Vault-13

GOLDMAN SACHS ETF TR GEMD

ACCESS EMNG MKTS · ETP · CUSIP 381430388

27 institutional holders +4 vs Q3 2023
1,541,0591.5m shares reported held*
$62.9mreported value*
6 new 8 added 9 reduced 3 sold out net bought ≈ $6.7m (+163.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.83.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 9Q4 22: 19Q1 23: 18Q2 23: 20Q3 23: 23Q4 23: 2727Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 20229
Q4 202219
Q1 202318
Q2 202320
Q3 202323
Q4 202327

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 14 bought or addedQ4 22: 5 cut or sold outQ4 22Q1 23: 11 bought or addedQ1 23: 8 cut or sold outQ1 23Q2 23: 11 bought or addedQ2 23: 5 cut or sold outQ2 23Q3 23: 15 bought or addedQ3 23: 6 cut or sold outQ3 23Q4 23: 14 bought or addedQ4 23: 12 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022145
Q1 2023118
Q2 2023115
Q3 2023156
Q4 20231412

Biggest buyers

MORGAN STANLEY Added +93,855+93.9k
JANE STREET GROUP, LLC Added +57,374+57.4k
Betterment LLC Added +21,820+21.8k
LPL Financial LLC Added +12,164+12.2k
BANK OF MONTREAL /CAN/ New +10,018+10.0k
ICA Group Wealth Management, LLC New +2,890+2.9k
UBS Group AG Added +2,810+2.8k
CoreCap Advisors, LLC Added +1,520+1.5k
Steward Partners Investment Advisory, LLC New +220+220
Cetera Advisor Networks LLC Added +190+190

Biggest sellers

Herold Advisors, Inc. Sold out -16,100-16.1k
OSAIC HOLDINGS, INC. Reduced -12,162-12.2k
Cetera Investment Advisers Reduced -6,245-6.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -2,400-2.4k
Cambridge Investment Research Advisors, Inc. Reduced -1,391-1.4k
Envestnet Portfolio Solutions, Inc. Reduced -373-373
Atria Wealth Solutions, Inc. Reduced -256-256
Global Retirement Partners, LLC Reduced -200-200
Impact Partnership Wealth, LLC Sold out -135-135
Bank of New York Mellon Corp Reduced -82-82

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 475,561475.6k $19.4m $19.4m 0.01% Added +12.2k +12,164
2 Betterment LLC 0.03% of their portfolio NEW YORK, NY 281,013281.0k $11.5m $11.5m 0.03% Added +21.8k +21,820
3 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 225,337225.3k $9.2m $9.2m 0.00% Reduced -2.4k -2,400
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 187,952188.0k $7.7m $7.7m 0.00% Added +93.9k +93,855
5 PRINCIPAL SECURITIES, INC. 0.13% of their portfolio DES MOINES, IA 82,38282.4k $3.4m $3.4m 0.13% First filing
6 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 78,01378.0k $3.2m $3.2m 0.00% Added +57.4k +57,374
7 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 66,32066.3k $2.7m $2.7m 0.01% Reduced -373 -373
8 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 37,74937.7k $1.5m $1.5m 0.01% Reduced -6.2k -6,245
9 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 28,51728.5k $1.2m $1.2m 0.01% Added +190 +190
10 CoreCap Advisors, LLC 0.07% of their portfolio SOUTHFIELD, MI 26,90726.9k $1.1m $1.1m 0.07% Added +1.5k +1,520
11 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 10,01810.0k $411.2k $411.2k 0.00% New
12 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 9,9439.9k $406.0k $406.0k 0.00% Reduced -1.4k -1,391
13 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 9,8299.8k $401.3k $401.3k 0.00% Reduced -82 -82
14 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 9,2599.3k $380.0k $380.0k 0.00% Reduced -256 -256
15 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 4,2334.2k $173.4k $173.4k 0.00% Reduced -12.2k -12,162
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,0013.0k $122.5k $122.5k 0.00% Added +2.8k +2,810
17 ICA Group Wealth Management, LLC 0.03% of their portfolio DENVER, CO 2,8902.9k $118.0k $118.0k 0.03% New
18 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,4761.5k $59.4k $59.4k 0.00% Reduced -200 -200
19 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 220220 $9.0k $9.0k 0.00% New
20 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 151151 $6.2k $6.2k 0.00% Reduced -52 -52
21 COMERICA BANK 0.00% of their portfolio DALLAS, TX 115115 $4.7k $4.7k 0.00% Unchanged
22 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 7878 $3.2k $3.2k 0.00% Unchanged
23 FMR LLC 0.00% of their portfolio BOSTON, MA 6464 $2.6k $2.6k 0.00% Added +51 +51
24 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2525 $1.0k $1.0k 0.00% New
25 Rockbridge Investment Management, LCC 0.00% of their portfolio Syracuse, NY 55 $205 $205 0.00% New
26 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 11 $41 $41 0.00% New
27 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged