Vault-13

GOLDMAN SACHS ETF TR GSIE

ACTIVEBETA INT · ETP · CUSIP 381430107

252 institutional holders +12 vs Q2 2024
96,428,28196.4m shares reported held*
$3.5bnreported value*
24 new 95 added 88 reduced 12 sold out net sold ≈ $5.8m (+178.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $35.96. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 221Q4 22: 218Q1 23: 226Q2 23: 233Q3 23: 228Q4 23: 235Q1 24: 237Q2 24: 240Q3 24: 252252Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022221
Q4 2022218
Q1 2023226
Q2 2023233
Q3 2023228
Q4 2023235
Q1 2024237
Q2 2024240
Q3 2024252

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 93 bought or addedQ4 22: 116 cut or sold outQ1 23: 118 bought or addedQ1 23: 90 cut or sold outQ1 23Q2 23: 112 bought or addedQ2 23: 104 cut or sold outQ3 23: 124 bought or addedQ3 23: 90 cut or sold outQ3 23Q4 23: 110 bought or addedQ4 23: 104 cut or sold outQ1 24: 130 bought or addedQ1 24: 93 cut or sold outQ1 24Q2 24: 116 bought or addedQ2 24: 107 cut or sold outQ3 24: 119 bought or addedQ3 24: 100 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 202293116
Q1 202311890
Q2 2023112104
Q3 202312490
Q4 2023110104
Q1 202413093
Q2 2024116107
Q3 2024119100

Biggest buyers

Executive Wealth Management, LLC New +1,010,000+1.0m
CoreCap Advisors, LLC New +452,046+452.0k
BANK OF AMERICA CORP /DE/ Added +357,460+357.5k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +338,623+338.6k
WELLS FARGO & COMPANY/MN Added +138,857+138.9k
WMS Partners, LLC Added +131,660+131.7k
RAYMOND JAMES & ASSOCIATES Added +113,349+113.3k
AMERICAN NATIONAL BANK & TRUST Added +103,383+103.4k
CWM, LLC Added +98,116+98.1k
Cerity Partners LLC Added +78,902+78.9k

Biggest sellers

Callan Capital, LLC Reduced -821,022-821.0k
Betterment LLC Reduced -689,057-689.1k
JANE STREET GROUP, LLC Reduced -371,342-371.3k
LPL Financial LLC Reduced -226,790-226.8k
Cambridge Investment Research Advisors, Inc. Reduced -186,588-186.6k
OLD MISSION CAPITAL LLC Sold out -184,581-184.6k
CITADEL ADVISORS LLC Reduced -149,549-149.5k
High Probability Advisors, LLC Reduced -144,373-144.4k
Corient Private Wealth LP Reduced -107,916-107.9k
FLOW TRADERS U.S. LLC Sold out -90,598-90.6k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: International City Management Association Retirement Corp (4.8%, 2026-01-13)

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.17% of their portfolio SAN FRANCISCO, CA 19,907,39019.9m $720.1m $720.1m 0.17% Added +138.9k +138,857
2 LPL Financial LLC 0.11% of their portfolio FORT MILL, SC 6,648,6236.6m $240.5m $240.5m 0.11% Reduced -226.8k -226,790
3 Betterment LLC 0.52% of their portfolio NEW YORK, NY 6,027,1506.0m $218.0m $218.0m 0.52% Reduced -689.1k -689,057
4 SigFig Wealth Management, LLC 5.66% of their portfolio SAN FRANCISCO, CA 4,299,2044.3m $155.9m $155.9m 5.66% Added +28.6k +28,621
5 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 4,005,8594.0m $145.0m $145.0m 0.03% Added +44.5k +44,535
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,470,4773.5m $125.5m $125.5m 0.01% Added +357.5k +357,460
7 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 3,282,6743.3m $118.7m $118.7m 0.04% Added +75.6k +75,579
8 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,186,1293.2m $115.2m $115.2m 0.01% Reduced -78.0k -77,981
9 WMS Partners, LLC 5.96% of their portfolio TOWSON, MD 2,940,9102.9m $106.4m $106.4m 5.96% Added +131.7k +131,660
10 COMMONWEALTH EQUITY SERVICES, LLC 0.09% of their portfolio WALTHAM, MA 1,725,0161.7m $62.4m $62.4m 0.09% Reduced -38.9k -38,920
11 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,724,1201.7m $62.4m $62.4m 0.01% Reduced -51.9k -51,879
12 Cetera Investment Advisers 0.09% of their portfolio SCHAUMBURG, IL 1,189,6881.2m $43.0m $43.0m 0.09% Reduced -67.7k -67,672
13 Corient Private Wealth LP 0.07% of their portfolio MIAMI, FL 1,181,9371.2m $42.8m $42.8m 0.07% Reduced -107.9k -107,916
14 Financial Management Professionals, Inc. 5.20% of their portfolio AUSTIN, TX 1,156,9181.2m $41.8m $41.8m 5.20% Added +57.0k +56,951
15 FIRST FOUNDATION ADVISORS 1.52% of their portfolio Irvine, CA 1,117,9161.1m $40.4m $40.4m 1.52% Reduced -198 -198
16 Cerity Partners LLC 0.09% of their portfolio NEW YORK, NY 1,095,9201.1m $39.6m $39.6m 0.09% Added +78.9k +78,902
17 PRINCIPAL SECURITIES, INC. 0.94% of their portfolio DES MOINES, IA 1,076,8441.1m $38.9m $38.9m 0.94% Added +18.3k +18,277
18 High Probability Advisors, LLC 6.29% of their portfolio Pittsford, NY 1,021,8371.0m $37.0m $37.0m 6.29% Reduced -144.4k -144,373
19 Executive Wealth Management, LLC 2.86% of their portfolio BRIGHTON, MI 1,010,0001.0m $36.5m $36.5m 2.86% New
20 UBS Group AG 0.01% of their portfolio ZURICH, V8 999,386999.4k $36.1m $36.1m 0.01% Added +5.9k +5,915
21 Kelman-Lazarov, Inc. 5.97% of their portfolio MEMPHIS, TN 959,671959.7k $34.7m $34.7m 5.97% Added +14.7k +14,746
22 Strategic Financial Services, Inc. 2.02% of their portfolio UTICA, NY 942,781942.8k $34.1m $34.1m 2.02% Added +1.7k +1,667
23 SkyView Investment Advisors, LLC 5.39% of their portfolio SHREWSBURY, NJ 895,599895.6k $32.4m $32.4m 5.39% Added +20.7k +20,711
24 OneDigital Investment Advisors LLC 0.36% of their portfolio OVERLAND PARK, KS 879,278879.3k $31.8m $31.8m 0.36% Added +13.3k +13,287
25 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 866,104866.1k $31.3m $31.3m 0.01% Added +58.4k +58,353
26 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 826,225826.2k $29.9m $29.9m 0.03% Reduced -2.5k -2,474
27 GFG Capital, LLC 9.31% of their portfolio MIAMI, FL 787,321787.3k $23.0m $23.0m 9.31% Reduced -35.6k -35,639
28 Hennion & Walsh Asset Management, Inc. 1.27% of their portfolio Parsippany, NJ 753,268753.3k $27.2m $27.2m 1.27% Added +13.1k +13,084
29 Callan Capital, LLC 1.89% of their portfolio LA JOLLA, CA 749,826749.8k $27.1m $27.1m 1.89% Reduced -821.0k -821,022
30 Insight Wealth Strategies, LLC 3.56% of their portfolio SAN RAMON, CA 746,251746.3k $27.0m $27.0m 3.56% Added +6.5k +6,501
31 Brio Consultants, LLC 4.23% of their portfolio SAN FRANCISCO, CA 735,513735.5k $26.6m $26.6m 4.23% Added +16.2k +16,248
32 CAPTRUST FINANCIAL ADVISORS 0.08% of their portfolio RALEIGH, NC 720,288720.3k $26.1m $26.1m 0.08% Reduced -20.0k -20,037
33 Envestnet Portfolio Solutions, Inc. 0.08% of their portfolio BERWYN, PA 698,810698.8k $25.3m $25.3m 0.08% Reduced -60.6k -60,630
34 AMERICAN NATIONAL BANK & TRUST 2.53% of their portfolio WICHITA FALLS, TX 593,912593.9k $21.5m $21.5m 2.53% Added +103.4k +103,383
35 IAG Wealth Partners, LLC 3.68% of their portfolio WAUKESHA, WI 549,948549.9k $19.9m $19.9m 3.68% Reduced -5.6k -5,592
36 Sanctuary Advisors, LLC 0.12% of their portfolio INDIANAPOLIS, IN 536,135536.1k $18.3m $18.3m 0.12% Added +65.1k +65,106
37 Pallas Capital Advisors LLC 0.77% of their portfolio BRAINTREE, MA 519,909519.9k $18.1m $18.1m 0.77% Added +41.0k +40,986
38 AQR CAPITAL MANAGEMENT LLC 0.03% of their portfolio Greenwich, CT 508,742508.7k $18.4m $18.4m 0.03% Reduced -362 -362
39 Equitable Holdings, Inc. 0.18% of their portfolio NEW YORK, NY 502,102502.1k $18.2m $18.2m 0.18% Added +61.0k +60,996
40 BOSTON FINANCIAL MANGEMENT LLC 0.53% of their portfolio BOSTON, MA 494,667494.7k $17.9m $17.9m 0.53% Reduced -1.9k -1,928
41 Ledyard National Bank 1.62% of their portfolio HANOVER, NH 489,901489.9k $17.7m $17.7m 1.62% Added +4.0k +4,050
42 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 473,995474.0k $17.1m $17.1m 0.01% Added +113.3k +113,349
43 CoreCap Advisors, LLC 0.77% of their portfolio SOUTHFIELD, MI 452,046452.0k $16.4m $16.4m 0.77% New
44 Trail Ridge Investment Advisors, LLC 7.44% of their portfolio FORT COLLINS, CO 451,012451.0k $15.6m $15.6m 7.44% Added +10.3k +10,346
45 APPLETON PARTNERS INC/MA 1.16% of their portfolio BOSTON, MA 435,833435.8k $15.8m $15.8m 1.16% Reduced -5.0k -4,954
46 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 423,303423.3k $15.3m $15.3m 0.02% Added +300 +300
47 White Pine Investment CO 3.95% of their portfolio LIVONIA, MI 398,458398.5k $14.4m $14.4m 3.95% Reduced -11.4k -11,387
48 Horizon Family Wealth, Inc. 9.29% of their portfolio CHICAGO, IL 359,859359.9k $13.0m $13.0m 9.29% Reduced -1.7k -1,700
49 1900 WEALTH MANAGEMENT LLC 1.10% of their portfolio SAN ANTONIO, TX 354,829354.8k $12.8m $12.8m 1.10% Reduced -32.7k -32,724
50 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 353,909353.9k $12.8m $12.8m 0.02% Added +21.8k +21,834
51 LexAurum Advisors, LLC 2.79% of their portfolio OVERLAND PARK, KS 351,221351.2k $12.7m $12.7m 2.79% Added +20.9k +20,852
52 ATWOOD & PALMER INC 0.85% of their portfolio KANSAS CITY, MO 347,606347.6k $12.6m $12.6m 0.85% Reduced -36.4k -36,370
53 CWM, LLC 0.05% of their portfolio OMAHA, NE 345,885345.9k $12.5m $12.5m 0.05% Added +98.1k +98,116
54 Baker Ellis Asset Management LLC 1.75% of their portfolio Vancouver, WA 341,500341.5k $12.4m $12.4m 1.75% Reduced -2.0k -1,970
55 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 338,702338.7k $3.8k $3.8k 0.01% Added +338.6k +338,623
56 Great Point Wealth Advisors, LLC 2.62% of their portfolio BOSTON, MA 338,616338.6k $12.2m $12.2m 2.62% Reduced -2.4k -2,429
57 EverSource Wealth Advisors, LLC 0.68% of their portfolio BIRMINGHAM, AL 295,414295.4k $10.7m $10.7m 0.68% Added +11.0k +11,032
58 Mengis Capital Management, Inc. 2.02% of their portfolio PORTLAND, OR 283,212283.2k $10.2m $10.2m 2.02% Reduced -12.4k -12,435
59 Gladstone Institutional Advisory LLC 0.50% of their portfolio Bedminster, NJ 282,655282.7k $10.2m $10.2m 0.50% Added +4.7k +4,720
60 MANNING & NAPIER ADVISORS LLC 0.10% of their portfolio Fairport, NY 253,465253.5k $9.2m $9.2m 0.10% Added +3.7k +3,721
61 Kings Path Partners LLC 3.70% of their portfolio SUGAR LAND, TX 243,782243.8k $8.8m $8.8m 3.70% Added +17.4k +17,442
62 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 240,136240.1k $8.7m $8.7m 0.01% Added +5.0k +5,049
63 FCA CORP /TX 2.57% of their portfolio HOUSTON, TX 231,501231.5k $8.4m $8.4m 2.57% Added +12.8k +12,804
64 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 218,770218.8k $7.9m $7.9m 0.02% Added +1.9k +1,940
65 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 202,159202.2k $7.3m $7.3m 0.02% Reduced -6.0k -5,990
66 PALO ALTO WEALTH ADVISORS, LLC 2.92% of their portfolio PALO ALTO, CA 200,944200.9k $7.1m $7.1m 2.92% Added +9.5k +9,482
67 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 200,059200.1k $7.2m $7.2m 0.02% Reduced -4.7k -4,701
68 GeoWealth Management, LLC 0.23% of their portfolio CHICAGO, IL 183,897183.9k $6.7m $6.7m 0.23% Reduced -68.9k -68,863
69 Wealthcare Advisory Partners LLC 0.19% of their portfolio WEST CHESTER, PA 183,761183.8k $6.6m $6.6m 0.19% Added +4.9k +4,909
70 Hixon Zuercher, LLC 2.40% of their portfolio Findlay, OH 169,296169.3k $6.1m $6.1m 2.40% Added +201 +201
71 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 166,164166.2k $6.0m $6.0m 0.00% Added +14.6k +14,612
72 Archford Capital Strategies, LLC 0.88% of their portfolio SWANSEA, IL 163,646163.6k $5.8m $5.8m 0.88% Added +6.8k +6,798
73 Integrated Wealth Concepts LLC 0.07% of their portfolio WALTHAM, MA 159,104159.1k $5.8m $5.8m 0.07% Added +3.5k +3,527
74 Newman Dignan & Sheerar, Inc. 1.33% of their portfolio PROVIDENCE, RI 158,758158.8k $5.5m $5.5m 1.33% Added +3.5k +3,482
75 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 151,843151.8k $5.5m $5.5m 0.01% Added +11.1k +11,112
76 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 133,920133.9k $4.8m $4.8m 0.01% Added +11.7k +11,665
77 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 131,778131.8k $4.8m $4.8m 0.05% Reduced -9.6k -9,551
78 CHANNEL WEALTH LLC 1.52% of their portfolio SANTA BARBARA, CA 127,680127.7k $4.6m $4.6m 1.52% Added +67.9k +67,928
79 CFO4Life Group, LLC 0.82% of their portfolio COPPELL, TX 127,325127.3k $4.6m $4.6m 0.82% Added +2.6k +2,586
80 FIRST NATIONAL CORP /MA/ /ADV 1.02% of their portfolio ROCKLAND, MA 127,132127.1k $4.6m $4.6m 1.02% Added +4.8k +4,816
81 Regal Investment Advisors LLC 0.32% of their portfolio KENTWOOD, MI 126,585126.6k $4.6m $4.6m 0.32% Reduced -5.6k -5,648
82 Winthrop Advisory Group LLC 0.55% of their portfolio BOSTON, MA 123,836123.8k $4.5m $4.5m 0.55% Reduced -1.6k -1,610
83 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 122,957123.0k $4.4m $4.4m 0.02% Reduced -186.6k -186,588
84 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 114,771114.8k $4.2m $4.2m 0.04% Reduced -3.0k -3,006
85 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 114,771114.8k $4.2m $4.2m 0.04% Reduced -3.0k -3,006
86 IFP Advisors, Inc 0.15% of their portfolio TAMPA, FL 113,957114.0k $4.1m $4.1m 0.15% Reduced -17.3k -17,257
87 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.09% of their portfolio LOS ANGELES, CA 108,545108.5k $3.9m $3.9m 0.09% Reduced -25.1k -25,065
88 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 107,313107.3k $3.9m $3.9m 0.01% Added +1.5k +1,541
89 COZAD ASSET MANAGEMENT INC 0.35% of their portfolio CHAMPAIGN, IL 102,688102.7k $3.7m $3.7m 0.35% Added +3.7k +3,741
90 TOWNSQUARE CAPITAL LLC 0.04% of their portfolio Lehi, UT 101,470101.5k $3.7m $3.7m 0.04% Added +77.1k +77,126
91 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 101,031101.0k $3.7m $3.7m 0.02% Added +16.1k +16,148
92 Dynamic Advisor Solutions LLC 0.11% of their portfolio PHOENIX, AZ 97,39597.4k $3.5m $3.5m 0.11% Added +2.0k +2,015
93 Anchor Investment Management, LLC 0.33% of their portfolio COLUMBIA, SC 96,79796.8k $3.5m $3.5m 0.33% Reduced -2.2k -2,171
94 Vawter Financial, Ltd. 2.13% of their portfolio COLUMBUS, OH 96,42796.4k $3.5m $3.5m 2.13% Added +28.3k +28,263
95 SageView Advisory Group, LLC 0.18% of their portfolio Newport Beach, CA 95,45695.5k $3.5m $3.5m 0.18% Reduced -1.4k -1,395
96 Retirement Planning Group, LLC 0.18% of their portfolio LEAWOOD, KS 90,39890.4k $3.3m $3.3m 0.18% Reduced -3.0k -3,011
97 Stonehearth Capital Management, LLC 1.28% of their portfolio DANVERS, MA 89,36689.4k $3.2m $3.2m 1.28% Reduced -6 -6
98 Elmwood Wealth Management, Inc. 1.25% of their portfolio BERKELEY, CA 83,63083.6k $3.0m $3.0m 1.25% Added +1.8k +1,767
99 DRIVE WEALTH MANAGEMENT, LLC 0.73% of their portfolio LEHI, UT 77,08077.1k $2.8m $2.8m 0.73% Added +955 +955
100 John W. Brooker & Co., CPAs 1.26% of their portfolio OAKLAND, CA 75,66275.7k $2.7m $2.7m 1.26% Added +2.5k +2,533