Vault-13

GLOBAL X FDS BKCH

GBL X BLOCKCHAIN · ETP · CUSIP 37960A735

43 institutional holders +6 vs Q3 2023
763,704763.7k shares reported held*
$35.4mreported value*
8 new 14 added 6 reduced 4 sold out net bought ≈ $7.3m (+158.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $46.30. Options: 4 managers hold calls ($1.8m notional), 4 hold puts ($966.8k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 1Q4 22: 28Q1 23: 35Q2 23: 38Q3 23: 37Q4 23: 4343Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 20221
Q4 202228
Q1 202335
Q2 202338
Q3 202337
Q4 202343

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 24 bought or addedQ4 22: 1 cut or sold outQ4 22Q1 23: 18 bought or addedQ1 23: 12 cut or sold outQ1 23Q2 23: 15 bought or addedQ2 23: 13 cut or sold outQ2 23Q3 23: 15 bought or addedQ3 23: 13 cut or sold outQ3 23Q4 23: 22 bought or addedQ4 23: 10 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022241
Q1 20231812
Q2 20231513
Q3 20231513
Q4 20232210

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ1 23 calls: $1.5mQ1 23 puts: $593.7kQ1 23P/C 0.40Q2 23 calls: $582.0kQ2 23 puts: $425.7kQ2 23P/C 0.73Q3 23 calls: $467.7kQ3 23 puts: $117.2kQ3 23P/C 0.25Q4 23 calls: $1.8mQ4 23 puts: $966.8kQ4 23P/C 0.55
Numbers
QuarterCallsPutsP/C
Q1 2023$1.5m$593.7k0.40
Q2 2023$582.0k$425.7k0.73
Q3 2023$467.7k$117.2k0.25
Q4 2023$1.8m$966.8k0.55

Biggest buyers

Mirae Asset Global Investments Co., Ltd. Added +35,690+35.7k
STIFEL FINANCIAL CORP Added +34,051+34.1k
OLD MISSION CAPITAL LLC New +25,172+25.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +21,643+21.6k
Cetera Advisors LLC New +14,588+14.6k
JANE STREET GROUP, LLC Added +14,138+14.1k
Gradient Investments LLC Added +11,711+11.7k
MML INVESTORS SERVICES, LLC New +7,627+7.6k
CITADEL ADVISORS LLC New +5,656+5.7k
Merit Financial Group, LLC New +5,309+5.3k

Biggest sellers

Financial Engines Advisors L.L.C. Reduced -14,940-14.9k
Mutual Advisors, LLC Sold out -11,983-12.0k
Private Advisor Group, LLC Reduced -4,778-4.8k
Compagnie Lombard Odier SCmA Reduced -330-330
LPL Financial LLC Reduced -206-206
TUCKER ASSET MANAGEMENT LLC Sold out -135-135
Cutler Group LLC / CA Reduced -38-38
ROYAL BANK OF CANADA Sold out -26-26
Concord Wealth Partners Sold out -14-14
HIGHLINE WEALTH PARTNERS LLC Reduced -4-4

Biggest calls

Belvedere Trading LLC Added $1.4m29.4k shares
CITADEL ADVISORS LLC New $277.4k6.0k shares
Clarity Capital Partners LLC First filing $115.6k2.5k shares
Cutler Group LLC / CA Reduced $3.0k200 shares

Biggest puts

Belvedere Trading LLC Added $545.6k11.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $406.9k8.8k shares
CITADEL ADVISORS LLC New $9.2k200 shares
Cutler Group LLC / CA Reduced $5.0k1.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 260,700260.7k $12.1m $12.1m 0.02% Added +35.7k +35,690
2 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 125,695125.7k $5.8m $5.8m 0.05% Reduced -4.8k -4,778
3 Financial Engines Advisors L.L.C. 0.01% of their portfolio SANTA CLARA, CA 54,89554.9k $2.6m $2.6m 0.01% Reduced -14.9k -14,940
4 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 44,12244.1k $2.0m $2.0m 0.00% Added +34.1k +34,051
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 41,72241.7k $1.9m $1.9m 0.00% Reduced -206 -206
6 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 39,47639.5k $1.8m $1.8m 0.00% Added +14.1k +14,138
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 31,78131.8k $1.5m $1.5m 0.00% Added +21.6k +21,643
8 Emerald Advisors, LLC 0.23% of their portfolio BELLEVUE, WA 26,57826.6k $1.2m $1.2m 0.23% Added +278 +278
9 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 25,17225.2k $1.2m $1.2m 0.03% New
10 Gradient Investments LLC 0.03% of their portfolio ARDEN HILLS, MN 24,34824.3k $1.1m $1.1m 0.03% Added +11.7k +11,711
11 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 14,63614.6k $677.0k $677.0k 0.00% Added +1.1k +1,130
12 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 14,58814.6k $674.5k $674.5k 0.01% New
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 10,33210.3k $477.7k $477.7k 0.00% Added +913 +913
14 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 7,6277.6k $353.0k $353.0k 0.00% New
15 Clarity Capital Partners LLC 0.24% of their portfolio Newport Beach, CA 7,2057.2k $333.2k $333.2k 0.24% First filing
16 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 5,6565.7k $261.5k $261.5k 0.00% New
17 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 5,3095.3k $245.5k $245.5k 0.01% New
18 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 5,0205.0k $232.1k $232.1k 0.00% New
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 3,7093.7k $171.5k $171.5k 0.00% New
20 Cutler Group LLC / CA 0.02% of their portfolio SAN FRANCISCO, CA 3,5003.5k $161.0k $161.0k 0.02% Reduced -38 -38
21 Atlantic Edge Private Wealth Management, LLC 0.06% of their portfolio JACKSONVILLE, FL 3,2753.3k $151.4k $151.4k 0.06% First filing
22 Stonehage Fleming Financial Services Holdings Ltd 0.00% of their portfolio ST. HELIER, Y9 2,1042.1k $97.3k $97.3k 0.00% Added +1.5k +1,514
23 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,7001.7k $78.6k $78.6k 0.00% Added +1.7k +1,690
24 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,3641.4k $63.1k $63.1k 0.00% Added +346 +346
25 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 1,1861.2k $54.8k $54.8k 0.00% Added +686 +686
26 BBJS FINANCIAL ADVISORS, LLC 0.01% of their portfolio SEATTLE, WA 355355 $16.4k $16.4k 0.01% Unchanged
27 TOMPKINS FINANCIAL CORP 0.00% of their portfolio ITHACA, NY 300300 $13.9k $13.9k 0.00% Unchanged
28 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 250250 $8.8k $8.8k 0.00% Unchanged
29 Abound Wealth Management 0.00% of their portfolio FRANKLIN, TN 230230 $10.6k $10.6k 0.00% Unchanged
30 Rise Advisors, LLC 0.01% of their portfolio ROCHESTER, NY 201201 $9.3k $9.3k 0.01% Unchanged
31 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 122122 $5.6k $5.6k 0.00% Added +122 +122
32 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.00% of their portfolio WALTHAM, MA 109109 $5.0k $5.0k 0.00% Added +73 +73
33 Tradition Wealth Management, LLC 0.00% of their portfolio EDINA, MN 9292 $4.0k $4.0k 0.00% New
34 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 8787 $4.0k $4.0k 0.00% Unchanged
35 HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio SHERMAN OAKS, CA 7272 $3.4k $3.4k 0.00% Reduced -4 -4
36 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5656 $2.6k $2.6k 0.00% Unchanged
37 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 5555 $2.5k $2.5k 0.00% Unchanged
38 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 2626 $1.2k $1.2k 0.00% Unchanged
39 BALDWIN WEALTH PARTNERS LLC/MA 0.00% of their portfolio Marion, MA 2525 $1.2k $1.2k 0.00% Unchanged
40 FMR LLC 0.00% of their portfolio BOSTON, MA 2121 $971 $971 0.00% Unchanged
41 Heritage Wealth Advisors 0.00% of their portfolio RICHMOND, VA 33 $139 $139 0.00% Unchanged
42 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
43 Compagnie Lombard Odier SCmA 0.00% of their portfolio 1204 GENEVA, V8 00 $0 $0 0.00% Reduced -330 -330