Vault-13

GLOBAL X FDS URA

GLOBAL X URANIUM · ETP · CUSIP 37954Y871

373 institutional holders +41 vs Q3 2024
57,313,98257.3m shares reported held*
$1.5bnreported value*
65 new 121 added 90 reduced 46 sold out net sold ≈ $407.9m (-15.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.76. Options: 14 managers hold calls ($240.8m notional), 10 hold puts ($134.8m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 195Q4 22: 187Q1 23: 195Q2 23: 209Q3 23: 240Q4 23: 294Q1 24: 314Q2 24: 346Q3 24: 332Q4 24: 373373Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022195
Q4 2022187
Q1 2023195
Q2 2023209
Q3 2023240
Q4 2023294
Q1 2024314
Q2 2024346
Q3 2024332
Q4 2024373

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 111 bought or addedQ1 23: 60 cut or sold outQ2 23: 74 bought or addedQ2 23: 92 cut or sold outQ2 23Q3 23: 134 bought or addedQ3 23: 84 cut or sold outQ4 23: 156 bought or addedQ4 23: 104 cut or sold outQ4 23Q1 24: 197 bought or addedQ1 24: 118 cut or sold outQ2 24: 204 bought or addedQ2 24: 103 cut or sold outQ2 24Q3 24: 174 bought or addedQ3 24: 171 cut or sold outQ4 24: 186 bought or addedQ4 24: 136 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202311160
Q2 20237492
Q3 202313484
Q4 2023156104
Q1 2024197118
Q2 2024204103
Q3 2024174171
Q4 2024186136

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ1 24 calls: $130.1mQ1 24 puts: $93.2mQ1 24P/C 0.72Q2 24 calls: $203.5mQ2 24 puts: $202.4mQ2 24P/C 0.99Q3 24 calls: $270.2mQ3 24 puts: $154.3mQ3 24P/C 0.57Q4 24 calls: $240.8mQ4 24 puts: $134.8mQ4 24P/C 0.56
Numbers
QuarterCallsPutsP/C
Q1 2024$130.1m$93.2m0.72
Q2 2024$203.5m$202.4m0.99
Q3 2024$270.2m$154.3m0.57
Q4 2024$240.8m$134.8m0.56

Biggest buyers

MARSHALL WACE, LLP Added +1,007,853+1.0m
WELLS FARGO & COMPANY/MN Added +777,767+777.8k
LPL Financial LLC Added +761,345+761.3k
BANK OF AMERICA CORP /DE/ Added +392,490+392.5k
WOLVERINE TRADING, LLC Added +320,568+320.6k
CITIGROUP INC Added +320,349+320.3k
GROUP ONE TRADING LLC New +306,265+306.3k
CAPITAL FUND MANAGEMENT S.A. Added +234,794+234.8k
Marex Group Ltd Added +213,563+213.6k
Frisch Financial Group, Inc. New +179,598+179.6k

Biggest sellers

JPMORGAN CHASE & CO Reduced -14,148,096-14.1m
TWO SIGMA INVESTMENTS, LP Sold out -2,400,000-2.4m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -978,194-978.2k
MORGAN STANLEY Reduced -886,167-886.2k
GOLDMAN SACHS GROUP INC Reduced -707,117-707.1k
Bridgewater Associates, LP Reduced -581,615-581.6k
BNP PARIBAS FINANCIAL MARKETS Reduced -443,262-443.3k
CITADEL ADVISORS LLC Reduced -292,235-292.2k
MILLENNIUM MANAGEMENT LLC Reduced -213,899-213.9k
GTS SECURITIES LLC Sold out -204,170-204.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $89.2m3.3m shares
Apollo Management Holdings, L.P. Unchanged $50.3m1.9m shares
BANK OF AMERICA CORP /DE/ Reduced $45.3m1.7m shares
CITADEL ADVISORS LLC Added $39.6m1.5m shares
PEAK6 LLC First filing $9.1m340.4k shares
CAPITAL FUND MANAGEMENT S.A. Reduced $2.3m86.0k shares
Squarepoint Ops LLC Added $1.6m58.7k shares
JANE STREET GROUP, LLC Reduced $1.6m57.9k shares
Walleye Trading LLC New $883.7k33.0k shares
WOLVERINE TRADING, LLC Reduced $880.0k32.8k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $68.2m2.5m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $38.1m1.4m shares
BANK OF AMERICA CORP /DE/ New $7.9m295.2k shares
JANE STREET GROUP, LLC Reduced $5.3m199.0k shares
Arosa Capital Management LP New $4.7m175.0k shares
CITIGROUP INC Reduced $3.3m125.0k shares
PEAK6 LLC First filing $2.7m101.9k shares
Squarepoint Ops LLC New $2.4m89.3k shares
WOLVERINE TRADING, LLC Reduced $1.7m62.8k shares
MILLENNIUM MANAGEMENT LLC Reduced $468.6k17.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.03% of their portfolio NEW YORK, NY 12,623,63212.6m $338.1m $338.1m 0.03% Reduced -14.1m -14,148,096
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 5,593,9225.6m $149.8m $149.8m 0.01% Added +392.5k +392,490
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,136,1443.1m $84.0m $84.0m 0.01% Reduced -886.2k -886,167
4 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 2,109,2692.1m $56.5m $56.5m 0.02% Added +761.3k +761,345
5 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 2,028,5082.0m $54.3m $54.3m 0.01% Added +26.4k +26,408
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,728,9011.7m $46.3m $46.3m 0.01% Added +777.8k +777,767
7 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 1,338,9951.3m $35.9m $35.9m 0.04% Reduced -4.5k -4,482
8 MARSHALL WACE, LLP 0.04% of their portfolio LONDON, X0 1,290,8711.3m $34.6m $34.6m 0.04% Added +1.0m +1,007,853
9 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,077,1941.1m $28.8m $28.8m 0.01% Added +123.1k +123,113
10 JANE STREET GROUP, LLC 0.05% of their portfolio NEW YORK, NY 1,056,9831.1m $28.3m $28.3m 0.05% Added +151.5k +151,458
11 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,028,0211.0m $27.5m $27.5m 0.01% Added +152.1k +152,092
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.04% of their portfolio BALA CYNWYD, PA 950,917950.9k $25.5m $25.5m 0.04% Reduced -978.2k -978,194
13 BENJAMIN EDWARDS INC 0.36% of their portfolio Clayton, MO 947,463947.5k $25.4m $25.4m 0.36% Reduced -20.8k -20,765
14 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.05% of their portfolio CAUSEWAY BAY, K3 932,972933.0k $25.0m $25.0m 0.05% Added +119.0k +119,000
15 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 814,769814.8k $21.8m $21.8m 0.02% Reduced -292.2k -292,235
16 GenTrust, LLC 0.96% of their portfolio MIAMI, FL 800,465800.5k $22.0m $22.0m 0.96% Added +159.3k +159,307
17 Bridgewater Associates, LP 0.08% of their portfolio Westport, CT 667,961668.0k $17.9m $17.9m 0.08% Reduced -581.6k -581,615
18 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 653,023653.0k $17.5m $17.5m 0.04% Added +58.9k +58,929
19 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 639,847639.8k $17.1m $17.1m 0.02% Reduced -1.9k -1,950
20 Heartwood Wealth Advisors LLC 1.77% of their portfolio RICHMOND, VA 586,722586.7k $15.7m $15.7m 1.77% Added +5.8k +5,752
21 CAPITAL FUND MANAGEMENT S.A. 0.15% of their portfolio PARIS, I0 565,088565.1k $15.1m $15.1m 0.15% Added +234.8k +234,794
22 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 502,401502.4k $13.5m $13.5m 0.01% Added +320.3k +320,349
23 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 484,660484.7k $13.0m $13.0m 0.01% Reduced -443.3k -443,262
24 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.17% of their portfolio ST. LOUIS, MO 470,405470.4k $12.6m $12.6m 0.17% Added +20.4k +20,446
25 TD Waterhouse Canada Inc. 0.09% of their portfolio TORONTO, A6 422,461422.5k $11.3m $11.3m 0.09% Added +9.9k +9,927
26 New York Life Investment Management LLC 0.10% of their portfolio New York, NY 388,886388.9k $10.4m $10.4m 0.10% Reduced -45.8k -45,786
27 Cyndeo Wealth Partners, LLC 0.69% of their portfolio ST. PETERSBURG, FL 380,099380.1k $10.2m $10.2m 0.69% Added +5.4k +5,368
28 Eagle Strategies LLC 1.75% of their portfolio NEW YORK, NY 376,748376.7k $10.1m $10.1m 1.75% Added +25.7k +25,666
29 Parkside Investments, LLC 1.51% of their portfolio DEERFIELD, IL 376,665376.7k $10.1m $10.1m 1.51% Reduced -485 -485
30 STATE OF WISCONSIN INVESTMENT BOARD 0.03% of their portfolio MADISON, WI 371,000371.0k $9.9m $9.9m 0.03% Reduced -29.0k -29,000
31 FORTEM FINANCIAL GROUP, LLC 3.67% of their portfolio PALM DESERT, CA 353,831353.8k $9.5m $9.5m 3.67% Added +2.5k +2,531
32 WOLVERINE TRADING, LLC 0.21% of their portfolio CHICAGO, IL 351,784351.8k $9.4m $9.4m 0.21% Added +320.6k +320,568
33 SPINNAKER TRUST 0.59% of their portfolio PORTLAND, ME 350,892350.9k $9.4m $9.4m 0.59% Added +5.7k +5,718
34 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 338,390338.4k $9.1m $9.1m 0.00% Added +39.8k +39,809
35 GROUP ONE TRADING LLC 0.28% of their portfolio CHICAGO, IL 306,265306.3k $8.2m $8.2m 0.28% New
36 Banco BTG Pactual S.A. 1.93% of their portfolio RIO DE JANEIRO, D5 293,696293.7k $8.3m $8.3m 1.93% Reduced -138.3k -138,254
37 Marex Group Ltd 0.13% of their portfolio London, X0 285,341285.3k $7.6m $7.6m 0.13% Added +213.6k +213,563
38 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 260,016260.0k $7.0m $7.0m 0.00% Reduced -707.1k -707,117
39 Avid Wealth Partners LLC 4.87% of their portfolio SAN ANTONIO, TX 255,991256.0k $6.9m $6.9m 4.87% Reduced -43.1k -43,078
40 DISCOVERY CAPITAL MANAGEMENT, LLC / CT 0.44% of their portfolio SOUTH NORWALK, CT 242,200242.2k $6.5m $6.5m 0.44% Reduced -100.0k -100,000
41 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 241,831241.8k $6.5m $6.5m 0.01% Added +23.1k +23,072
42 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 231,523231.5k $6.2m $6.2m 0.01% Added +2.7k +2,714
43 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 215,180215.2k $5.8m $5.8m 0.00% First filing
44 FOURPATH CAPITAL MANAGEMENT, LLC 1.03% of their portfolio OKLAHOMA CITY, OK 207,342207.3k $5.6m $5.6m 1.03% Added +8.0k +7,997
45 Concentric Capital Strategies, LP 0.32% of their portfolio Stamford, CT 187,255187.3k $5.0m $5.0m 0.32% Reduced -22.8k -22,788
46 Wellington Shields Capital Management, LLC 0.26% of their portfolio NEW YORK, NY 183,550183.6k $1.5m $1.5m 0.26% Added +128.9k +128,900
47 Frisch Financial Group, Inc. 1.50% of their portfolio MELVILLE, NY 179,598179.6k $4.9m $4.9m 1.50% New
48 Kamunting Street Capital Management, L.P. 3.95% of their portfolio MIAMI BEACH, FL 170,492170.5k $4.6m $4.6m 3.95% New
49 JUNCTURE WEALTH STRATEGIES, LLC 1.52% of their portfolio SCOTTSDALE, AZ 151,971152.0k $4.1m $4.1m 1.52% Added +3.6k +3,634
50 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 139,818139.8k $3.7m $3.7m 0.00% Reduced -120.7k -120,650
51 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 137,656137.7k $3.7m $3.7m 0.00% Reduced -35.3k -35,264
52 Windmill Hill Asset Management Ltd 1.21% of their portfolio WADDESDON, X0 137,500137.5k $3.7m $3.7m 1.21% Reduced -93.5k -93,500
53 Evelyn Partners Asset Management Ltd 0.92% of their portfolio London, X0 127,267127.3k $3.4m $3.4m 0.92% First filing
54 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 122,509122.5k $3.3m $3.3m 0.02% Added +97.6k +97,562
55 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 122,228122.2k $3.3m $3.3m 0.00% Added +29.4k +29,386
56 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 113,784113.8k $3.0m $3.0m 0.02% Added +69.6k +69,637
57 Clark Capital Management Group, Inc. 0.02% of their portfolio PHILADELPHIA, PA 109,129109.1k $2.9m $2.9m 0.02% Reduced -1.6k -1,550
58 J. Safra Sarasin Holding AG 0.05% of their portfolio BASEL, V8 108,773108.8k $2.9m $2.9m 0.05% Reduced -17.1k -17,130
59 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 108,459108.5k $2.9m $2.9m 0.01% Added +4.1k +4,090
60 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 107,347107.3k $2.9m $2.9m 0.00% Reduced -213.9k -213,899
61 Ethos Financial Group, LLC 0.38% of their portfolio KING OF PRUSSIA, PA 106,254106.3k $2.9m $2.9m 0.38% Added +58.7k +58,704
62 Riggs Asset Managment Co. Inc. 0.74% of their portfolio DALLAS, PA 102,976103.0k $2.8m $2.8m 0.74% Added +498 +498
63 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 102,872102.9k $3.0m $3.0m 0.02% Added +22.5k +22,481
64 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 101,568101.6k $2.7m $2.7m 0.01% Added +22.1k +22,056
65 FWL INVESTMENT MANAGEMENT, LLC 0.98% of their portfolio Dallas, TX 100,391100.4k $2.7m $2.7m 0.98% Added +89.5k +89,489
66 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 100,206100.2k $2.7m $2.7m 0.01% Reduced -44 -44
67 Yong Rong (HK) Asset Management Ltd 1.17% of their portfolio SHEUNG WAN, K3 100,000100.0k $2.7m $2.7m 1.17% New
68 Centennial Bank/AR/ 1.17% of their portfolio CONWAY, AR 92,82592.8k $2.5m $2.5m 1.17% Added +72.5k +72,525
69 Quadrature Capital Ltd 0.05% of their portfolio LONDON, X0 92,43192.4k $2.5m $2.5m 0.05% New
70 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 91,86991.9k $2.5m $2.5m 0.01% New
71 SIMPLEX TRADING, LLC 0.07% of their portfolio CHICAGO, IL 89,50989.5k $2.4m $2.4m 0.07% Reduced -138.7k -138,690
72 Rafferty Asset Management, LLC 0.01% of their portfolio New York, NY 86,96287.0k $2.3m $2.3m 0.01% Added +48.1k +48,110
73 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 82,80482.8k $2.2m $2.2m 0.01% Added +26.2k +26,226
74 Money Design Co.,Ltd. 0.11% of their portfolio TOKYO, M0 82,39382.4k $2.2m $2.2m 0.11% Added +2.0k +1,981
75 LAKE STREET ADVISORS GROUP, LLC 0.10% of their portfolio PORTSMOUTH, NH 79,93279.9k $2.2m $2.2m 0.10% Unchanged
76 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 71,74271.7k $1.9m $1.9m 0.01% Added +33.3k +33,302
77 Freemont Management S.A. 0.92% of their portfolio VAUD, V8 70,00070.0k $1.9m $1.9m 0.92% Unchanged
78 Norris Financial Group, LLC 0.88% of their portfolio GREENVILLE, SC 69,79869.8k $1.9m $1.9m 0.88% New
79 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 69,56369.6k $1.9m $1.9m 0.01% Added +12.4k +12,404
80 Koa Wealth Management, LLC 1.51% of their portfolio Encinitas, CA 69,11269.1k $1.9m $1.9m 1.51% Reduced -356 -356
81 PCG Wealth Advisors, LLC 0.66% of their portfolio OVERLAND PARK, KS 67,20367.2k $1.8m $1.8m 0.66% Added +6.2k +6,232
82 Spectrum Asset Management, Inc. (NB/CA) 0.83% of their portfolio NEWPORT BEACH, CA 67,19967.2k $1.8m $1.8m 0.83% Added +1.5k +1,524
83 WESPAC Advisors SoCal, LLC 0.40% of their portfolio Pasadena, CA 66,73166.7k $1.8m $1.8m 0.40% Added +36.5k +36,546
84 &PARTNERS 0.02% of their portfolio NASHVILLE, TN 66,52266.5k $1.9m $1.9m 0.02% Added +59.2k +59,233
85 IMC-Chicago, LLC 0.05% of their portfolio CHICAGO, IL 66,51366.5k $1.8m $1.8m 0.05% Added +47.9k +47,897
86 Elevate Capital Advisors, LLC 1.56% of their portfolio EAGLE, CO 66,35066.3k $1.8m $1.8m 1.56% First filing
87 J.W. COLE ADVISORS, INC. 0.07% of their portfolio TAMPA, FL 65,49765.5k $1.8m $1.8m 0.07% New
88 PEAK FINANCIAL ADVISORS LLC 0.91% of their portfolio DENVER, CO 65,27965.3k $1.7m $1.7m 0.91% Reduced -68 -68
89 Maxi Investments CY Ltd 0.34% of their portfolio LIMASSOL, G4 64,12564.1k $1.8m $1.8m 0.34% New
90 Pine Valley Investments Ltd Liability Co 0.11% of their portfolio MARLTON, NJ 64,08264.1k $1.7m $1.7m 0.11% Added +16.1k +16,083
91 Carrera Capital Advisors 0.40% of their portfolio TROY, MI 62,79362.8k $1.7m $1.7m 0.40% New
92 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 62,64862.6k $1.7m $1.7m 0.00% Added +9.2k +9,171
93 Truxt Investmentos Ltda. 2.68% of their portfolio RIO DE JANEIRO, D5 61,58861.6k $1.7m $1.7m 2.68% New
94 Lake Hills Wealth Management, LLC 1.12% of their portfolio AUSTIN, TX 61,33761.3k $1.6m $1.6m 1.12% Added +20.8k +20,756
95 DELTEC ASSET MANAGEMENT LLC 0.32% of their portfolio New York, NY 60,75060.8k $1.6m $1.6m 0.32% New
96 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 60,27760.3k $1.6m $1.6m 0.00% Reduced -37.3k -37,313
97 Visionary Wealth Advisors 0.09% of their portfolio O'FALLON, IL 59,29959.3k $1.6m $1.6m 0.09% Added +1.3k +1,282
98 Brevan Howard Capital Management LP 0.04% of their portfolio ST. HELIER, Y9 58,86958.9k $1.6m $1.6m 0.04% New
99 Verition Fund Management LLC 0.01% of their portfolio GREENWICH, CT 58,84258.8k $1.6m $1.6m 0.01% Added +8.8k +8,842
100 Global X Japan Co., Ltd. 0.20% of their portfolio CHIYODA-KU, TOKYO, M0 58,74458.7k $1.6m $1.6m 0.20% Added +27.2k +27,159