Vault-13

GLOBAL X FDS LIT

LITHIUM BTRY ETF · ETP · CUSIP 37954Y855

243 institutional holders -30 vs Q4 2024
3,922,3693.9m shares reported held*
$152.1mreported value*
20 new 42 added 84 reduced 45 sold out net sold ≈ $41.9m (-1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $38.78. Options: 4 managers hold calls ($6.5m notional), 4 hold puts ($4.5m).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 429Q4 22: 414Q1 23: 406Q2 23: 423Q3 23: 388Q4 23: 380Q1 24: 330Q2 24: 295Q3 24: 279Q4 24: 273Q1 25: 243243Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022429
Q4 2022414
Q1 2023406
Q2 2023423
Q3 2023388
Q4 2023380
Q1 2024330
Q2 2024295
Q3 2024279
Q4 2024273
Q1 2025243

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q2 23: 152 bought or addedQ2 23: 169 cut or sold outQ3 23: 140 bought or addedQ3 23: 209 cut or sold outQ3 23Q4 23: 102 bought or addedQ4 23: 224 cut or sold outQ1 24: 115 bought or addedQ1 24: 191 cut or sold outQ1 24Q2 24: 64 bought or addedQ2 24: 179 cut or sold outQ3 24: 73 bought or addedQ3 24: 157 cut or sold outQ3 24Q4 24: 58 bought or addedQ4 24: 139 cut or sold outQ1 25: 62 bought or addedQ1 25: 129 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 2023152169
Q3 2023140209
Q4 2023102224
Q1 2024115191
Q2 202464179
Q3 202473157
Q4 202458139
Q1 202562129

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ2 24 calls: $12.1mQ2 24 puts: $66.9mQ2 24P/C 5.55Q3 24 calls: $20.6mQ3 24 puts: $37.7mQ3 24P/C 1.83Q4 24 calls: $16.7mQ4 24 puts: $10.4mQ4 24P/C 0.62Q1 25 calls: $6.5mQ1 25 puts: $4.5mQ1 25P/C 0.69
Numbers
QuarterCallsPutsP/C
Q2 2024$12.1m$66.9m5.55
Q3 2024$20.6m$37.7m1.83
Q4 2024$16.7m$10.4m0.62
Q1 2025$6.5m$4.5m0.69

Biggest buyers

UBS Group AG Added +39,228+39.2k
D. E. Shaw & Co., Inc. New +27,014+27.0k
Mirae Asset Global Investments Co., Ltd. Added +25,689+25.7k
AMERIPRISE FINANCIAL INC Added +18,916+18.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +18,559+18.6k
SIH Partners, LLLP Added +7,261+7.3k
Moran Wealth Management, LLC New +7,102+7.1k
FLOW TRADERS U.S. LLC New +7,051+7.1k
Thrivent Financial for Lutherans New +5,596+5.6k
MFA WEALTH ADVISORS, LLC New +5,428+5.4k

Biggest sellers

JANE STREET GROUP, LLC Sold out -164,987-165.0k
Kraft, Davis & Associates, LLC Sold out -132,896-132.9k
Halter Ferguson Financial Inc. Sold out -105,550-105.5k
CX Institutional Reduced -65,717-65.7k
CITADEL ADVISORS LLC Reduced -61,668-61.7k
OLD MISSION CAPITAL LLC Reduced -61,000-61.0k
GRIMES & Co WEALTH MANAGEMENT, LLC Sold out -60,026-60.0k
LPL Financial LLC Reduced -58,469-58.5k
ROYAL BANK OF CANADA Reduced -55,268-55.3k
MORGAN STANLEY Reduced -53,653-53.7k

Biggest calls

JANE STREET GROUP, LLC Reduced $3.0m77.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.0m51.9k shares
CITADEL ADVISORS LLC Reduced $1.0m26.7k shares
WOLVERINE TRADING, LLC Added $468.5k11.9k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $3.3m84.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $803.2k20.7k shares
JANE STREET GROUP, LLC Reduced $415.2k10.7k shares
Quaker Wealth Management, LLC First filing $3509 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 436,235436.2k $16.9m $16.9m 0.01% Reduced -3.2k -3,231
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 392,468392.5k $15.2m $15.2m 0.00% Reduced -53.7k -53,653
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 324,770324.8k $12.6m $12.6m 0.00% Reduced -29.1k -29,051
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 293,573293.6k $11.4m $11.4m 0.00% Reduced -58.5k -58,469
5 Whitcomb & Hess, Inc. 2.23% of their portfolio ASHLAND, OH 189,569189.6k $7.4m $7.4m 2.23% Added +4.9k +4,942
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 182,655182.7k $7.1m $7.1m 0.00% Added +39.2k +39,228
7 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 153,330153.3k $5.9m $5.9m 0.00% First filing
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 98,69698.7k $3.8m $3.8m 0.00% Reduced -7.4k -7,441
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 96,10096.1k $3.7m $3.7m 0.00% Reduced -9.8k -9,805
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 93,05493.1k $3.6m $3.6m 0.00% Reduced -55.3k -55,268
11 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 88,44988.4k $3.4m $3.4m 0.01% Reduced -5.2k -5,153
12 Longbow Finance SA 0.37% of their portfolio LUTRY, V8 80,00080.0k $3.1m $3.1m 0.37% Unchanged
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 68,03868.0k $2.6m $2.6m 0.00% Added +18.6k +18,559
14 CX Institutional 0.09% of their portfolio AUBURN, IN 64,15964.2k $2.5m $2.5m 0.09% Reduced -65.7k -65,717
15 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 64,07364.1k $2.5m $2.5m 0.01% Reduced -1.5k -1,459
16 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 62,21962.2k $2.4m $2.4m 0.00% Reduced -5.5k -5,450
17 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 55,26855.3k $2.1m $2.1m 0.00% Reduced -4.9k -4,895
18 OLD MISSION CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 54,38754.4k $2.1m $2.1m 0.04% Reduced -61.0k -61,000
19 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 49,32349.3k $1.9m $1.9m 0.00% Reduced -12.0k -11,988
20 Money Design Co.,Ltd. 0.08% of their portfolio TOKYO, M0 43,19343.2k $1.7m $1.7m 0.08% Reduced -1.6k -1,560
21 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 42,90042.9k $1.7m $1.7m 0.00% Added +4.6k +4,600
22 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 40,59140.6k $1.6m $1.6m 0.01% Added +25.7k +25,689
23 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 37,03037.0k $1.4m $1.4m 0.00% Reduced -61.7k -61,668
24 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 36,44536.4k $1.4m $1.4m 0.00% Reduced -3.2k -3,229
25 Ipsen Advisor Group LLC 1.20% of their portfolio LITTLE ROCK, AR 35,87435.9k $1.4m $1.4m 1.20% Added +1.2k +1,177
26 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 35,80935.8k $1.4m $1.4m 0.00% Reduced -16.2k -16,236
27 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 35,70135.7k $1.4m $1.4m 0.00% Added +18.9k +18,916
28 Ameritas Advisory Services, LLC 0.05% of their portfolio Lincoln, NE 32,93632.9k $1.3m $1.3m 0.05% Added +794 +794
29 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 30,55030.6k $1.2m $1.2m 0.00% Reduced -11.5k -11,458
30 Canal Insurance CO 0.28% of their portfolio Greenville, SC 30,00030.0k $1.2m $1.2m 0.28% Unchanged
31 SIH Partners, LLLP 0.10% of their portfolio Wilmington, DE 28,56128.6k $1.1m $1.1m 0.10% Added +7.3k +7,261
32 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 28,11428.1k $1.1m $1.1m 0.00% Reduced -6.4k -6,389
33 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 27,01427.0k $1.0m $1.0m 0.00% New
34 Hancock Prospecting Pty Ltd 0.04% of their portfolio West Perth, C3 24,87024.9k $965.0k $965.0k 0.04% Unchanged
35 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 24,05224.1k $933.2k $933.2k 0.00% Added +1.5k +1,484
36 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 23,71723.7k $920.2k $920.2k 0.00% Reduced -14.6k -14,570
37 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 20,21220.2k $784.2k $784.2k 0.00% Reduced -4.0k -3,997
38 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 17,02317.0k $660.5k $660.5k 0.01% Reduced -156 -156
39 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 16,75816.8k $650.7k $650.7k 0.00% Added +2.9k +2,914
40 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 16,32416.3k $633.4k $633.4k 0.00% Reduced -2.6k -2,612
41 Pines Wealth Management, LLC 0.24% of their portfolio SOUTHERN PINES, NC 16,21216.2k $515.9k $515.9k 0.24% Added +2.6k +2,552
42 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 15,82815.8k $614.1k $614.1k 0.00% Reduced -2.3k -2,278
43 SHUFRO ROSE & CO LLC 0.05% of their portfolio NEW YORK, NY 15,55015.6k $603.3k $603.3k 0.05% Reduced -1.0k -1,000
44 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,87614.9k $577.2k $577.2k 0.00% Reduced -2.4k -2,357
45 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 14,51814.5k $563.0k $563.0k 0.00% Added +3.0k +2,953
46 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 13,82313.8k $536.3k $536.3k 0.00% Reduced -1.1k -1,142
47 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 13,14813.1k $510.1k $510.1k 0.01% Added +2.1k +2,062
48 Sage Capital Management, LLC 0.26% of their portfolio Stockton, NJ 12,35512.4k $479.4k $479.4k 0.26% Added +285 +285
49 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 12,21412.2k $473.9k $473.9k 0.00% Reduced -847 -847
50 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 11,60011.6k $450.1k $450.1k 0.00% Reduced -811 -811
51 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 10,11110.1k $392.3k $392.3k 0.00% Reduced -527 -527
52 Destination Wealth Management 0.01% of their portfolio Walnut Creek, CA 9,8159.8k $380.8k $380.8k 0.01% Added +1.6k +1,635
53 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 9,5389.5k $370.1k $370.1k 0.00% Added +421 +421
54 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 9,2029.2k $357.0k $357.0k 0.02% Reduced -1.5k -1,475
55 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 8,7728.8k $340.0k $340.0k 0.01% Reduced -6.4k -6,380
56 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 8,5188.5k $330.5k $330.5k 0.00% Reduced -40.4k -40,378
57 GK Wealth Management LLC 0.40% of their portfolio RENO, NV 8,1778.2k $317.3k $317.3k 0.40% Added +1.5k +1,519
58 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 8,0378.0k $311.8k $311.8k 0.00% Reduced -55 -55
59 Lake Hills Wealth Management, LLC 0.21% of their portfolio AUSTIN, TX 7,9558.0k $308.7k $308.7k 0.21% Unchanged
60 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 7,9047.9k $306.7k $306.7k 0.00% Reduced -1.0k -1,007
61 Mariner, LLC 0.00% of their portfolio Overland Park, KS 7,7607.8k $301.1k $301.1k 0.00% Reduced -172 -172
62 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 7,6217.6k $295.7k $295.7k 0.00% Reduced -123 -123
63 BCS Wealth Management 0.07% of their portfolio JOHNSON CITY, TN 7,4507.5k $289.0k $289.0k 0.07% Unchanged
64 FLAGSHIP HARBOR ADVISORS, LLC 0.01% of their portfolio BOSTON, MA 7,1477.1k $277.3k $277.3k 0.01% Reduced -840 -840
65 Moran Wealth Management, LLC 0.01% of their portfolio NAPLES, FL 7,1027.1k $275.6k $275.6k 0.01% New
66 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 7,0517.1k $274.0k $274.0k 0.01% New
67 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 7,0457.0k $273.3k $273.3k 0.02% Reduced -845 -845
68 Evolution Wealth Advisors, LLC 0.05% of their portfolio AVENTURA, FL 7,0107.0k $272.0k $272.0k 0.05% Reduced -7.0k -7,020
69 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 6,9947.0k $271.0k $271.0k 0.00% Reduced -1.0k -1,013
70 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 6,9046.9k $267.9k $267.9k 0.01% Reduced -292 -292
71 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 6,8626.9k $266.2k $266.2k 0.00% Reduced -13.3k -13,277
72 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 6,7856.8k $263.3k $263.3k 0.00% Reduced -1.9k -1,851
73 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 6,6566.7k $262.0k $262.0k 0.00% Added +4.4k +4,380
74 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 6,5456.5k $253.9k $253.9k 0.00% Reduced -1.7k -1,670
75 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 6,0826.1k $236.0k $236.0k 0.00% Reduced -799 -799
76 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 6,0066.0k $233.0k $233.0k 0.00% Reduced -2.1k -2,094
77 Eagle Strategies LLC 0.04% of their portfolio NEW YORK, NY 5,9976.0k $232.7k $232.7k 0.04% Reduced -18.4k -18,407
78 CWM, LLC 0.00% of their portfolio OMAHA, NE 5,7035.7k $221.0k $221.0k 0.00% Reduced -854 -854
79 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 5,6055.6k $217.5k $217.5k 0.01% Reduced -340 -340
80 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 5,5965.6k $217.0k $217.0k 0.00% New
81 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 5,5125.5k $213.9k $213.9k 0.01% Added +878 +878
82 MFA WEALTH ADVISORS, LLC 0.05% of their portfolio PITTSBURGH, PA 5,4285.4k $210.6k $210.6k 0.05% New
83 INSIGNEO ADVISORY SERVICES, LLC 0.02% of their portfolio MIAMI, FL 5,3715.4k $208.4k $208.4k 0.02% Reduced -350 -350
84 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 5,2235.2k $202.7k $202.7k 0.00% Added +2.6k +2,569
85 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 4,5174.5k $175.0k $175.0k 0.01% Reduced -25 -25
86 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 3,7333.7k $144.9k $144.9k 0.00% Added +1.1k +1,141
87 HBW ADVISORY SERVICES LLC 0.02% of their portfolio SIMI VALLEY, CA 3,5953.6k $139.5k $139.5k 0.02% New
88 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 3,4233.4k $132.8k $132.8k 0.00% Added +1.1k +1,083
89 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 3,0463.0k $118.2k $118.2k 0.00% Reduced -3.6k -3,580
90 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 2,9963.0k $116.2k $116.2k 0.00% Added +15 +15
91 Turim 21 Investimentos Ltda. 0.03% of their portfolio RIO DE JANEIRO, D5 2,8822.9k $111.8k $111.8k 0.03% Unchanged
92 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 2,6592.7k $103.2k $103.2k 0.00% Reduced -21 -21
93 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,5932.6k $100.6k $100.6k 0.00% Reduced -520 -520
94 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 2,3812.4k $97.1k $97.1k 0.00% Added +25 +25
95 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,3492.3k $91.1k $91.1k 0.00% Added +21 +21
96 AlphaCore Capital LLC 0.01% of their portfolio LA JOLLA, CA 2,3022.3k $89.3k $89.3k 0.01% New
97 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 1,7721.8k $68.7k $68.7k 0.00% Reduced -2.3k -2,254
98 Activest Wealth Management 0.02% of their portfolio AVENTURA, FL 1,6991.7k $65.9k $65.9k 0.02% Reduced -999 -999
99 Founders Capital Management 0.04% of their portfolio HOUSTON, TX 1,6851.7k $65.4k $65.4k 0.04% Reduced -842 -842
100 Financial Freedom, LLC 0.04% of their portfolio CINCINNATI, OH 1,6551.7k $64.2k $64.2k 0.04% Reduced -331 -331