Vault-13

GLOBAL X FDS LIT

LITHIUM BTRY ETF · ETP · CUSIP 37954Y855

281 institutional holders +30 vs Q3 2025
5,684,0795.7m shares reported held*
$369.4mreported value*
48 new 54 added 66 reduced 24 sold out net bought ≈ $13.3m (+207.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($819.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $65.00. Options: 7 managers hold calls ($12.7m notional), 3 hold puts ($5.4m).

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 429Q4 22: 414Q1 23: 406Q2 23: 423Q3 23: 388Q4 23: 380Q1 24: 330Q2 24: 295Q3 24: 279Q4 24: 273Q1 25: 243Q2 25: 236Q3 25: 251Q4 25: 281281Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 2022429
Q4 2022414
Q1 2023406
Q2 2023423
Q3 2023388
Q4 2023380
Q1 2024330
Q2 2024295
Q3 2024279
Q4 2024273
Q1 2025243
Q2 2025236
Q3 2025251
Q4 2025281

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 24: 115 bought or addedQ1 24: 191 cut or sold outQ2 24: 64 bought or addedQ2 24: 179 cut or sold outQ2 24Q3 24: 73 bought or addedQ3 24: 157 cut or sold outQ4 24: 58 bought or addedQ4 24: 139 cut or sold outQ4 24Q1 25: 62 bought or addedQ1 25: 129 cut or sold outQ2 25: 49 bought or addedQ2 25: 108 cut or sold outQ2 25Q3 25: 106 bought or addedQ3 25: 83 cut or sold outQ4 25: 102 bought or addedQ4 25: 90 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 2024115191
Q2 202464179
Q3 202473157
Q4 202458139
Q1 202562129
Q2 202549108
Q3 202510683
Q4 202510290

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ1 25 calls: $6.5mQ1 25 puts: $4.5mQ1 25P/C 0.69Q2 25 calls: $3.5mQ2 25 puts: $2.3mQ2 25P/C 0.64Q3 25 calls: $21.5mQ3 25 puts: $12.5mQ3 25P/C 0.58Q4 25 calls: $12.7mQ4 25 puts: $5.4mQ4 25P/C 0.43
Numbers
QuarterCallsPutsP/C
Q1 2025$6.5m$4.5m0.69
Q2 2025$3.5m$2.3m0.64
Q3 2025$21.5m$12.5m0.58
Q4 2025$12.7m$5.4m0.43

Biggest buyers

BANK OF MONTREAL /CAN/ Added +256,800+256.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +172,699+172.7k
Chicago Wealth Management, Inc. New +77,716+77.7k
Baker Avenue Asset Management, LP New +58,482+58.5k
CITADEL ADVISORS LLC Added +51,685+51.7k
Quadrature Capital Ltd Added +35,166+35.2k
Point72 Asset Management, L.P. New +31,400+31.4k
SONA ASSET MANAGEMENT (US) LLC New +31,000+31.0k
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. New +29,571+29.6k
BAROMETER CAPITAL MANAGEMENT INC. Added +29,100+29.1k

Biggest sellers

Stonebridge Financial Group, LLC Sold out -287,311-287.3k
GOLDMAN SACHS GROUP INC Reduced -92,795-92.8k
Steward Partners Investment Advisory, LLC Reduced -86,142-86.1k
JANE STREET GROUP, LLC Reduced -45,067-45.1k
AMERIPRISE FINANCIAL INC Reduced -43,981-44.0k
UBS Group AG Reduced -39,845-39.8k
Whitcomb & Hess, Inc. Reduced -26,000-26.0k
BARCLAYS PLC Reduced -21,393-21.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -20,363-20.4k
Q3 Asset Management Sold out -18,588-18.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $5.4m82.5k shares
CITADEL ADVISORS LLC Added $4.0m61.0k shares
JANE STREET GROUP, LLC Reduced $1.2m18.6k shares
Walleye Trading LLC New $1.1m16.9k shares
Belvedere Trading LLC New $648.6k10.0k shares
ExodusPoint Capital Management, LP New $259.6k4.0k shares
PEAK6 LLC Reduced $207.6k3.2k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $3.8m58.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.6m25.0k shares
Walleye Trading LLC New $38.9k600 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,239,1321.2m $80.4m $80.4m 0.02% Added +823 +823
2 Steward Partners Investment Advisory, LLC 0.12% of their portfolio STAMFORD, CT 337,360337.4k $21.9m $21.9m 0.12% Reduced -86.1k -86,142
3 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 296,697296.7k $19.2m $19.2m 0.01% Reduced -17.5k -17,495
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 291,026291.0k $18.9m $18.9m 0.00% Added +22.0k +21,985
5 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 265,692265.7k $17.2m $17.2m 0.01% Added +256.8k +256,800
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 248,882248.9k $16.1m $16.1m 0.00% Added +16.4k +16,446
7 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 214,495214.5k $13.9m $13.9m 0.01% Reduced -1.6k -1,600
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 187,715187.7k $12.2m $12.2m 0.02% Added +172.7k +172,699
9 Whitcomb & Hess, Inc. 3.01% of their portfolio ASHLAND, OH 180,915180.9k $12.8m $12.8m 3.01% Reduced -26.0k -26,000
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 118,094118.1k $7.7m $7.7m 0.00% Reduced -39.8k -39,845
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 106,465106.5k $6.9m $6.9m 0.00% Reduced -17.7k -17,732
12 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 102,177102.2k $6.6m $6.6m 0.00% Reduced -44.0k -43,981
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 94,95495.0k $6.2m $6.2m 0.00% Reduced -7.8k -7,784
14 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 91,89591.9k $6.0m $6.0m 0.01% Added +3.4k +3,359
15 Longbow Finance SA 0.88% of their portfolio LUTRY, V8 80,00080.0k $5.2m $5.2m 0.88% Unchanged
16 Chicago Wealth Management, Inc. 2.03% of their portfolio CHICAGO, IL 77,71677.7k $5.0m $5.0m 2.03% New
17 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 64,15864.2k $4.2m $4.2m 0.00% Added +12.2k +12,180
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 61,78961.8k $4.0m $4.0m 0.00% Reduced -20.4k -20,363
19 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 60,76060.8k $3.9m $3.9m 0.00% Added +8.4k +8,439
20 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 58,61158.6k $3.8m $3.8m 0.00% Added +51.7k +51,685
21 Baker Avenue Asset Management, LP 0.09% of their portfolio SAN FRANCISCO, CA 58,48258.5k $3.8m $3.8m 0.09% New
22 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 55,33655.3k $3.6m $3.6m 0.01% Reduced -802 -802
23 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 48,41248.4k $3.1m $3.1m 0.00% Reduced -6.0k -5,991
24 Kraft, Davis & Associates, LLC 0.70% of their portfolio St. Louis, MO 44,14844.1k $3.1m $3.1m 0.70% Reduced -420 -420
25 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 43,15443.2k $2.8m $2.8m 0.00% Reduced -46 -46
26 Quadrature Capital Ltd 0.03% of their portfolio LONDON, X0 39,41439.4k $2.6m $2.6m 0.03% Added +35.2k +35,166
27 Ipsen Advisor Group LLC 1.77% of their portfolio LITTLE ROCK, AR 38,46038.5k $2.5m $2.5m 1.77% Reduced -833 -833
28 MARSHALL INVESTMENT MANAGEMENT, LLC 1.15% of their portfolio LITTLETON, CO 35,37835.4k $2.3m $2.3m 1.15% Reduced -9.5k -9,466
29 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 35,36335.4k $2.3m $2.3m 0.01% Reduced -1.3k -1,318
30 BAROMETER CAPITAL MANAGEMENT INC. 0.34% of their portfolio TORONTO, A6 32,50032.5k $1.4m $1.4m 0.34% Added +29.1k +29,100
31 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 32,46532.5k $2.1m $2.1m 0.01% Reduced -1.7k -1,665
32 Moran Wealth Management, LLC 0.06% of their portfolio NAPLES, FL 31,81231.8k $2.1m $2.1m 0.06% Added +7.0k +6,951
33 SIH Partners, LLLP 0.12% of their portfolio Wilmington, DE 31,70531.7k $2.1m $2.1m 0.12% Added +2.5k +2,492
34 Point72 Asset Management, L.P. 0.00% of their portfolio STAMFORD, CT 31,40031.4k $2.0m $2.0m 0.00% New
35 SONA ASSET MANAGEMENT (US) LLC 0.07% of their portfolio NEW YORK, NY 31,00031.0k $2.0m $2.0m 0.07% New
36 Canal Insurance CO 0.47% of their portfolio Greenville, SC 30,00030.0k $1.9m $1.9m 0.47% Unchanged
37 BLVD Private Wealth, LLC 1.68% of their portfolio Prospect, KY 29,84329.8k $1.9m $1.9m 1.68% Reduced -2.6k -2,555
38 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 29,57129.6k $1.9m $1.9m 0.00% New
39 IFG Advisory, LLC 0.07% of their portfolio ATLANTA, GA 25,72025.7k $1.7m $1.7m 0.07% Added +2.3k +2,338
40 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 25,36325.4k $1.6m $1.6m 0.01% Added +9.9k +9,912
41 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 24,84824.8k $1.6m $1.6m 0.00% Reduced -6.6k -6,637
42 Purpose Unlimited Inc. 0.07% of their portfolio TORONTO, A6 24,60024.6k $1.6m $1.6m 0.07% First filing
43 Ameritas Advisory Services, LLC 0.05% of their portfolio Lincoln, NE 20,49520.5k $1.3m $1.3m 0.05% Added +19.7k +19,663
44 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 19,39419.4k $1.3m $1.3m 0.00% Reduced -92.8k -92,795
45 VestGen Advisors, LLC 0.05% of their portfolio CHICAGO, IL 17,89717.9k $1.2m $1.2m 0.05% Reduced -530 -530
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 17,31217.3k $1.1m $1.1m 0.00% Added +851 +851
47 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 17,18317.2k $1.1m $1.1m 0.00% Reduced -27 -27
48 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 16,95917.0k $1.1m $1.1m 0.01% Reduced -3.8k -3,772
49 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 16,58616.6k $1.1m $1.1m 0.00% Reduced -2.0k -1,977
50 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 16,47716.5k $1.1m $1.1m 0.00% Reduced -289 -289
51 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 13,65413.7k $885.6k $885.6k 0.02% New
52 AXXCESS WEALTH MANAGEMENT, LLC 0.02% of their portfolio CARLSBAD, CA 13,34813.3k $865.8k $865.8k 0.02% Unchanged
53 Sage Capital Management, LLC 0.39% of their portfolio Stockton, NJ 12,91212.9k $837.6k $837.6k 0.39% Added +191 +191
54 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 12,63012.6k $819.2k $819.2k 0.00% Added +10.5k +10,500
55 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 12,23412.2k $793.5k $793.5k 0.00% Added +364 +364
56 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 11,99412.0k $777.9k $777.9k 0.00% Added +1.4k +1,422
57 Pines Wealth Management, LLC 0.25% of their portfolio SOUTHERN PINES, NC 11,76911.8k $763.3k $763.3k 0.25% Reduced -114 -114
58 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 11,60611.6k $753.0k $753.0k 0.00% Added +37 +37
59 Belpointe Asset Management LLC 0.02% of their portfolio RENO, NV 10,60210.6k $687.7k $687.7k 0.02% Reduced -70 -70
60 IMC-Chicago, LLC 0.01% of their portfolio CHICAGO, IL 10,43210.4k $676.6k $676.6k 0.01% New
61 PRIMORIS WEALTH ADVISORS, LLC 0.40% of their portfolio North Palm Beach, FL 10,40010.4k $674.5k $674.5k 0.40% New
62 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 9,7209.7k $630.0k $630.0k 0.00% New
63 South Shore Capital Advisors 0.45% of their portfolio COHASSET, MA 9,5009.5k $616.2k $616.2k 0.45% First filing
64 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 9,3259.3k $604.8k $604.8k 0.00% Added +3.1k +3,114
65 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 9,0929.1k $591.3k $591.3k 0.02% Added +2.4k +2,394
66 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 8,9428.9k $622.1k $622.1k 0.00% Added +3.6k +3,614
67 Synergy Asset Management, LLC 0.06% of their portfolio VANCOUVER, WA 8,9018.9k $577.3k $577.3k 0.06% New
68 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,9287.9k $514.2k $514.2k 0.00% Reduced -119 -119
69 Wealthspire Advisors, LLC 0.00% of their portfolio NEW YORK, NY 7,7657.8k $503.6k $503.6k 0.00% Added +168 +168
70 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 7,5667.6k $490.7k $490.7k 0.00% Added +5.4k +5,402
71 CERTUITY, LLC 0.03% of their portfolio NORTH PALM BEACH, FL 7,4767.5k $484.9k $484.9k 0.03% Added +2.0k +2,041
72 Destination Wealth Management 0.01% of their portfolio Walnut Creek, CA 7,3557.4k $477.0k $477.0k 0.01% Reduced -166 -166
73 Amundi 0.00% of their portfolio Paris, I0 7,2957.3k $473.2k $473.2k 0.00% Reduced -3.5k -3,547
74 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 6,8856.9k $446.6k $446.6k 0.00% Added +100 +100
75 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 6,7826.8k $439.9k $439.9k 0.00% Reduced -21.4k -21,393
76 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 6,7546.8k $386.5k $386.5k 0.00% Added +72 +72
77 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 6,7366.7k $436.9k $436.9k 0.00% Added +3.0k +2,964
78 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 6,6866.7k $433.7k $433.7k 0.02% New
79 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 6,6096.6k $428.7k $428.7k 0.00% Added +2.9k +2,897
80 Fortis Group Advisors, LLC 0.08% of their portfolio WESTWOOD, NJ 6,5706.6k $459.6k $459.6k 0.08% New
81 Evolution Wealth Advisors, LLC 0.04% of their portfolio AVENTURA, FL 6,4506.5k $418.3k $418.3k 0.04% Unchanged
82 CX Institutional 0.01% of their portfolio AUBURN, IN 6,3336.3k $411.0k $411.0k 0.01% Reduced -399 -399
83 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 6,3016.3k $408.7k $408.7k 0.00% New
84 Wick Capital Partners, LLC 0.10% of their portfolio WAYNE, PA 6,2646.3k $534.8k $534.8k 0.10% New
85 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 6,1076.1k $396.2k $396.2k 0.00% Added +301 +301
86 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 6,0366.0k $391.6k $391.6k 0.00% Added +718 +718
87 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 5,9115.9k $381.3k $381.3k 0.00% Added +618 +618
88 Cordoba Advisory Partners LLC 0.09% of their portfolio NEW YORK, NY 5,7015.7k $370.7k $370.7k 0.09% First filing
89 FLAGSHIP HARBOR ADVISORS, LLC 0.02% of their portfolio BOSTON, MA 5,5735.6k $361.5k $361.5k 0.02% Reduced -5.8k -5,836
90 VVR Holdings LLC 0.18% of their portfolio BELLINGHAM, WA 5,4815.5k $355.5k $355.5k 0.18% First filing
91 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 5,4615.5k $355.2k $355.2k 0.02% Reduced -107 -107
92 Marex Group Ltd 0.00% of their portfolio London, X0 5,4295.4k $352.1k $352.1k 0.00% New
93 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 5,3705.4k $348.3k $348.3k 0.00% Reduced -45.1k -45,067
94 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 5,3005.3k $344.0k $344.0k 0.00% Reduced -463 -463
95 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 5,2965.3k $343.0k $343.0k 0.02% Added +703 +703
96 Arax Advisory Partners 0.01% of their portfolio NEW YORK, NY 5,1985.2k $337.1k $337.1k 0.01% Added +4.5k +4,547
97 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 5,0625.1k $328.4k $328.4k 0.02% Reduced -95 -95
98 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 5,0435.0k $327.1k $327.1k 0.00% Reduced -13.3k -13,286
99 NORTHBRIDGE FINANCIAL GROUP, LLC 0.15% of their portfolio TAMPA, FL 5,0255.0k $325.9k $325.9k 0.15% First filing
100 PEAK6 LLC 0.00% of their portfolio AUSTIN, TX 4,9905.0k $323.7k $323.7k 0.00% New