Vault-13

GOLDMAN SACHS ETF TR GSUS

MARKETBETA US EQ · ETP · CUSIP 381430123

40 institutional holders +0 vs Q1 2023
14,494,46214.5m shares reported held*
$879.2mreported value*
2 new 18 added 12 reduced 3 sold out net sold ≈ $6.2m (-102.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $60.66.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 29Q4 22: 37Q1 23: 40Q2 23: 4040Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202229
Q4 202237
Q1 202340
Q2 202340

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 26 bought or addedQ4 22: 9 cut or sold outQ4 22Q1 23: 28 bought or addedQ1 23: 14 cut or sold outQ1 23Q2 23: 20 bought or addedQ2 23: 15 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022269
Q1 20232814
Q2 20232015

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +64,686+64.7k
ICA Group Wealth Management, LLC Added +26,096+26.1k
Atria Wealth Solutions, Inc. Added +12,165+12.2k
GOLDMAN SACHS GROUP INC Added +10,015+10.0k
Cetera Investment Advisers Added +8,090+8.1k
ROYAL BANK OF CANADA New +5,290+5.3k
UBS Group AG Added +5,007+5.0k
Tower Research Capital LLC (TRC) Added +4,690+4.7k
Integrated Wealth Concepts LLC Added +4,688+4.7k
COMMONWEALTH EQUITY SERVICES, LLC Added +3,809+3.8k

Biggest sellers

LPL Financial LLC Reduced -107,903-107.9k
MORGAN STANLEY Reduced -35,838-35.8k
Cetera Advisor Networks LLC Reduced -31,091-31.1k
CITADEL ADVISORS LLC Sold out -20,965-21.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -20,236-20.2k
OSAIC HOLDINGS, INC. Reduced -9,308-9.3k
RAYMOND JAMES & ASSOCIATES Reduced -8,091-8.1k
Cambridge Investment Research Advisors, Inc. Reduced -8,060-8.1k
Private Advisor Group, LLC Reduced -3,379-3.4k
Allworth Financial LP Reduced -3,322-3.3k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.09% of their portfolio NEW YORK, NY 5,825,7195.8m $353.0m $353.0m 0.09% Added +10.0k +10,015
2 LPL Financial LLC 0.17% of their portfolio FORT MILL, SC 3,876,9313.9m $235.3m $235.3m 0.17% Reduced -107.9k -107,903
3 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 2,246,4602.2m $136.3m $136.3m 0.06% Added +64.7k +64,686
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 758,904758.9k $46.1m $46.1m 0.00% Reduced -35.8k -35,838
5 Cetera Investment Advisers 0.18% of their portfolio SCHAUMBURG, IL 355,839355.8k $21.6m $21.6m 0.18% Added +8.1k +8,090
6 CoreCap Advisors, LLC 1.11% of their portfolio SOUTHFIELD, MI 256,295256.3k $15.6m $15.6m 1.11% First filing
7 Cetera Advisor Networks LLC 0.09% of their portfolio EL SEGUNDO, CA 222,937222.9k $13.5m $13.5m 0.09% Reduced -31.1k -31,091
8 Herold Advisors, Inc. 3.04% of their portfolio New York, NY 163,906163.9k $9.9m $9.9m 3.04% Added +926 +926
9 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 136,013136.0k $8.3m $8.3m 0.01% Reduced -9.3k -9,308
10 Atria Wealth Solutions, Inc. 0.08% of their portfolio NEW YORK, NY 99,88499.9k $6.1m $6.1m 0.08% Added +12.2k +12,165
11 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 89,37489.4k $5.4m $5.4m 0.02% Reduced -8.1k -8,060
12 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 87,87587.9k $5.3m $5.3m 0.00% Reduced -8.1k -8,091
13 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 73,32773.3k $4.5m $4.5m 0.00% Added +648 +648
14 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 42,20642.2k $2.6m $2.6m 0.01% Added +3.8k +3,809
15 Patriot Financial Group Insurance Agency, LLC 0.46% of their portfolio Westborough, MA 39,88439.9k $2.4m $2.4m 0.46% Reduced -1.3k -1,346
16 ICA Group Wealth Management, LLC 0.40% of their portfolio DENVER, CO 26,58626.6k $1.6m $1.6m 0.40% Added +26.1k +26,096
17 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 23,57623.6k $1.4m $1.4m 0.02% Reduced -2.7k -2,732
18 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 22,60722.6k $1.4m $1.4m 0.02% Added +4.7k +4,688
19 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 16,52516.5k $1.0m $1.0m 0.01% Added +486 +486
20 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 16,52516.5k $1.0m $1.0m 0.01% Added +486 +486
21 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 15,17815.2k $921.2k $921.2k 0.01% Reduced -3.3k -3,322
22 Regal Investment Advisors LLC 0.07% of their portfolio KENTWOOD, MI 14,23314.2k $863.8k $863.8k 0.07% Added +872 +872
23 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 13,34713.3k $836.3k $836.3k 0.01% Reduced -3.4k -3,379
24 Global Retirement Partners, LLC 0.04% of their portfolio San Rafael, CA 13,13513.1k $797.2k $797.2k 0.04% Added +2.9k +2,887
25 Perigon Wealth Management, LLC 0.03% of their portfolio SAN FRANCISCO, CA 12,40912.4k $753.1k $753.1k 0.03% Reduced -159 -159
26 Perennial Investment Advisors, LLC 0.11% of their portfolio Los Angeles, CA 9,8089.8k $595.2k $595.2k 0.11% Added +244 +244
27 Ausdal Financial Partners, Inc. 0.05% of their portfolio Davenport, IA 6,2016.2k $376.3k $376.3k 0.05% Reduced -128 -128
28 Worth Financial Advisory Group, LLC 0.31% of their portfolio CHARLOTTE, NC 5,4495.4k $330.7k $330.7k 0.31% Unchanged
29 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 5,2905.3k $321.0k $321.0k 0.00% New
30 UBS Group AG 0.00% of their portfolio ZURICH, V8 5,2685.3k $319.7k $319.7k 0.00% Added +5.0k +5,007
31 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 4,9014.9k $297.4k $297.4k 0.01% Added +4.7k +4,690
32 Stone House Investment Management, LLC 0.08% of their portfolio TUNKHANNOCK, PA 3,4503.5k $209.4k $209.4k 0.08% Added +13 +13
33 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,9481.9k $118.2k $118.2k 0.00% Unchanged
34 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,0241.0k $62.1k $62.1k 0.00% Added +45 +45
35 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 510510 $31.0k $31.0k 0.00% Unchanged
36 WealthPLAN Partners, LLC 0.00% of their portfolio OMAHA, NE 457457 $27.7k $27.7k 0.00% Unchanged
37 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 391391 $23.7k $23.7k 0.01% Unchanged
38 FMR LLC 0.00% of their portfolio BOSTON, MA 7171 $4.3k $4.3k 0.00% New
39 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 1919 $1.2k $1.2k 0.00% Unchanged
40 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged