Vault-13

GOLDMAN SACHS ETF TR GEM

ACTIVEBETA EME · ETP · CUSIP 381430206

136 institutional holders -6 vs Q4 2022
27,737,28927.7m shares reported held*
$825.2mreported value*
14 new 44 added 54 reduced 17 sold out net sold ≈ $19.3m (-567.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.75. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 153Q4 22: 142Q1 23: 136136Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022153
Q4 2022142
Q1 2023136

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 53 bought or addedQ4 22: 85 cut or sold outQ4 22Q1 23: 58 bought or addedQ1 23: 71 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225385
Q1 20235871

Biggest buyers

LPL Financial LLC Added +711,107+711.1k
ENVESTNET ASSET MANAGEMENT INC Added +459,084+459.1k
WMS Partners, LLC Added +439,814+439.8k
GOLDMAN SACHS GROUP INC Added +291,260+291.3k
RAYMOND JAMES & ASSOCIATES Added +114,466+114.5k
GFG Capital, LLC Added +83,832+83.8k
Archford Capital Strategies, LLC Added +71,002+71.0k
Herold Advisors, Inc. New +70,498+70.5k
AMERICAN NATIONAL BANK & TRUST Added +68,694+68.7k
Cetera Investment Advisers Added +66,373+66.4k

Biggest sellers

JANE STREET GROUP, LLC Reduced -1,119,258-1.1m
FLOW TRADERS U.S. LLC Sold out -668,185-668.2k
BANK OF AMERICA CORP /DE/ Reduced -382,262-382.3k
OLD MISSION CAPITAL LLC Sold out -220,655-220.7k
BANK OF MONTREAL /CAN/ Sold out -156,170-156.2k
CITADEL ADVISORS LLC Reduced -131,631-131.6k
ROYAL BANK OF CANADA Reduced -83,901-83.9k
LEVEL FOUR ADVISORY SERVICES, LLC Reduced -74,425-74.4k
Naviter Wealth, LLC Reduced -60,000-60.0k
First Command Advisory Services, Inc. Reduced -59,067-59.1k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 4,302,2434.3m $127.3m $127.3m 0.03% Added +291.3k +291,260
2 SigFig Wealth Management, LLC 4.70% of their portfolio SAN FRANCISCO, CA 2,861,7542.9m $85.2m $85.2m 4.70% Reduced -2.0k -1,973
3 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,281,5232.3m $67.9m $67.9m 0.02% Reduced -56.2k -56,183
4 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,911,3811.9m $56.9m $56.9m 0.04% Added +711.1k +711,107
5 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 1,698,6371.7m $50.6m $50.6m 0.04% Added +114.5k +114,466
6 WMS Partners, LLC 3.26% of their portfolio TOWSON, MD 1,249,7001.2m $37.2m $37.2m 3.26% Added +439.8k +439,814
7 ARVEST TRUST CO N A 2.20% of their portfolio ROGERS, AR 1,186,4931.2m $35.3m $35.3m 2.20% Added +23.4k +23,419
8 SPINNAKER TRUST 2.44% of their portfolio PORTLAND, ME 1,082,4651.1m $32.2m $32.2m 2.44% Added +16.1k +16,101
9 1900 WEALTH MANAGEMENT LLC 3.25% of their portfolio SAN ANTONIO, TX 1,050,8641.1m $30.3m $30.3m 3.25% Reduced -6.3k -6,281
10 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 979,317979.3k $29.2m $29.2m 0.01% Added +459.1k +459,084
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 921,121921.1k $27.4m $27.4m 0.00% Reduced -382.3k -382,262
12 Betterment LLC 0.08% of their portfolio NEW YORK, NY 833,660833.7k $24.8m $24.8m 0.08% Added +735 +735
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 696,303696.3k $20.7m $20.7m 0.00% Added +66.3k +66,262
14 Prism Advisors, Inc. 6.83% of their portfolio STUDIO CITY, CA 661,562661.6k $19.7m $19.7m 6.83% Added +7.1k +7,068
15 UBS Group AG 0.01% of their portfolio ZURICH, V8 470,215470.2k $14.0m $14.0m 0.01% Added +40.8k +40,832
16 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 340,717340.7k $10.1m $10.1m 0.02% Added +13.4k +13,428
17 FIRST FOUNDATION ADVISORS 0.42% of their portfolio Irvine, CA 307,199307.2k $9.1m $9.1m 0.42% Added +10.4k +10,358
18 Strategic Financial Services, Inc. 0.63% of their portfolio UTICA, NY 273,462273.5k $8.1m $8.1m 0.63% Reduced -3.8k -3,815
19 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 268,757268.8k $8.0m $8.0m 0.00% Reduced -83.9k -83,901
20 GFG Capital, LLC 1.66% of their portfolio MIAMI, FL 224,632224.6k $7.7m $7.7m 1.66% Added +83.8k +83,832
21 Callan Capital, LLC 0.76% of their portfolio LA JOLLA, CA 221,185221.2k $6.6m $6.6m 0.76% Reduced -2.4k -2,368
22 ATWOOD & PALMER INC 0.61% of their portfolio KANSAS CITY, MO 217,080217.1k $6.5m $6.5m 0.61% Added +1.4k +1,415
23 Destiny Wealth Partners, LLC 1.19% of their portfolio TAVARES, FL 192,691192.7k $5.7m $5.7m 1.19% Added +9.7k +9,701
24 Fragasso Financial Advisors Inc 0.61% of their portfolio SEWICKLEY, PA 180,214180.2k $5.4m $5.4m 0.61% Added +8.6k +8,628
25 Archford Capital Strategies, LLC 1.11% of their portfolio SWANSEA, IL 179,174179.2k $5.3m $5.3m 1.11% Added +71.0k +71,002
26 AMERICAN NATIONAL BANK & TRUST 0.96% of their portfolio WICHITA FALLS, TX 175,123175.1k $5.2m $5.2m 0.96% Added +68.7k +68,694
27 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 169,103169.1k $5.0m $5.0m 0.02% Added +18.3k +18,251
28 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 166,316166.3k $5.0m $5.0m 0.01% Added +17.4k +17,391
29 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 153,076153.1k $4.6m $4.6m 0.03% Added +54.6k +54,554
30 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 148,691148.7k $4.4m $4.4m 0.01% Added +8.9k +8,880
31 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.05% of their portfolio PLYMOUTH, MN 147,258147.3k $4.4m $4.4m 0.05% Reduced -28.2k -28,224
32 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 144,446144.4k $4.3m $4.3m 0.04% Added +66.4k +66,373
33 Clearwater Capital Advisors, LLC 0.43% of their portfolio HOFFMAN ESTATES, IL 117,824117.8k $3.5m $3.5m 0.43% Reduced -767 -767
34 SHUFRO ROSE & CO LLC 0.32% of their portfolio NEW YORK, NY 115,658115.7k $3.4m $3.4m 0.32% Added +3.0k +2,995
35 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 109,597109.6k $3.3m $3.3m 0.01% Reduced -1.1m -1,119,258
36 Gladstone Institutional Advisory LLC 0.20% of their portfolio Bedminster, NJ 104,218104.2k $3.1m $3.1m 0.20% Reduced -1.7k -1,677
37 First Ascent Asset Management, LLC 0.46% of their portfolio DENVER, CO 104,027104.0k $3.1m $3.1m 0.46% Added +1.8k +1,779
38 Haverford Trust Co 0.03% of their portfolio Radnor, PA 82,03982.0k $2.4m $2.4m 0.03% Reduced -42.0k -42,018
39 Anchor Investment Management, LLC 0.31% of their portfolio COLUMBIA, SC 76,48176.5k $2.3m $2.3m 0.31% Added +514 +514
40 Kelman-Lazarov, Inc. 0.58% of their portfolio MEMPHIS, TN 75,03075.0k $2.2m $2.2m 0.58% Reduced -1.1k -1,098
41 SageView Advisory Group, LLC 0.13% of their portfolio Newport Beach, CA 70,75570.8k $2.1m $2.1m 0.13% Reduced -50.2k -50,181
42 Herold Advisors, Inc. 0.73% of their portfolio New York, NY 70,49870.5k $2.1m $2.1m 0.73% New
43 Clay Northam Wealth Management, LLC 2.11% of their portfolio HUNTINGTON BEACH, CA 68,96869.0k $2.1m $2.1m 2.11% Added +4.5k +4,522
44 First Capital Advisors Group, LLC. 1.11% of their portfolio LITTLE SILVER, NJ 58,02658.0k $1.7m $1.7m 1.11% Reduced -308 -308
45 SkyView Investment Advisors, LLC 0.40% of their portfolio SHREWSBURY, NJ 58,02658.0k $1.7m $1.7m 0.40% Reduced -308 -308
46 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 55,43355.4k $1.7m $1.7m 0.00% Reduced -5.0k -5,046
47 CENTRAL TRUST Co 0.04% of their portfolio JEFFERSON CITY, MO 51,24451.2k $1.5m $1.5m 0.04% Added +27.6k +27,628
48 ALTFEST L J & CO INC 0.22% of their portfolio NEW YORK, NY 46,16046.2k $1.4m $1.4m 0.22% Reduced -3.1k -3,084
49 Accuvest Global Advisors 0.61% of their portfolio PROVO, UT 45,57545.6k $1.4m $1.4m 0.61% Reduced -36.7k -36,653
50 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 32,71532.7k $973.9k $973.9k 0.00% Added +16.0k +16,025
51 Mariner, LLC 0.00% of their portfolio Overland Park, KS 32,01432.0k $953.0k $953.0k 0.00% Reduced -3.7k -3,683
52 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 31,90531.9k $949.8k $949.8k 0.01% Added +14.9k +14,909
53 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 29,66829.7k $883.0k $883.0k 0.02% New
54 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 28,47528.5k $847.7k $847.7k 0.01% Unchanged
55 WHITTIER TRUST CO 0.01% of their portfolio SOUTH PASADENA, CA 27,16627.2k $808.7k $808.7k 0.01% Reduced -1.3k -1,283
56 CW Advisors, LLC 0.02% of their portfolio BOSTON, MA 27,16527.2k $808.7k $808.7k 0.02% Unchanged
57 Elmwood Wealth Management, Inc. 0.36% of their portfolio BERKELEY, CA 25,93825.9k $772.2k $772.2k 0.36% Added +3.4k +3,398
58 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 22,28722.3k $663.0k $663.0k 0.03% Reduced -2.2k -2,225
59 COZAD ASSET MANAGEMENT INC 0.08% of their portfolio CHAMPAIGN, IL 20,75020.8k $617.7k $617.7k 0.08% Reduced -290 -290
60 IAG Wealth Partners, LLC 0.16% of their portfolio WAUKESHA, WI 18,82718.8k $560.5k $560.5k 0.16% Reduced -4.5k -4,527
61 WHITTIER TRUST CO OF NEVADA INC 0.02% of their portfolio RENO, NV 17,84517.8k $531.2k $531.2k 0.02% Reduced -533 -533
62 ADAMSBROWN WEALTH CONSULTANTS LLC 0.30% of their portfolio WICHITA, KS 17,66717.7k $525.9k $525.9k 0.30% Reduced -7.6k -7,586
63 Glenview Trust Co 0.02% of their portfolio Louisville, KY 17,04217.0k $507.3k $507.3k 0.02% Reduced -7.2k -7,166
64 GeoWealth Management, LLC 0.06% of their portfolio CHICAGO, IL 16,54816.5k $492.0k $492.0k 0.06% Reduced -27.1k -27,150
65 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 16,42716.4k $489.0k $489.0k 0.00% Reduced -29.4k -29,373
66 Strategies Wealth Advisors, LLC 0.10% of their portfolio GRAND RAPIDS, MI 15,82515.8k $471.1k $471.1k 0.10% Reduced -200 -200
67 Patriot Financial Group Insurance Agency, LLC 0.10% of their portfolio Westborough, MA 15,80915.8k $470.6k $470.6k 0.10% Added +5.2k +5,204
68 JGP Wealth Management, LLC 0.08% of their portfolio BEND, OR 15,44715.4k $459.8k $459.8k 0.08% Reduced -404 -404
69 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 15,19015.2k $452.2k $452.2k 0.00% Reduced -1.9k -1,881
70 FLAGSTAR SECURITIES, INC 0.16% of their portfolio New York, NY 15,10715.1k $449.7k $449.7k 0.16% Added +510 +510
71 Worth Financial Advisory Group, LLC 0.40% of their portfolio CHARLOTTE, NC 13,99114.0k $416.5k $416.5k 0.40% New
72 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 13,46113.5k $400.7k $400.7k 0.00% Added +985 +985
73 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 13,34213.3k $397.0k $397.0k 0.01% Unchanged
74 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 12,74812.7k $379.5k $379.5k 0.01% Added +4.4k +4,363
75 Inscription Capital, LLC 0.09% of their portfolio HOUSTON, TX 11,98812.0k $356.9k $356.9k 0.09% Reduced -345 -345
76 LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio DALLAS, TX 11,35611.4k $338.1k $338.1k 0.02% Reduced -74.4k -74,425
77 Naviter Wealth, LLC 0.11% of their portfolio LITTLE ROCK, AR 10,11310.1k $301.1k $301.1k 0.11% Reduced -60.0k -60,000
78 Focus Partners Advisor Solutions, LLC 0.02% of their portfolio SAINT LOUIS, MO 9,8169.8k $292.2k $292.2k 0.02% Reduced -96 -96
79 LEAVELL INVESTMENT MANAGEMENT, INC. 0.02% of their portfolio MOBILE, AL 9,5709.6k $285.0k $285.0k 0.02% Reduced -5 -5
80 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 9,2479.2k $275.3k $275.3k 0.00% New
81 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 8,8988.9k $264.9k $264.9k 0.00% Reduced -5.6k -5,629
82 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 8,8168.8k $262.5k $262.5k 0.00% Reduced -131.6k -131,631
83 Hexagon Capital Partners LLC 0.07% of their portfolio ROGERS, AR 8,7748.8k $261.2k $261.2k 0.07% Reduced -250 -250
84 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 8,2608.3k $245.9k $245.9k 0.00% New
85 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 8,2608.3k $245.9k $245.9k 0.00% Added +782 +782
86 GSA CAPITAL PARTNERS LLP 0.02% of their portfolio LONDON, X0 8,2008.2k $244.0k $244.0k 0.02% New
87 Icon Wealth Partners, LLC 0.03% of their portfolio HOUSTON, TX 8,0678.1k $240.2k $240.2k 0.03% First filing
88 FDx Advisors, Inc. 0.01% of their portfolio BERWYN, PA 8,0528.1k $228.0k $228.0k 0.01% Unchanged
89 LINCOLN NATIONAL CORP 0.00% of their portfolio RADNOR, PA 7,9237.9k $235.9k $235.9k 0.00% Added +57 +57
90 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 7,3777.4k $221.0k $221.0k 0.00% Added +32 +32
91 Legacy PCG, LLC 0.17% of their portfolio IRVINE, CA 7,2907.3k $217.0k $217.0k 0.17% Reduced -16.5k -16,473
92 Princeton Global Asset Management LLC 0.06% of their portfolio PRINCETON, NJ 6,9927.0k $208.2k $208.2k 0.06% Reduced -173 -173
93 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 6,6506.7k $198.0k $198.0k 0.02% Unchanged
94 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 5,9916.0k $178.4k $178.4k 0.01% Reduced -599 -599
95 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 5,3195.3k $158.4k $158.4k 0.00% Reduced -4.1k -4,144
96 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 5,0785.1k $416.5k $416.5k 0.01% New
97 GPS Wealth Strategies Group, LLC 0.03% of their portfolio CENTENNIAL, CO 4,6114.6k $137.3k $137.3k 0.03% New
98 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 4,4154.4k $129.7k $129.7k 0.01% Added +1.8k +1,838
99 Capital Advisors, Ltd. LLC 0.02% of their portfolio SHAKER HEIGHTS, OH 3,9023.9k $116.0k $116.0k 0.02% Unchanged
100 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,2782.3k $67.8k $67.8k 0.00% Reduced -50 -50