Vault-13

GLOBAL X FDS BKCH

GBL X BLOCKCHAIN · ETP · CUSIP 37960A735

48 institutional holders +6 vs Q3 2024
1,054,5421.1m shares reported held*
$54.1mreported value*
15 new 12 added 12 reduced 9 sold out net sold ≈ $2.4m (-47.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $51.28. Options: 2 managers hold calls ($1.3m notional), 2 hold puts ($2.4m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 1Q4 22: 28Q1 23: 35Q2 23: 38Q3 23: 37Q4 23: 43Q1 24: 40Q2 24: 37Q3 24: 42Q4 24: 4848Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 20221
Q4 202228
Q1 202335
Q2 202338
Q3 202337
Q4 202343
Q1 202440
Q2 202437
Q3 202442
Q4 202448

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 23: 18 bought or addedQ1 23: 12 cut or sold outQ2 23: 15 bought or addedQ2 23: 13 cut or sold outQ2 23Q3 23: 15 bought or addedQ3 23: 13 cut or sold outQ4 23: 22 bought or addedQ4 23: 10 cut or sold outQ4 23Q1 24: 19 bought or addedQ1 24: 19 cut or sold outQ2 24: 14 bought or addedQ2 24: 14 cut or sold outQ2 24Q3 24: 21 bought or addedQ3 24: 13 cut or sold outQ4 24: 27 bought or addedQ4 24: 21 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20231812
Q2 20231513
Q3 20231513
Q4 20232210
Q1 20241919
Q2 20241414
Q3 20242113
Q4 20242721

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ1 24 calls: $4.0mQ1 24 puts: $672.9kQ1 24P/C 0.17Q2 24 calls: $932.8kQ2 24 puts: $361.9kQ2 24P/C 0.39Q3 24 calls: $1.0mQ3 24 puts: $220.9kQ3 24P/C 0.22Q4 24 calls: $1.3mQ4 24 puts: $2.4mQ4 24P/C 1.82
Numbers
QuarterCallsPutsP/C
Q1 2024$4.0m$672.9k0.17
Q2 2024$932.8k$361.9k0.39
Q3 2024$1.0m$220.9k0.22
Q4 2024$1.3m$2.4m1.82

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +83,657+83.7k
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. Added +30,200+30.2k
Rockefeller Capital Management L.P. New +20,333+20.3k
EDMOND DE ROTHSCHILD HOLDING S.A. New +9,270+9.3k
Mutual Advisors, LLC New +7,550+7.5k
CITADEL ADVISORS LLC Added +5,790+5.8k
WELLS FARGO & COMPANY/MN New +5,229+5.2k
Belvedere Trading LLC Added +5,167+5.2k
MORGAN STANLEY Added +2,377+2.4k
Stonehage Fleming Financial Services Holdings Ltd New +998+998

Biggest sellers

GTS SECURITIES LLC Sold out -55,584-55.6k
Private Advisor Group, LLC Reduced -47,110-47.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -28,457-28.5k
JANE STREET GROUP, LLC Reduced -28,285-28.3k
OLD MISSION CAPITAL LLC Sold out -18,852-18.9k
Sumitomo Mitsui Trust Group, Inc. Reduced -8,100-8.1k
Merit Financial Group, LLC Sold out -6,981-7.0k
Cetera Investment Advisers Reduced -5,963-6.0k
COMMONWEALTH EQUITY SERVICES, LLC Sold out -4,905-4.9k
Financial Engines Advisors L.L.C. Reduced -4,448-4.4k

Biggest calls

CITADEL ADVISORS LLC Added $1.3m25.2k shares
Belvedere Trading LLC Reduced $25.6k500 shares

Biggest puts

CITADEL ADVISORS LLC Added $2.0m38.3k shares
Belvedere Trading LLC Added $440.6k8.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.03% of their portfolio CAUSEWAY BAY, K3 281,950281.9k $14.4m $14.4m 0.03% Added +30.2k +30,200
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 217,601217.6k $11.1m $11.1m 0.00% Added +83.7k +83,657
3 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 121,640121.6k $6.2m $6.2m 0.04% Reduced -47.1k -47,110
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 95,84395.8k $4.9m $4.9m 0.00% Added +469 +469
5 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 51,85851.9k $2.7m $2.7m 0.00% Reduced -69 -69
6 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 42,68642.7k $2.2m $2.2m 0.00% Reduced -6.0k -5,963
7 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 32,51732.5k $1.7m $1.7m 0.00% Reduced -28.3k -28,285
8 Financial Engines Advisors L.L.C. 0.00% of their portfolio SANTA CLARA, CA 29,53129.5k $1.5m $1.5m 0.00% Reduced -4.4k -4,448
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 28,82128.8k $1.5m $1.5m 0.00% Reduced -28.5k -28,457
10 Clarity Capital Partners LLC 0.65% of their portfolio Newport Beach, CA 24,33024.3k $1.2m $1.2m 0.65% Reduced -3.4k -3,410
11 Emerald Advisors, LLC 0.15% of their portfolio BELLEVUE, WA 21,18021.2k $1.1m $1.1m 0.15% Reduced -115 -115
12 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 20,33320.3k $1.0m $1.0m 0.00% New
13 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 15,39915.4k $789.0k $789.0k 0.00% Reduced -2.6k -2,551
14 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,18012.2k $624.0k $624.0k 0.00% Added +5.8k +5,790
15 SBI Securities Co., Ltd. 0.02% of their portfolio TOKYO, M0 10,80810.8k $553.7k $553.7k 0.02% First filing
16 EDMOND DE ROTHSCHILD HOLDING S.A. 0.01% of their portfolio CHAMBESY, V8 9,2709.3k $474.9k $474.9k 0.01% New
17 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 7,5507.5k $439.0k $439.0k 0.01% New
18 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 6,1006.1k $312.5k $312.5k 0.00% Reduced -8.1k -8,100
19 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 5,2295.2k $267.9k $267.9k 0.00% New
20 Belvedere Trading LLC 0.02% of their portfolio CHICAGO, IL 5,2005.2k $266.4k $266.4k 0.02% Added +5.2k +5,167
21 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,6713.7k $188.1k $188.1k 0.00% Added +2.4k +2,377
22 Atlantic Edge Private Wealth Management, LLC 0.05% of their portfolio JACKSONVILLE, FL 3,2753.3k $167.8k $167.8k 0.05% Unchanged
23 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,1873.2k $163.3k $163.3k 0.00% Reduced -4.3k -4,325
24 Stonehage Fleming Financial Services Holdings Ltd 0.00% of their portfolio ST. HELIER, Y9 998998 $51.1k $51.1k 0.00% New
25 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 575575 $29.5k $29.5k 0.00% New
26 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 500500 $25.6k $25.6k 0.00% Unchanged
27 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 272272 $13.9k $13.9k 0.00% Added +172 +172
28 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 250250 $12.8k $12.8k 0.00% Unchanged
29 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 238238 $12.2k $12.2k 0.00% Added +218 +218
30 Rise Advisors, LLC 0.01% of their portfolio ROCHESTER, NY 206206 $10.5k $10.5k 0.01% Unchanged
31 Founders Financial Alliance, LLC 0.00% of their portfolio RALEIGH, NC 171171 $8.8k $8.8k 0.00% Added +78 +78
32 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 157157 $8.0k $8.0k 0.00% New
33 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 150150 $7.7k $7.7k 0.00% New
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 137137 $7.0k $7.0k 0.00% Added +50 +50
35 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 130130 $6.7k $6.7k 0.00% Added +25 +25
36 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.00% of their portfolio WALTHAM, MA 109109 $5.6k $5.6k 0.00% Unchanged
37 FMR LLC 0.00% of their portfolio BOSTON, MA 9494 $4.8k $4.8k 0.00% Added +49 +49
38 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 7373 $3.0k $3.0k 0.00% New
39 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 7272 $3.7k $3.7k 0.00% New
40 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 7171 $3.6k $3.6k 0.00% New
41 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5050 $2.6k $2.6k 0.00% New
42 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 4141 $2.1k $2.1k 0.00% New
43 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 2727 $1.4k $1.4k 0.00% Unchanged
44 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 2525 $1.4k $1.4k 0.00% New
45 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 2222 $1.1k $1.1k 0.00% New
46 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1212 $871 $871 0.00% Reduced -2 -2
47 Heritage Wealth Advisors 0.00% of their portfolio RICHMOND, VA 33 $154 $154 0.00% Unchanged
48 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged