Vault-13

GOLDMAN SACHS ETF TR GEM

ACTIVEBETA EME · ETP · CUSIP 381430206

142 institutional holders -11 vs Q3 2022
28,792,01728.8m shares reported held*
$820.5mreported value*
10 new 43 added 63 reduced 22 sold out net sold ≈ $24.3m (-895.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.50. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 153Q4 22: 142142Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022153
Q4 2022142

Biggest buyers

RAYMOND JAMES & ASSOCIATES Added +1,156,875+1.2m
JANE STREET GROUP, LLC Added +1,110,053+1.1m
FLOW TRADERS U.S. LLC Added +634,346+634.3k
BANK OF AMERICA CORP /DE/ Added +359,989+360.0k
WMS Partners, LLC Added +230,876+230.9k
Strategic Financial Services, Inc. Added +227,909+227.9k
GOLDMAN SACHS GROUP INC Added +213,995+214.0k
ROYAL BANK OF CANADA Added +172,701+172.7k
BANK OF MONTREAL /CAN/ Added +150,978+151.0k
Apella Capital, LLC Added +133,117+133.1k

Biggest sellers

Haverford Trust Co Reduced -2,050,351-2.1m
Baird Financial Group, Inc. Reduced -1,407,555-1.4m
UBS Group AG Reduced -438,587-438.6k
MORGAN STANLEY Reduced -410,803-410.8k
SPINNAKER TRUST Reduced -272,107-272.1k
LPL Financial LLC Reduced -256,699-256.7k
ATWOOD & PALMER INC Reduced -157,187-157.2k
ADAMSBROWN WEALTH CONSULTANTS LLC Reduced -156,714-156.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -74,956-75.0k
WELLS FARGO & COMPANY/MN Reduced -73,198-73.2k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 4,010,9834.0m $114.8m $114.8m 0.03% Added +214.0k +213,995
2 SigFig Wealth Management, LLC 4.02% of their portfolio SAN FRANCISCO, CA 2,863,7272.9m $81.1m $81.1m 4.02% Added +58.7k +58,742
3 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,337,7062.3m $66.2m $66.2m 0.02% Reduced -73.2k -73,198
4 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 1,584,1711.6m $44.8m $44.8m 0.04% Added +1.2m +1,156,875
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,303,3831.3m $36.9m $36.9m 0.00% Added +360.0k +359,989
6 JANE STREET GROUP, LLC 0.07% of their portfolio NEW YORK, NY 1,228,8551.2m $34.8m $34.8m 0.07% Added +1.1m +1,110,053
7 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,200,2741.2m $34.0m $34.0m 0.03% Reduced -256.7k -256,699
8 ARVEST TRUST CO N A 2.07% of their portfolio ROGERS, AR 1,163,0741.2m $32.9m $32.9m 2.07% Added +16.3k +16,255
9 SPINNAKER TRUST 2.35% of their portfolio PORTLAND, ME 1,066,3641.1m $30.2m $30.2m 2.35% Reduced -272.1k -272,107
10 1900 WEALTH MANAGEMENT LLC 3.25% of their portfolio SAN ANTONIO, TX 1,057,1451.1m $29.9m $29.9m 3.25% Reduced -28.2k -28,157
11 Betterment LLC 0.08% of their portfolio NEW YORK, NY 832,925832.9k $23.6m $23.6m 0.08% Reduced -29.7k -29,749
12 WMS Partners, LLC 2.27% of their portfolio TOWSON, MD 809,886809.9k $22.9m $22.9m 2.27% Added +230.9k +230,876
13 FLOW TRADERS U.S. LLC 0.95% of their portfolio NEW YORK, NY 668,185668.2k $18.9m $18.9m 0.95% Added +634.3k +634,346
14 Prism Advisors, Inc. 6.79% of their portfolio STUDIO CITY, CA 654,494654.5k $18.5m $18.5m 6.79% Added +117.2k +117,220
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 630,041630.0k $17.8m $17.8m 0.00% Reduced -410.8k -410,803
16 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 520,233520.2k $14.7m $14.7m 0.01% Reduced -75.0k -74,956
17 UBS Group AG 0.01% of their portfolio ZURICH, V8 429,383429.4k $12.2m $12.2m 0.01% Reduced -438.6k -438,587
18 Apella Capital, LLC 0.99% of their portfolio WEST HARTFORD, CT 383,005383.0k $10.8m $10.8m 0.99% Added +133.1k +133,117
19 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 352,658352.7k $10.0m $10.0m 0.00% Added +172.7k +172,701
20 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 327,289327.3k $9.3m $9.3m 0.02% Added +26.9k +26,903
21 FIRST FOUNDATION ADVISORS 0.40% of their portfolio Irvine, CA 296,841296.8k $8.4m $8.4m 0.40% Added +4.9k +4,941
22 Strategic Financial Services, Inc. 0.63% of their portfolio UTICA, NY 277,277277.3k $7.8m $7.8m 0.63% Added +227.9k +227,909
23 Callan Capital, LLC 0.78% of their portfolio LA JOLLA, CA 223,553223.6k $6.3m $6.3m 0.78% Reduced -10.4k -10,375
24 OLD MISSION CAPITAL LLC 0.27% of their portfolio CHICAGO, IL 220,655220.7k $6.2m $6.2m 0.27% Reduced -42.0k -41,972
25 ATWOOD & PALMER INC 0.55% of their portfolio KANSAS CITY, MO 215,665215.7k $6.1m $6.1m 0.55% Reduced -157.2k -157,187
26 Destiny Wealth Partners, LLC 1.12% of their portfolio TAVARES, FL 182,990183.0k $5.2m $5.2m 1.12% Added +7.3k +7,266
27 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.07% of their portfolio PLYMOUTH, MN 175,482175.5k $5.4m $5.4m 0.07% Added +21.0k +20,979
28 Fragasso Financial Advisors Inc 0.56% of their portfolio SEWICKLEY, PA 171,586171.6k $4.9m $4.9m 0.56% Added +1.8k +1,796
29 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 156,170156.2k $4.4m $4.4m 0.00% Added +151.0k +150,978
30 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 150,852150.9k $4.3m $4.3m 0.02% Reduced -14.2k -14,155
31 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 148,925148.9k $4.2m $4.2m 0.01% Added +109.1k +109,144
32 GFG Capital, LLC 1.22% of their portfolio MIAMI, FL 140,800140.8k $7.7m $7.7m 1.22% Reduced -38.7k -38,728
33 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 140,447140.4k $4.0m $4.0m 0.00% Reduced -34.4k -34,370
34 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 139,811139.8k $4.0m $4.0m 0.01% Added +19.1k +19,136
35 Haverford Trust Co 0.04% of their portfolio Radnor, PA 124,057124.1k $3.5m $3.5m 0.04% Reduced -2.1m -2,050,351
36 SageView Advisory Group, LLC 0.28% of their portfolio Newport Beach, CA 120,936120.9k $3.4m $3.4m 0.28% First filing
37 Clearwater Capital Advisors, LLC 0.44% of their portfolio HOFFMAN ESTATES, IL 118,591118.6k $3.4m $3.4m 0.44% Added +16.4k +16,439
38 SHUFRO ROSE & CO LLC 0.27% of their portfolio NEW YORK, NY 112,663112.7k $3.2m $3.2m 0.27% Reduced -22.3k -22,330
39 Archford Capital Strategies, LLC 0.70% of their portfolio SWANSEA, IL 108,172108.2k $3.1m $3.1m 0.70% Reduced -34 -34
40 AMERICAN NATIONAL BANK & TRUST 0.62% of their portfolio WICHITA FALLS, TX 106,429106.4k $3.0m $3.0m 0.62% Reduced -3.2k -3,228
41 Gladstone Institutional Advisory LLC 0.21% of their portfolio Bedminster, NJ 105,895105.9k $3.0m $3.0m 0.21% Added +10.0k +10,032
42 First Ascent Asset Management, LLC 0.44% of their portfolio DENVER, CO 102,248102.2k $2.9m $2.9m 0.44% Reduced -16.2k -16,221
43 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 98,52298.5k $2.8m $2.8m 0.02% Added +51.0k +50,984
44 LEVEL FOUR ADVISORY SERVICES, LLC 0.18% of their portfolio DALLAS, TX 85,78185.8k $2.4m $2.4m 0.18% Reduced -8.5k -8,452
45 Accuvest Global Advisors 0.77% of their portfolio PROVO, UT 82,22882.2k $2.3m $2.3m 0.77% Added +46.5k +46,499
46 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 78,07378.1k $2.2m $2.2m 0.02% New
47 Kelman-Lazarov, Inc. 0.61% of their portfolio MEMPHIS, TN 76,12876.1k $2.2m $2.2m 0.61% Reduced -54.2k -54,169
48 Anchor Investment Management, LLC 0.31% of their portfolio COLUMBIA, SC 75,96776.0k $2.2m $2.2m 0.31% Added +7.8k +7,762
49 Naviter Wealth, LLC 0.60% of their portfolio LITTLE ROCK, AR 70,11370.1k $2.2m $2.2m 0.60% Added +44.9k +44,866
50 CoreCap Advisors, LLC 0.14% of their portfolio SOUTHFIELD, MI 69,17869.2k $2.0m $2.0m 0.14% Added +2.2k +2,219
51 Clay Northam Wealth Management, LLC 2.10% of their portfolio HUNTINGTON BEACH, CA 64,44664.4k $1.8m $1.8m 2.10% Reduced -5.3k -5,333
52 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 60,47960.5k $1.7m $1.7m 0.00% Reduced -1.4m -1,407,555
53 First Command Advisory Services, Inc. 0.03% of their portfolio FORT WORTH, TX 59,12059.1k $1.7m $1.7m 0.03% Added +528 +528
54 First Capital Advisors Group, LLC. 1.12% of their portfolio LITTLE SILVER, NJ 58,33458.3k $1.7m $1.7m 1.12% Reduced -2.3k -2,317
55 SkyView Investment Advisors, LLC 0.50% of their portfolio SHREWSBURY, NJ 58,33458.3k $1.7m $1.7m 0.50% Reduced -2.3k -2,317
56 ALTFEST L J & CO INC 0.23% of their portfolio NEW YORK, NY 49,24449.2k $1.4m $1.4m 0.23% Reduced -2.0k -2,005
57 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 45,80045.8k $1.3m $1.3m 0.00% Added +22.7k +22,700
58 GeoWealth Management, LLC 0.13% of their portfolio CHICAGO, IL 43,69843.7k $1.2m $1.2m 0.13% Reduced -25.7k -25,673
59 Mariner, LLC 0.00% of their portfolio Overland Park, KS 35,69735.7k $1.0m $1.0m 0.00% New
60 Cribstone Capital Management, LLC 0.59% of their portfolio AUGUSTA, ME 35,48035.5k $1.0m $1.0m 0.59% Reduced -20.2k -20,234
61 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 34,54734.5k $978.0k $978.0k 0.00% New
62 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 28,47528.5k $806.1k $806.1k 0.01% Added +13.7k +13,677
63 WHITTIER TRUST CO 0.02% of their portfolio SOUTH PASADENA, CA 28,44928.4k $805.1k $805.1k 0.02% Reduced -449 -449
64 CW Advisors, LLC 0.02% of their portfolio BOSTON, MA 27,16527.2k $769.1k $769.1k 0.02% Reduced -72 -72
65 ADAMSBROWN WEALTH CONSULTANTS LLC 0.43% of their portfolio WICHITA, KS 25,25325.3k $714.9k $714.9k 0.43% Reduced -156.7k -156,714
66 CreativeOne Wealth, LLC 0.04% of their portfolio OVERLAND PARK, KS 24,51224.5k $694.0k $694.0k 0.04% Reduced -6.5k -6,524
67 Glenview Trust Co 0.02% of their portfolio Louisville, KY 24,20824.2k $685.3k $685.3k 0.02% Reduced -25.7k -25,651
68 Legacy PCG, LLC 0.31% of their portfolio IRVINE, CA 23,76323.8k $672.7k $672.7k 0.31% Reduced -42.8k -42,789
69 CENTRAL TRUST Co 0.02% of their portfolio JEFFERSON CITY, MO 23,61623.6k $668.6k $668.6k 0.02% Added +6.4k +6,431
70 IAG Wealth Partners, LLC 0.19% of their portfolio WAUKESHA, WI 23,35423.4k $661.2k $661.2k 0.19% Reduced -22.5k -22,487
71 Elmwood Wealth Management, Inc. 0.32% of their portfolio BERKELEY, CA 22,54022.5k $638.1k $638.1k 0.32% New
72 COZAD ASSET MANAGEMENT INC 0.08% of their portfolio CHAMPAIGN, IL 21,04021.0k $595.6k $595.6k 0.08% Reduced -3.2k -3,206
73 WHITTIER TRUST CO OF NEVADA INC 0.02% of their portfolio RENO, NV 18,37818.4k $520.1k $520.1k 0.02% Unchanged
74 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 17,07117.1k $483.3k $483.3k 0.00% Reduced -69 -69
75 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 16,99617.0k $482.3k $482.3k 0.01% Reduced -2.4k -2,370
76 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 16,69016.7k $472.5k $472.5k 0.00% Reduced -3.7k -3,742
77 Strategies Wealth Advisors, LLC 0.11% of their portfolio GRAND RAPIDS, MI 16,02516.0k $453.7k $453.7k 0.11% First filing
78 JGP Wealth Management, LLC 0.08% of their portfolio BEND, OR 15,85115.9k $448.8k $448.8k 0.08% Added +331 +331
79 Empirical Asset Management, LLC 0.46% of their portfolio WELLESLEY, MA 15,31915.3k $433.7k $433.7k 0.46% Reduced -1.3k -1,311
80 FLAGSTAR SECURITIES, INC 0.15% of their portfolio New York, NY 14,59714.6k $414.1k $414.1k 0.15% Reduced -1.6k -1,601
81 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 14,52714.5k $411.3k $411.3k 0.00% Reduced -16.7k -16,683
82 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 13,34213.3k $378.0k $378.0k 0.01% Reduced -4.0k -4,009
83 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 12,47612.5k $353.2k $353.2k 0.00% Reduced -1.5k -1,531
84 Inscription Capital, LLC 0.12% of their portfolio HOUSTON, TX 12,33312.3k $349.1k $349.1k 0.12% Reduced -11.0k -11,022
85 Patriot Financial Group Insurance Agency, LLC 0.07% of their portfolio Westborough, MA 10,60510.6k $300.2k $300.2k 0.07% Reduced -196 -196
86 Haverford Financial Services, Inc. 0.08% of their portfolio RADNOR, PA 9,9459.9k $281.5k $281.5k 0.08% Unchanged
87 Focus Partners Advisor Solutions, LLC 0.02% of their portfolio SAINT LOUIS, MO 9,9129.9k $280.6k $280.6k 0.02% Reduced -168 -168
88 Kathmere Capital Management, LLC 0.05% of their portfolio WAYNE, PA 9,5859.6k $271.4k $271.4k 0.05% Reduced -1.5k -1,519
89 LEAVELL INVESTMENT MANAGEMENT, INC. 0.02% of their portfolio MOBILE, AL 9,5759.6k $272.0k $272.0k 0.02% Reduced -2.5k -2,465
90 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 9,4639.5k $41.7k $41.7k 0.00% Reduced -2.2k -2,203
91 Hexagon Capital Partners LLC 0.07% of their portfolio ROGERS, AR 9,0249.0k $255.5k $255.5k 0.07% Reduced -700 -700
92 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 8,3858.4k $237.4k $237.4k 0.00% New
93 FDx Advisors, Inc. 0.01% of their portfolio BERWYN, PA 8,0528.1k $228.0k $228.0k 0.01% Added +42 +42
94 Icon Wealth Advisors, LLC 0.03% of their portfolio HOUSTON, TX 8,0528.1k $228.0k $228.0k 0.03% Added +42 +42
95 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 7,8667.9k $222.7k $222.7k 0.01% Reduced -95 -95
96 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 7,4787.5k $211.7k $211.7k 0.01% Reduced -1.1k -1,098
97 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 7,3457.3k $208.0k $208.0k 0.00% Reduced -2.0k -1,993
98 ICA Group Wealth Management, LLC 0.05% of their portfolio DENVER, CO 7,3437.3k $207.9k $207.9k 0.05% Reduced -2.3k -2,279
99 Princeton Global Asset Management LLC 0.07% of their portfolio PRINCETON, NJ 7,1657.2k $203.0k $203.0k 0.07% Unchanged
100 Sierra Capital LLC 0.03% of their portfolio MIAMI, FL 6,7806.8k $192.0k $192.0k 0.03% Unchanged