEBETA US LG · ETP · CUSIP 381430503

388 institutional holders +9 vs Q3 2022
113,110,779113.1m shares reported held*
$8.4bnreported value*
30 new 120 added 150 reduced 28 sold out net sold ≈ $1.0bn (-13.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $74.46. Options: 3 managers hold calls ($319.7k notional), 1 hold puts ($1.0k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 379Q4 22: 388388Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022379
Q4 2022388

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $455.0kQ3 22 puts: $11.0kQ3 22P/C 0.02Q4 22 calls: $319.7kQ4 22 puts: $1.0kQ4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$455.0k$11.0k0.02
Q4 2022$319.7k$1.0k0.00

Biggest buyers

TRAPHAGEN INVESTMENT ADVISORS LLC Added +694,804+694.8k
Betterment LLC Added +190,256+190.3k
Cetera Investment Advisers Added +169,051+169.1k
Allen Capital Group, LLC New +142,127+142.1k
Cetera Advisor Networks LLC Added +131,077+131.1k
Cetera Advisors LLC Added +121,324+121.3k
GREAT LAKES ADVISORS, LLC Added +116,552+116.6k
WMS Partners, LLC Added +106,074+106.1k
GFG Capital, LLC Added +95,835+95.8k
Merriman Wealth Management, LLC Added +91,793+91.8k

Biggest sellers

First Command Advisory Services, Inc. Reduced -9,334,636-9.3m
LPL Financial LLC Reduced -1,305,469-1.3m
Deseret Mutual Benefit Administrators Reduced -636,400-636.4k
OSAIC HOLDINGS, INC. Reduced -544,979-545.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -499,170-499.2k
WELLS FARGO & COMPANY/MN Reduced -467,036-467.0k
GOLDMAN SACHS GROUP INC Reduced -284,456-284.5k
First Command Bank Reduced -261,406-261.4k
First Command Financial Services, Inc. Reduced -261,406-261.4k
RiverFront Investment Group, LLC Reduced -193,643-193.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $319.7k4.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Unchanged $0300 shares

Biggest puts

Cutler Group LLC / CA Added $1.0k1.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.73% of their portfolio SAN FRANCISCO, CA 30,432,92630.4m $2.3bn $2.3bn 0.73% Reduced -467.0k -467,036
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1.24% of their portfolio MILWAUKEE, WI 10,799,36210.8m $822.2m $822.2m 1.24% Reduced -129.9k -129,867
3 GOLDMAN SACHS GROUP INC 0.22% of their portfolio NEW YORK, NY 10,234,74110.2m $779.5m $779.5m 0.22% Reduced -284.5k -284,456
4 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 5,536,3695.5m $421.5m $421.5m 0.05% Reduced -171.2k -171,161
5 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 10.45% of their portfolio LOS ANGELES, CA 3,817,3613.8m $290.6m $290.6m 10.45% Reduced -55.5k -55,479
6 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 3,394,1793.4m $258.4m $258.4m 0.03% Reduced -80.8k -80,849
7 LPL Financial LLC 0.21% of their portfolio FORT MILL, SC 3,200,5883.2m $243.7m $243.7m 0.21% Reduced -1.3m -1,305,469
8 Betterment LLC 0.79% of their portfolio NEW YORK, NY 3,040,8013.0m $231.5m $231.5m 0.79% Added +190.3k +190,256
9 ENVESTNET ASSET MANAGEMENT INC 0.10% of their portfolio Berwyn, PA 2,418,4282.4m $184.1m $184.1m 0.10% Reduced -499.2k -499,170
10 RiverFront Investment Group, LLC 4.90% of their portfolio RICHMOND, VA 2,378,3902.4m $21.6m $21.6m 4.90% Reduced -193.6k -193,643
11 SigFig Wealth Management, LLC 7.31% of their portfolio SAN FRANCISCO, CA 1,933,2671.9m $147.2m $147.2m 7.31% Added +32.3k +32,299
12 RAYMOND JAMES & ASSOCIATES 0.11% of their portfolio ST PETERSBURG, FL 1,516,6911.5m $115.5m $115.5m 0.11% Reduced -165.6k -165,585
13 Glenview Trust Co 3.54% of their portfolio Louisville, KY 1,403,6581.4m $106.9m $106.9m 3.54% Added +15.1k +15,112
14 UBS Group AG 0.04% of their portfolio ZURICH, V8 1,081,8781.1m $82.4m $82.4m 0.04% Reduced -41.8k -41,829
15 Cetera Advisors LLC 1.44% of their portfolio DENVER, CO 1,044,3591.0m $79.5m $79.5m 1.44% Added +121.3k +121,324
16 Orion Porfolio Solutions, LLC 1.57% of their portfolio OMAHA, NE 1,032,7871.0m $78.6m $78.6m 1.57% Reduced -30.4k -30,374
17 TRAPHAGEN INVESTMENT ADVISORS LLC 7.17% of their portfolio ORADELL, NJ 1,032,4401.0m $45.6m $45.6m 7.17% Added +694.8k +694,804
18 Retirement Planning Group, LLC 7.82% of their portfolio LEAWOOD, KS 899,285899.3k $68.5m $68.5m 7.82% Added +3.2k +3,227
19 GFG Capital, LLC 12.02% of their portfolio MIAMI, FL 812,091812.1k $76.0m $76.0m 12.02% Added +95.8k +95,835
20 COMMONWEALTH EQUITY SERVICES, LLC 0.15% of their portfolio WALTHAM, MA 792,497792.5k $60.3m $60.3m 0.15% Added +43.8k +43,768
21 Janney Montgomery Scott LLC 0.23% of their portfolio PHILADELPHIA, PA 789,237789.2k $60.1m $60.1m 0.23% Reduced -21.5k -21,489
22 Financial Management Professionals, Inc. 12.26% of their portfolio AUSTIN, TX 786,990787.0k $59.9m $59.9m 12.26% Added +6.1k +6,102
23 SFMG, LLC 6.54% of their portfolio PLANO, TX 774,447774.4k $59.0m $59.0m 6.54% Reduced -284 -284
24 High Probability Advisors, LLC 15.36% of their portfolio Pittsford, NY 736,774736.8k $56.1m $56.1m 15.36% Added +4.9k +4,889
25 KB FINANCIAL PARTNERS, LLC 18.15% of their portfolio PRINCETON, NJ 698,128698.1k $53.1m $53.1m 18.15% Reduced -22.8k -22,806
26 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 697,975698.0k $53.1m $53.1m 0.02% Reduced -19.3k -19,277
27 Deseret Mutual Benefit Administrators 21.60% of their portfolio SALT LAKE CITY, UT 690,294690.3k $52.6m $52.6m 21.60% Reduced -636.4k -636,400
28 Riverpoint Wealth Management Holdings, LLC 18.68% of their portfolio CHICAGO, IL 664,110664.1k $50.6m $50.6m 18.68% Added +14.4k +14,432
29 First Command Bank 6.17% of their portfolio FORT WORTH, TX 639,119639.1k $48.7m $48.7m 6.17% Reduced -261.4k -261,406
30 First Command Financial Services, Inc. 6.17% of their portfolio FORT WORTH, TX 639,119639.1k $48.7m $48.7m 6.17% Reduced -261.4k -261,406
31 OSAIC HOLDINGS, INC. 0.10% of their portfolio SCOTTSDALE, AZ 625,882625.9k $47.7m $47.7m 0.10% Reduced -545.0k -544,979
32 Goldstein Advisors, LLC 10.81% of their portfolio Madison, WI 586,574586.6k $44.7m $44.7m 10.81% First filing
33 AdvisorNet Financial, Inc 4.30% of their portfolio MINNETONKA, MN 574,515574.5k $43.7m $43.7m 4.30% Added +9.9k +9,881
34 Hennion & Walsh Asset Management, Inc. 2.65% of their portfolio Parsippany, NJ 563,037563.0k $42.9m $42.9m 2.65% Reduced -2.1k -2,102
35 APPLETON PARTNERS INC/MA 3.48% of their portfolio BOSTON, MA 482,484482.5k $36.7m $36.7m 3.48% Reduced -2.4k -2,384
36 1900 WEALTH MANAGEMENT LLC 3.98% of their portfolio SAN ANTONIO, TX 482,019482.0k $36.7m $36.7m 3.98% Reduced -54.1k -54,067
37 DROMS STRAUSS ADVISORS INC /MO/ /ADV 15.96% of their portfolio ST. LOUIS, MO 456,619456.6k $34.8m $34.8m 15.96% Added +262 +262
38 Sanford Advisory Services, LLC 7.94% of their portfolio PORTAGE, MI 437,897437.9k $33.3m $33.3m 7.94% Reduced -55.6k -55,563
39 FIRST FOUNDATION ADVISORS 1.42% of their portfolio Irvine, CA 389,534389.5k $29.7m $29.7m 1.42% Added +86.4k +86,441
40 Kelman-Lazarov, Inc. 8.14% of their portfolio MEMPHIS, TN 380,017380.0k $28.9m $28.9m 8.14% Added +215 +215
41 Steward Partners Investment Advisory, LLC 0.48% of their portfolio STAMFORD, CT 372,131372.1k $28.3m $28.3m 0.48% Reduced -9.0k -8,955
42 Corient Private Wealth LP 0.09% of their portfolio MIAMI, FL 333,003333.0k $25.4m $25.4m 0.09% First filing
43 Callan Capital, LLC 3.09% of their portfolio LA JOLLA, CA 329,061329.1k $25.1m $25.1m 3.09% Reduced -35.2k -35,164
44 WMS Partners, LLC 2.43% of their portfolio TOWSON, MD 321,530321.5k $24.5m $24.5m 2.43% Added +106.1k +106,074
45 Ten Capital Wealth Advisors, LLC 9.80% of their portfolio SPOKANE, WA 320,934320.9k $24.4m $24.4m 9.80% Added +1.8k +1,843
46 Stadion Money Management, LLC 1.95% of their portfolio WATKINSVILLE, GA 307,282307.3k $23.4m $23.4m 1.95% Reduced -26.8k -26,838
47 IAG Wealth Partners, LLC 6.75% of their portfolio WAUKESHA, WI 300,782300.8k $22.9m $22.9m 6.75% Reduced -12.7k -12,709
48 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 275,053275.1k $20.9m $20.9m 0.04% Reduced -1.1k -1,080
49 Cornerstone Advisory, LLC 3.78% of their portfolio HUNT VALLEY, MD 252,326252.3k $19.2m $19.2m 3.78% Added +1.2k +1,210
50 Allworth Financial LP 0.21% of their portfolio FOLSOM, CA 247,643247.6k $18.9m $18.9m 0.21% Reduced -73.3k -73,262
51 LINCOLN CAPITAL CORP 11.08% of their portfolio EAST GREENWICH, RI 237,799237.8k $18.1m $18.1m 11.08% Added +39.5k +39,458
52 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 236,704236.7k $18.0m $18.0m 0.04% Added +13.2k +13,159
53 Quantitative Advantage, LLC 2.63% of their portfolio MINNETONKA, MN 224,358224.4k $17.1m $17.1m 2.63% Added +17.4k +17,376
54 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 203,557203.6k $15.5m $15.5m 0.04% Added +19.6k +19,634
55 Cetera Investment Advisers 0.14% of their portfolio SCHAUMBURG, IL 201,577201.6k $15.3m $15.3m 0.14% Added +169.1k +169,051
56 Royal Harbor Partners, LLC 9.35% of their portfolio HOUSTON, TX 198,814198.8k $15.1m $15.1m 9.35% Reduced -5.5k -5,517
57 LexAurum Advisors, LLC 5.41% of their portfolio OVERLAND PARK, KS 198,503198.5k $15.1m $15.1m 5.41% Added +18.5k +18,526
58 VAUGHAN & Co SECURITIES, INC. 11.32% of their portfolio Ridgewood, NJ 186,648186.6k $14.2m $14.2m 11.32% Reduced -7.3k -7,305
59 Mariner, LLC 0.05% of their portfolio Overland Park, KS 185,653185.7k $14.1m $14.1m 0.05% Added +64.5k +64,507
60 Horizon Family Wealth, Inc. 16.19% of their portfolio CHICAGO, IL 184,682184.7k $14.1m $14.1m 16.19% Added +16.9k +16,880
61 Inscription Capital, LLC 4.74% of their portfolio HOUSTON, TX 181,853181.9k $13.8m $13.8m 4.74% Added +7.0k +7,016
62 Gladstone Institutional Advisory LLC 0.96% of their portfolio Bedminster, NJ 178,153178.2k $13.6m $13.6m 0.96% Added +4.8k +4,824
63 MAI Capital Management 0.22% of their portfolio INDEPENDENCE, OH 168,842168.8k $12.9m $12.9m 0.22% Added +27.7k +27,667
64 Hamilton Wealth, LLC 5.20% of their portfolio LOS ANGELES, CA 168,006168.0k $12.8m $12.8m 5.20% Reduced -77.9k -77,877
65 Intrua Financial, LLC 2.90% of their portfolio Houston, TX 161,432161.4k $12.5m $12.5m 2.90% Reduced -2.8k -2,756
66 ARVEST TRUST CO N A 0.76% of their portfolio ROGERS, AR 158,796158.8k $12.1m $12.1m 0.76% Reduced -2.1k -2,090
67 First Ascent Asset Management, LLC 1.81% of their portfolio DENVER, CO 155,842155.8k $11.9m $11.9m 1.81% Added +11.0k +11,020
68 Cetera Advisor Networks LLC 0.09% of their portfolio EL SEGUNDO, CA 153,803153.8k $11.7m $11.7m 0.09% Added +131.1k +131,077
69 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 2.78% of their portfolio PITTSBURGH, PA 151,462151.5k $11.5m $11.5m 2.78% Added +20.8k +20,823
70 Worth Financial Advisory Group, LLC 13.31% of their portfolio CHARLOTTE, NC 150,446150.4k $11.5m $11.5m 13.31% First filing
71 Canvas Wealth Advisors, LLC 4.88% of their portfolio SHAWNEE, KS 150,058150.1k $11.7m $11.7m 4.88% Reduced -55.2k -55,171
72 GREAT LAKES ADVISORS, LLC 0.08% of their portfolio CHICAGO, IL 146,918146.9k $1.4m $1.4m 0.08% Added +116.6k +116,552
73 NOVARE CAPITAL MANAGEMENT LLC 1.28% of their portfolio CHARLOTTE, NC 142,583142.6k $10.9m $10.9m 1.28% Reduced -458 -458
74 Allen Capital Group, LLC 10.70% of their portfolio GRAND ISLAND, NE 142,127142.1k $10.8m $10.8m 10.70% New
75 Archvest Wealth Advisors, Inc. 10.70% of their portfolio CONCORD, CA 142,127142.1k $10.8m $10.8m 10.70% Reduced -1.7k -1,655
76 Regal Investment Advisors LLC 1.05% of their portfolio KENTWOOD, MI 142,052142.1k $10.8m $10.8m 1.05% Reduced -5.5k -5,469
77 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 136,368136.4k $10.4m $10.4m 0.05% Reduced -13.7k -13,667
78 CreativeOne Wealth, LLC 0.57% of their portfolio OVERLAND PARK, KS 135,603135.6k $10.3m $10.3m 0.57% Reduced -3.3k -3,259
79 CoreCap Advisors, LLC 0.71% of their portfolio SOUTHFIELD, MI 131,252131.3k $10.0m $10.0m 0.71% Reduced -51.2k -51,163
80 Strategic Financial Services, Inc. 0.75% of their portfolio UTICA, NY 123,088123.1k $9.4m $9.4m 0.75% Reduced -36.3k -36,277
81 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 117,571117.6k $9.0m $9.0m 0.01% Reduced -7.4k -7,358
82 Lido Advisors, LLC 0.15% of their portfolio Los Angeles, CA 114,815114.8k $8.7m $8.7m 0.15% Added +3.3k +3,292
83 NewEdge Advisors, LLC 0.22% of their portfolio NEW ORLEANS, LA 114,405114.4k $8.3m $8.3m 0.22% Added +28.0k +27,955
84 Centurion Wealth Management LLC 4.84% of their portfolio Mclean, VA 112,747112.7k $8.6m $8.6m 4.84% First filing
85 Bridgeworth, LLC 1.32% of their portfolio BIRMINGHAM, AL 109,282109.3k $8.3m $8.3m 1.32% Reduced -23.4k -23,438
86 Private Advisor Group, LLC 0.18% of their portfolio MORRISTOWN, NJ 108,946108.9k $5.9m $5.9m 0.18% Added +53.4k +53,424
87 Capital Advisors, Ltd. LLC 1.42% of their portfolio SHAKER HEIGHTS, OH 107,247107.2k $8.2m $8.2m 1.42% Added +1.3k +1,293
88 XML Financial, LLC 1.01% of their portfolio BETHESDA, MD 105,921105.9k $8.1m $8.1m 1.01% Reduced -3.5k -3,526
89 Merriman Wealth Management, LLC 0.39% of their portfolio SEATTLE, WA 100,504100.5k $7.7m $7.7m 0.39% Added +91.8k +91,793
90 Source Financial Advisors LLC 2.80% of their portfolio NEW YORK, NY 97,95798.0k $7.5m $7.5m 2.80% Reduced -1.3k -1,282
91 Hixon Zuercher, LLC 4.37% of their portfolio Findlay, OH 93,20993.2k $7.1m $7.1m 4.37% Added +5.1k +5,085
92 AXXCESS WEALTH MANAGEMENT, LLC 0.58% of their portfolio CARLSBAD, CA 92,95193.0k $7.1m $7.1m 0.58% Added +4.4k +4,400
93 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 90,78490.8k $6.9m $6.9m 0.00% Added +29.0k +28,981
94 Kestra Advisory Services, LLC 0.06% of their portfolio AUSTIN, TX 88,24088.2k $6.7m $6.7m 0.06% Added +11.6k +11,570
95 Integrated Wealth Concepts LLC 0.18% of their portfolio WALTHAM, MA 88,13888.1k $6.7m $6.7m 0.18% Added +1.5k +1,465
96 ACIMA PRIVATE WEALTH, LLC 3.36% of their portfolio RICHMOND, VA 85,99686.0k $6.5m $6.5m 3.36% Added +1.2k +1,250
97 Adams Wealth Management 2.22% of their portfolio LOGAN, UT 82,41482.4k $6.3m $6.3m 2.22% Reduced -26.2k -26,176
98 Ledyard National Bank 0.74% of their portfolio HANOVER, NH 82,25482.3k $6.3m $6.3m 0.74% Added +5.1k +5,067
99 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 81,88981.9k $6.2m $6.2m 0.01% Reduced -57.4k -57,411
100 Atria Wealth Solutions, Inc. 0.10% of their portfolio NEW YORK, NY 81,49781.5k $6.2m $6.2m 0.10% Reduced -24.2k -24,179