Vault-13

GOLDMAN SACHS ETF TR GSIE

ACTIVEBETA INT · ETP · CUSIP 381430107

228 institutional holders -5 vs Q2 2023
92,832,78392.8m shares reported held*
$2.8bnreported value*
14 new 110 added 72 reduced 18 sold out net bought ≈ $42.6m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $30.12. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 221Q4 22: 218Q1 23: 226Q2 23: 233Q3 23: 228228Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022221
Q4 2022218
Q1 2023226
Q2 2023233
Q3 2023228

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 93 bought or addedQ4 22: 116 cut or sold outQ4 22Q1 23: 118 bought or addedQ1 23: 90 cut or sold outQ1 23Q2 23: 112 bought or addedQ2 23: 104 cut or sold outQ2 23Q3 23: 124 bought or addedQ3 23: 90 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202293116
Q1 202311890
Q2 2023112104
Q3 202312490

Biggest buyers

WELLS FARGO & COMPANY/MN Added +1,036,549+1.0m
Bank of New York Mellon Corp Added +617,815+617.8k
1900 WEALTH MANAGEMENT LLC Added +354,622+354.6k
Betterment LLC Added +343,952+344.0k
FIRST FOUNDATION ADVISORS Added +276,103+276.1k
LPL Financial LLC Added +202,450+202.4k
WMS Partners, LLC Added +188,871+188.9k
SigFig Wealth Management, LLC Added +162,468+162.5k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +124,770+124.8k
M Holdings Securities, Inc. Added +120,466+120.5k

Biggest sellers

Cerity Partners LLC Sold out -792,179-792.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -521,090-521.1k
OLD MISSION CAPITAL LLC Reduced -301,810-301.8k
BANK OF AMERICA CORP /DE/ Reduced -238,039-238.0k
ROYAL BANK OF CANADA Reduced -179,563-179.6k
Accuvest Global Advisors Reduced -177,296-177.3k
AMERICAN NATIONAL BANK & TRUST Reduced -99,791-99.8k
Orion Porfolio Solutions, LLC Reduced -93,837-93.8k
Orion Portfolio Solutions, LLC Reduced -93,837-93.8k
SkyView Investment Advisors, LLC Reduced -90,372-90.4k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: International City Management Association Retirement Corp (4.8%, 2026-01-13)

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.18% of their portfolio SAN FRANCISCO, CA 19,376,82819.4m $581.9m $581.9m 0.18% Added +1.0m +1,036,549
2 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 5,812,3515.8m $174.8m $174.8m 0.04% Added +576 +576
3 LPL Financial LLC 0.11% of their portfolio FORT MILL, SC 5,116,9315.1m $153.7m $153.7m 0.11% Added +202.4k +202,450
4 Betterment LLC 0.46% of their portfolio NEW YORK, NY 4,885,6574.9m $146.7m $146.7m 0.46% Added +344.0k +343,952
5 SigFig Wealth Management, LLC 4.92% of their portfolio SAN FRANCISCO, CA 4,083,9614.1m $122.6m $122.6m 4.92% Added +162.5k +162,468
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,275,3763.3m $98.4m $98.4m 0.01% Reduced -238.0k -238,039
7 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,098,8033.1m $93.1m $93.1m 0.01% Reduced -6.5k -6,471
8 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 2,710,6462.7m $81.4m $81.4m 0.04% Reduced -521.1k -521,090
9 WMS Partners, LLC 5.88% of their portfolio TOWSON, MD 2,478,1082.5m $74.4m $74.4m 5.88% Added +188.9k +188,871
10 Corient Private Wealth LP 0.16% of their portfolio MIAMI, FL 2,329,7912.3m $70.5m $70.5m 0.16% Added +52.8k +52,802
11 1900 WEALTH MANAGEMENT LLC 5.52% of their portfolio SAN ANTONIO, TX 1,844,2131.8m $55.4m $55.4m 5.52% Added +354.6k +354,622
12 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,802,8981.8m $54.1m $54.1m 0.01% Added +617.8k +617,815
13 COMMONWEALTH EQUITY SERVICES, LLC 0.11% of their portfolio WALTHAM, MA 1,752,8191.8m $52.6m $52.6m 0.11% Added +85.2k +85,248
14 Executive Wealth Management, LLC 3.46% of their portfolio BRIGHTON, MI 1,113,9491.1m $33.5m $33.5m 3.46% Added +18.1k +18,078
15 High Probability Advisors, LLC 7.05% of their portfolio Pittsford, NY 1,089,3541.1m $32.7m $32.7m 7.05% Added +22.4k +22,394
16 Strategic Financial Services, Inc. 2.42% of their portfolio UTICA, NY 1,037,1671.0m $31.1m $31.1m 2.42% Reduced -11.8k -11,767
17 UBS Group AG 0.01% of their portfolio ZURICH, V8 963,603963.6k $28.9m $28.9m 0.01% Reduced -85.7k -85,658
18 Kelman-Lazarov, Inc. 6.64% of their portfolio MEMPHIS, TN 934,720934.7k $28.1m $28.1m 6.64% Added +9.8k +9,780
19 Financial Management Professionals, Inc. 4.92% of their portfolio AUSTIN, TX 932,042932.0k $28.0m $28.0m 4.92% Added +107.5k +107,550
20 FIRST FOUNDATION ADVISORS 1.29% of their portfolio Irvine, CA 920,149920.1k $27.6m $27.6m 1.29% Added +276.1k +276,103
21 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 862,276862.3k $25.9m $25.9m 0.01% Reduced -179.6k -179,563
22 Callan Capital, LLC 2.77% of their portfolio LA JOLLA, CA 861,055861.1k $25.9m $25.9m 2.77% Reduced -28.5k -28,535
23 OneDigital Investment Advisors LLC 0.54% of their portfolio OVERLAND PARK, KS 830,882830.9k $25.0m $25.0m 0.54% Added +977 +977
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 827,625827.6k $24.9m $24.9m 0.03% Added +111.6k +111,591
25 KB FINANCIAL PARTNERS, LLC 7.08% of their portfolio PRINCETON, NJ 823,875823.9k $24.7m $24.7m 7.08% Added +977 +977
26 GFG Capital, LLC 7.36% of their portfolio MIAMI, FL 755,966756.0k $22.7m $22.7m 7.36% Reduced -22.2k -22,227
27 Insight Wealth Strategies, LLC 4.35% of their portfolio SAN RAMON, CA 749,566749.6k $22.5m $22.5m 4.35% Reduced -22.3k -22,330
28 Brio Consultants, LLC 4.05% of their portfolio SAN FRANCISCO, CA 718,567718.6k $21.6m $21.6m 4.05% Added +9.1k +9,132
29 CAPTRUST FINANCIAL ADVISORS 0.08% of their portfolio RALEIGH, NC 710,482710.5k $21.3m $21.3m 0.08% Added +35.3k +35,292
30 Great Point Wealth Advisors, LLC 6.21% of their portfolio BOSTON, MA 689,459689.5k $20.7m $20.7m 6.21% Reduced -17.7k -17,679
31 IAG Wealth Partners, LLC 5.65% of their portfolio WAUKESHA, WI 674,796674.8k $20.3m $20.3m 5.65% Reduced -27.5k -27,515
32 BOSTON FINANCIAL MANGEMENT LLC 0.72% of their portfolio BOSTON, MA 644,287644.3k $19.3m $19.3m 0.72% Added +37.7k +37,736
33 Envestnet Portfolio Solutions, Inc. 0.09% of their portfolio BERWYN, PA 599,376599.4k $18.0m $18.0m 0.09% First filing
34 Cetera Advisors LLC 0.28% of their portfolio DENVER, CO 587,064587.1k $17.6m $17.6m 0.28% Reduced -6.0k -6,019
35 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 521,217521.2k $15.7m $15.7m 0.01% Reduced -13.7k -13,678
36 Hennion & Walsh Asset Management, Inc. 0.92% of their portfolio Parsippany, NJ 482,360482.4k $14.5m $14.5m 0.92% Added +9.4k +9,435
37 Pallas Capital Advisors LLC 0.80% of their portfolio BRAINTREE, MA 454,331454.3k $13.1m $13.1m 0.80% Added +23.2k +23,187
38 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 451,079451.1k $13.5m $13.5m 0.02% Reduced -12.8k -12,782
39 Ledyard National Bank 1.52% of their portfolio HANOVER, NH 443,241443.2k $13.3m $13.3m 1.52% Added +8.7k +8,744
40 APPLETON PARTNERS INC/MA 1.16% of their portfolio BOSTON, MA 435,776435.8k $13.1m $13.1m 1.16% Added +3.4k +3,360
41 ATWOOD & PALMER INC 1.08% of their portfolio KANSAS CITY, MO 408,850408.9k $12.3m $12.3m 1.08% Reduced -10.4k -10,429
42 Cetera Investment Advisers 0.10% of their portfolio SCHAUMBURG, IL 403,276403.3k $12.1m $12.1m 0.10% Reduced -3.8k -3,808
43 White Pine Investment CO 4.11% of their portfolio LIVONIA, MI 389,606389.6k $11.7m $11.7m 4.11% Added +6.3k +6,271
44 AMERICAN NATIONAL BANK & TRUST 1.92% of their portfolio WICHITA FALLS, TX 375,140375.1k $11.3m $11.3m 1.92% Reduced -99.8k -99,791
45 Trail Ridge Investment Advisors, LLC 7.61% of their portfolio FORT COLLINS, CO 372,581372.6k $11.2m $11.2m 7.61% Added +8.0k +8,047
46 Cetera Advisor Networks LLC 0.07% of their portfolio EL SEGUNDO, CA 370,154370.2k $11.1m $11.1m 0.07% Added +99.0k +98,963
47 Equitable Holdings, Inc. 0.16% of their portfolio NEW YORK, NY 361,359361.4k $10.9m $10.9m 0.16% Added +26.8k +26,819
48 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 358,287358.3k $10.8m $10.8m 0.05% Added +9.3k +9,350
49 CoreCap Advisors, LLC 0.75% of their portfolio SOUTHFIELD, MI 348,673348.7k $10.5m $10.5m 0.75% Added +23.2k +23,233
50 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 332,815332.8k $10.0m $10.0m 0.03% Added +124.8k +124,770
51 Horizon Family Wealth, Inc. 9.53% of their portfolio CHICAGO, IL 327,718327.7k $9.8m $9.8m 9.53% Added +21.9k +21,932
52 Baker Ellis Asset Management LLC 1.68% of their portfolio Vancouver, WA 312,155312.2k $9.4m $9.4m 1.68% Added +461 +461
53 Mengis Capital Management, Inc. 1.91% of their portfolio PORTLAND, OR 306,606306.6k $9.2m $9.2m 1.91% Reduced -5.9k -5,918
54 LexAurum Advisors, LLC 2.64% of their portfolio OVERLAND PARK, KS 300,223300.2k $9.0m $9.0m 2.64% Added +2.0k +1,972
55 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 279,685279.7k $8.4m $8.4m 0.02% Added +1.1k +1,093
56 Gladstone Institutional Advisory LLC 0.50% of their portfolio Bedminster, NJ 257,661257.7k $7.7m $7.7m 0.50% Reduced -1.7k -1,684
57 Manning & Napier Group, LLC 0.10% of their portfolio Fairport, NY 257,577257.6k $7.7m $7.7m 0.10% Added +7.7k +7,686
58 EverSource Wealth Advisors, LLC 0.80% of their portfolio BIRMINGHAM, AL 250,244250.2k $7.5m $7.5m 0.80% Added +8.0k +8,034
59 FCA CORP /TX 2.76% of their portfolio HOUSTON, TX 246,417246.4k $7.4m $7.4m 2.76% Added +19.2k +19,220
60 First Ascent Asset Management, LLC 0.94% of their portfolio DENVER, CO 242,948242.9k $7.3m $7.3m 0.94% Added +28.4k +28,446
61 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 240,691240.7k $7.2m $7.2m 0.01% Added +27.8k +27,829
62 Windsor Wealth Management, Inc. 1.28% of their portfolio INDIANAPOLIS, IN 232,373232.4k $7.0m $7.0m 1.28% Added +31.9k +31,918
63 PALO ALTO WEALTH ADVISORS, LLC 5.76% of their portfolio PALO ALTO, CA 229,859229.9k $6.9m $6.9m 5.76% Reduced -17.7k -17,663
64 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 224,319224.3k $6.7m $6.7m 0.03% Reduced -21.2k -21,220
65 Accuvest Global Advisors 3.68% of their portfolio PROVO, UT 223,266223.3k $6.7m $6.7m 3.68% Reduced -177.3k -177,296
66 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 218,023218.0k $6.6m $6.6m 0.01% Added +5.7k +5,729
67 Retirement Planning Group, LLC 0.69% of their portfolio LEAWOOD, KS 217,951218.0k $6.5m $6.5m 0.69% Reduced -4.4k -4,359
68 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 214,664214.7k $6.4m $6.4m 0.01% Added +21.2k +21,241
69 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 205,904205.9k $6.2m $6.2m 0.02% Reduced -15.8k -15,808
70 Herold Advisors, Inc. 1.74% of their portfolio New York, NY 190,647190.6k $5.7m $5.7m 1.74% Added +12.2k +12,189
71 Hixon Zuercher, LLC 2.79% of their portfolio Findlay, OH 177,502177.5k $5.3m $5.3m 2.79% Reduced -66.7k -66,698
72 CWM, LLC 0.03% of their portfolio OMAHA, NE 172,235172.2k $5.2m $5.2m 0.03% Added +9.6k +9,573
73 Wealthcare Advisory Partners LLC 0.22% of their portfolio WEST CHESTER, PA 155,904155.9k $4.7m $4.7m 0.22% Added +5.5k +5,468
74 Orion Porfolio Solutions, LLC 0.05% of their portfolio OMAHA, NE 139,924139.9k $4.2m $4.2m 0.05% Reduced -93.8k -93,837
75 Orion Portfolio Solutions, LLC 0.05% of their portfolio Omaha, NE 139,924139.9k $4.2m $4.2m 0.05% Reduced -93.8k -93,837
76 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.14% of their portfolio LOS ANGELES, CA 138,092138.1k $4.1m $4.1m 0.14% Added +3.2k +3,206
77 SageView Advisory Group, LLC 0.23% of their portfolio Newport Beach, CA 135,782135.8k $4.1m $4.1m 0.23% Reduced -15.6k -15,631
78 Newman Dignan & Sheerar, Inc. 1.33% of their portfolio PROVIDENCE, RI 135,382135.4k $4.1m $4.1m 1.33% Added +6.7k +6,707
79 M Holdings Securities, Inc. 0.52% of their portfolio PORTLAND, OR 130,536130.5k $3.9m $3.9m 0.52% Added +120.5k +120,466
80 Integrated Wealth Concepts LLC 0.07% of their portfolio WALTHAM, MA 130,452130.5k $3.9m $3.9m 0.07% Added +2.7k +2,741
81 Winthrop Advisory Group LLC 0.62% of their portfolio BOSTON, MA 126,449126.4k $3.8m $3.8m 0.62% Added +1.7k +1,698
82 Haverford Trust Co 0.04% of their portfolio Radnor, PA 117,310117.3k $3.5m $3.5m 0.04% Added +10.3k +10,263
83 OLD MISSION CAPITAL LLC 0.12% of their portfolio CHICAGO, IL 116,989117.0k $3.5m $3.5m 0.12% Reduced -301.8k -301,810
84 Regal Investment Advisors LLC 0.29% of their portfolio KENTWOOD, MI 113,571113.6k $3.4m $3.4m 0.29% Added +4.1k +4,056
85 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 111,699111.7k $3.4m $3.4m 0.05% Added +7.0k +7,017
86 IFP Advisors, Inc 0.15% of their portfolio TAMPA, FL 111,030111.0k $3.3m $3.3m 0.15% Reduced -89.5k -89,530
87 FLOW TRADERS U.S. LLC 0.15% of their portfolio NEW YORK, NY 108,957109.0k $3.3m $3.3m 0.15% Added +85.8k +85,811
88 Avidian Wealth Enterprises, LLC 0.22% of their portfolio Houston, TX 106,223106.2k $3.2m $3.2m 0.22% Reduced -6.7k -6,705
89 CFO4Life Group, LLC 0.73% of their portfolio COPPELL, TX 105,470105.5k $3.2m $3.2m 0.73% Added +9.3k +9,328
90 COZAD ASSET MANAGEMENT INC 0.39% of their portfolio CHAMPAIGN, IL 100,556100.6k $3.0m $3.0m 0.39% Added +1.9k +1,950
91 Archford Capital Strategies, LLC 0.56% of their portfolio SWANSEA, IL 93,76893.8k $2.8m $2.8m 0.56% Added +2.9k +2,941
92 Wagner Wealth Management, LLC 1.03% of their portfolio GREENVILLE, SC 93,50193.5k $2.8m $2.8m 1.03% Added +11.2k +11,178
93 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 90,84490.8k $2.7m $2.7m 0.00% Added +10.7k +10,680
94 TOWNSQUARE CAPITAL LLC 0.05% of their portfolio Lehi, UT 90,32290.3k $2.7m $2.7m 0.05% Added +59.7k +59,718
95 Anchor Investment Management, LLC 0.33% of their portfolio COLUMBIA, SC 85,27985.3k $2.6m $2.6m 0.33% Added +744 +744
96 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 78,55078.5k $2.4m $2.4m 0.00% Reduced -8.7k -8,662
97 Capital Advisors, Ltd. LLC 0.35% of their portfolio SHAKER HEIGHTS, OH 76,82376.8k $2.3m $2.3m 0.35% Added +32 +32
98 Dynamic Advisor Solutions LLC 0.11% of their portfolio PHOENIX, AZ 75,61175.6k $2.3m $2.3m 0.11% Added +15.6k +15,593
99 Amplius Wealth Advisors, LLC 0.30% of their portfolio BLUE BELL, PA 74,48274.5k $2.2m $2.2m 0.30% Reduced -4.9k -4,853
100 John W. Brooker & Co., CPAs 1.41% of their portfolio OAKLAND, CA 74,15474.2k $2.2m $2.2m 1.41% Added +334 +334