Vault-13

GLOBAL X FDS URA

GLOBAL X URANIUM · ETP · CUSIP 37954Y871

314 institutional holders +20 vs Q4 2023
63,510,21163.5m shares reported held*
$1.8bnreported value*
72 new 125 added 68 reduced 50 sold out net bought ≈ $388.7m (+13.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.88. Options: 19 managers hold calls ($130.1m notional), 10 hold puts ($93.2m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 195Q4 22: 187Q1 23: 195Q2 23: 209Q3 23: 240Q4 23: 294Q1 24: 314314Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022195
Q4 2022187
Q1 2023195
Q2 2023209
Q3 2023240
Q4 2023294
Q1 2024314

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 67 bought or addedQ4 22: 101 cut or sold outQ4 22Q1 23: 111 bought or addedQ1 23: 60 cut or sold outQ1 23Q2 23: 74 bought or addedQ2 23: 92 cut or sold outQ2 23Q3 23: 134 bought or addedQ3 23: 84 cut or sold outQ3 23Q4 23: 156 bought or addedQ4 23: 104 cut or sold outQ4 23Q1 24: 197 bought or addedQ1 24: 118 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202267101
Q1 202311160
Q2 20237492
Q3 202313484
Q4 2023156104
Q1 2024197118

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ2 23 calls: $42.2mQ2 23 puts: $18.8mQ2 23P/C 0.44Q3 23 calls: $104.7mQ3 23 puts: $52.9mQ3 23P/C 0.51Q4 23 calls: $109.1mQ4 23 puts: $72.9mQ4 23P/C 0.67Q1 24 calls: $130.1mQ1 24 puts: $93.2mQ1 24P/C 0.72
Numbers
QuarterCallsPutsP/C
Q2 2023$42.2m$18.8m0.44
Q3 2023$104.7m$52.9m0.51
Q4 2023$109.1m$72.9m0.67
Q1 2024$130.1m$93.2m0.72

Biggest buyers

JPMORGAN CHASE & CO Added +4,637,630+4.6m
MORGAN STANLEY Added +4,315,457+4.3m
Phoenix Financial Ltd. New +2,906,000+2.9m
BANK OF AMERICA CORP /DE/ Added +1,111,134+1.1m
Castle Hook Partners LP Added +791,818+791.8k
New Harbor Financial Group, LLC Added +672,738+672.7k
Cetera Investment Advisers Added +491,082+491.1k
Itau Unibanco Holding S.A. Added +371,527+371.5k
UBS Group AG Added +352,256+352.3k
Bridgewater Associates, LP New +280,641+280.6k

Biggest sellers

Kapitalo Investimentos Ltda Reduced -675,200-675.2k
Praetorian PR LLC Sold out -600,000-600.0k
JANE STREET GROUP, LLC Reduced -465,035-465.0k
MACQUARIE GROUP LTD Reduced -463,500-463.5k
TORNO CAPITAL, LLC Reduced -360,700-360.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -311,822-311.8k
BANK HAPOALIM BM Sold out -272,000-272.0k
FLOW TRADERS U.S. LLC Sold out -264,758-264.8k
Cetera Advisor Networks LLC Sold out -237,695-237.7k
Cetera Advisors LLC Sold out -211,896-211.9k

Biggest calls

CITADEL ADVISORS LLC Added $37.8m1.3m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $37.7m1.3m shares
BANK OF AMERICA CORP /DE/ New $18.4m638.1k shares
CAPITAL FUND MANAGEMENT S.A. Added $9.6m333.1k shares
Belvedere Trading LLC Reduced $5.6m195.0k shares
BTG Pactual Global Asset Management Ltd New $5.2m180.0k shares
GOLDMAN SACHS GROUP INC Reduced $4.3m150.0k shares
WOLVERINE TRADING, LLC Added $3.8m131.4k shares
CITIGROUP INC New $3.4m118.6k shares
PRELUDE CAPITAL MANAGEMENT, LLC New $1.0m35.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $58.1m2.0m shares
CITADEL ADVISORS LLC Added $15.1m523.9k shares
CAPITAL FUND MANAGEMENT S.A. New $9.3m324.2k shares
CITIGROUP INC Unchanged $4.3m150.0k shares
GTS SECURITIES LLC Reduced $2.5m87.6k shares
WOLVERINE TRADING, LLC Added $1.9m67.5k shares
Belvedere Trading LLC Unchanged $1.4m50.0k shares
PEAK6 Investments LLC Reduced $363.3k12.6k shares
Cetera Investment Advisers New $20.9k20.9k shares
Cutler Group LLC / CA Reduced $04.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 17,728,27617.7m $511.1m $511.1m 0.02% Added +4.6m +4,637,630
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 8,622,4478.6m $248.6m $248.6m 0.01% Added +4.3m +4,315,457
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 4,518,2154.5m $130.3m $130.3m 0.01% Added +1.1m +1,111,134
4 Phoenix Financial Ltd. 1.16% of their portfolio Givatayim, L3 2,906,0002.9m $83.8m $83.8m 1.16% New
5 Castle Hook Partners LP 1.91% of their portfolio NEW YORK, NY 1,833,5191.8m $52.9m $52.9m 1.91% Added +791.8k +791,818
6 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,438,4391.4m $41.5m $41.5m 0.02% Added +177.5k +177,508
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.05% of their portfolio BALA CYNWYD, PA 1,162,8581.2m $33.5m $33.5m 0.05% Reduced -311.8k -311,822
8 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 1,158,0751.2m $33.4m $33.4m 0.04% Added +43.3k +43,337
9 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,034,3091.0m $29.8m $29.8m 0.01% Added +97.8k +97,784
10 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 1,002,2471.0m $28.9m $28.9m 0.04% Reduced -465.0k -465,035
11 Itau Unibanco Holding S.A. 1.22% of their portfolio SAO PAULO, D5 989,450989.5k $28.5m $28.5m 1.22% Added +371.5k +371,527
12 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 962,300962.3k $27.7m $27.7m 0.01% Unchanged
13 BENJAMIN F. EDWARDS & COMPANY, INC. 0.43% of their portfolio ST. LOUIS, MO 814,031814.0k $23.5m $23.5m 0.43% Added +28.4k +28,422
14 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 807,493807.5k $23.3m $23.3m 0.01% Reduced -41.8k -41,754
15 Kapitalo Investimentos Ltda 4.80% of their portfolio SAO PAULO, D5 755,456755.5k $21.8m $21.8m 4.80% Reduced -675.2k -675,200
16 UBS Group AG 0.01% of their portfolio ZURICH, V8 721,180721.2k $20.8m $20.8m 0.01% Added +352.3k +352,256
17 New Harbor Financial Group, LLC 7.43% of their portfolio WORCESTER, MA 694,534694.5k $20.0m $20.0m 7.43% Added +672.7k +672,738
18 NATIONAL BANK OF CANADA /FI/ 0.03% of their portfolio MONTREAL, A8 628,874628.9k $19.6m $19.6m 0.03% Added +48.0k +47,964
19 GenTrust, LLC 1.03% of their portfolio MIAMI, FL 581,385581.4k $16.8m $16.8m 1.03% Added +4.0k +3,993
20 Heartwood Wealth Advisors LLC 2.02% of their portfolio RICHMOND, VA 569,438569.4k $16.4m $16.4m 2.02% Reduced -17.6k -17,636
21 Mirae Asset Global Investments Co., Ltd. 0.03% of their portfolio SEOUL, M5 539,997540.0k $15.6m $15.6m 0.03% Added +208.1k +208,055
22 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 511,737511.7k $14.8m $14.8m 0.03% Added +491.1k +491,082
23 Banco BTG Pactual S.A. 3.99% of their portfolio RIO DE JANEIRO, D5 445,050445.1k $12.8m $12.8m 3.99% Added +51.2k +51,200
24 SPINNAKER TRUST 0.82% of their portfolio PORTLAND, ME 438,721438.7k $12.6m $12.6m 0.82% Added +12.2k +12,153
25 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.15% of their portfolio ST. LOUIS, MO 383,760383.8k $11.1m $11.1m 0.15% Reduced -7.0k -6,977
26 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 373,720373.7k $10.8m $10.8m 0.01% Added +211.5k +211,518
27 TD Waterhouse Canada Inc. 0.09% of their portfolio TORONTO, A6 354,891354.9k $11.4m $11.4m 0.09% Added +11.2k +11,157
28 Parkside Investments, LLC 1.60% of their portfolio DEERFIELD, IL 350,635350.6k $10.1m $10.1m 1.60% Reduced -36.1k -36,060
29 New York Life Investment Management LLC 0.09% of their portfolio New York, NY 328,786328.8k $9.5m $9.5m 0.09% Added +7.5k +7,533
30 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 316,510316.5k $9.1m $9.1m 0.01% Reduced -45.5k -45,500
31 Windmill Hill Asset Management Ltd 3.23% of their portfolio WADDESDON, X0 312,500312.5k $9.0m $9.0m 3.23% Unchanged
32 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 284,242284.2k $8.2m $8.2m 0.00% Reduced -62.2k -62,236
33 Bridgewater Associates, LP 0.04% of their portfolio Westport, CT 280,641280.6k $8.1m $8.1m 0.04% New
34 Cyndeo Wealth Partners, LLC 0.64% of their portfolio ST. PETERSBURG, FL 268,907268.9k $7.8m $7.8m 0.64% Reduced -31.6k -31,643
35 Avid Wealth Partners LLC 5.85% of their portfolio SAN ANTONIO, TX 252,451252.5k $7.3m $7.3m 5.85% Added +30.1k +30,111
36 MACQUARIE GROUP LTD 0.01% of their portfolio Sydney, NSW 2000, C3 240,000240.0k $6.9m $6.9m 0.01% Reduced -463.5k -463,500
37 FORTEM FINANCIAL GROUP, LLC 3.02% of their portfolio PALM DESERT, CA 238,662238.7k $6.9m $6.9m 3.02% Added +16.4k +16,427
38 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 214,086214.1k $6.2m $6.2m 0.01% Added +50.7k +50,668
39 Riggs Asset Managment Co. Inc. 1.77% of their portfolio DALLAS, PA 210,798210.8k $6.1m $6.1m 1.77% Added +4.4k +4,404
40 FOURPATH CAPITAL MANAGEMENT, LLC 4.08% of their portfolio OKLAHOMA CITY, OK 204,012204.0k $5.9m $5.9m 4.08% Added +3.9k +3,867
41 Omnia Family Wealth, LLC 2.74% of their portfolio AVENTURA, FL 203,056203.1k $5.9m $5.9m 2.74% Added +5.4k +5,435
42 Lighthouse Investment Partners, LLC 0.34% of their portfolio Palm Beach Gardens, FL 200,000200.0k $5.8m $5.8m 0.34% Added +120.0k +120,000
43 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 199,883199.9k $5.8m $5.8m 0.00% Added +125.2k +125,246
44 GTS SECURITIES LLC 0.15% of their portfolio NEW YORK, NY 196,924196.9k $5.7m $5.7m 0.15% Added +109.3k +109,332
45 TOWNSQUARE CAPITAL LLC 0.08% of their portfolio Lehi, UT 192,922192.9k $5.6m $5.6m 0.08% Reduced -4.0k -4,049
46 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 183,881183.9k $5.3m $5.3m 0.01% Added +107.0k +107,035
47 Diversify Advisory Services, LLC 0.31% of their portfolio SANDY, UT 175,659175.7k $5.3m $5.3m 0.31% First filing
48 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 163,362163.4k $4.7m $4.7m 0.01% Added +36.8k +36,828
49 Proficio Capital Partners LLC 0.51% of their portfolio NEWTON, MA 160,875160.9k $4.6m $4.6m 0.51% Added +112.4k +112,425
50 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 156,692156.7k $4.5m $4.5m 0.00% Added +108.5k +108,521
51 Highview Capital Management LLC/DE/ 1.97% of their portfolio BUFFALO GROVE, IL 151,828151.8k $4.4m $4.4m 1.97% Added +79.2k +79,229
52 JUNCTURE WEALTH STRATEGIES, LLC 1.88% of their portfolio SCOTTSDALE, AZ 151,290151.3k $4.4m $4.4m 1.88% Added +9.4k +9,438
53 MOORE CAPITAL MANAGEMENT, LP 0.09% of their portfolio NEW YORK, NY 150,000150.0k $4.3m $4.3m 0.09% New
54 Money Design Co.,Ltd. 0.23% of their portfolio TOKYO, M0 146,877146.9k $4.2m $4.2m 0.23% Reduced -39.2k -39,220
55 IHT Wealth Management, LLC 0.17% of their portfolio Chicago, IL 146,089146.1k $4.2m $4.2m 0.17% Added +25.8k +25,781
56 Krilogy Financial LLC 0.32% of their portfolio ST. LOUIS, MO 143,646143.6k $4.1m $4.1m 0.32% Added +120.0k +120,035
57 FWL INVESTMENT MANAGEMENT, LLC 2.14% of their portfolio Dallas, TX 134,891134.9k $3.9m $3.9m 2.14% Added +133.6k +133,591
58 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 119,091119.1k $3.4m $3.4m 0.00% Reduced -26.4k -26,426
59 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 117,005117.0k $3.4m $3.4m 0.01% Added +33.7k +33,746
60 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 114,816114.8k $3.3m $3.3m 0.00% Added +37.7k +37,693
61 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 112,164112.2k $3.2m $3.2m 0.01% Added +70.5k +70,518
62 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 111,469111.5k $3.2m $3.2m 0.01% Added +9.8k +9,820
63 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 109,038109.0k $3.1m $3.1m 0.00% Added +90.2k +90,192
64 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 100,304100.3k $2.9m $2.9m 0.01% Added +22.2k +22,236
65 SOROS FUND MANAGEMENT LLC 0.07% of their portfolio NEW YORK, NY 100,000100.0k $2.9m $2.9m 0.07% New
66 HHLR ADVISORS, LTD. 0.06% of their portfolio GRAND CAYMAN, E9 100,000100.0k $2.9m $2.9m 0.06% New
67 Wealth High Governance Capital Ltda 0.64% of their portfolio SAO PAULO, D5 100,000100.0k $2.9m $2.9m 0.64% Added +50.0k +50,000
68 Kingsview Wealth Management, LLC 0.07% of their portfolio GRANTS PASS, OR 95,10195.1k $2.7m $2.7m 0.07% Added +24.8k +24,807
69 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 84,26284.3k $2.4m $2.4m 0.00% Added +15.0k +14,971
70 SIMPLEX TRADING, LLC 0.07% of their portfolio CHICAGO, IL 83,23183.2k $2.4m $2.4m 0.07% Reduced -2.6k -2,610
71 Ameraudi Asset Management, Inc. 1.07% of their portfolio New York, NY 79,92479.9k $2.3m $2.3m 1.07% Reduced -5.8k -5,786
72 PRUDENTIAL PLC 0.02% of their portfolio LONDON, X0 78,47078.5k $2.3m $2.3m 0.02% Added +77.6k +77,580
73 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 76,70276.7k $2.2m $2.2m 0.04% Added +27.5k +27,463
74 Kamunting Street Capital Management, L.P. 2.14% of their portfolio MIAMI BEACH, FL 76,16976.2k $2.2m $2.2m 2.14% Added +16.2k +16,179
75 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 75,95976.0k $2.2m $2.2m 0.01% Added +60.1k +60,150
76 Park Edge Advisors, LLC 0.57% of their portfolio Cleveland, OH 70,72370.7k $2.0m $2.0m 0.57% New
77 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 68,38668.4k $2.0m $2.0m 0.01% Added +14.1k +14,065
78 PEAK FINANCIAL ADVISORS LLC 1.18% of their portfolio DENVER, CO 67,06367.1k $1.9m $1.9m 1.18% Added +886 +886
79 Advisory Services Network, LLC 0.04% of their portfolio ATLANTA, GA 61,27761.3k $1.8m $1.8m 0.04% Added +9.6k +9,575
80 Schorn Wealth LLC 0.63% of their portfolio ENGLEWOOD, FL 58,10958.1k $1.7m $1.7m 0.63% Added +6.6k +6,584
81 Wellington Shields Capital Management, LLC 0.31% of their portfolio NEW YORK, NY 56,60056.6k $1.6m $1.6m 0.31% Added +17.8k +17,750
82 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 52,46752.5k $1.5m $1.5m 0.00% Added +36.9k +36,924
83 GREENWOOD CAPITAL ASSOCIATES LLC 0.19% of their portfolio GREENWOOD, SC 50,79450.8k $1.5m $1.5m 0.19% Reduced -51.8k -51,768
84 IMC-Chicago, LLC 0.05% of their portfolio CHICAGO, IL 50,55650.6k $1.5m $1.5m 0.05% New
85 Corecam Pte. Ltd. 1.35% of their portfolio SINGAPORE, U0 50,50050.5k $1.5m $1.5m 1.35% Reduced -91.7k -91,650
86 Verition Fund Management LLC 0.01% of their portfolio GREENWICH, CT 50,00050.0k $1.4m $1.4m 0.01% Unchanged
87 Freemont Management S.A. 0.22% of their portfolio VAUD, V8 50,00050.0k $1.4m $1.4m 0.22% Unchanged
88 Tejara Capital Ltd 0.53% of their portfolio London, X0 50,00050.0k $1.4m $1.4m 0.53% New
89 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 48,92848.9k $1.4m $1.4m 0.00% Reduced -46.3k -46,271
90 Visionary Wealth Advisors 0.09% of their portfolio O'FALLON, IL 46,95447.0k $1.4m $1.4m 0.09% Added +4.1k +4,104
91 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 42,93442.9k $1.2m $1.2m 0.00% Added +7.2k +7,179
92 SFG Wealth Management, LLC. 0.73% of their portfolio TOWSON, MD 42,66142.7k $1.2m $1.2m 0.73% Reduced -29.2k -29,175
93 BENJAMIN EDWARDS INC 0.24% of their portfolio Clayton, MO 41,51241.5k $1.2m $1.2m 0.24% Added +2.9k +2,860
94 Continuum Advisory, LLC 0.19% of their portfolio EAGLE, ID 40,64040.6k $1.3m $1.3m 0.19% New
95 LANARK FINANCIAL, INC. 0.11% of their portfolio BIRMINGHAM, AL 39,63439.6k $1.1m $1.1m 0.11% Added +37.8k +37,773
96 Merit Financial Group, LLC 0.03% of their portfolio ALPHARETTA, GA 38,80138.8k $1.2m $1.2m 0.03% Added +15.4k +15,360
97 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 38,65238.7k $1.1m $1.1m 0.01% New
98 TUDOR INVESTMENT CORP ET AL 0.01% of their portfolio STAMFORD, CT 38,50438.5k $1.1m $1.1m 0.01% New
99 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 38,13838.1k $1.1m $1.1m 0.00% Added +9.5k +9,523
100 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 37,72537.7k $1.1m $1.1m 0.01% Reduced -2.1k -2,069