Vault-13

GOLDMAN SACHS ETF TR GSIE

ACTIVEBETA INT · ETP · CUSIP 381430107

235 institutional holders +7 vs Q3 2023
97,237,67397.2m shares reported held*
$3.2bnreported value*
22 new 88 added 86 reduced 18 sold out net bought ≈ $150.2m (+4.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($244.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $32.75. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 221Q4 22: 218Q1 23: 226Q2 23: 233Q3 23: 228Q4 23: 235235Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022221
Q4 2022218
Q1 2023226
Q2 2023233
Q3 2023228
Q4 2023235

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 93 bought or addedQ4 22: 116 cut or sold outQ4 22Q1 23: 118 bought or addedQ1 23: 90 cut or sold outQ1 23Q2 23: 112 bought or addedQ2 23: 104 cut or sold outQ2 23Q3 23: 124 bought or addedQ3 23: 90 cut or sold outQ3 23Q4 23: 110 bought or addedQ4 23: 104 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202293116
Q1 202311890
Q2 2023112104
Q3 202312490
Q4 2023110104

Biggest buyers

MORGAN STANLEY Added +2,945,403+2.9m
Cerity Partners LLC New +851,172+851.2k
SkyView Investment Advisors, LLC Added +738,652+738.7k
FLOW TRADERS U.S. LLC Added +415,719+415.7k
JANE STREET GROUP, LLC Added +317,023+317.0k
Betterment LLC Added +308,737+308.7k
Corient Private Wealth LP Added +214,252+214.3k
CITADEL ADVISORS LLC Added +211,361+211.4k
WMS Partners, LLC Added +194,650+194.7k
OLD MISSION CAPITAL LLC Added +147,347+147.3k

Biggest sellers

1900 WEALTH MANAGEMENT LLC Reduced -593,937-593.9k
GOLDMAN SACHS GROUP INC Reduced -309,419-309.4k
Accuvest Global Advisors Sold out -223,266-223.3k
Herold Advisors, Inc. Reduced -182,527-182.5k
OSAIC HOLDINGS, INC. Reduced -137,669-137.7k
Baird Financial Group, Inc. Reduced -120,185-120.2k
RAYMOND JAMES & ASSOCIATES Reduced -106,604-106.6k
Hennion & Walsh Asset Management, Inc. Reduced -89,793-89.8k
Cetera Investment Advisers Reduced -77,205-77.2k
IAG Wealth Partners, LLC Reduced -75,512-75.5k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: International City Management Association Retirement Corp (4.8%, 2026-01-13)

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.18% of their portfolio SAN FRANCISCO, CA 19,383,22219.4m $633.1m $633.1m 0.18% Added +6.4k +6,394
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 6,044,2066.0m $197.4m $197.4m 0.01% Added +2.9m +2,945,403
3 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 5,502,9325.5m $180.2m $180.2m 0.04% Reduced -309.4k -309,419
4 LPL Financial LLC 0.10% of their portfolio FORT MILL, SC 5,225,9485.2m $170.7m $170.7m 0.10% Added +109.0k +109,017
5 Betterment LLC 0.49% of their portfolio NEW YORK, NY 5,194,3945.2m $169.6m $169.6m 0.49% Added +308.7k +308,737
6 SigFig Wealth Management, LLC 5.11% of their portfolio SAN FRANCISCO, CA 4,119,0574.1m $134.5m $134.5m 5.11% Added +35.1k +35,096
7 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,243,4493.2m $105.9m $105.9m 0.01% Reduced -31.9k -31,927
8 WMS Partners, LLC 6.42% of their portfolio TOWSON, MD 2,672,7582.7m $87.3m $87.3m 6.42% Added +194.7k +194,650
9 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 2,654,4252.7m $86.7m $86.7m 0.04% Reduced -56.2k -56,221
10 Corient Private Wealth LP 0.15% of their portfolio MIAMI, FL 2,544,0432.5m $83.1m $83.1m 0.15% Added +214.3k +214,252
11 COMMONWEALTH EQUITY SERVICES, LLC 0.11% of their portfolio WALTHAM, MA 1,803,0411.8m $58.9m $58.9m 0.11% Added +50.2k +50,222
12 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,762,6531.8m $57.6m $57.6m 0.01% Reduced -40.2k -40,245
13 1900 WEALTH MANAGEMENT LLC 3.75% of their portfolio SAN ANTONIO, TX 1,250,2761.3m $40.8m $40.8m 3.75% Reduced -593.9k -593,937
14 Executive Wealth Management, LLC 3.47% of their portfolio BRIGHTON, MI 1,127,8671.1m $36.8m $36.8m 3.47% Added +13.9k +13,918
15 High Probability Advisors, LLC 7.20% of their portfolio Pittsford, NY 1,092,6941.1m $35.7m $35.7m 7.20% Added +3.3k +3,340
16 Strategic Financial Services, Inc. 2.27% of their portfolio UTICA, NY 990,545990.5k $32.4m $32.4m 2.27% Reduced -46.6k -46,622
17 UBS Group AG 0.01% of their portfolio ZURICH, V8 990,440990.4k $32.3m $32.3m 0.01% Added +26.8k +26,837
18 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 967,076967.1k $31.6m $31.6m 0.01% Added +104.8k +104,800
19 FIRST FOUNDATION ADVISORS 1.43% of their portfolio Irvine, CA 960,304960.3k $31.4m $31.4m 1.43% Added +40.2k +40,155
20 Financial Management Professionals, Inc. 5.07% of their portfolio AUSTIN, TX 952,604952.6k $31.1m $31.1m 5.07% Added +20.6k +20,562
21 Kelman-Lazarov, Inc. 6.50% of their portfolio MEMPHIS, TN 919,713919.7k $30.0m $30.0m 6.50% Reduced -15.0k -15,007
22 Cerity Partners LLC 0.09% of their portfolio NEW YORK, NY 851,172851.2k $27.8m $27.8m 0.09% New
23 Callan Capital, LLC 2.58% of their portfolio LA JOLLA, CA 837,903837.9k $27.4m $27.4m 2.58% Reduced -23.2k -23,152
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 832,774832.8k $27.2m $27.2m 0.03% Added +5.1k +5,149
25 GFG Capital, LLC 7.33% of their portfolio MIAMI, FL 831,782831.8k $27.2m $27.2m 7.33% Added +75.8k +75,816
26 OneDigital Investment Advisors LLC 0.48% of their portfolio OVERLAND PARK, KS 831,158831.2k $27.1m $27.1m 0.48% Added +276 +276
27 PRINCIPAL SECURITIES, INC. 0.95% of their portfolio DES MOINES, IA 782,237782.2k $25.5m $25.5m 0.95% First filing
28 SkyView Investment Advisors, LLC 6.13% of their portfolio SHREWSBURY, NJ 751,625751.6k $24.5m $24.5m 6.13% Added +738.7k +738,652
29 Brio Consultants, LLC 4.16% of their portfolio SAN FRANCISCO, CA 717,132717.1k $23.4m $23.4m 4.16% Reduced -1.4k -1,435
30 Insight Wealth Strategies, LLC 3.73% of their portfolio SAN RAMON, CA 707,275707.3k $23.1m $23.1m 3.73% Reduced -42.3k -42,291
31 CAPTRUST FINANCIAL ADVISORS 0.08% of their portfolio RALEIGH, NC 691,682691.7k $22.6m $22.6m 0.08% Reduced -18.8k -18,800
32 Great Point Wealth Advisors, LLC 5.74% of their portfolio BOSTON, MA 675,708675.7k $22.1m $22.1m 5.74% Reduced -13.8k -13,751
33 IAG Wealth Partners, LLC 4.47% of their portfolio WAUKESHA, WI 599,284599.3k $19.6m $19.6m 4.47% Reduced -75.5k -75,512
34 BOSTON FINANCIAL MANGEMENT LLC 0.66% of their portfolio BOSTON, MA 599,164599.2k $19.6m $19.6m 0.66% Reduced -45.1k -45,123
35 Envestnet Portfolio Solutions, Inc. 0.08% of their portfolio BERWYN, PA 594,661594.7k $19.4m $19.4m 0.08% Reduced -4.7k -4,715
36 Cetera Advisors LLC 0.27% of their portfolio DENVER, CO 593,448593.4k $19.4m $19.4m 0.27% Added +6.4k +6,384
37 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 557,714557.7k $18.2m $18.2m 0.02% Added +317.0k +317,023
38 FLOW TRADERS U.S. LLC 0.52% of their portfolio NEW YORK, NY 524,676524.7k $17.1m $17.1m 0.52% Added +415.7k +415,719
39 Ledyard National Bank 1.55% of their portfolio HANOVER, NH 460,119460.1k $15.0m $15.0m 1.55% Added +16.9k +16,878
40 Pallas Capital Advisors LLC 0.79% of their portfolio BRAINTREE, MA 456,250456.2k $14.9m $14.9m 0.79% Added +1.9k +1,919
41 APPLETON PARTNERS INC/MA 1.15% of their portfolio BOSTON, MA 434,798434.8k $14.2m $14.2m 1.15% Reduced -978 -978
42 AMERICAN NATIONAL BANK & TRUST 2.21% of their portfolio WICHITA FALLS, TX 430,448430.4k $14.1m $14.1m 2.21% Added +55.3k +55,308
43 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 424,105424.1k $13.9m $13.9m 0.02% Reduced -27.0k -26,974
44 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 414,613414.6k $13.5m $13.5m 0.01% Reduced -106.6k -106,604
45 White Pine Investment CO 4.19% of their portfolio LIVONIA, MI 397,828397.8k $13.0m $13.0m 4.19% Added +8.2k +8,222
46 ATWOOD & PALMER INC 1.04% of their portfolio KANSAS CITY, MO 393,197393.2k $12.8m $12.8m 1.04% Reduced -15.7k -15,653
47 Hennion & Walsh Asset Management, Inc. 0.73% of their portfolio Parsippany, NJ 392,567392.6k $12.8m $12.8m 0.73% Reduced -89.8k -89,793
48 Equitable Holdings, Inc. 0.15% of their portfolio NEW YORK, NY 374,294374.3k $12.2m $12.2m 0.15% Added +12.9k +12,935
49 Trail Ridge Investment Advisors, LLC 7.38% of their portfolio FORT COLLINS, CO 368,341368.3k $12.0m $12.0m 7.38% Reduced -4.2k -4,240
50 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 367,149367.1k $12.0m $12.0m 0.05% Added +8.9k +8,862
51 Cetera Advisor Networks LLC 0.07% of their portfolio EL SEGUNDO, CA 366,784366.8k $12.0m $12.0m 0.07% Reduced -3.4k -3,370
52 CoreCap Advisors, LLC 0.77% of their portfolio SOUTHFIELD, MI 364,083364.1k $11.9m $11.9m 0.77% Added +15.4k +15,410
53 Horizon Family Wealth, Inc. 9.42% of their portfolio CHICAGO, IL 342,708342.7k $11.2m $11.2m 9.42% Added +15.0k +14,990
54 Cetera Investment Advisers 0.09% of their portfolio SCHAUMBURG, IL 326,071326.1k $10.6m $10.6m 0.09% Reduced -77.2k -77,205
55 LexAurum Advisors, LLC 2.68% of their portfolio OVERLAND PARK, KS 312,893312.9k $10.2m $10.2m 2.68% Added +12.7k +12,670
56 Baker Ellis Asset Management LLC 1.63% of their portfolio Vancouver, WA 311,238311.2k $10.2m $10.2m 1.63% Reduced -917 -917
57 Mengis Capital Management, Inc. 1.85% of their portfolio PORTLAND, OR 301,580301.6k $9.8m $9.8m 1.85% Reduced -5.0k -5,026
58 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 269,468269.5k $8.8m $8.8m 0.03% Reduced -63.3k -63,347
59 OLD MISSION CAPITAL LLC 0.24% of their portfolio CHICAGO, IL 264,336264.3k $8.6m $8.6m 0.24% Added +147.3k +147,347
60 Gladstone Institutional Advisory LLC 0.48% of their portfolio Bedminster, NJ 260,203260.2k $8.5m $8.5m 0.48% Added +2.5k +2,542
61 Manning & Napier Group, LLC 0.10% of their portfolio Fairport, NY 254,852254.9k $8.3m $8.3m 0.10% Reduced -2.7k -2,725
62 First Ascent Asset Management, LLC 0.92% of their portfolio DENVER, CO 252,509252.5k $8.2m $8.2m 0.92% Added +9.6k +9,561
63 EverSource Wealth Advisors, LLC 0.75% of their portfolio BIRMINGHAM, AL 251,699251.7k $8.2m $8.2m 0.75% Added +1.5k +1,455
64 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 243,928243.9k $8.0m $8.0m 0.01% Added +211.4k +211,361
65 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 221,657221.7k $7.2m $7.2m 0.02% Reduced -2.7k -2,662
66 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 219,795219.8k $7.2m $7.2m 0.01% Added +1.8k +1,772
67 FCA CORP /TX 2.40% of their portfolio HOUSTON, TX 213,426213.4k $7.0m $7.0m 2.40% Reduced -33.0k -32,991
68 Retirement Planning Group, LLC 0.62% of their portfolio LEAWOOD, KS 212,634212.6k $6.9m $6.9m 0.62% Reduced -5.3k -5,317
69 PALO ALTO WEALTH ADVISORS, LLC 5.26% of their portfolio PALO ALTO, CA 211,923211.9k $7.0m $7.0m 5.26% Reduced -17.9k -17,936
70 CWM, LLC 0.03% of their portfolio OMAHA, NE 198,376198.4k $6.5m $6.5m 0.03% Added +26.1k +26,141
71 Hixon Zuercher, LLC 2.76% of their portfolio Findlay, OH 181,906181.9k $5.9m $5.9m 2.76% Added +4.4k +4,404
72 Wealthcare Advisory Partners LLC 0.22% of their portfolio WEST CHESTER, PA 170,987171.0k $5.6m $5.6m 0.22% Added +15.1k +15,083
73 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 160,209160.2k $5.2m $5.2m 0.02% Reduced -45.7k -45,695
74 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 159,500159.5k $5.2m $5.2m 0.01% Reduced -120.2k -120,185
75 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.14% of their portfolio LOS ANGELES, CA 142,335142.3k $4.6m $4.6m 0.14% Added +4.2k +4,243
76 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 141,620141.6k $4.6m $4.6m 0.00% Added +141.3k +141,251
77 Newman Dignan & Sheerar, Inc. 1.37% of their portfolio PROVIDENCE, RI 138,939138.9k $4.5m $4.5m 1.37% Added +3.6k +3,557
78 Orion Porfolio Solutions, LLC 0.05% of their portfolio OMAHA, NE 131,520131.5k $4.3m $4.3m 0.05% Reduced -8.4k -8,404
79 Orion Portfolio Solutions, LLC 0.05% of their portfolio Omaha, NE 131,520131.5k $4.3m $4.3m 0.05% Reduced -8.4k -8,404
80 Winthrop Advisory Group LLC 0.63% of their portfolio BOSTON, MA 124,052124.1k $4.1m $4.1m 0.63% Reduced -2.4k -2,397
81 Integrated Wealth Concepts LLC 0.07% of their portfolio WALTHAM, MA 122,894122.9k $4.0m $4.0m 0.07% Reduced -7.6k -7,558
82 Haverford Trust Co 0.04% of their portfolio Radnor, PA 120,253120.3k $3.9m $3.9m 0.04% Added +2.9k +2,943
83 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 119,199119.2k $3.9m $3.9m 0.05% Added +7.5k +7,500
84 Regal Investment Advisors LLC 0.28% of their portfolio KENTWOOD, MI 114,857114.9k $3.8m $3.8m 0.28% Added +1.3k +1,286
85 CFO4Life Group, LLC 0.71% of their portfolio COPPELL, TX 113,405113.4k $3.7m $3.7m 0.71% Added +7.9k +7,935
86 IFP Advisors, Inc 0.17% of their portfolio TAMPA, FL 109,038109.0k $3.6m $3.6m 0.17% Reduced -2.0k -1,992
87 Avidian Wealth Enterprises, LLC 0.22% of their portfolio Houston, TX 107,659107.7k $3.5m $3.5m 0.22% Added +1.4k +1,436
88 SageView Advisory Group, LLC 0.15% of their portfolio Newport Beach, CA 107,573107.6k $3.5m $3.5m 0.15% Reduced -28.2k -28,209
89 Archford Capital Strategies, LLC 0.61% of their portfolio SWANSEA, IL 101,825101.8k $3.3m $3.3m 0.61% Added +8.1k +8,057
90 COZAD ASSET MANAGEMENT INC 0.38% of their portfolio CHAMPAIGN, IL 100,577100.6k $3.3m $3.3m 0.38% Added +21 +21
91 Dynamic Advisor Solutions LLC 0.12% of their portfolio PHOENIX, AZ 97,95298.0k $3.2m $3.2m 0.12% Added +22.3k +22,341
92 Wagner Wealth Management, LLC 1.05% of their portfolio GREENVILLE, SC 95,65095.7k $3.1m $3.1m 1.05% Added +2.1k +2,149
93 Stonehearth Capital Management, LLC 1.44% of their portfolio DANVERS, MA 89,96390.0k $2.9m $2.9m 1.44% Added +56.9k +56,857
94 Anchor Investment Management, LLC 0.33% of their portfolio COLUMBIA, SC 87,64587.6k $2.9m $2.9m 0.33% Added +2.4k +2,366
95 M Holdings Securities, Inc. 0.32% of their portfolio PORTLAND, OR 86,93586.9k $2.8m $2.8m 0.32% Reduced -43.6k -43,601
96 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 85,95086.0k $2.8m $2.8m 0.03% Added +21.7k +21,716
97 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 85,83685.8k $2.8m $2.8m 0.00% Reduced -5.0k -5,008
98 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 76,99577.0k $2.5m $2.5m 0.00% Reduced -137.7k -137,669
99 TOWNSQUARE CAPITAL LLC 0.04% of their portfolio Lehi, UT 76,25676.3k $2.5m $2.5m 0.04% Reduced -14.1k -14,066
100 Capital Advisors, Ltd. LLC 0.35% of their portfolio SHAKER HEIGHTS, OH 75,98976.0k $2.5m $2.5m 0.35% Reduced -834 -834