Vault-13

GLOBAL X FDS LIT

LITHIUM BTRY ETF · ETP · CUSIP 37954Y855

236 institutional holders -7 vs Q1 2025
3,496,0713.5m shares reported held*
$134.5mreported value*
19 new 30 added 79 reduced 29 sold out net sold ≈ $19.5m (-509.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $38.48. Options: 3 managers hold calls ($3.5m notional), 2 hold puts ($2.3m).

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 429Q4 22: 414Q1 23: 406Q2 23: 423Q3 23: 388Q4 23: 380Q1 24: 330Q2 24: 295Q3 24: 279Q4 24: 273Q1 25: 243Q2 25: 236236Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 2022429
Q4 2022414
Q1 2023406
Q2 2023423
Q3 2023388
Q4 2023380
Q1 2024330
Q2 2024295
Q3 2024279
Q4 2024273
Q1 2025243
Q2 2025236

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q3 23: 140 bought or addedQ3 23: 209 cut or sold outQ4 23: 102 bought or addedQ4 23: 224 cut or sold outQ4 23Q1 24: 115 bought or addedQ1 24: 191 cut or sold outQ2 24: 64 bought or addedQ2 24: 179 cut or sold outQ2 24Q3 24: 73 bought or addedQ3 24: 157 cut or sold outQ4 24: 58 bought or addedQ4 24: 139 cut or sold outQ4 24Q1 25: 62 bought or addedQ1 25: 129 cut or sold outQ2 25: 49 bought or addedQ2 25: 108 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 2023140209
Q4 2023102224
Q1 2024115191
Q2 202464179
Q3 202473157
Q4 202458139
Q1 202562129
Q2 202549108

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ3 24 calls: $20.6mQ3 24 puts: $37.7mQ3 24P/C 1.83Q4 24 calls: $16.7mQ4 24 puts: $10.4mQ4 24P/C 0.62Q1 25 calls: $6.5mQ1 25 puts: $4.5mQ1 25P/C 0.69Q2 25 calls: $3.5mQ2 25 puts: $2.3mQ2 25P/C 0.64
Numbers
QuarterCallsPutsP/C
Q3 2024$20.6m$37.7m1.83
Q4 2024$16.7m$10.4m0.62
Q1 2025$6.5m$4.5m0.69
Q2 2025$3.5m$2.3m0.64

Biggest buyers

ROYAL BANK OF CANADA Added +80,232+80.2k
Kraft, Davis & Associates, LLC New +49,544+49.5k
PINNBROOK CAPITAL MANAGEMENT LP New +38,515+38.5k
JANE STREET GROUP, LLC New +25,000+25.0k
GOLDMAN SACHS GROUP INC Added +21,902+21.9k
SG Americas Securities, LLC Added +9,355+9.4k
Steward Partners Investment Advisory, LLC Added +8,412+8.4k
Moran Wealth Management, LLC Added +6,960+7.0k
J. Safra Sarasin Holding AG New +6,900+6.9k
J.W. COLE ADVISORS, INC. New +6,448+6.4k

Biggest sellers

MORGAN STANLEY Reduced -179,124-179.1k
PNC Financial Services Group, Inc. Reduced -87,275-87.3k
BANK OF AMERICA CORP /DE/ Reduced -74,473-74.5k
CX Institutional Reduced -55,155-55.2k
RENAISSANCE TECHNOLOGIES LLC Sold out -42,900-42.9k
OLD MISSION CAPITAL LLC Reduced -32,476-32.5k
Mirae Asset Global Investments Co., Ltd. Reduced -31,361-31.4k
UBS Group AG Reduced -31,033-31.0k
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. Sold out -30,550-30.6k
LPL Financial LLC Reduced -30,081-30.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.5m38.4k shares
CITADEL ADVISORS LLC Added $1.2m31.2k shares
JANE STREET GROUP, LLC Reduced $871.7k22.7k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $1.8m46.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $491.5k12.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 348,960349.0k $13.4m $13.4m 0.01% Reduced -87.3k -87,275
2 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 263,492263.5k $10.1m $10.1m 0.00% Reduced -30.1k -30,081
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 250,297250.3k $9.6m $9.6m 0.00% Reduced -74.5k -74,473
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 213,344213.3k $8.2m $8.2m 0.00% Reduced -179.1k -179,124
5 Whitcomb & Hess, Inc. 2.08% of their portfolio ASHLAND, OH 192,021192.0k $7.4m $7.4m 2.08% Added +2.5k +2,452
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 173,286173.3k $6.7m $6.7m 0.00% Added +80.2k +80,232
7 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 151,822151.8k $5.8m $5.8m 0.00% Reduced -1.5k -1,508
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 151,622151.6k $5.8m $5.8m 0.00% Reduced -31.0k -31,033
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 93,62993.6k $3.6m $3.6m 0.00% Reduced -5.1k -5,067
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 85,46485.5k $3.3m $3.3m 0.00% Reduced -10.6k -10,636
11 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 84,20284.2k $3.2m $3.2m 0.01% Reduced -4.2k -4,247
12 Longbow Finance SA 0.33% of their portfolio LUTRY, V8 80,00080.0k $3.1m $3.1m 0.33% Unchanged
13 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 58,98359.0k $2.3m $2.3m 0.01% Reduced -5.1k -5,090
14 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 58,13858.1k $2.2m $2.2m 0.00% Reduced -4.1k -4,081
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 51,76951.8k $2.0m $2.0m 0.00% Reduced -16.3k -16,269
16 Kraft, Davis & Associates, LLC 0.59% of their portfolio St. Louis, MO 49,54449.5k $2.1m $2.1m 0.59% New
17 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 49,34249.3k $1.9m $1.9m 0.00% Added +19 +19
18 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 45,51445.5k $1.7m $1.7m 0.00% Reduced -9.8k -9,754
19 BLVD Private Wealth, LLC 1.58% of their portfolio Prospect, KY 43,72843.7k $1.7m $1.7m 1.58% First filing
20 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 43,11943.1k $1.7m $1.7m 0.00% Added +6.1k +6,089
21 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 39,54039.5k $1.5m $1.5m 0.00% Added +3.8k +3,839
22 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 39,50839.5k $1.5m $1.5m 0.00% Added +3.1k +3,063
23 PINNBROOK CAPITAL MANAGEMENT LP 0.39% of their portfolio NEW YORK, NY 38,51538.5k $1.5m $1.5m 0.39% New
24 Ipsen Advisor Group LLC 1.13% of their portfolio LITTLE ROCK, AR 38,46238.5k $1.5m $1.5m 1.13% Added +2.6k +2,588
25 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 38,22638.2k $1.5m $1.5m 0.00% Added +21.9k +21,902
26 Money Design Co.,Ltd. 0.07% of their portfolio TOKYO, M0 36,80236.8k $1.4m $1.4m 0.07% Reduced -6.4k -6,391
27 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 33,22633.2k $1.3m $1.3m 0.00% Reduced -2.6k -2,583
28 Canal Insurance CO 0.26% of their portfolio Greenville, SC 30,00030.0k $1.2m $1.2m 0.26% Unchanged
29 Ameritas Advisory Services, LLC 0.06% of their portfolio Lincoln, NE 28,54228.5k $1.1m $1.1m 0.06% Reduced -4.4k -4,394
30 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 26,91426.9k $1.0m $1.0m 0.00% Reduced -100 -100
31 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 25,72925.7k $988.0k $988.0k 0.00% Reduced -2.4k -2,385
32 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 25,00025.0k $960.0k $960.0k 0.00% New
33 Hancock Prospecting Pty Ltd 0.03% of their portfolio West Perth, C3 24,87024.9k $955.0k $955.0k 0.03% Unchanged
34 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 23,87323.9k $917.0k $917.0k 0.00% Added +9.4k +9,355
35 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 22,21422.2k $853.0k $853.0k 0.00% Reduced -1.8k -1,838
36 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 22,03322.0k $846.0k $846.0k 0.00% Added +1.8k +1,821
37 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 21,91121.9k $841.4k $841.4k 0.02% Reduced -32.5k -32,476
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 19,96720.0k $766.7k $766.7k 0.00% Reduced -3.8k -3,750
39 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 15,83815.8k $608.2k $608.2k 0.00% Added +10 +10
40 SHUFRO ROSE & CO LLC 0.05% of their portfolio NEW YORK, NY 15,55015.6k $603.3k $603.3k 0.05% Unchanged
41 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 14,95715.0k $574.3k $574.3k 0.00% Added +8.4k +8,412
42 Moran Wealth Management, LLC 0.02% of their portfolio NAPLES, FL 14,06214.1k $540.0k $540.0k 0.02% Added +7.0k +6,960
43 Pines Wealth Management, LLC 0.20% of their portfolio SOUTHERN PINES, NC 13,92413.9k $553.5k $553.5k 0.20% Reduced -2.3k -2,288
44 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 13,63313.6k $526.4k $526.4k 0.01% Reduced -3.4k -3,390
45 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 13,39813.4k $514.5k $514.5k 0.01% Added +250 +250
46 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 12,52312.5k $480.9k $480.9k 0.00% Added +4.0k +4,005
47 Sage Capital Management, LLC 0.23% of their portfolio Stockton, NJ 12,35512.4k $474.5k $474.5k 0.23% Unchanged
48 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 12,30412.3k $472.5k $472.5k 0.00% Added +2.2k +2,193
49 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 12,04112.0k $462.4k $462.4k 0.00% Reduced -2.8k -2,835
50 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 10,90110.9k $418.6k $418.6k 0.00% Reduced -699 -699
51 SIH Partners, LLLP 0.04% of their portfolio Wilmington, DE 9,8639.9k $378.7k $378.7k 0.04% Reduced -18.7k -18,698
52 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 9,6039.6k $368.8k $368.8k 0.00% Added +65 +65
53 Destination Wealth Management 0.01% of their portfolio Walnut Creek, CA 9,5499.5k $366.7k $366.7k 0.01% Reduced -266 -266
54 Arrowroot Family Office, LLC 0.16% of their portfolio MARINA DEL REY, CA 9,4419.4k $362.5k $362.5k 0.16% First filing
55 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 9,2309.2k $354.4k $354.4k 0.00% Reduced -31.4k -31,361
56 CX Institutional 0.01% of their portfolio AUBURN, IN 9,0049.0k $346.0k $346.0k 0.01% Reduced -55.2k -55,155
57 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 8,6938.7k $333.8k $333.8k 0.00% Added +3.5k +3,470
58 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,4548.5k $324.6k $324.6k 0.00% Reduced -5.4k -5,369
59 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 8,0918.1k $311.7k $311.7k 0.02% Reduced -1.1k -1,111
60 Lake Hills Wealth Management, LLC 0.17% of their portfolio AUSTIN, TX 7,9307.9k $304.5k $304.5k 0.17% Reduced -25 -25
61 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 7,3077.3k $280.6k $280.6k 0.00% Reduced -730 -730
62 INSIGNEO ADVISORY SERVICES, LLC 0.02% of their portfolio MIAMI, FL 7,1217.1k $273.4k $273.4k 0.02% Added +1.8k +1,750
63 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 7,0447.0k $271.5k $271.5k 0.00% Reduced -577 -577
64 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 7,0197.0k $270.0k $270.0k 0.00% Added +25 +25
65 J. Safra Sarasin Holding AG 0.00% of their portfolio BASEL, V8 6,9006.9k $265.0k $265.0k 0.00% New
66 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 6,7856.8k $260.5k $260.5k 0.00% Unchanged
67 Evolution Wealth Advisors, LLC 0.04% of their portfolio AVENTURA, FL 6,4506.5k $247.7k $247.7k 0.04% Reduced -560 -560
68 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 6,4486.4k $247.6k $247.6k 0.01% New
69 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 6,3736.4k $245.6k $245.6k 0.00% Reduced -283 -283
70 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 6,2576.3k $240.3k $240.3k 0.00% New
71 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 6,2146.2k $238.6k $238.6k 0.00% Reduced -6.0k -6,000
72 MFA WEALTH ADVISORS, LLC 0.05% of their portfolio PITTSBURGH, PA 6,0646.1k $232.9k $232.9k 0.05% Added +636 +636
73 Eagle Strategies LLC 0.04% of their portfolio NEW YORK, NY 6,0506.0k $232.3k $232.3k 0.04% Added +53 +53
74 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 5,9495.9k $228.4k $228.4k 0.00% Reduced -133 -133
75 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 5,6905.7k $218.0k $218.0k 0.00% Added +94 +94
76 FLAGSHIP HARBOR ADVISORS, LLC 0.01% of their portfolio BOSTON, MA 5,6175.6k $215.7k $215.7k 0.01% Reduced -1.5k -1,530
77 PFG Investments, LLC 0.01% of their portfolio WOODBURY, NY 5,5315.5k $212.4k $212.4k 0.01% Reduced -1.5k -1,514
78 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 5,4745.5k $210.2k $210.2k 0.00% New
79 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 5,4075.4k $214.9k $214.9k 0.00% Reduced -2.5k -2,497
80 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 5,3835.4k $207.5k $207.5k 0.01% Reduced -1.5k -1,521
81 Betterment LLC 0.00% of their portfolio NEW YORK, NY 5,3605.4k $206.0k $206.0k 0.00% New
82 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 5,1505.2k $197.8k $197.8k 0.01% Reduced -362 -362
83 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 4,4124.4k $169.0k $169.0k 0.01% Reduced -105 -105
84 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,9483.9k $152.0k $152.0k 0.00% Reduced -1.8k -1,755
85 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 3,2953.3k $126.4k $126.4k 0.00% Reduced -128 -128
86 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 3,2703.3k $125.6k $125.6k 0.00% Added +3.0k +3,015
87 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 2,8862.9k $110.8k $110.8k 0.00% Reduced -110 -110
88 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 2,6332.6k $101.1k $101.1k 0.00% Reduced -26 -26
89 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 2,4402.4k $93.0k $93.0k 0.00% Reduced -6.3k -6,332
90 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,1542.2k $82.7k $82.7k 0.00% Reduced -439 -439
91 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,0412.0k $78.4k $78.4k 0.00% Reduced -308 -308
92 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 2,0252.0k $77.8k $77.8k 0.00% Reduced -14.7k -14,733
93 MTM Investment Management, LLC 0.03% of their portfolio SPARTANBURG, SC 2,0002.0k $76.8k $76.8k 0.03% New
94 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 1,9522.0k $79.6k $79.6k 0.01% Added +852 +852
95 Turim 21 Investimentos Ltda. 0.01% of their portfolio RIO DE JANEIRO, D5 1,7641.8k $67.7k $67.7k 0.01% Reduced -1.1k -1,118
96 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 1,7221.7k $66.1k $66.1k 0.00% Reduced -1.3k -1,324
97 Activest Wealth Management 0.02% of their portfolio AVENTURA, FL 1,6991.7k $65.2k $65.2k 0.02% Unchanged
98 HAGER INVESTMENT MANAGEMENT SERVICES, LLC 0.04% of their portfolio NEW LONDON, NH 1,5461.5k $59.4k $59.4k 0.04% Reduced -55 -55
99 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,5301.5k $58.8k $58.8k 0.00% Added +172 +172
100 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 1,3421.3k $51.5k $51.5k 0.00% Unchanged