Vault-13

GOLDMAN SACHS ETF TR GSIE

ACTIVEBETA INT · ETP · CUSIP 381430107

226 institutional holders +8 vs Q4 2022
90,136,95790.1m shares reported held*
$2.8bnreported value*
22 new 96 added 74 reduced 16 sold out net bought ≈ $73.5m (+2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($265.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $31.12. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 221Q4 22: 218Q1 23: 226226Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022221
Q4 2022218
Q1 2023226

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 93 bought or addedQ4 22: 116 cut or sold outQ4 22Q1 23: 118 bought or addedQ1 23: 90 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202293116
Q1 202311890

Biggest buyers

JANE STREET GROUP, LLC Added +896,827+896.8k
OneDigital Investment Advisors LLC New +840,194+840.2k
ROYAL BANK OF CANADA Added +563,479+563.5k
CITADEL ADVISORS LLC Added +532,818+532.8k
WMS Partners, LLC Added +414,777+414.8k
Executive Wealth Management, LLC Added +396,271+396.3k
FLOW TRADERS U.S. LLC New +329,002+329.0k
COMMONWEALTH EQUITY SERVICES, LLC Added +261,047+261.0k
Herold Advisors, Inc. New +177,691+177.7k
Baird Financial Group, Inc. Added +154,739+154.7k

Biggest sellers

LPL Financial LLC Reduced -803,613-803.6k
BANK OF AMERICA CORP /DE/ Reduced -801,417-801.4k
MORGAN STANLEY Reduced -454,342-454.3k
Accuvest Global Advisors Reduced -390,227-390.2k
Alpha Omega Group, Inc. Sold out -216,258-216.3k
SageView Advisory Group, LLC Reduced -184,532-184.5k
GOLDMAN SACHS GROUP INC Reduced -178,470-178.5k
Strategic Financial Services, Inc. Reduced -110,372-110.4k
Heck Capital Advisors, LLC Reduced -85,226-85.2k
AMERICAN NATIONAL BANK & TRUST Reduced -63,743-63.7k

Biggest calls

Biggest puts

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: International City Management Association Retirement Corp (4.8%, 2026-01-13)

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.16% of their portfolio SAN FRANCISCO, CA 16,921,77116.9m $521.4m $521.4m 0.16% Added +141.9k +141,890
2 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 5,860,4195.9m $180.3m $180.3m 0.05% Reduced -178.5k -178,470
3 LPL Financial LLC 0.12% of their portfolio FORT MILL, SC 4,904,3074.9m $151.1m $151.1m 0.12% Reduced -803.6k -803,613
4 Betterment LLC 0.41% of their portfolio NEW YORK, NY 4,131,1404.1m $127.3m $127.3m 0.41% Added +85.3k +85,345
5 SigFig Wealth Management, LLC 6.63% of their portfolio SAN FRANCISCO, CA 3,903,7013.9m $120.3m $120.3m 6.63% Reduced -17.8k -17,819
6 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,239,1263.2m $99.8m $99.8m 0.01% Reduced -454.3k -454,342
7 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,152,4103.2m $97.1m $97.1m 0.01% Reduced -801.4k -801,417
8 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 3,143,9263.1m $96.9m $96.9m 0.05% Added +262 +262
9 Corient Private Wealth LP 0.19% of their portfolio MIAMI, FL 2,248,9932.2m $69.8m $69.8m 0.19% Added +32.4k +32,409
10 WMS Partners, LLC 5.57% of their portfolio TOWSON, MD 2,065,7682.1m $63.6m $63.6m 5.57% Added +414.8k +414,777
11 1900 WEALTH MANAGEMENT LLC 4.98% of their portfolio SAN ANTONIO, TX 1,569,2941.6m $46.3m $46.3m 4.98% Reduced -10.2k -10,215
12 COMMONWEALTH EQUITY SERVICES, LLC 0.09% of their portfolio WALTHAM, MA 1,351,9261.4m $41.7m $41.7m 0.09% Added +261.0k +261,047
13 Callan Capital, LLC 4.57% of their portfolio LA JOLLA, CA 1,280,2071.3m $39.4m $39.4m 4.57% Reduced -13.8k -13,827
14 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,247,7381.2m $38.4m $38.4m 0.01% Added +563.5k +563,479
15 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,222,3081.2m $37.7m $37.7m 0.01% Reduced -48.1k -48,099
16 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,158,5021.2m $35.7m $35.7m 0.02% Reduced -63.3k -63,337
17 Strategic Financial Services, Inc. 2.55% of their portfolio UTICA, NY 1,072,1781.1m $33.0m $33.0m 2.55% Reduced -110.4k -110,372
18 Executive Wealth Management, LLC 3.56% of their portfolio BRIGHTON, MI 1,042,4651.0m $32.1m $32.1m 3.56% Added +396.3k +396,271
19 High Probability Advisors, LLC 7.33% of their portfolio Pittsford, NY 1,018,5841.0m $31.4m $31.4m 7.33% Added +114.6k +114,631
20 JANE STREET GROUP, LLC 0.05% of their portfolio NEW YORK, NY 942,604942.6k $29.0m $29.0m 0.05% Added +896.8k +896,827
21 Kelman-Lazarov, Inc. 7.28% of their portfolio MEMPHIS, TN 910,606910.6k $28.1m $28.1m 7.28% Reduced -3.4k -3,354
22 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 848,875848.9k $26.2m $26.2m 0.02% Added +25.9k +25,935
23 OneDigital Investment Advisors LLC 0.61% of their portfolio OVERLAND PARK, KS 840,194840.2k $25.9m $25.9m 0.61% New
24 KB FINANCIAL PARTNERS, LLC 7.54% of their portfolio PRINCETON, NJ 833,187833.2k $25.7m $25.7m 7.54% Added +7.3k +7,262
25 GFG Capital, LLC 9.75% of their portfolio MIAMI, FL 795,346795.3k $45.4m $45.4m 9.75% Added +1.2k +1,181
26 Insight Wealth Strategies, LLC 4.68% of their portfolio SAN RAMON, CA 774,475774.5k $23.9m $23.9m 4.68% Reduced -36.6k -36,593
27 Cerity Partners LLC 0.06% of their portfolio NEW YORK, NY 763,241763.2k $23.5m $23.5m 0.06% Added +52.2k +52,155
28 IAG Wealth Partners, LLC 6.27% of their portfolio WAUKESHA, WI 733,211733.2k $22.6m $22.6m 6.27% Added +19.0k +18,959
29 Great Point Wealth Advisors, LLC 7.09% of their portfolio BOSTON, MA 726,408726.4k $22.4m $22.4m 7.09% Reduced -4.0k -3,988
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 708,845708.8k $21.8m $21.8m 0.03% Added +106.5k +106,500
31 Brio Consultants, LLC 3.97% of their portfolio SAN FRANCISCO, CA 697,071697.1k $21.5m $21.5m 3.97% Added +29.3k +29,290
32 Accuvest Global Advisors 9.60% of their portfolio PROVO, UT 688,835688.8k $21.2m $21.2m 9.60% Reduced -390.2k -390,227
33 PFS INVESTMENTS INC. 0.36% of their portfolio DULUTH, GA 667,820667.8k $20.7m $20.7m 0.36% Reduced -28.3k -28,345
34 Quantitative Advantage, LLC 2.95% of their portfolio MINNETONKA, MN 660,410660.4k $20.3m $20.3m 2.95% Added +36.9k +36,854
35 FIRST FOUNDATION ADVISORS 0.92% of their portfolio Irvine, CA 646,560646.6k $19.9m $19.9m 0.92% Added +76.3k +76,271
36 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 600,669600.7k $18.5m $18.5m 0.02% Added +532.8k +532,818
37 Cetera Advisors LLC 0.30% of their portfolio DENVER, CO 585,239585.2k $18.0m $18.0m 0.30% Added +12.2k +12,214
38 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.20% of their portfolio PLYMOUTH, MN 559,116559.1k $17.2m $17.2m 0.20% Reduced -9.2k -9,158
39 Financial Management Professionals, Inc. 3.26% of their portfolio AUSTIN, TX 548,393548.4k $16.9m $16.9m 3.26% Added +45.0k +45,045
40 BOSTON FINANCIAL MANGEMENT LLC 0.64% of their portfolio BOSTON, MA 529,159529.2k $16.3m $16.3m 0.64% Added +34.7k +34,729
41 AMERICAN NATIONAL BANK & TRUST 2.78% of their portfolio WICHITA FALLS, TX 489,231489.2k $15.1m $15.1m 2.78% Reduced -63.7k -63,743
42 Hennion & Walsh Asset Management, Inc. 0.89% of their portfolio Parsippany, NJ 471,328471.3k $14.5m $14.5m 0.89% Reduced -9.6k -9,550
43 APPLETON PARTNERS INC/MA 1.19% of their portfolio BOSTON, MA 434,638434.6k $13.4m $13.4m 1.19% Added +3.5k +3,503
44 Ledyard National Bank 1.51% of their portfolio HANOVER, NH 427,752427.8k $13.2m $13.2m 1.51% Added +14.9k +14,921
45 ATWOOD & PALMER INC 1.23% of their portfolio KANSAS CITY, MO 425,213425.2k $13.1m $13.1m 1.23% Added +3.4k +3,415
46 Pallas Capital Advisors LLC 1.24% of their portfolio BRAINTREE, MA 417,398417.4k $13.3m $13.3m 1.24% Added +18.3k +18,300
47 Cetera Investment Advisers 0.11% of their portfolio SCHAUMBURG, IL 392,492392.5k $12.1m $12.1m 0.11% Reduced -22.7k -22,718
48 White Pine Investment CO 4.14% of their portfolio LIVONIA, MI 374,051374.1k $11.5m $11.5m 4.14% Added +17.0k +17,047
49 Trail Ridge Investment Advisors, LLC 6.85% of their portfolio FORT COLLINS, CO 340,830340.8k $10.5m $10.5m 6.85% Added +23.6k +23,622
50 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 339,986340.0k $10.5m $10.5m 0.05% Reduced -18.6k -18,556
51 FLOW TRADERS U.S. LLC 0.41% of their portfolio NEW YORK, NY 329,002329.0k $10.1m $10.1m 0.41% New
52 Baker Ellis Asset Management LLC 1.75% of their portfolio Vancouver, WA 316,554316.6k $9.8m $9.8m 1.75% Added +20.0k +19,994
53 Mengis Capital Management, Inc. 2.05% of their portfolio PORTLAND, OR 316,425316.4k $9.7m $9.7m 2.05% Reduced -10.0k -10,030
54 Equitable Holdings, Inc. 0.15% of their portfolio NEW YORK, NY 312,753312.8k $9.6m $9.6m 0.15% Added +10.5k +10,520
55 Cetera Advisor Networks LLC 0.07% of their portfolio EL SEGUNDO, CA 301,958302.0k $9.3m $9.3m 0.07% Reduced -16.4k -16,427
56 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 294,054294.1k $9.1m $9.1m 0.02% Added +154.7k +154,739
57 LexAurum Advisors, LLC 2.99% of their portfolio OVERLAND PARK, KS 291,990292.0k $9.0m $9.0m 2.99% Reduced -4.9k -4,869
58 Horizon Family Wealth, Inc. 9.49% of their portfolio CHICAGO, IL 290,897290.9k $9.0m $9.0m 9.49% Added +18.7k +18,652
59 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 263,751263.8k $8.1m $8.1m 0.04% Reduced -17.6k -17,604
60 Gladstone Institutional Advisory LLC 0.51% of their portfolio Bedminster, NJ 256,221256.2k $7.9m $7.9m 0.51% Reduced -8.1k -8,074
61 Manning & Napier Group, LLC 0.09% of their portfolio Fairport, NY 252,724252.7k $7.8m $7.8m 0.09% Reduced -13.3k -13,256
62 PALO ALTO WEALTH ADVISORS, LLC 5.96% of their portfolio PALO ALTO, CA 241,274241.3k $7.4m $7.4m 5.96% Reduced -12.7k -12,660
63 EverSource Wealth Advisors, LLC 0.91% of their portfolio BIRMINGHAM, AL 236,369236.4k $7.3m $7.3m 0.91% Added +12.7k +12,685
64 Hixon Zuercher, LLC 4.32% of their portfolio Findlay, OH 236,248236.2k $7.3m $7.3m 4.32% Added +26.4k +26,366
65 FCA CORP /TX 2.70% of their portfolio HOUSTON, TX 233,427233.4k $7.2m $7.2m 2.70% Added +2.3k +2,323
66 Retirement Planning Group, LLC 0.74% of their portfolio LEAWOOD, KS 224,052224.1k $6.9m $6.9m 0.74% Reduced -1.6k -1,647
67 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 223,665223.7k $6.9m $6.9m 0.02% Added +2.7k +2,695
68 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 207,208207.2k $6.4m $6.4m 0.01% Reduced -30.8k -30,830
69 First Ascent Asset Management, LLC 0.93% of their portfolio DENVER, CO 204,623204.6k $6.3m $6.3m 0.93% Added +4.6k +4,634
70 SageView Advisory Group, LLC 0.35% of their portfolio Newport Beach, CA 179,461179.5k $5.5m $5.5m 0.35% Reduced -184.5k -184,532
71 CWM, LLC 0.04% of their portfolio OMAHA, NE 179,047179.0k $5.5m $5.5m 0.04% Added +84.9k +84,852
72 Herold Advisors, Inc. 1.89% of their portfolio New York, NY 177,691177.7k $5.5m $5.5m 1.89% New
73 FIRST NATIONAL CORP /MA/ /ADV 1.22% of their portfolio ROCKLAND, MA 166,589166.6k $5.1m $5.1m 1.22% Added +7.2k +7,230
74 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 163,015163.0k $5.0m $5.0m 0.01% Reduced -1.3k -1,261
75 M Holdings Securities, Inc. 0.51% of their portfolio PORTLAND, OR 160,593160.6k $4.9m $4.9m 0.51% Reduced -20.4k -20,407
76 Windsor Wealth Management, Inc. 0.91% of their portfolio INDIANAPOLIS, IN 151,550151.6k $4.7m $4.7m 0.91% Added +55.4k +55,442
77 Orion Porfolio Solutions, LLC 0.06% of their portfolio OMAHA, NE 146,276146.3k $4.5m $4.5m 0.06% Added +7.5k +7,455
78 Orion Portfolio Solutions, LLC 0.06% of their portfolio Omaha, NE 146,276146.3k $4.5m $4.5m 0.06% Added +58.5k +58,544
79 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.16% of their portfolio LOS ANGELES, CA 143,508143.5k $4.4m $4.4m 0.16% Reduced -7.5k -7,520
80 Wealthcare Advisory Partners LLC 0.18% of their portfolio WEST CHESTER, PA 132,260132.3k $4.1m $4.1m 0.18% Added +6.3k +6,278
81 Newman Dignan & Sheerar, Inc. 1.24% of their portfolio PROVIDENCE, RI 124,943124.9k $3.8m $3.8m 1.24% Added +8.5k +8,467
82 Winthrop Advisory Group LLC 0.68% of their portfolio BOSTON, MA 124,796124.8k $3.8m $3.8m 0.68% Added +3.7k +3,713
83 Avidian Wealth Enterprises, LLC 0.19% of their portfolio Houston, TX 114,539114.5k $3.5m $3.5m 0.19% Reduced -18.9k -18,875
84 Regal Investment Advisors LLC 0.31% of their portfolio KENTWOOD, MI 112,254112.3k $3.5m $3.5m 0.31% Reduced -6.5k -6,528
85 Richard P Slaughter Associates Inc 1.04% of their portfolio AUSTIN, TX 102,426102.4k $3.2m $3.2m 1.04% Added +2.6k +2,563
86 Haverford Trust Co 0.04% of their portfolio Radnor, PA 96,76296.8k $3.0m $3.0m 0.04% Added +574 +574
87 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 96,11596.1k $3.0m $3.0m 0.04% Added +7.9k +7,905
88 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 89,59389.6k $2.8m $2.8m 0.00% Added +4.2k +4,244
89 Archford Capital Strategies, LLC 0.56% of their portfolio SWANSEA, IL 87,62087.6k $2.7m $2.7m 0.56% New
90 COZAD ASSET MANAGEMENT INC 0.36% of their portfolio CHAMPAIGN, IL 87,20287.2k $2.7m $2.7m 0.36% Added +10.3k +10,254
91 CFO4Life Group, LLC 0.60% of their portfolio COPPELL, TX 85,97586.0k $2.6m $2.6m 0.60% Added +11.1k +11,060
92 Kathmere Capital Management, LLC 0.43% of their portfolio WAYNE, PA 84,66484.7k $2.6m $2.6m 0.43% Reduced -7.0k -7,036
93 Amplius Wealth Advisors, LLC 0.36% of their portfolio BLUE BELL, PA 82,08782.1k $2.5m $2.5m 0.36% Reduced -10.3k -10,259
94 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 82,06282.1k $2.5m $2.5m 0.05% New
95 Anchor Investment Management, LLC 0.34% of their portfolio COLUMBIA, SC 80,56680.6k $2.5m $2.5m 0.34% Reduced -812 -812
96 Capital Advisors, Ltd. LLC 0.39% of their portfolio SHAKER HEIGHTS, OH 76,74976.7k $2.4m $2.4m 0.39% Added +1.6k +1,627
97 Clearwater Capital Advisors, LLC 0.29% of their portfolio HOFFMAN ESTATES, IL 76,31576.3k $2.4m $2.4m 0.29% Reduced -6.0k -5,964
98 IFP Advisors, Inc 0.10% of their portfolio TAMPA, FL 74,64374.6k $2.3m $2.3m 0.10% Added +9.7k +9,685
99 John W. Brooker & Co., CPAs 1.53% of their portfolio OAKLAND, CA 73,02573.0k $2.3m $2.3m 1.53% Added +3.7k +3,702
100 COMMUNITY TRUST & INVESTMENT CO 0.19% of their portfolio LEXINGTON, KY 70,32870.3k $2.2m $2.2m 0.19% Unchanged