Vault-13

GLOBAL X FDS URA

GLOBAL X URANIUM · ETP · CUSIP 37954Y871

346 institutional holders +32 vs Q1 2024
63,256,88763.3m shares reported held*
$1.8bnreported value*
64 new 140 added 68 reduced 35 sold out net sold ≈ $24.2m (-806.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.96. Options: 15 managers hold calls ($203.5m notional), 7 hold puts ($202.4m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 195Q4 22: 187Q1 23: 195Q2 23: 209Q3 23: 240Q4 23: 294Q1 24: 314Q2 24: 346346Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022195
Q4 2022187
Q1 2023195
Q2 2023209
Q3 2023240
Q4 2023294
Q1 2024314
Q2 2024346

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 67 bought or addedQ4 22: 101 cut or sold outQ4 22Q1 23: 111 bought or addedQ1 23: 60 cut or sold outQ2 23: 74 bought or addedQ2 23: 92 cut or sold outQ2 23Q3 23: 134 bought or addedQ3 23: 84 cut or sold outQ4 23: 156 bought or addedQ4 23: 104 cut or sold outQ4 23Q1 24: 197 bought or addedQ1 24: 118 cut or sold outQ2 24: 204 bought or addedQ2 24: 103 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202267101
Q1 202311160
Q2 20237492
Q3 202313484
Q4 2023156104
Q1 2024197118
Q2 2024204103

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ3 23 calls: $104.7mQ3 23 puts: $52.9mQ3 23P/C 0.51Q4 23 calls: $109.1mQ4 23 puts: $72.9mQ4 23P/C 0.67Q1 24 calls: $130.1mQ1 24 puts: $93.2mQ1 24P/C 0.72Q2 24 calls: $203.5mQ2 24 puts: $202.4mQ2 24P/C 0.99
Numbers
QuarterCallsPutsP/C
Q3 2023$104.7m$52.9m0.51
Q4 2023$109.1m$72.9m0.67
Q1 2024$130.1m$93.2m0.72
Q2 2024$203.5m$202.4m0.99

Biggest buyers

TWO SIGMA INVESTMENTS, LP New +1,600,000+1.6m
Bridgewater Associates, LP Added +1,145,624+1.1m
BANK OF AMERICA CORP /DE/ Added +1,129,707+1.1m
GOLDMAN SACHS GROUP INC Added +877,557+877.6k
ING GROEP NV New +787,800+787.8k
Lloyd Harbor Capital Management, LLC New +486,914+486.9k
LEE JOHNSON CAPITAL MANAGEMENT, LLC New +370,618+370.6k
STATE OF WISCONSIN INVESTMENT BOARD New +300,000+300.0k
CITADEL ADVISORS LLC Added +290,468+290.5k
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC New +275,000+275.0k

Biggest sellers

MORGAN STANLEY Reduced -4,672,989-4.7m
Phoenix Financial Ltd. Sold out -2,906,000-2.9m
JANE STREET GROUP, LLC Reduced -793,859-793.9k
Kapitalo Investimentos Ltda Sold out -755,456-755.5k
Mirae Asset Global Investments Co., Ltd. Sold out -539,997-540.0k
Castle Hook Partners LP Reduced -329,489-329.5k
New Harbor Financial Group, LLC Reduced -326,058-326.1k
Itau Unibanco Holding S.A. Reduced -196,776-196.8k
MOORE CAPITAL MANAGEMENT, LP Sold out -150,000-150.0k
UBS Group AG Reduced -127,442-127.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $94.0m3.2m shares
Apollo Management Holdings, L.P. New $54.4m1.9m shares
CITADEL ADVISORS LLC Reduced $29.3m1.0m shares
CAPITAL FUND MANAGEMENT S.A. Reduced $7.9m271.8k shares
Atika Capital Management LLC New $5.8m2.0k shares
BTG Pactual Asset Management US LLC First filing $5.2m180.0k shares
UBS Group AG New $4.3m150.0k shares
New Harbor Financial Group, LLC Unchanged $926.4k32.0k shares
Squarepoint Ops LLC Unchanged $836.7k28.9k shares
GTS SECURITIES LLC Reduced $399.5k13.8k shares

Biggest puts

CITADEL ADVISORS LLC Added $147.0m5.1m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $44.1m1.5m shares
CAPITAL FUND MANAGEMENT S.A. Reduced $5.3m184.8k shares
GTS SECURITIES LLC Added $2.9m99.9k shares
PEAK6 Investments LLC Added $2.8m95.6k shares
Parallax Volatility Advisers, L.P. New $318.4k11.0k shares
Cetera Investment Advisers Reduced $34.7k10.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 17,746,60817.7m $513.8m $513.8m 0.02% Added +18.3k +18,332
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 5,647,9225.6m $163.5m $163.5m 0.02% Added +1.1m +1,129,707
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,949,4583.9m $114.3m $114.3m 0.01% Reduced -4.7m -4,672,989
4 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,617,5881.6m $46.8m $46.8m 0.02% Added +179.1k +179,149
5 TWO SIGMA INVESTMENTS, LP 0.11% of their portfolio NEW YORK, NY 1,600,0001.6m $46.3m $46.3m 0.11% New
6 Castle Hook Partners LP 1.51% of their portfolio NEW YORK, NY 1,504,0301.5m $43.5m $43.5m 1.51% Reduced -329.5k -329,489
7 Bridgewater Associates, LP 0.22% of their portfolio Westport, CT 1,426,2651.4m $41.3m $41.3m 0.22% Added +1.1m +1,145,624
8 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 1,240,0681.2m $35.9m $35.9m 0.04% Added +82.0k +81,993
9 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,146,3361.1m $33.2m $33.2m 0.01% Added +112.0k +112,027
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.06% of their portfolio BALA CYNWYD, PA 1,132,8331.1m $32.8m $32.8m 0.06% Reduced -30.0k -30,025
11 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,077,4401.1m $31.2m $31.2m 0.01% Added +877.6k +877,557
12 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 962,300962.3k $27.9m $27.9m 0.01% Unchanged
13 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 926,975927.0k $26.8m $26.8m 0.01% Added +119.5k +119,482
14 BENJAMIN F. EDWARDS & COMPANY, INC. 0.44% of their portfolio ST. LOUIS, MO 870,236870.2k $25.2m $25.2m 0.44% Added +56.2k +56,205
15 Itau Unibanco Holding S.A. 0.94% of their portfolio SAO PAULO, D5 792,674792.7k $22.9m $22.9m 0.94% Reduced -196.8k -196,776
16 ING GROEP NV 0.14% of their portfolio AMSTERDAM, P7 787,800787.8k $22.8m $22.8m 0.14% New
17 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.05% of their portfolio CAUSEWAY BAY, K3 710,597710.6k $21.0m $21.0m 0.05% First filing
18 NATIONAL BANK OF CANADA /FI/ 0.03% of their portfolio MONTREAL, A8 629,790629.8k $18.3m $18.3m 0.03% Added +916 +916
19 UBS Group AG 0.01% of their portfolio ZURICH, V8 593,738593.7k $17.2m $17.2m 0.01% Reduced -127.4k -127,442
20 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 587,194587.2k $17.0m $17.0m 0.04% Added +75.5k +75,457
21 Heartwood Wealth Advisors LLC 1.98% of their portfolio RICHMOND, VA 573,099573.1k $16.6m $16.6m 1.98% Added +3.7k +3,661
22 GenTrust, LLC 0.89% of their portfolio MIAMI, FL 563,958564.0k $16.3m $16.3m 0.89% Reduced -17.4k -17,427
23 Lloyd Harbor Capital Management, LLC 8.63% of their portfolio COLD SPRING HARBOR, NY 486,914486.9k $14.1m $14.1m 8.63% New
24 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 470,804470.8k $13.6m $13.6m 0.01% Added +97.1k +97,084
25 Banco BTG Pactual S.A. 3.31% of their portfolio RIO DE JANEIRO, D5 463,800463.8k $12.9m $12.9m 3.31% Added +18.8k +18,750
26 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.18% of their portfolio ST. LOUIS, MO 419,064419.1k $12.1m $12.1m 0.18% Added +35.3k +35,304
27 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 399,506399.5k $11.6m $11.6m 0.01% Added +290.5k +290,468
28 Riggs Asset Managment Co. Inc. 3.34% of their portfolio DALLAS, PA 386,621386.6k $11.2m $11.2m 3.34% Added +175.8k +175,823
29 LEE JOHNSON CAPITAL MANAGEMENT, LLC 5.48% of their portfolio FORT WORTH, TX 370,618370.6k $10.7m $10.7m 5.48% New
30 New Harbor Financial Group, LLC 3.55% of their portfolio WORCESTER, MA 368,476368.5k $10.7m $10.7m 3.55% Reduced -326.1k -326,058
31 TD Waterhouse Canada Inc. 0.10% of their portfolio TORONTO, A6 364,914364.9k $10.6m $10.6m 0.10% Added +10.0k +10,023
32 Parkside Investments, LLC 1.63% of their portfolio DEERFIELD, IL 356,080356.1k $10.3m $10.3m 1.63% Added +5.4k +5,445
33 SPINNAKER TRUST 0.65% of their portfolio PORTLAND, ME 348,389348.4k $10.1m $10.1m 0.65% Reduced -90.3k -90,332
34 New York Life Investment Management LLC 0.10% of their portfolio New York, NY 327,015327.0k $9.5m $9.5m 0.10% Reduced -1.8k -1,771
35 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 323,873323.9k $9.3m $9.3m 0.00% Added +39.6k +39,631
36 Windmill Hill Asset Management Ltd 3.80% of their portfolio WADDESDON, X0 312,500312.5k $9.0m $9.0m 3.80% Unchanged
37 STATE OF WISCONSIN INVESTMENT BOARD 0.02% of their portfolio MADISON, WI 300,000300.0k $8.7m $8.7m 0.02% New
38 Cyndeo Wealth Partners, LLC 0.67% of their portfolio ST. PETERSBURG, FL 294,362294.4k $8.5m $8.5m 0.67% Added +25.5k +25,455
39 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 275,000275.0k $8.0m $8.0m 0.00% New
40 Eagle Strategies LLC 1.40% of their portfolio NEW YORK, NY 252,714252.7k $7.3m $7.3m 1.40% Added +242.4k +242,414
41 Concentric Capital Strategies, LP 0.44% of their portfolio Stamford, CT 240,723240.7k $7.0m $7.0m 0.44% New
42 FORTEM FINANCIAL GROUP, LLC 2.99% of their portfolio PALM DESERT, CA 240,376240.4k $7.0m $7.0m 2.99% Added +1.7k +1,714
43 Avid Wealth Partners LLC 5.39% of their portfolio SAN ANTONIO, TX 239,483239.5k $6.9m $6.9m 5.39% Reduced -13.0k -12,968
44 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 238,597238.6k $6.9m $6.9m 0.02% Added +75.2k +75,235
45 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 231,620231.6k $6.7m $6.7m 0.01% Added +17.5k +17,534
46 DISCOVERY CAPITAL MANAGEMENT, LLC / CT 0.83% of their portfolio SOUTH NORWALK, CT 217,100217.1k $6.3m $6.3m 0.83% New
47 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 208,388208.4k $6.0m $6.0m 0.01% Reduced -793.9k -793,859
48 Omnia Family Wealth, LLC 2.55% of their portfolio AVENTURA, FL 207,614207.6k $6.0m $6.0m 2.55% Added +4.6k +4,558
49 FOURPATH CAPITAL MANAGEMENT, LLC 4.31% of their portfolio OKLAHOMA CITY, OK 201,146201.1k $5.8m $5.8m 4.31% Reduced -2.9k -2,866
50 CAPITAL FUND MANAGEMENT S.A. 0.06% of their portfolio PARIS, I0 193,747193.7k $5.6m $5.6m 0.06% New
51 TOWNSQUARE CAPITAL LLC 0.08% of their portfolio Lehi, UT 193,628193.6k $5.6m $5.6m 0.08% Added +706 +706
52 BlueCrest Capital Management Ltd 0.94% of their portfolio ST HELIER, Y9 184,856184.9k $5.4m $5.4m 0.94% Added +177.7k +177,656
53 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 181,823181.8k $5.3m $5.3m 0.01% Added +132.9k +132,895
54 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 178,086178.1k $5.2m $5.2m 0.00% Added +21.4k +21,394
55 Diversify Advisory Services, LLC 0.29% of their portfolio SANDY, UT 177,295177.3k $5.3m $5.3m 0.29% Added +1.6k +1,636
56 Proficio Capital Partners LLC 0.53% of their portfolio NEWTON, MA 175,095175.1k $5.1m $5.1m 0.53% Added +14.2k +14,220
57 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 169,213169.2k $4.9m $4.9m 0.00% Added +54.4k +54,397
58 Highview Capital Management LLC/DE/ 1.98% of their portfolio BUFFALO GROVE, IL 164,784164.8k $4.8m $4.8m 1.98% Added +13.0k +12,956
59 IHT Wealth Management, LLC 0.17% of their portfolio Chicago, IL 155,744155.7k $4.5m $4.5m 0.17% Added +9.7k +9,655
60 FWL INVESTMENT MANAGEMENT, LLC 2.16% of their portfolio Dallas, TX 148,160148.2k $4.3m $4.3m 2.16% Added +13.3k +13,269
61 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 147,432147.4k $4.9m $4.9m 0.00% Added +28.3k +28,341
62 GTS SECURITIES LLC 0.09% of their portfolio NEW YORK, NY 144,454144.5k $4.2m $4.2m 0.09% Reduced -52.5k -52,470
63 JUNCTURE WEALTH STRATEGIES, LLC 1.73% of their portfolio SCOTTSDALE, AZ 142,667142.7k $4.1m $4.1m 1.73% Reduced -8.6k -8,623
64 J. Safra Sarasin Holding AG 0.07% of their portfolio BASEL, V8 138,226138.2k $4.0m $4.0m 0.07% First filing
65 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 135,603135.6k $3.9m $3.9m 0.01% Added +18.6k +18,598
66 Lighthouse Investment Partners, LLC 0.22% of their portfolio Palm Beach Gardens, FL 134,685134.7k $3.9m $3.9m 0.22% Reduced -65.3k -65,315
67 PEAK6 Investments LLC 0.17% of their portfolio CHICAGO, IL 124,332124.3k $3.6m $3.6m 0.17% Added +113.8k +113,818
68 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 120,690120.7k $3.5m $3.5m 0.01% Added +9.2k +9,221
69 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 120,000120.0k $3.5m $3.5m 0.00% Reduced -120.0k -120,000
70 HHLR ADVISORS, LTD. 0.09% of their portfolio GRAND CAYMAN, E9 120,000120.0k $3.5m $3.5m 0.09% Added +20.0k +20,000
71 Krilogy Financial LLC 0.25% of their portfolio ST. LOUIS, MO 118,397118.4k $3.4m $3.4m 0.25% Reduced -25.2k -25,249
72 Money Design Co.,Ltd. 0.18% of their portfolio TOKYO, M0 117,946117.9k $3.4m $3.4m 0.18% Reduced -28.9k -28,931
73 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 110,115110.1k $3.2m $3.2m 0.00% Reduced -73.8k -73,766
74 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 108,566108.6k $3.1m $3.1m 0.00% Added +56.1k +56,099
75 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 94,48494.5k $2.7m $2.7m 0.01% Reduced -5.8k -5,820
76 Trivium Point Advisory, LLC 0.39% of their portfolio WILTON, CT 90,71290.7k $2.6m $2.6m 0.39% Added +77.7k +77,709
77 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 89,26389.3k $2.6m $2.6m 0.04% Added +12.6k +12,561
78 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 86,09186.1k $2.5m $2.5m 0.00% Added +1.8k +1,829
79 SIMPLEX TRADING, LLC 0.08% of their portfolio CHICAGO, IL 85,09885.1k $2.5m $2.5m 0.08% Added +1.9k +1,867
80 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 84,80884.8k $2.5m $2.5m 0.01% Added +16.4k +16,422
81 Clear Street Derivatives LLC 0.04% of their portfolio NEW YORK, NY 81,80081.8k $2.4m $2.4m 0.04% New
82 Ameraudi Asset Management, Inc. 1.03% of their portfolio New York, NY 77,84577.8k $2.3m $2.3m 1.03% Reduced -2.1k -2,079
83 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 77,05577.1k $2.2m $2.2m 0.01% Added +49.4k +49,390
84 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 76,08776.1k $2.2m $2.2m 0.01% Added +128 +128
85 SOROS FUND MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 75,00075.0k $2.2m $2.2m 0.05% Reduced -25.0k -25,000
86 PEAK FINANCIAL ADVISORS LLC 1.16% of their portfolio DENVER, CO 70,07970.1k $2.0m $2.0m 1.16% Added +3.0k +3,016
87 Freemont Management S.A. 1.17% of their portfolio VAUD, V8 70,00070.0k $2.0m $2.0m 1.17% Added +20.0k +20,000
88 Park Edge Advisors, LLC 0.62% of their portfolio Cleveland, OH 69,91269.9k $2.0m $2.0m 0.62% Reduced -811 -811
89 Schorn Wealth LLC 0.65% of their portfolio ENGLEWOOD, FL 62,82762.8k $1.8m $1.8m 0.65% Added +4.7k +4,718
90 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 62,44262.4k $1.8m $1.8m 0.01% Added +19.5k +19,508
91 PRUDENTIAL PLC 0.01% of their portfolio LONDON, X0 61,46061.5k $1.8m $1.8m 0.01% Reduced -17.0k -17,010
92 Polymer Capital Management (HK) LTD 0.36% of their portfolio HONG KONG, K3 60,70060.7k $1.8m $1.8m 0.36% New
93 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 60,43460.4k $1.7m $1.7m 0.00% Added +40.3k +40,326
94 Sowell Financial Services LLC 0.08% of their portfolio NORTH LITTLE ROCK, AR 59,46559.5k $1.7m $1.7m 0.08% Added +41.7k +41,723
95 Financial Advocates Investment Management 0.10% of their portfolio OLYMPIA, WA 57,33657.3k $1.7m $1.7m 0.10% Added +33.6k +33,624
96 Wellington Shields Capital Management, LLC 0.30% of their portfolio NEW YORK, NY 57,10057.1k $1.7m $1.7m 0.30% Added +500 +500
97 Marex Group Ltd 0.04% of their portfolio London, X0 56,29456.3k $1.6m $1.6m 0.04% Added +24.2k +24,177
98 TUDOR INVESTMENT CORP ET AL 0.02% of their portfolio STAMFORD, CT 55,38455.4k $1.6m $1.6m 0.02% Added +16.9k +16,880
99 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 53,09953.1k $1.5m $1.5m 0.01% Added +26.3k +26,336
100 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 50,24850.2k $1.5m $1.5m 0.03% Reduced -11.0k -11,029