Vault-13

GLOBAL X FDS BKCH

GBL X BLOCKCHAIN · ETP · CUSIP 37960A735

40 institutional holders -3 vs Q4 2023
1,318,6131.3m shares reported held*
$51.7mreported value*
5 new 14 added 11 reduced 8 sold out net bought ≈ $16.5m (+554.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $39.24. Options: 4 managers hold calls ($4.0m notional), 3 hold puts ($672.9k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 1Q4 22: 28Q1 23: 35Q2 23: 38Q3 23: 37Q4 23: 43Q1 24: 4040Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 20221
Q4 202228
Q1 202335
Q2 202338
Q3 202337
Q4 202343
Q1 202440

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 24 bought or addedQ4 22: 1 cut or sold outQ4 22Q1 23: 18 bought or addedQ1 23: 12 cut or sold outQ1 23Q2 23: 15 bought or addedQ2 23: 13 cut or sold outQ2 23Q3 23: 15 bought or addedQ3 23: 13 cut or sold outQ3 23Q4 23: 22 bought or addedQ4 23: 10 cut or sold outQ4 23Q1 24: 19 bought or addedQ1 24: 19 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022241
Q1 20231812
Q2 20231513
Q3 20231513
Q4 20232210
Q1 20241919

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ2 23 calls: $582.0kQ2 23 puts: $425.7kQ2 23P/C 0.73Q3 23 calls: $467.7kQ3 23 puts: $117.2kQ3 23P/C 0.25Q4 23 calls: $1.8mQ4 23 puts: $966.8kQ4 23P/C 0.55Q1 24 calls: $4.0mQ1 24 puts: $672.9kQ1 24P/C 0.17
Numbers
QuarterCallsPutsP/C
Q2 2023$582.0k$425.7k0.73
Q3 2023$467.7k$117.2k0.25
Q4 2023$1.8m$966.8k0.55
Q1 2024$4.0m$672.9k0.17

Biggest buyers

Mirae Asset Global Investments Co., Ltd. Added +230,476+230.5k
JANE STREET GROUP, LLC Added +209,990+210.0k
BANK OF AMERICA CORP /DE/ Added +81,103+81.1k
Cetera Investment Advisers New +49,172+49.2k
Private Advisor Group, LLC Added +30,926+30.9k
Clarity Capital Partners LLC Added +24,239+24.2k
STIFEL FINANCIAL CORP Added +10,049+10.0k
FLOW TRADERS U.S. LLC New +7,408+7.4k
WOLVERINE TRADING, LLC New +6,681+6.7k
LPL Financial LLC Added +4,699+4.7k

Biggest sellers

OLD MISSION CAPITAL LLC Sold out -25,172-25.2k
Gradient Investments LLC Reduced -24,115-24.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -20,684-20.7k
Cetera Advisors LLC Sold out -14,588-14.6k
CITADEL ADVISORS LLC Reduced -5,085-5.1k
Sumitomo Mitsui Trust Group, Inc. Sold out -5,020-5.0k
Cutler Group LLC / CA Reduced -3,000-3.0k
Emerald Advisors, LLC Reduced -2,414-2.4k
Stonehage Fleming Financial Services Holdings Ltd Reduced -1,514-1.5k
Cambridge Investment Research Advisors, Inc. Reduced -1,480-1.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $2.9m57.8k shares
Belvedere Trading LLC Reduced $948.2k18.6k shares
CITADEL ADVISORS LLC Reduced $137.6k2.7k shares
Cutler Group LLC / CA Unchanged $4.0k200 shares

Biggest puts

CITADEL ADVISORS LLC Added $280.4k5.5k shares
WOLVERINE TRADING, LLC New $254.9k5.0k shares
Belvedere Trading LLC Reduced $137.6k2.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 491,176491.2k $9.6m $9.6m 0.02% Added +230.5k +230,476
2 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 249,466249.5k $12.7m $12.7m 0.02% Added +210.0k +209,990
3 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 156,621156.6k $8.0m $8.0m 0.06% Added +30.9k +30,926
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 84,81284.8k $4.3m $4.3m 0.00% Added +81.1k +81,103
5 Financial Engines Advisors L.L.C. 0.01% of their portfolio SANTA CLARA, CA 55,15755.2k $2.8m $2.8m 0.01% Added +262 +262
6 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 54,17154.2k $2.8m $2.8m 0.00% Added +10.0k +10,049
7 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 49,17249.2k $2.5m $2.5m 0.01% New
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 46,42146.4k $2.4m $2.4m 0.00% Added +4.7k +4,699
9 Clarity Capital Partners LLC 1.05% of their portfolio Newport Beach, CA 31,44431.4k $1.6m $1.6m 1.05% Added +24.2k +24,239
10 Emerald Advisors, LLC 0.22% of their portfolio BELLEVUE, WA 24,16424.2k $1.2m $1.2m 0.22% Reduced -2.4k -2,414
11 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 13,15613.2k $671.0k $671.0k 0.00% Reduced -1.5k -1,480
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,09711.1k $565.7k $565.7k 0.00% Reduced -20.7k -20,684
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 10,00210.0k $509.9k $509.9k 0.00% Reduced -330 -330
14 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 8,9569.0k $457.0k $457.0k 0.00% Added +1.3k +1,329
15 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 7,4087.4k $378.0k $378.0k 0.02% New
16 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 6,9657.0k $288.8k $288.8k 0.01% Added +1.7k +1,656
17 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 6,6816.7k $340.6k $340.6k 0.00% New
18 Atlantic Edge Private Wealth Management, LLC 0.06% of their portfolio JACKSONVILLE, FL 3,2753.3k $167.0k $167.0k 0.06% Unchanged
19 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,0462.0k $104.3k $104.3k 0.00% Added +682 +682
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,4691.5k $74.9k $74.9k 0.00% Reduced -231 -231
21 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 1,2591.3k $64.2k $64.2k 0.00% Added +73 +73
22 Stonehage Fleming Financial Services Holdings Ltd 0.00% of their portfolio ST. HELIER, Y9 590590 $13.1k $13.1k 0.00% Reduced -1.5k -1,514
23 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 571571 $29.1k $29.1k 0.00% Reduced -5.1k -5,085
24 Cutler Group LLC / CA 0.01% of their portfolio SAN FRANCISCO, CA 500500 $25.0k $25.0k 0.01% Reduced -3.0k -3,000
25 BBJS FINANCIAL ADVISORS, LLC 0.01% of their portfolio SEATTLE, WA 355355 $18.1k $18.1k 0.01% Unchanged
26 TOMPKINS FINANCIAL CORP 0.00% of their portfolio ITHACA, NY 300300 $15.3k $15.3k 0.00% Unchanged
27 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 250250 $12.7k $12.7k 0.00% Unchanged
28 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 233233 $11.9k $11.9k 0.00% Reduced -24.1k -24,115
29 Abound Wealth Management 0.00% of their portfolio FRANKLIN, TN 230230 $11.7k $11.7k 0.00% Unchanged
30 Rise Advisors, LLC 0.01% of their portfolio ROCHESTER, NY 205205 $10.5k $10.5k 0.01% Added +4 +4
31 MMA ASSET MANAGEMENT LLC 0.00% of their portfolio New York, NY 128128 $6.5k $6.5k 0.00% New
32 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.00% of their portfolio WALTHAM, MA 109109 $5.6k $5.6k 0.00% Unchanged
33 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 100100 $5.2k $5.2k 0.00% New
34 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5656 $2.9k $2.9k 0.00% Unchanged
35 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 2727 $1.4k $1.4k 0.00% Added +1 +1
36 BALDWIN WEALTH PARTNERS LLC/MA 0.00% of their portfolio Marion, MA 2525 $1.3k $1.3k 0.00% Unchanged
37 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1212 $611 $611 0.00% Reduced -43 -43
38 Heritage Wealth Advisors 0.00% of their portfolio RICHMOND, VA 33 $153 $153 0.00% Unchanged
39 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $51 $51 0.00% Reduced -20 -20
40 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged