Vault-13

GOLDMAN SACHS ETF TR GSIE

ACTIVEBETA INT · ETP · CUSIP 381430107

218 institutional holders -3 vs Q3 2022
88,096,23988.1m shares reported held*
$2.6bnreported value*
20 new 73 added 94 reduced 22 sold out net bought ≈ $48.8m (+2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.13. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 221Q4 22: 218218Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022221
Q4 2022218

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +1,248,200+1.2m
WELLS FARGO & COMPANY/MN Added +1,238,281+1.2m
Accuvest Global Advisors Added +736,517+736.5k
WMS Partners, LLC Added +680,167+680.2k
Executive Wealth Management, LLC Added +631,777+631.8k
Betterment LLC Added +478,975+479.0k
Cetera Investment Advisers Added +405,586+405.6k
Bank of New York Mellon Corp Added +329,235+329.2k
Cetera Advisor Networks LLC Added +298,575+298.6k
Callan Capital, LLC Added +243,822+243.8k

Biggest sellers

ATWOOD & PALMER INC Reduced -829,395-829.4k
Clearwater Capital Advisors, LLC Reduced -643,971-644.0k
GOLDMAN SACHS GROUP INC Reduced -393,436-393.4k
UBS Group AG Reduced -358,681-358.7k
Ledyard National Bank Reduced -323,426-323.4k
FLOW TRADERS U.S. LLC Sold out -268,981-269.0k
OLD MISSION CAPITAL LLC Reduced -230,161-230.2k
JANE STREET GROUP, LLC Reduced -170,925-170.9k
Kathmere Capital Management, LLC Reduced -165,887-165.9k
LPL Financial LLC Reduced -155,077-155.1k

Biggest calls

Biggest puts

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: International City Management Association Retirement Corp (4.8%, 2026-01-13)

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.15% of their portfolio SAN FRANCISCO, CA 16,779,88116.8m $482.9m $482.9m 0.15% Added +1.2m +1,238,281
2 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 6,038,8896.0m $173.8m $173.8m 0.05% Reduced -393.4k -393,436
3 LPL Financial LLC 0.14% of their portfolio FORT MILL, SC 5,707,9205.7m $164.3m $164.3m 0.14% Reduced -155.1k -155,077
4 Betterment LLC 0.40% of their portfolio NEW YORK, NY 4,045,7954.0m $116.4m $116.4m 0.40% Added +479.0k +478,975
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,953,8274.0m $113.8m $113.8m 0.01% Added +1.2m +1,248,200
6 SigFig Wealth Management, LLC 5.60% of their portfolio SAN FRANCISCO, CA 3,921,5203.9m $112.9m $112.9m 5.60% Added +10.0k +9,971
7 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,693,4683.7m $106.3m $106.3m 0.01% Added +62.4k +62,389
8 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 3,143,6643.1m $90.5m $90.5m 0.05% Reduced -150.7k -150,664
9 Corient Private Wealth LP 0.23% of their portfolio MIAMI, FL 2,216,5842.2m $64.3m $64.3m 0.23% First filing
10 WMS Partners, LLC 4.71% of their portfolio TOWSON, MD 1,650,9911.7m $47.5m $47.5m 4.71% Added +680.2k +680,167
11 1900 WEALTH MANAGEMENT LLC 4.93% of their portfolio SAN ANTONIO, TX 1,579,5091.6m $45.5m $45.5m 4.93% Added +18.1k +18,120
12 Callan Capital, LLC 4.60% of their portfolio LA JOLLA, CA 1,294,0341.3m $37.2m $37.2m 4.60% Added +243.8k +243,822
13 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,270,4071.3m $36.6m $36.6m 0.01% Added +329.2k +329,235
14 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,221,8391.2m $35.2m $35.2m 0.02% Reduced -358.7k -358,681
15 Strategic Financial Services, Inc. 2.72% of their portfolio UTICA, NY 1,182,5501.2m $34.0m $34.0m 2.72% Reduced -33.3k -33,253
16 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 1,090,8791.1m $31.4m $31.4m 0.08% Reduced -125.0k -124,979
17 Accuvest Global Advisors 10.30% of their portfolio PROVO, UT 1,079,0621.1m $31.1m $31.1m 10.30% Added +736.5k +736,517
18 Kelman-Lazarov, Inc. 7.40% of their portfolio MEMPHIS, TN 913,960914.0k $26.3m $26.3m 7.40% Reduced -19.5k -19,495
19 High Probability Advisors, LLC 7.12% of their portfolio Pittsford, NY 903,953904.0k $26.0m $26.0m 7.12% Added +41.0k +41,017
20 KB FINANCIAL PARTNERS, LLC 8.12% of their portfolio PRINCETON, NJ 825,925825.9k $23.8m $23.8m 8.12% Reduced -126.7k -126,682
21 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 822,940822.9k $23.7m $23.7m 0.02% Added +84.9k +84,930
22 Insight Wealth Strategies, LLC 4.51% of their portfolio SAN RAMON, CA 811,068811.1k $23.3m $23.3m 4.51% Reduced -47.9k -47,866
23 GFG Capital, LLC 7.18% of their portfolio MIAMI, FL 794,165794.2k $45.4m $45.4m 7.18% Added +35.5k +35,496
24 Great Point Wealth Advisors, LLC 7.05% of their portfolio BOSTON, MA 730,396730.4k $21.0m $21.0m 7.05% Reduced -137.9k -137,928
25 IAG Wealth Partners, LLC 6.06% of their portfolio WAUKESHA, WI 714,252714.3k $20.6m $20.6m 6.06% Added +97.1k +97,054
26 Cerity Partners LLC 0.13% of their portfolio NEW YORK, NY 711,086711.1k $20.5m $20.5m 0.13% Reduced -52.9k -52,885
27 PFS INVESTMENTS INC. 0.37% of their portfolio DULUTH, GA 696,165696.2k $20.0m $20.0m 0.37% Reduced -31.8k -31,801
28 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 684,259684.3k $19.7m $19.7m 0.01% Reduced -111.0k -110,986
29 Brio Consultants, LLC 3.83% of their portfolio SAN FRANCISCO, CA 667,781667.8k $19.2m $19.2m 3.83% Added +26.0k +25,975
30 Executive Wealth Management, LLC 2.28% of their portfolio BRIGHTON, MI 646,194646.2k $18.6m $18.6m 2.28% Added +631.8k +631,777
31 Quantitative Advantage, LLC 2.77% of their portfolio MINNETONKA, MN 623,556623.6k $17.9m $17.9m 2.77% Reduced -49.6k -49,609
32 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 602,345602.3k $17.3m $17.3m 0.03% Added +29.6k +29,640
33 Cetera Advisors LLC 0.30% of their portfolio DENVER, CO 573,025573.0k $16.5m $16.5m 0.30% Added +57.0k +56,973
34 FIRST FOUNDATION ADVISORS 0.79% of their portfolio Irvine, CA 570,289570.3k $16.4m $16.4m 0.79% Added +133.6k +133,599
35 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.23% of their portfolio PLYMOUTH, MN 568,274568.3k $17.6m $17.6m 0.23% Added +36.3k +36,290
36 AMERICAN NATIONAL BANK & TRUST 3.27% of their portfolio WICHITA FALLS, TX 552,974553.0k $15.9m $15.9m 3.27% Added +20.8k +20,809
37 Financial Management Professionals, Inc. 2.96% of their portfolio AUSTIN, TX 503,348503.3k $14.5m $14.5m 2.96% Added +61.5k +61,474
38 BOSTON FINANCIAL MANGEMENT LLC 0.57% of their portfolio BOSTON, MA 494,430494.4k $14.2m $14.2m 0.57% Added +19.9k +19,873
39 Hennion & Walsh Asset Management, Inc. 0.85% of their portfolio Parsippany, NJ 480,878480.9k $13.8m $13.8m 0.85% Reduced -2.6k -2,588
40 APPLETON PARTNERS INC/MA 1.18% of their portfolio BOSTON, MA 431,135431.1k $12.4m $12.4m 1.18% Reduced -10.2k -10,176
41 ATWOOD & PALMER INC 1.10% of their portfolio KANSAS CITY, MO 421,798421.8k $12.1m $12.1m 1.10% Reduced -829.4k -829,395
42 Cetera Investment Advisers 0.11% of their portfolio SCHAUMBURG, IL 415,210415.2k $11.9m $11.9m 0.11% Added +405.6k +405,586
43 Ledyard National Bank 1.40% of their portfolio HANOVER, NH 412,831412.8k $11.9m $11.9m 1.40% Reduced -323.4k -323,426
44 Pallas Capital Advisors LLC 1.25% of their portfolio BRAINTREE, MA 399,098399.1k $12.3m $12.3m 1.25% Added +30.6k +30,614
45 SageView Advisory Group, LLC 0.85% of their portfolio Newport Beach, CA 363,993364.0k $10.5m $10.5m 0.85% First filing
46 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 358,542358.5k $10.3m $10.3m 0.05% Added +27.6k +27,579
47 White Pine Investment CO 3.91% of their portfolio LIVONIA, MI 357,004357.0k $10.3m $10.3m 3.91% Added +8.9k +8,943
48 Mengis Capital Management, Inc. 2.05% of their portfolio PORTLAND, OR 326,455326.5k $9.4m $9.4m 2.05% Added +739 +739
49 Cetera Advisor Networks LLC 0.07% of their portfolio EL SEGUNDO, CA 318,385318.4k $9.2m $9.2m 0.07% Added +298.6k +298,575
50 CoreCap Advisors, LLC 0.65% of their portfolio SOUTHFIELD, MI 318,012318.0k $9.2m $9.2m 0.65% Added +16.7k +16,654
51 Trail Ridge Investment Advisors, LLC 6.28% of their portfolio FORT COLLINS, CO 317,208317.2k $9.1m $9.1m 6.28% Added +21.4k +21,382
52 Equitable Holdings, Inc. 0.15% of their portfolio NEW YORK, NY 302,233302.2k $8.7m $8.7m 0.15% Reduced -3.2k -3,174
53 LexAurum Advisors, LLC 3.06% of their portfolio OVERLAND PARK, KS 296,859296.9k $8.5m $8.5m 3.06% Added +41.6k +41,640
54 Baker Ellis Asset Management LLC 1.65% of their portfolio Vancouver, WA 296,560296.6k $8.5m $8.5m 1.65% Reduced -6.4k -6,398
55 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 281,355281.4k $8.1m $8.1m 0.04% Reduced -8.1k -8,102
56 Horizon Family Wealth, Inc. 9.02% of their portfolio CHICAGO, IL 272,245272.2k $7.8m $7.8m 9.02% Added +1.2k +1,224
57 Manning & Napier Group, LLC 0.09% of their portfolio Fairport, NY 265,980266.0k $7.7m $7.7m 0.09% Reduced -6.1k -6,147
58 Gladstone Institutional Advisory LLC 0.54% of their portfolio Bedminster, NJ 264,295264.3k $7.6m $7.6m 0.54% Added +332 +332
59 PALO ALTO WEALTH ADVISORS, LLC 6.26% of their portfolio PALO ALTO, CA 253,934253.9k $7.3m $7.3m 6.26% First filing
60 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 238,038238.0k $6.9m $6.9m 0.01% Added +14.5k +14,539
61 FCA CORP /TX 2.67% of their portfolio HOUSTON, TX 231,104231.1k $6.7m $6.7m 2.67% Reduced -3.2k -3,216
62 Retirement Planning Group, LLC 0.74% of their portfolio LEAWOOD, KS 225,699225.7k $6.5m $6.5m 0.74% Reduced -17.4k -17,389
63 EverSource Wealth Advisors, LLC 0.97% of their portfolio BIRMINGHAM, AL 223,684223.7k $6.4m $6.4m 0.97% Added +7.0k +7,018
64 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 220,970221.0k $6.4m $6.4m 0.01% New
65 Alpha Omega Group, Inc. 8.79% of their portfolio RESTON, VA 216,258216.3k $6.2m $6.2m 8.79% Reduced -8.4k -8,403
66 Hixon Zuercher, LLC 3.72% of their portfolio Findlay, OH 209,882209.9k $6.0m $6.0m 3.72% Added +9.2k +9,167
67 First Ascent Asset Management, LLC 0.88% of their portfolio DENVER, CO 199,989200.0k $5.8m $5.8m 0.88% Reduced -42.1k -42,130
68 M Holdings Securities, Inc. 0.55% of their portfolio PORTLAND, OR 181,000181.0k $5.2m $5.2m 0.55% Reduced -23.5k -23,506
69 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 164,276164.3k $4.7m $4.7m 0.01% Reduced -3.1k -3,061
70 FIRST NATIONAL CORP /MA/ /ADV 1.13% of their portfolio ROCKLAND, MA 159,359159.4k $4.6m $4.6m 1.13% Added +8.9k +8,892
71 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.16% of their portfolio LOS ANGELES, CA 151,028151.0k $4.3m $4.3m 0.16% Reduced -15.3k -15,342
72 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 139,315139.3k $4.0m $4.0m 0.01% Added +25.9k +25,935
73 Orion Porfolio Solutions, LLC 0.08% of their portfolio OMAHA, NE 138,821138.8k $4.0m $4.0m 0.08% Reduced -3.6k -3,624
74 Avidian Wealth Enterprises, LLC 0.25% of their portfolio Houston, TX 133,414133.4k $3.8m $3.8m 0.25% Reduced -6.6k -6,596
75 Wealthcare Advisory Partners LLC 0.17% of their portfolio WEST CHESTER, PA 125,982126.0k $3.6m $3.6m 0.17% Reduced -2.0k -2,029
76 Winthrop Advisory Group LLC 0.66% of their portfolio BOSTON, MA 121,083121.1k $3.5m $3.5m 0.66% Reduced -13.6k -13,598
77 Regal Investment Advisors LLC 0.33% of their portfolio KENTWOOD, MI 118,782118.8k $3.4m $3.4m 0.33% Reduced -27.2k -27,220
78 Newman Dignan & Sheerar, Inc. 1.11% of their portfolio PROVIDENCE, RI 116,476116.5k $3.4m $3.4m 1.11% Reduced -17.6k -17,617
79 Richard P Slaughter Associates Inc 0.91% of their portfolio AUSTIN, TX 99,86399.9k $2.9m $2.9m 0.91% Reduced -15.8k -15,781
80 Haverford Trust Co 0.03% of their portfolio Radnor, PA 96,18896.2k $2.8m $2.8m 0.03% Reduced -9.3k -9,277
81 Windsor Wealth Management, Inc. 0.59% of their portfolio INDIANAPOLIS, IN 96,10896.1k $2.9m $2.9m 0.59% Added +48.9k +48,860
82 CWM, LLC 0.02% of their portfolio OMAHA, NE 94,19594.2k $2.7m $2.7m 0.02% Reduced -9.0k -8,983
83 Amplius Wealth Advisors, LLC 0.42% of their portfolio BLUE BELL, PA 92,34692.3k $2.7m $2.7m 0.42% Reduced -10.8k -10,837
84 Kathmere Capital Management, LLC 0.47% of their portfolio WAYNE, PA 91,70091.7k $2.6m $2.6m 0.47% Reduced -165.9k -165,887
85 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 88,21088.2k $2.6m $2.6m 0.04% Added +4.2k +4,158
86 Orion Portfolio Solutions, LLC 0.09% of their portfolio Omaha, NE 87,73287.7k $2.5m $2.5m 0.09% Added +3.0k +2,984
87 Heck Capital Advisors, LLC 0.49% of their portfolio Rhinelander, WI 87,33287.3k $2.5m $2.5m 0.49% Added +38 +38
88 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 85,34985.3k $2.5m $2.5m 0.00% Reduced -8.4k -8,400
89 Clearwater Capital Advisors, LLC 0.31% of their portfolio HOFFMAN ESTATES, IL 82,27982.3k $2.4m $2.4m 0.31% Reduced -644.0k -643,971
90 Anchor Investment Management, LLC 0.34% of their portfolio COLUMBIA, SC 81,37881.4k $2.3m $2.3m 0.34% Added +5.3k +5,345
91 COZAD ASSET MANAGEMENT INC 0.31% of their portfolio CHAMPAIGN, IL 76,94876.9k $2.2m $2.2m 0.31% Added +4.9k +4,945
92 Capital Advisors, Ltd. LLC 0.38% of their portfolio SHAKER HEIGHTS, OH 75,12275.1k $2.2m $2.2m 0.38% Reduced -3.0k -2,990
93 CFO4Life, L.P. 0.46% of their portfolio Coppell, TX 74,91574.9k $2.2m $2.2m 0.46% First filing
94 CFO4Life Group, LLC 0.46% of their portfolio COPPELL, TX 74,91574.9k $2.2m $2.2m 0.46% Reduced -12.4k -12,379
95 Mariner, LLC 0.01% of their portfolio Overland Park, KS 70,74770.7k $2.0m $2.0m 0.01% Added +54.2k +54,157
96 COMMUNITY TRUST & INVESTMENT CO 0.18% of their portfolio LEXINGTON, KY 70,32870.3k $2.0m $2.0m 0.18% Unchanged
97 John W. Brooker & Co., CPAs 1.30% of their portfolio OAKLAND, CA 69,32369.3k $2.0m $2.0m 1.30% Reduced -1.5k -1,502
98 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 67,85167.9k $2.0m $2.0m 0.00% Added +58.9k +58,937
99 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 64,95865.0k $2.0m $2.0m 0.05% Reduced -9.7k -9,735
100 Allworth Financial LP 0.02% of their portfolio FOLSOM, CA 63,83563.8k $1.8m $1.8m 0.02% Reduced -81.2k -81,172