Vault-13

GLOBAL X FDS URA

GLOBAL X URANIUM · ETP · CUSIP 37954Y871

294 institutional holders +54 vs Q3 2023
49,958,91750.0m shares reported held*
$1.4bnreported value*
72 new 84 added 78 reduced 26 sold out net bought ≈ $500.4m (+18.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $27.71. Options: 16 managers hold calls ($109.1m notional), 10 hold puts ($72.9m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 195Q4 22: 187Q1 23: 195Q2 23: 209Q3 23: 240Q4 23: 294294Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022195
Q4 2022187
Q1 2023195
Q2 2023209
Q3 2023240
Q4 2023294

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 67 bought or addedQ4 22: 101 cut or sold outQ4 22Q1 23: 111 bought or addedQ1 23: 60 cut or sold outQ1 23Q2 23: 74 bought or addedQ2 23: 92 cut or sold outQ2 23Q3 23: 134 bought or addedQ3 23: 84 cut or sold outQ3 23Q4 23: 156 bought or addedQ4 23: 104 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202267101
Q1 202311160
Q2 20237492
Q3 202313484
Q4 2023156104

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ1 23 calls: $66.8mQ1 23 puts: $51.9mQ1 23P/C 0.78Q2 23 calls: $42.2mQ2 23 puts: $18.8mQ2 23P/C 0.44Q3 23 calls: $104.7mQ3 23 puts: $52.9mQ3 23P/C 0.51Q4 23 calls: $109.1mQ4 23 puts: $72.9mQ4 23P/C 0.67
Numbers
QuarterCallsPutsP/C
Q1 2023$66.8m$51.9m0.78
Q2 2023$42.2m$18.8m0.44
Q3 2023$104.7m$52.9m0.51
Q4 2023$109.1m$72.9m0.67

Biggest buyers

JPMORGAN CHASE & CO Added +12,921,521+12.9m
MORGAN STANLEY Added +1,880,719+1.9m
STIFEL FINANCIAL CORP Added +1,102,933+1.1m
BENJAMIN F. EDWARDS & COMPANY, INC. Added +785,444+785.4k
MACQUARIE GROUP LTD New +703,500+703.5k
BANK OF AMERICA CORP /DE/ Added +660,457+660.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +487,090+487.1k
NATIONAL BANK OF CANADA /FI/ Added +404,169+404.2k
CONFLUENCE INVESTMENT MANAGEMENT LLC New +390,737+390.7k
CREDIT SUISSE AG/ New +362,010+362.0k

Biggest sellers

Windmill Hill Asset Management Ltd Reduced -688,600-688.6k
Itau Unibanco Holding S.A. Reduced -613,117-613.1k
Balyasny Asset Management L.P. Sold out -505,116-505.1k
JANE STREET GROUP, LLC Reduced -496,889-496.9k
Wealth High Governance Capital Ltda Reduced -450,000-450.0k
TORONTO DOMINION BANK Reduced -400,692-400.7k
Arctis Global LLC Sold out -280,046-280.0k
GTS SECURITIES LLC Reduced -245,127-245.1k
CAPITAL FUND MANAGEMENT S.A. Sold out -195,409-195.4k
LMR Partners LLP Sold out -165,000-165.0k

Biggest calls

CITADEL ADVISORS LLC Reduced $29.0m1.0m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $22.5m813.8k shares
WELLS FARGO & COMPANY/MN Added $17.7m639.7k shares
GOLDMAN SACHS GROUP INC Added $14.7m530.0k shares
Belvedere Trading LLC Reduced $9.8m353.9k shares
DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. New $5.0m180.0k shares
WOLVERINE TRADING, LLC New $3.6m130.6k shares
GTS SECURITIES LLC Reduced $2.4m86.2k shares
PEAK6 Investments LLC Added $1.7m60.4k shares
CAPITAL FUND MANAGEMENT S.A. New $886.1k32.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $33.9m1.2m shares
TORNO CAPITAL, LLC First filing $13.9m502.4k shares
CITADEL ADVISORS LLC Reduced $12.4m447.2k shares
GTS SECURITIES LLC Added $5.3m192.8k shares
CITIGROUP INC Unchanged $4.2m150.0k shares
Belvedere Trading LLC Unchanged $1.4m50.0k shares
PEAK6 Investments LLC Unchanged $1.4m50.0k shares
WOLVERINE TRADING, LLC New $354.4k12.8k shares
Cetera Advisors LLC Reduced $47.6k20.1k shares
Cutler Group LLC / CA Reduced $1.0k4.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 13,090,64613.1m $362.5m $362.5m 0.02% Added +12.9m +12,921,521
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,306,9904.3m $119.3m $119.3m 0.01% Added +1.9m +1,880,719
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,407,0813.4m $94.3m $94.3m 0.01% Added +660.5k +660,457
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.07% of their portfolio BALA CYNWYD, PA 1,474,6801.5m $40.8m $40.8m 0.07% Added +487.1k +487,090
5 JANE STREET GROUP, LLC 0.05% of their portfolio NEW YORK, NY 1,467,2821.5m $40.6m $40.6m 0.05% Reduced -496.9k -496,889
6 Kapitalo Investimentos Ltda 8.18% of their portfolio SAO PAULO, D5 1,430,6561.4m $39.6m $39.6m 8.18% Reduced -6.9k -6,891
7 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,260,9311.3m $34.9m $34.9m 0.02% Added +218.9k +218,905
8 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 1,114,7381.1m $30.9m $30.9m 0.04% Added +1.1m +1,102,933
9 Castle Hook Partners LP 1.80% of their portfolio NEW YORK, NY 1,041,7011.0m $28.8m $28.8m 1.80% Unchanged
10 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 962,300962.3k $26.6m $26.6m 0.01% Unchanged
11 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 936,525936.5k $25.9m $25.9m 0.01% Reduced -115.1k -115,125
12 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 849,247849.2k $23.5m $23.5m 0.01% Added +135.0k +134,966
13 BENJAMIN F. EDWARDS & COMPANY, INC. 0.44% of their portfolio ST. LOUIS, MO 785,609785.6k $21.8m $21.8m 0.44% Added +785.4k +785,444
14 MACQUARIE GROUP LTD 0.02% of their portfolio Sydney, NSW 2000, C3 703,500703.5k $19.5m $19.5m 0.02% New
15 Itau Unibanco Holding S.A. 0.56% of their portfolio SAO PAULO, D5 617,923617.9k $17.1m $17.1m 0.56% Reduced -613.1k -613,117
16 Praetorian PR LLC 8.22% of their portfolio RINCON, PR 600,000600.0k $16.6m $16.6m 8.22% Unchanged
17 Heartwood Wealth Advisors LLC 2.16% of their portfolio RICHMOND, VA 587,074587.1k $16.3m $16.3m 2.16% Added +4.1k +4,066
18 NATIONAL BANK OF CANADA /FI/ 0.03% of their portfolio MONTREAL, A8 580,910580.9k $15.7m $15.7m 0.03% Added +404.2k +404,169
19 GenTrust, LLC 1.12% of their portfolio MIAMI, FL 577,392577.4k $17.0m $17.0m 1.12% Reduced -26.3k -26,304
20 SPINNAKER TRUST 0.80% of their portfolio PORTLAND, ME 426,568426.6k $11.8m $11.8m 0.80% Added +3.7k +3,742
21 Banco BTG Pactual S.A. 2.45% of their portfolio RIO DE JANEIRO, D5 393,850393.9k $10.8m $10.8m 2.45% Reduced -33.7k -33,700
22 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.15% of their portfolio ST. LOUIS, MO 390,737390.7k $10.8m $10.8m 0.15% New
23 Parkside Investments, LLC 1.81% of their portfolio DEERFIELD, IL 386,695386.7k $10.7m $10.7m 1.81% Added +39.9k +39,855
24 TORNO CAPITAL, LLC 10.80% of their portfolio COHASSET, MA 378,700378.7k $10.5m $10.5m 10.80% First filing
25 UBS Group AG 0.00% of their portfolio ZURICH, V8 368,924368.9k $10.2m $10.2m 0.00% Reduced -17.1k -17,089
26 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 362,010362.0k $10.0m $10.0m 0.01% New
27 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 346,478346.5k $9.5m $9.5m 0.00% Added +44.4k +44,378
28 TD Waterhouse Canada Inc. 0.09% of their portfolio TORONTO, A6 343,734343.7k $9.8m $9.8m 0.09% Added +7.1k +7,067
29 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 331,942331.9k $9.2m $9.2m 0.02% Added +99.6k +99,600
30 New York Life Investment Management LLC 0.09% of their portfolio New York, NY 321,253321.3k $8.9m $8.9m 0.09% New
31 Windmill Hill Asset Management Ltd 5.04% of their portfolio WADDESDON, X0 312,500312.5k $8.7m $8.7m 5.04% Reduced -688.6k -688,600
32 Cyndeo Wealth Partners, LLC 0.77% of their portfolio ST. PETERSBURG, FL 300,550300.6k $8.3m $8.3m 0.77% Reduced -35.8k -35,826
33 BANK HAPOALIM BM 1.03% of their portfolio TEL AVIV, L3 272,000272.0k $7.5m $7.5m 1.03% Unchanged
34 FLOW TRADERS U.S. LLC 0.22% of their portfolio NEW YORK, NY 264,758264.8k $7.3m $7.3m 0.22% New
35 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 237,695237.7k $6.6m $6.6m 0.04% Reduced -7.7k -7,711
36 Avid Wealth Partners LLC 6.10% of their portfolio SAN ANTONIO, TX 222,340222.3k $6.2m $6.2m 6.10% First filing
37 FORTEM FINANCIAL GROUP, LLC 3.06% of their portfolio PALM DESERT, CA 222,235222.2k $6.2m $6.2m 3.06% Added +71.3k +71,265
38 Cetera Advisors LLC 0.08% of their portfolio DENVER, CO 211,896211.9k $5.9m $5.9m 0.08% Added +116.3k +116,329
39 Riggs Asset Managment Co. Inc. 1.82% of their portfolio DALLAS, PA 206,394206.4k $5.7m $5.7m 1.82% Added +200.1k +200,133
40 FOURPATH CAPITAL MANAGEMENT, LLC 3.77% of their portfolio OKLAHOMA CITY, OK 200,145200.1k $5.5m $5.5m 3.77% New
41 Omnia Family Wealth, LLC 2.98% of their portfolio AVENTURA, FL 197,621197.6k $5.8m $5.8m 2.98% Added +3.4k +3,369
42 TOWNSQUARE CAPITAL LLC 0.09% of their portfolio Lehi, UT 196,971197.0k $5.5m $5.5m 0.09% Added +2.0k +1,988
43 Money Design Co.,Ltd. 0.29% of their portfolio TOKYO, M0 186,097186.1k $5.2m $5.2m 0.29% Reduced -41.6k -41,620
44 DFPG INVESTMENTS, LLC 0.38% of their portfolio SANDY, UT 182,027182.0k $4.9m $4.9m 0.38% Reduced -117 -117
45 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 176,991177.0k $4.9m $4.9m 0.01% New
46 Q3 Asset Management 1.26% of their portfolio BIRMINGHAM, MI 171,736171.7k $5.0m $5.0m 1.26% Added +105.9k +105,860
47 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 163,418163.4k $4.5m $4.5m 0.01% Added +10.5k +10,542
48 Strategic Wealth Partners, Ltd. 0.56% of their portfolio INDEPENDENCE, OH 163,220163.2k $4.5m $4.5m 0.56% Reduced -66.6k -66,551
49 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 162,202162.2k $4.5m $4.5m 0.00% Reduced -18.9k -18,949
50 CITIZENS FINANCIAL GROUP INC/RI 0.14% of their portfolio PROVIDENCE, RI 145,565145.6k $4.0m $4.0m 0.14% New
51 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 145,517145.5k $4.0m $4.0m 0.00% Reduced -30.0k -29,986
52 Corecam Pte. Ltd. 4.30% of their portfolio SINGAPORE, U0 142,150142.2k $3.9m $3.9m 4.30% First filing
53 JUNCTURE WEALTH STRATEGIES, LLC 1.78% of their portfolio SCOTTSDALE, AZ 141,852141.9k $3.9m $3.9m 1.78% Added +50.8k +50,757
54 BlueCrest Capital Management Ltd 0.61% of their portfolio ST HELIER, Y9 131,250131.2k $3.6m $3.6m 0.61% Added +83.5k +83,457
55 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 126,534126.5k $3.5m $3.5m 0.01% Added +31.0k +30,960
56 IHT Wealth Management, LLC 0.15% of their portfolio Chicago, IL 120,308120.3k $3.3m $3.3m 0.15% Reduced -74.9k -74,895
57 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 109,800109.8k $3.0m $3.0m 0.00% New
58 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 106,378106.4k $3.1m $3.1m 0.02% Added +75.9k +75,915
59 GREENWOOD CAPITAL ASSOCIATES LLC 0.18% of their portfolio GREENWOOD, SC 102,562102.6k $2.8m $2.8m 0.18% Added +49.9k +49,912
60 ARDSLEY ADVISORY PARTNERS LP 0.61% of their portfolio Norwalk, CT 101,700101.7k $2.8m $2.8m 0.61% Added +1.7k +1,700
61 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 101,649101.6k $2.8m $2.8m 0.00% Reduced -24.2k -24,201
62 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 100,398100.4k $2.8m $2.8m 0.00% Reduced -400.7k -400,692
63 SCOPUS ASSET MANAGEMENT, L.P. 0.12% of their portfolio NEW YORK, NY 100,000100.0k $2.8m $2.8m 0.12% Unchanged
64 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 95,19995.2k $2.6m $2.6m 0.00% Added +28.2k +28,217
65 GTS SECURITIES LLC 0.05% of their portfolio NEW YORK, NY 87,59287.6k $2.4m $2.4m 0.05% Reduced -245.1k -245,127
66 SIMPLEX TRADING, LLC 0.07% of their portfolio CHICAGO, IL 85,84185.8k $2.4m $2.4m 0.07% New
67 Ameraudi Asset Management, Inc. 1.04% of their portfolio New York, NY 85,71085.7k $2.4m $2.4m 1.04% Reduced -3.4k -3,383
68 MOODY LYNN LIEBERSON & WALKER, LLC 0.18% of their portfolio BOSTON, MA 84,72384.7k $2.3m $2.3m 0.18% Reduced -30.3k -30,263
69 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 83,25983.3k $2.3m $2.3m 0.00% Reduced -5.7k -5,698
70 Lighthouse Investment Partners, LLC 0.16% of their portfolio Palm Beach Gardens, FL 80,00080.0k $2.2m $2.2m 0.16% Added +30.0k +30,000
71 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 78,06878.1k $2.2m $2.2m 0.01% Reduced -40.4k -40,427
72 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 77,12377.1k $2.1m $2.1m 0.00% Reduced -1.3k -1,254
73 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 76,84676.8k $2.1m $2.1m 0.00% Reduced -74.6k -74,565
74 WOLVERINE TRADING, LLC 0.02% of their portfolio CHICAGO, IL 76,83176.8k $2.1m $2.1m 0.02% New
75 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 74,63774.6k $2.1m $2.1m 0.00% Reduced -134.2k -134,189
76 Highview Capital Management LLC/DE/ 1.07% of their portfolio BUFFALO GROVE, IL 72,59972.6k $2.0m $2.0m 1.07% New
77 SFG Wealth Management, LLC. 1.32% of their portfolio TOWSON, MD 71,83671.8k $2.0m $2.0m 1.32% Reduced -7.1k -7,052
78 Kingsview Wealth Management, LLC 0.06% of their portfolio GRANTS PASS, OR 70,29470.3k $1.9m $1.9m 0.06% New
79 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 69,29169.3k $1.9m $1.9m 0.00% Added +5.0k +5,041
80 PEAK FINANCIAL ADVISORS LLC 1.22% of their portfolio DENVER, CO 66,17766.2k $1.8m $1.8m 1.22% Reduced -24.6k -24,599
81 Virtu Financial LLC 0.14% of their portfolio New York, NY 61,70061.7k $1.7m $1.7m 0.14% Added +47.0k +47,003
82 Kepos Capital LP 0.55% of their portfolio NEW YORK, NY 61,39661.4k $1.7m $1.7m 0.55% Added +26.2k +26,195
83 PEAK6 Investments LLC 0.07% of their portfolio CHICAGO, IL 60,43060.4k $1.7m $1.7m 0.07% Added +13.5k +13,537
84 Kamunting Street Capital Management, L.P. 2.06% of their portfolio MIAMI BEACH, FL 59,99060.0k $1.7m $1.7m 2.06% New
85 SMART Wealth LLC 0.88% of their portfolio Omaha, NE 58,31758.3k $1.6m $1.6m 0.88% New
86 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 54,32154.3k $1.5m $1.5m 0.01% Added +18.4k +18,399
87 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 51,70251.7k $1.4m $1.4m 0.03% Added +30.3k +30,310
88 Schorn Wealth LLC 0.61% of their portfolio ENGLEWOOD, FL 51,52551.5k $1.4m $1.4m 0.61% New
89 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 50,65150.7k $1.4m $1.4m 0.00% Reduced -3.1k -3,091
90 Verition Fund Management LLC 0.01% of their portfolio GREENWICH, CT 50,00050.0k $1.4m $1.4m 0.01% Reduced -14.1k -14,142
91 Freemont Management S.A. 0.18% of their portfolio VAUD, V8 50,00050.0k $1.4m $1.4m 0.18% Unchanged
92 Wealth High Governance Capital Ltda 0.60% of their portfolio SAO PAULO, D5 50,00050.0k $1.4m $1.4m 0.60% Reduced -450.0k -450,000
93 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 49,23949.2k $1.4m $1.4m 0.03% Added +14.7k +14,671
94 Proficio Capital Partners LLC 0.17% of their portfolio NEWTON, MA 48,45048.5k $1.3m $1.3m 0.17% New
95 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 48,17148.2k $1.3m $1.3m 0.00% Reduced -3.8k -3,805
96 Deuterium Capital Management, LLC 1.68% of their portfolio Clearwater, FL 46,04046.0k $504.3k $504.3k 1.68% Added +28.9k +28,871
97 Visionary Wealth Advisors 0.09% of their portfolio O'FALLON, IL 42,85042.9k $1.2m $1.2m 0.09% Added +28.6k +28,616
98 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 41,64641.6k $1.2m $1.2m 0.00% Reduced -4.5k -4,462
99 NWAM LLC 0.09% of their portfolio MERCER ISLAND, WA 41,10741.1k $1.1m $1.1m 0.09% Reduced -93 -93
100 Hilltop Holdings Inc. 0.13% of their portfolio DALLAS, TX 40,43140.4k $1.1m $1.1m 0.13% Added +17.3k +17,260