Vault-13

GLOBAL X FDS URA

GLOBAL X URANIUM · ETP · CUSIP 37954Y871

332 institutional holders -14 vs Q2 2024
72,007,62972.0m shares reported held*
$2.1bnreported value*
63 new 111 added 95 reduced 76 sold out net bought ≈ $274.3m (+9.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.63. Options: 17 managers hold calls ($270.2m notional), 10 hold puts ($154.3m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 195Q4 22: 187Q1 23: 195Q2 23: 209Q3 23: 240Q4 23: 294Q1 24: 314Q2 24: 346Q3 24: 332332Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022195
Q4 2022187
Q1 2023195
Q2 2023209
Q3 2023240
Q4 2023294
Q1 2024314
Q2 2024346
Q3 2024332

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 67 bought or addedQ4 22: 101 cut or sold outQ1 23: 111 bought or addedQ1 23: 60 cut or sold outQ1 23Q2 23: 74 bought or addedQ2 23: 92 cut or sold outQ3 23: 134 bought or addedQ3 23: 84 cut or sold outQ3 23Q4 23: 156 bought or addedQ4 23: 104 cut or sold outQ1 24: 197 bought or addedQ1 24: 118 cut or sold outQ1 24Q2 24: 204 bought or addedQ2 24: 103 cut or sold outQ3 24: 174 bought or addedQ3 24: 171 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 202267101
Q1 202311160
Q2 20237492
Q3 202313484
Q4 2023156104
Q1 2024197118
Q2 2024204103
Q3 2024174171

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ4 23 calls: $109.1mQ4 23 puts: $72.9mQ4 23P/C 0.67Q1 24 calls: $130.1mQ1 24 puts: $93.2mQ1 24P/C 0.72Q2 24 calls: $203.5mQ2 24 puts: $202.4mQ2 24P/C 0.99Q3 24 calls: $270.2mQ3 24 puts: $154.3mQ3 24P/C 0.57
Numbers
QuarterCallsPutsP/C
Q4 2023$109.1m$72.9m0.67
Q1 2024$130.1m$93.2m0.72
Q2 2024$203.5m$202.4m0.99
Q3 2024$270.2m$154.3m0.57

Biggest buyers

JPMORGAN CHASE & CO Added +9,025,120+9.0m
Invesco Ltd. Added +1,039,800+1.0m
BENJAMIN EDWARDS INC Added +924,340+924.3k
BNP PARIBAS FINANCIAL MARKETS Added +817,807+817.8k
TWO SIGMA INVESTMENTS, LP Added +800,000+800.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +796,278+796.3k
CITADEL ADVISORS LLC Added +707,498+707.5k
JANE STREET GROUP, LLC Added +697,137+697.1k
MARSHALL WACE, LLP New +283,018+283.0k
UBS Group AG Added +282,191+282.2k

Biggest sellers

Castle Hook Partners LP Sold out -1,504,030-1.5m
ING GROEP NV Sold out -787,800-787.8k
Itau Unibanco Holding S.A. Reduced -752,680-752.7k
Lloyd Harbor Capital Management, LLC Sold out -486,914-486.9k
BANK OF AMERICA CORP /DE/ Reduced -446,490-446.5k
LEE JOHNSON CAPITAL MANAGEMENT, LLC Sold out -370,618-370.6k
New Harbor Financial Group, LLC Reduced -367,175-367.2k
Riggs Asset Managment Co. Inc. Reduced -284,143-284.1k
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Sold out -275,000-275.0k
LPL Financial LLC Reduced -269,664-269.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $87.5m3.1m shares
BANK OF AMERICA CORP /DE/ New $63.2m2.2m shares
Apollo Management Holdings, L.P. Unchanged $53.8m1.9m shares
CITADEL ADVISORS LLC Reduced $27.3m954.4k shares
CAPITAL FUND MANAGEMENT S.A. Added $14.7m512.2k shares
JANE STREET GROUP, LLC New $4.5m157.7k shares
PEAK6 Investments LLC Added $4.3m150.2k shares
UBS Group AG Unchanged $4.3m150.0k shares
WOLVERINE TRADING, LLC New $2.9m99.6k shares
Atika Capital Management LLC Reduced $2.9m1.0k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $94.5m3.3m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $32.0m1.1m shares
CAPITAL FUND MANAGEMENT S.A. Added $7.8m273.2k shares
JANE STREET GROUP, LLC New $5.8m203.8k shares
CITIGROUP INC New $5.2m183.0k shares
GTS SECURITIES LLC Added $2.9m101.5k shares
PEAK6 Investments LLC Reduced $2.7m94.4k shares
WOLVERINE TRADING, LLC New $2.4m80.9k shares
MILLENNIUM MANAGEMENT LLC New $586.5k20.5k shares
Parallax Volatility Advisers, L.P. Reduced $286.1k10.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.03% of their portfolio NEW YORK, NY 26,771,72826.8m $765.9m $765.9m 0.03% Added +9.0m +9,025,120
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 5,201,4325.2m $148.8m $148.8m 0.01% Reduced -446.5k -446,490
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,022,3114.0m $115.1m $115.1m 0.01% Added +72.9k +72,853
4 TWO SIGMA INVESTMENTS, LP 0.16% of their portfolio NEW YORK, NY 2,400,0002.4m $68.7m $68.7m 0.16% Added +800.0k +800,000
5 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 2,002,1002.0m $57.3m $57.3m 0.01% Added +1.0m +1,039,800
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.09% of their portfolio BALA CYNWYD, PA 1,929,1111.9m $55.2m $55.2m 0.09% Added +796.3k +796,278
7 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,347,9241.3m $38.6m $38.6m 0.02% Reduced -269.7k -269,664
8 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 1,343,4771.3m $38.4m $38.4m 0.04% Added +103.4k +103,409
9 Bridgewater Associates, LP 0.20% of their portfolio Westport, CT 1,249,5761.2m $35.8m $35.8m 0.20% Reduced -176.7k -176,689
10 CITADEL ADVISORS LLC 0.03% of their portfolio MIAMI, FL 1,107,0041.1m $31.7m $31.7m 0.03% Added +707.5k +707,498
11 BENJAMIN EDWARDS INC 0.40% of their portfolio Clayton, MO 968,228968.2k $27.7m $27.7m 0.40% Added +924.3k +924,340
12 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 967,133967.1k $27.7m $27.7m 0.01% Reduced -110.3k -110,307
13 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 954,081954.1k $27.3m $27.3m 0.01% Reduced -192.3k -192,255
14 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 951,134951.1k $27.2m $27.2m 0.01% Added +24.2k +24,159
15 BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio PARIS, I0 927,922927.9k $26.5m $26.5m 0.03% Added +817.8k +817,807
16 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 905,525905.5k $25.9m $25.9m 0.04% Added +697.1k +697,137
17 UBS Group AG 0.01% of their portfolio ZURICH, V8 875,929875.9k $25.1m $25.1m 0.01% Added +282.2k +282,191
18 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.05% of their portfolio CAUSEWAY BAY, K3 813,972814.0k $23.7m $23.7m 0.05% Added +103.4k +103,375
19 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 641,797641.8k $18.4m $18.4m 0.02% Added +12.0k +12,007
20 GenTrust, LLC 0.90% of their portfolio MIAMI, FL 641,158641.2k $18.3m $18.3m 0.90% Added +77.2k +77,200
21 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 594,094594.1k $17.0m $17.0m 0.04% Added +6.9k +6,900
22 Heartwood Wealth Advisors LLC 1.84% of their portfolio RICHMOND, VA 580,970581.0k $16.6m $16.6m 1.84% Added +7.9k +7,871
23 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.17% of their portfolio ST. LOUIS, MO 449,959450.0k $12.9m $12.9m 0.17% Added +30.9k +30,895
24 New York Life Investment Management LLC 0.12% of their portfolio New York, NY 434,672434.7k $12.6m $12.6m 0.12% Added +107.7k +107,657
25 Banco BTG Pactual S.A. 3.21% of their portfolio RIO DE JANEIRO, D5 431,950431.9k $12.4m $12.4m 3.21% Reduced -31.9k -31,850
26 TD Waterhouse Canada Inc. 0.10% of their portfolio TORONTO, A6 412,534412.5k $12.1m $12.1m 0.10% Added +47.6k +47,620
27 STATE OF WISCONSIN INVESTMENT BOARD 0.03% of their portfolio MADISON, WI 400,000400.0k $11.4m $11.4m 0.03% Added +100.0k +100,000
28 Parkside Investments, LLC 1.63% of their portfolio DEERFIELD, IL 377,150377.1k $10.8m $10.8m 1.63% Added +21.1k +21,070
29 Cyndeo Wealth Partners, LLC 0.75% of their portfolio ST. PETERSBURG, FL 374,731374.7k $10.7m $10.7m 0.75% Added +80.4k +80,369
30 FORTEM FINANCIAL GROUP, LLC 4.09% of their portfolio PALM DESERT, CA 351,300351.3k $10.1m $10.1m 4.09% Added +110.9k +110,924
31 Eagle Strategies LLC 1.81% of their portfolio NEW YORK, NY 351,082351.1k $10.0m $10.0m 1.81% Added +98.4k +98,368
32 SPINNAKER TRUST 0.61% of their portfolio PORTLAND, ME 345,174345.2k $9.9m $9.9m 0.61% Reduced -3.2k -3,215
33 DISCOVERY CAPITAL MANAGEMENT, LLC / CT 1.19% of their portfolio SOUTH NORWALK, CT 342,200342.2k $9.8m $9.8m 1.19% Added +125.1k +125,100
34 CAPITAL FUND MANAGEMENT S.A. 0.11% of their portfolio PARIS, I0 330,294330.3k $9.4m $9.4m 0.11% Added +136.5k +136,547
35 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 321,246321.2k $9.2m $9.2m 0.01% Reduced -149.6k -149,558
36 Avid Wealth Partners LLC 6.06% of their portfolio SAN ANTONIO, TX 299,069299.1k $8.6m $8.6m 6.06% Added +59.6k +59,586
37 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 298,581298.6k $8.5m $8.5m 0.00% Reduced -25.3k -25,292
38 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 283,018283.0k $8.1m $8.1m 0.01% New
39 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 260,468260.5k $7.5m $7.5m 0.00% Added +91.3k +91,255
40 Windmill Hill Asset Management Ltd 3.53% of their portfolio WADDESDON, X0 231,000231.0k $6.6m $6.6m 3.53% Reduced -81.5k -81,500
41 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 228,809228.8k $6.5m $6.5m 0.01% Reduced -9.8k -9,788
42 SIMPLEX TRADING, LLC 0.22% of their portfolio CHICAGO, IL 228,199228.2k $6.5m $6.5m 0.22% Added +143.1k +143,101
43 Clear Street Derivatives LLC 0.11% of their portfolio NEW YORK, NY 219,600219.6k $6.3m $6.3m 0.11% Added +137.8k +137,800
44 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 218,759218.8k $6.3m $6.3m 0.01% Reduced -12.9k -12,861
45 Concentric Capital Strategies, LP 0.38% of their portfolio Stamford, CT 210,043210.0k $6.0m $6.0m 0.38% Reduced -30.7k -30,680
46 GTS SECURITIES LLC 0.12% of their portfolio NEW YORK, NY 204,170204.2k $5.8m $5.8m 0.12% Added +59.7k +59,716
47 FOURPATH CAPITAL MANAGEMENT, LLC 1.05% of their portfolio OKLAHOMA CITY, OK 199,345199.3k $5.7m $5.7m 1.05% Reduced -1.8k -1,801
48 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 182,052182.1k $5.2m $5.2m 0.00% Added +229 +229
49 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 172,920172.9k $5.0m $5.0m 0.00% Added +25.5k +25,488
50 Thomist Capital Management, LP 1.21% of their portfolio Houston, TX 164,356164.4k $4.8m $4.8m 1.21% New
51 Alphadyne Asset Management LP 2.78% of their portfolio NEW YORK, NY 162,194162.2k $4.6m $4.6m 2.78% New
52 JUNCTURE WEALTH STRATEGIES, LLC 1.64% of their portfolio SCOTTSDALE, AZ 148,337148.3k $4.2m $4.2m 1.64% Added +5.7k +5,670
53 J. Safra Sarasin Holding AG 0.06% of their portfolio BASEL, V8 125,903125.9k $3.6m $3.6m 0.06% Reduced -12.3k -12,323
54 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 119,182119.2k $3.4m $3.4m 0.00% Added +10.6k +10,616
55 Clark Capital Management Group, Inc. 0.02% of their portfolio PHILADELPHIA, PA 110,679110.7k $3.2m $3.2m 0.02% New
56 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 104,369104.4k $3.0m $3.0m 0.01% Added +9.9k +9,885
57 Riggs Asset Managment Co. Inc. 0.80% of their portfolio DALLAS, PA 102,478102.5k $2.9m $2.9m 0.80% Reduced -284.1k -284,143
58 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 100,250100.2k $2.9m $2.9m 0.01% New
59 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 100,115100.1k $2.9m $2.9m 0.00% Added +14.0k +14,024
60 ARDSLEY ADVISORY PARTNERS LP 0.54% of their portfolio Norwalk, CT 100,000100.0k $2.9m $2.9m 0.54% Added +75.0k +75,000
61 HHLR ADVISORS, LTD. 0.06% of their portfolio GRAND CAYMAN, E9 100,000100.0k $2.9m $2.9m 0.06% Reduced -20.0k -20,000
62 Wealth High Governance Capital Ltda 1.00% of their portfolio SAO PAULO, D5 100,000100.0k $2.9m $2.9m 1.00% New
63 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 97,59097.6k $2.8m $2.8m 0.00% Reduced -80.5k -80,496
64 Sowell Financial Services LLC 0.13% of their portfolio NORTH LITTLE ROCK, AR 96,35496.4k $2.8m $2.8m 0.13% Added +36.9k +36,889
65 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 92,84292.8k $2.7m $2.7m 0.00% Reduced -42.8k -42,761
66 ExodusPoint Capital Management, LP 0.03% of their portfolio NEW YORK, NY 92,48092.5k $2.6m $2.6m 0.03% New
67 MOODY LYNN LIEBERSON & WALKER, LLC 0.15% of their portfolio BOSTON, MA 82,89382.9k $2.4m $2.4m 0.15% New
68 Money Design Co.,Ltd. 0.11% of their portfolio TOKYO, M0 80,41280.4k $2.3m $2.3m 0.11% Reduced -37.5k -37,534
69 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 80,39180.4k $2.7m $2.7m 0.02% Added +56.1k +56,136
70 Ameraudi Asset Management, Inc. 1.05% of their portfolio New York, NY 80,15180.2k $2.3m $2.3m 1.05% Added +2.3k +2,306
71 LAKE STREET ADVISORS GROUP, LLC 0.11% of their portfolio PORTSMOUTH, NH 79,93279.9k $2.3m $2.3m 0.11% Added +65.6k +65,624
72 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 79,51279.5k $2.3m $2.3m 0.01% Reduced -41.2k -41,178
73 OLD MISSION CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 77,66377.7k $2.2m $2.2m 0.05% New
74 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 75,71775.7k $2.2m $2.2m 0.00% Added +15.3k +15,283
75 Marex Group Ltd 0.05% of their portfolio London, X0 71,77871.8k $2.1m $2.1m 0.05% Added +15.5k +15,484
76 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 70,92370.9k $2.0m $2.0m 0.00% Added +55.1k +55,148
77 Freemont Management S.A. 1.05% of their portfolio VAUD, V8 70,00070.0k $2.0m $2.0m 1.05% Unchanged
78 Koa Wealth Management, LLC 1.54% of their portfolio Encinitas, CA 69,46869.5k $2.0m $2.0m 1.54% Added +58.1k +58,063
79 Schorn Wealth LLC 0.66% of their portfolio ENGLEWOOD, FL 67,77567.8k $1.9m $1.9m 0.66% Added +4.9k +4,948
80 Spectrum Asset Management, Inc. (NB/CA) 0.79% of their portfolio NEWPORT BEACH, CA 65,67565.7k $1.9m $1.9m 0.79% New
81 PEAK FINANCIAL ADVISORS LLC 0.96% of their portfolio DENVER, CO 65,34765.3k $1.9m $1.9m 0.96% Reduced -4.7k -4,732
82 PCG Wealth Advisors, LLC 0.67% of their portfolio OVERLAND PARK, KS 60,97161.0k $1.7m $1.7m 0.67% Added +51.6k +51,581
83 Visionary Wealth Advisors 0.10% of their portfolio O'FALLON, IL 58,01758.0k $1.7m $1.7m 0.10% Added +7.8k +7,850
84 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 57,15957.2k $1.6m $1.6m 0.01% Reduced -27.6k -27,649
85 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 56,57856.6k $1.6m $1.6m 0.00% Added +16.4k +16,409
86 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 56,34456.3k $1.6m $1.6m 0.01% New
87 Wellington Shields Capital Management, LLC 0.27% of their portfolio NEW YORK, NY 54,65054.6k $1.6m $1.6m 0.27% Reduced -2.5k -2,450
88 Smart Portfolios, LLC 1.59% of their portfolio LAKE FOREST PARK, WA 54,49454.5k $1.6m $1.6m 1.59% New
89 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 53,47753.5k $1.5m $1.5m 0.00% Reduced -22.6k -22,610
90 MIZUHO MARKETS AMERICAS LLC 0.04% of their portfolio NEW YORK, NY 50,78450.8k $1.5m $1.5m 0.04% Added +26.0k +26,039
91 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 50,24850.2k $1.5m $1.5m 0.03% Unchanged
92 Verition Fund Management LLC 0.01% of their portfolio GREENWICH, CT 50,00050.0k $1.4m $1.4m 0.01% Unchanged
93 Trivium Point Advisory, LLC 0.21% of their portfolio WILTON, CT 48,83948.8k $1.5m $1.5m 0.21% Reduced -41.9k -41,873
94 EVOKE WEALTH, LLC 0.04% of their portfolio Los Angeles, CA 48,55848.6k $1.4m $1.4m 0.04% Added +40.2k +40,158
95 Pine Valley Investments Ltd Liability Co 0.09% of their portfolio MARLTON, NJ 47,99948.0k $1.4m $1.4m 0.09% Added +8.1k +8,070
96 Ethos Financial Group, LLC 0.22% of their portfolio KING OF PRUSSIA, PA 47,55047.5k $1.4m $1.4m 0.22% Added +12.2k +12,214
97 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 44,14744.1k $1.3m $1.3m 0.01% Added +10.3k +10,307
98 Mariner, LLC 0.00% of their portfolio Overland Park, KS 43,54243.5k $1.2m $1.2m 0.00% Added +17.8k +17,824
99 SFG Wealth Management, LLC. 0.66% of their portfolio TOWSON, MD 43,39143.4k $1.2m $1.2m 0.66% Reduced -13 -13
100 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 40,97141.0k $1.2m $1.2m 0.00% Reduced -21.5k -21,471