Vault-13

GLOBAL X FDS LIT

LITHIUM BTRY ETF · ETP · CUSIP 37954Y855

282 institutional holders +1 vs Q4 2025
5,786,0715.8m shares reported held*
$430.5mreported value*
41 new 68 added 78 reduced 39 sold out net bought ≈ $8.3m (+101.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($760.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $74.41. Options: 8 managers hold calls ($16.7m notional), 5 hold puts ($7.3m).

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 429Q4 22: 414Q1 23: 406Q2 23: 423Q3 23: 388Q4 23: 380Q1 24: 330Q2 24: 295Q3 24: 279Q4 24: 273Q1 25: 243Q2 25: 236Q3 25: 251Q4 25: 281Q1 26: 282282Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 2022429
Q4 2022414
Q1 2023406
Q2 2023423
Q3 2023388
Q4 2023380
Q1 2024330
Q2 2024295
Q3 2024279
Q4 2024273
Q1 2025243
Q2 2025236
Q3 2025251
Q4 2025281
Q1 2026282

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 24: 64 bought or addedQ2 24: 179 cut or sold outQ3 24: 73 bought or addedQ3 24: 157 cut or sold outQ3 24Q4 24: 58 bought or addedQ4 24: 139 cut or sold outQ1 25: 62 bought or addedQ1 25: 129 cut or sold outQ1 25Q2 25: 49 bought or addedQ2 25: 108 cut or sold outQ3 25: 106 bought or addedQ3 25: 83 cut or sold outQ3 25Q4 25: 102 bought or addedQ4 25: 90 cut or sold outQ1 26: 109 bought or addedQ1 26: 117 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 202464179
Q3 202473157
Q4 202458139
Q1 202562129
Q2 202549108
Q3 202510683
Q4 202510290
Q1 2026109117

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ2 25 calls: $3.5mQ2 25 puts: $2.3mQ2 25P/C 0.64Q3 25 calls: $21.5mQ3 25 puts: $12.5mQ3 25P/C 0.58Q4 25 calls: $12.7mQ4 25 puts: $5.4mQ4 25P/C 0.43Q1 26 calls: $16.7mQ1 26 puts: $7.3mQ1 26P/C 0.44
Numbers
QuarterCallsPutsP/C
Q2 2025$3.5m$2.3m0.64
Q3 2025$21.5m$12.5m0.58
Q4 2025$12.7m$5.4m0.43
Q1 2026$16.7m$7.3m0.44

Biggest buyers

BW Gestao de Investimentos Ltda. New +172,000+172.0k
BANK OF AMERICA CORP /DE/ Added +91,542+91.5k
Lake Hills Wealth Management, LLC New +55,841+55.8k
UBS Group AG Added +45,138+45.1k
Summit Financial, LLC New +33,606+33.6k
HUB Investment Partners, LLC New +33,336+33.3k
CX Institutional Added +29,740+29.7k
MORGAN STANLEY Added +24,756+24.8k
Q3 Asset Management New +21,983+22.0k
Chicago Wealth Management, Inc. Added +21,024+21.0k

Biggest sellers

PNC Financial Services Group, Inc. Reduced -182,294-182.3k
Quadrature Capital Ltd Sold out -39,414-39.4k
BAROMETER CAPITAL MANAGEMENT INC. Sold out -32,500-32.5k
Kraft, Davis & Associates, LLC Reduced -32,194-32.2k
SIH Partners, LLLP Sold out -31,705-31.7k
IFG Advisory, LLC Sold out -25,720-25.7k
Cetera Investment Advisers Reduced -20,095-20.1k
BANK OF MONTREAL /CAN/ Reduced -19,550-19.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -18,237-18.2k
BLVD Private Wealth, LLC Reduced -17,957-18.0k

Biggest calls

CITADEL ADVISORS LLC Added $8.1m109.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.4m59.4k shares
Walleye Trading LLC Reduced $1.2m16.8k shares
JANE STREET GROUP, LLC Reduced $1.0m14.0k shares
Belvedere Trading LLC Unchanged $743.5k10.0k shares
PEAK6 LLC Added $431.2k5.8k shares
Point72 Asset Management, L.P. New $364.3k4.9k shares
Tidal Investments LLC New $327.1k4.4k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.1m55.2k shares
CITADEL ADVISORS LLC Reduced $1.2m16.1k shares
JANE STREET GROUP, LLC New $1.2m15.6k shares
Point72 Asset Management, L.P. New $513.0k6.9k shares
Walleye Trading LLC Added $371.8k5.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,241,6051.2m $92.3m $92.3m 0.02% Added +2.5k +2,473
2 Steward Partners Investment Advisory, LLC 0.13% of their portfolio STAMFORD, CT 353,053353.1k $26.2m $26.2m 0.13% Added +15.7k +15,693
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 340,424340.4k $25.3m $25.3m 0.00% Added +91.5k +91,542
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 315,782315.8k $23.5m $23.5m 0.00% Added +24.8k +24,756
5 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 246,142246.1k $18.3m $18.3m 0.01% Reduced -19.6k -19,550
6 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 209,422209.4k $15.6m $15.6m 0.01% Reduced -5.1k -5,073
7 Whitcomb & Hess, Inc. 3.11% of their portfolio ASHLAND, OH 179,496179.5k $13.3m $13.3m 3.11% Reduced -1.4k -1,419
8 BW Gestao de Investimentos Ltda. 0.57% of their portfolio SAO PAULO, D5 172,000172.0k $12.8m $12.8m 0.57% New
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 169,478169.5k $12.6m $12.6m 0.02% Reduced -18.2k -18,237
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 163,232163.2k $12.1m $12.1m 0.00% Added +45.1k +45,138
11 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 114,403114.4k $8.5m $8.5m 0.00% Reduced -182.3k -182,294
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 108,824108.8k $8.1m $8.1m 0.00% Added +2.4k +2,359
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 102,424102.4k $7.6m $7.6m 0.00% Added +7.5k +7,470
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 99,01599.0k $7.4m $7.4m 0.00% Reduced -3.2k -3,162
15 Chicago Wealth Management, Inc. 2.93% of their portfolio CHICAGO, IL 98,74098.7k $7.3m $7.3m 2.93% Added +21.0k +21,024
16 Longbow Finance SA 1.05% of their portfolio LUTRY, V8 80,00080.0k $5.8m $5.8m 1.05% Unchanged
17 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 75,80575.8k $5.6m $5.6m 0.00% Added +17.2k +17,194
18 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 71,80071.8k $5.3m $5.3m 0.01% Reduced -20.1k -20,095
19 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 63,66863.7k $4.7m $4.7m 0.00% Added +2.9k +2,908
20 Baker Avenue Asset Management, LP 0.10% of their portfolio SAN FRANCISCO, CA 58,67858.7k $4.4m $4.4m 0.10% Added +196 +196
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 58,43358.4k $4.3m $4.3m 0.00% Reduced -3.4k -3,356
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 55,98756.0k $4.1m $4.1m 0.00% Reduced -8.2k -8,171
23 Lake Hills Wealth Management, LLC 2.32% of their portfolio AUSTIN, TX 55,84155.8k $4.2m $4.2m 2.32% New
24 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 49,35449.4k $3.7m $3.7m 0.01% Reduced -6.0k -5,982
25 Point72 Asset Management, L.P. 0.01% of their portfolio STAMFORD, CT 42,39542.4k $3.2m $3.2m 0.01% Added +11.0k +10,995
26 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 42,28842.3k $3.1m $3.1m 0.00% Reduced -6.1k -6,124
27 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 39,99240.0k $3.0m $3.0m 0.01% Added +4.6k +4,629
28 Ipsen Advisor Group LLC 1.93% of their portfolio LITTLE ROCK, AR 37,10537.1k $2.8m $2.8m 1.93% Reduced -1.4k -1,355
29 CX Institutional 0.08% of their portfolio AUBURN, IN 36,07336.1k $2.7m $2.7m 0.08% Added +29.7k +29,740
30 Summit Financial, LLC 0.03% of their portfolio PARSIPPANY, NJ 33,60633.6k $2.5m $2.5m 0.03% New
31 HUB Investment Partners, LLC 0.06% of their portfolio AUSTIN, TX 33,33633.3k $2.5m $2.5m 0.06% New
32 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 32,96033.0k $2.5m $2.5m 0.01% Added +495 +495
33 Moran Wealth Management, LLC 0.07% of their portfolio NAPLES, FL 31,61231.6k $2.4m $2.4m 0.07% Reduced -200 -200
34 MARSHALL INVESTMENT MANAGEMENT, LLC 1.12% of their portfolio LITTLETON, CO 31,35331.4k $2.3m $2.3m 1.12% Reduced -4.0k -4,025
35 SONA ASSET MANAGEMENT (US) LLC 0.09% of their portfolio NEW YORK, NY 31,00031.0k $2.3m $2.3m 0.09% Unchanged
36 Canal Insurance CO 0.48% of their portfolio Greenville, SC 30,00030.0k $2.2m $2.2m 0.48% Unchanged
37 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 25,48825.5k $1.9m $1.9m 0.00% Reduced -17.7k -17,666
38 Purpose Unlimited Inc. 0.08% of their portfolio TORONTO, A6 24,58124.6k $1.8m $1.8m 0.08% Reduced -19 -19
39 Fortis Group Advisors, LLC 0.34% of their portfolio WESTWOOD, NJ 23,51123.5k $2.1m $2.1m 0.34% Added +16.9k +16,941
40 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 22,62622.6k $1.7m $1.7m 0.01% Added +6.1k +6,149
41 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 22,28422.3k $1.7m $1.7m 0.03% Added +20.7k +20,708
42 Q3 Asset Management 0.40% of their portfolio BIRMINGHAM, MI 21,98322.0k $1.6m $1.6m 0.40% New
43 One Capital Management, LLC 0.04% of their portfolio WESTLAKE VILLAGE, CA 20,23920.2k $1.5m $1.5m 0.04% Added +16.7k +16,716
44 JUNCTURE WEALTH STRATEGIES, LLC 0.50% of their portfolio SCOTTSDALE, AZ 20,02720.0k $1.5m $1.5m 0.50% Added +15.1k +15,098
45 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 19,41019.4k $1.4m $1.4m 0.00% Reduced -5.4k -5,438
46 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 18,35918.4k $1.4m $1.4m 0.01% Added +1.2k +1,176
47 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 18,17618.2k $1.4m $1.4m 0.00% Reduced -11.4k -11,395
48 Ameritas Advisory Services, LLC 0.05% of their portfolio Lincoln, NE 18,01818.0k $1.3m $1.3m 0.05% Reduced -2.5k -2,477
49 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 17,56517.6k $1.3m $1.3m 0.00% Reduced -1.8k -1,829
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 17,22817.2k $1.3m $1.3m 0.00% Reduced -84 -84
51 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 17,06317.1k $1.3m $1.3m 0.01% Added +104 +104
52 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 16,26616.3k $1.2m $1.2m 0.00% Reduced -320 -320
53 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 13,74513.7k $988.4k $988.4k 0.00% Added +4.4k +4,420
54 Sage Capital Management, LLC 0.45% of their portfolio Stockton, NJ 12,94212.9k $962.5k $962.5k 0.45% Added +30 +30
55 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 12,68412.7k $943.2k $943.2k 0.00% Added +690 +690
56 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 12,30612.3k $914.9k $914.9k 0.00% Reduced -13.1k -13,057
57 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 12,19212.2k $906.5k $906.5k 0.00% Reduced -42 -42
58 Kraft, Davis & Associates, LLC 0.22% of their portfolio St. Louis, MO 11,95412.0k $1.1m $1.1m 0.22% Reduced -32.2k -32,194
59 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 11,95312.0k $889.0k $889.0k 0.00% Added +347 +347
60 BLVD Private Wealth, LLC 0.77% of their portfolio Prospect, KY 11,88611.9k $883.7k $883.7k 0.77% Reduced -18.0k -17,957
61 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 11,68111.7k $769.2k $769.2k 0.00% Added +5.1k +5,072
62 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 10,55410.6k $784.7k $784.7k 0.03% Reduced -48 -48
63 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 10,23010.2k $760.6k $760.6k 0.00% Reduced -2.4k -2,400
64 PETRA FINANCIAL ADVISORS INC 0.45% of their portfolio COLORADO SRPINGS, CO 9,8229.8k $730.3k $730.3k 0.45% New
65 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 9,2729.3k $689.4k $689.4k 0.02% Added +180 +180
66 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 8,0988.1k $602.1k $602.1k 0.02% Added +4.9k +4,891
67 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,8757.9k $585.5k $585.5k 0.00% Reduced -53 -53
68 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 7,8487.8k $583.5k $583.5k 0.00% Added +282 +282
69 Wealthspire Advisors, LLC 0.00% of their portfolio NEW YORK, NY 7,6807.7k $571.0k $571.0k 0.00% Reduced -85 -85
70 Independent Advisor Alliance 0.01% of their portfolio CHARLOTTE, NC 7,6597.7k $569.4k $569.4k 0.01% New
71 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 7,5247.5k $559.4k $559.4k 0.00% Added +2.5k +2,481
72 Destination Wealth Management 0.01% of their portfolio Walnut Creek, CA 7,2837.3k $541.5k $541.5k 0.01% Reduced -72 -72
73 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 7,1167.1k $529.1k $529.1k 0.00% Added +1.2k +1,205
74 Great Diamond Partners, LLC 0.10% of their portfolio Portland, ME 7,0907.1k $527.1k $527.1k 0.10% New
75 South Shore Capital Advisors 0.38% of their portfolio COHASSET, MA 7,0007.0k $520.5k $520.5k 0.38% Reduced -2.5k -2,500
76 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 6,9827.0k $519.1k $519.1k 0.00% New
77 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 6,8096.8k $506.2k $506.2k 0.00% Reduced -76 -76
78 VestGen Advisors, LLC 0.02% of their portfolio CHICAGO, IL 6,6766.7k $597.3k $597.3k 0.02% Reduced -11.2k -11,221
79 VVR Holdings LLC 0.25% of their portfolio BELLINGHAM, WA 6,5276.5k $485.3k $485.3k 0.25% Added +1.0k +1,046
80 Evolution Wealth Advisors, LLC 0.05% of their portfolio AVENTURA, FL 6,4506.5k $479.6k $479.6k 0.05% Unchanged
81 Arax Advisory Partners 0.01% of their portfolio NEW YORK, NY 6,3526.4k $472.3k $472.3k 0.01% Added +1.2k +1,154
82 FLAGSHIP HARBOR ADVISORS, LLC 0.02% of their portfolio BOSTON, MA 6,2836.3k $467.1k $467.1k 0.02% Added +710 +710
83 Wick Capital Partners, LLC 0.11% of their portfolio WAYNE, PA 6,2546.3k $579.7k $579.7k 0.11% Reduced -10 -10
84 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 6,1396.1k $456.5k $456.5k 0.00% Added +32 +32
85 CERTUITY, LLC 0.03% of their portfolio NORTH PALM BEACH, FL 5,9546.0k $442.7k $442.7k 0.03% Reduced -1.5k -1,522
86 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 5,9385.9k $441.5k $441.5k 0.00% Reduced -363 -363
87 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 5,9305.9k $441.0k $441.0k 0.01% Reduced -106 -106
88 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 5,6265.6k $418.3k $418.3k 0.02% New
89 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 5,5745.6k $414.4k $414.4k 0.01% New
90 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 5,5335.5k $411.4k $411.4k 0.00% New
91 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 5,3775.4k $399.8k $399.8k 0.02% Reduced -84 -84
92 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 5,3205.3k $396.0k $396.0k 0.00% Added +20 +20
93 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 5,2585.3k $390.0k $390.0k 0.00% Reduced -3.7k -3,684
94 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 5,2035.2k $386.9k $386.9k 0.02% Added +141 +141
95 Betterment LLC 0.00% of their portfolio NEW YORK, NY 5,1835.2k $385.0k $385.0k 0.00% Added +343 +343
96 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 5,1335.1k $381.6k $381.6k 0.00% Reduced -1.6k -1,603
97 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 5,1145.1k $380.0k $380.0k 0.02% Reduced -182 -182
98 NORTHBRIDGE FINANCIAL GROUP, LLC 0.17% of their portfolio TAMPA, FL 4,9855.0k $398.9k $398.9k 0.17% Reduced -40 -40
99 Eagle Strategies LLC 0.04% of their portfolio NEW YORK, NY 4,7424.7k $352.6k $352.6k 0.04% Reduced -78 -78
100 Hilltop Holdings Inc. 0.03% of their portfolio DALLAS, TX 4,6754.7k $347.6k $347.6k 0.03% Added +925 +925