Vault-13

GLOBAL X FDS LIT

LITHIUM BTRY ETF · ETP · CUSIP 37954Y855

273 institutional holders -6 vs Q3 2024
4,934,4864.9m shares reported held*
$201.4mreported value*
22 new 36 added 93 reduced 46 sold out net sold ≈ $51.2m (-1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($625.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $40.82. Options: 8 managers hold calls ($16.7m notional), 5 hold puts ($10.4m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 429Q4 22: 414Q1 23: 406Q2 23: 423Q3 23: 388Q4 23: 380Q1 24: 330Q2 24: 295Q3 24: 279Q4 24: 273273Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022429
Q4 2022414
Q1 2023406
Q2 2023423
Q3 2023388
Q4 2023380
Q1 2024330
Q2 2024295
Q3 2024279
Q4 2024273

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 160 bought or addedQ1 23: 184 cut or sold outQ2 23: 152 bought or addedQ2 23: 169 cut or sold outQ2 23Q3 23: 140 bought or addedQ3 23: 209 cut or sold outQ4 23: 102 bought or addedQ4 23: 224 cut or sold outQ4 23Q1 24: 115 bought or addedQ1 24: 191 cut or sold outQ2 24: 64 bought or addedQ2 24: 179 cut or sold outQ2 24Q3 24: 73 bought or addedQ3 24: 157 cut or sold outQ4 24: 58 bought or addedQ4 24: 139 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023160184
Q2 2023152169
Q3 2023140209
Q4 2023102224
Q1 2024115191
Q2 202464179
Q3 202473157
Q4 202458139

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ1 24 calls: $26.4mQ1 24 puts: $11.7mQ1 24P/C 0.44Q2 24 calls: $12.1mQ2 24 puts: $66.9mQ2 24P/C 5.55Q3 24 calls: $20.6mQ3 24 puts: $37.7mQ3 24P/C 1.83Q4 24 calls: $16.7mQ4 24 puts: $10.4mQ4 24P/C 0.62
Numbers
QuarterCallsPutsP/C
Q1 2024$26.4m$11.7m0.44
Q2 2024$12.1m$66.9m5.55
Q3 2024$20.6m$37.7m1.83
Q4 2024$16.7m$10.4m0.62

Biggest buyers

GRIMES & Co WEALTH MANAGEMENT, LLC New +60,026+60.0k
RENAISSANCE TECHNOLOGIES LLC New +38,300+38.3k
SIH Partners, LLLP New +21,300+21.3k
MILLENNIUM MANAGEMENT LLC New +20,139+20.1k
Walleye Trading LLC New +16,635+16.6k
SIMPLEX TRADING, LLC Added +14,963+15.0k
Hansen & Associates Financial Group, Inc. New +14,283+14.3k
Independent Advisor Alliance New +13,259+13.3k
NATIONAL BANK OF CANADA /FI/ Added +12,644+12.6k
CITADEL ADVISORS LLC Added +10,860+10.9k

Biggest sellers

Focus Partners Wealth Sold out -297,367-297.4k
JANE STREET GROUP, LLC Reduced -236,347-236.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -147,348-147.3k
BANK OF AMERICA CORP /DE/ Reduced -94,803-94.8k
WELLS FARGO & COMPANY/MN Reduced -77,306-77.3k
Mirae Asset Global Investments Co., Ltd. Reduced -69,863-69.9k
LPL Financial LLC Reduced -69,525-69.5k
BNP PARIBAS FINANCIAL MARKETS Reduced -50,309-50.3k
MORGAN STANLEY Reduced -43,336-43.3k
WOLVERINE TRADING, LLC Sold out -40,734-40.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.6m113.2k shares
JANE STREET GROUP, LLC Added $4.6m111.6k shares
CITADEL ADVISORS LLC Reduced $3.9m94.6k shares
BNP PARIBAS FINANCIAL MARKETS New $2.0m500 shares
Walleye Trading LLC Added $583.2k14.3k shares
Squarepoint Ops LLC New $407.8k10.0k shares
Cubist Systematic Strategies, LLC Reduced $387.4k9.5k shares
WOLVERINE TRADING, LLC Reduced $299.1k7.2k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $5.2m127.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.6m88.8k shares
Walleye Trading LLC New $738.1k18.1k shares
JANE STREET GROUP, LLC Reduced $526.1k12.9k shares
Cubist Systematic Strategies, LLC Reduced $326.2k8.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 446,121446.1k $18.2m $18.2m 0.00% Reduced -43.3k -43,336
2 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 439,466439.5k $17.9m $17.9m 0.01% Reduced -7.2k -7,220
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 353,821353.8k $14.4m $14.4m 0.00% Reduced -94.8k -94,803
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 352,042352.0k $14.4m $14.4m 0.01% Reduced -69.5k -69,525
5 Whitcomb & Hess, Inc. 2.33% of their portfolio ASHLAND, OH 184,627184.6k $7.5m $7.5m 2.33% Reduced -1.3k -1,315
6 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 164,987165.0k $6.7m $6.7m 0.01% Reduced -236.3k -236,347
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 148,322148.3k $6.0m $6.0m 0.00% Reduced -20.9k -20,886
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 143,427143.4k $5.8m $5.8m 0.00% Reduced -28.5k -28,482
9 Kraft, Davis & Associates, LLC 1.57% of their portfolio St. Louis, MO 132,896132.9k $5.5m $5.5m 1.57% Reduced -1.5k -1,473
10 CX Institutional 0.21% of their portfolio AUBURN, IN 129,876129.9k $5.3m $5.3m 0.21% Added +10.8k +10,819
11 OLD MISSION CAPITAL LLC 0.11% of their portfolio CHICAGO, IL 115,387115.4k $4.7m $4.7m 0.11% Added +4.3k +4,308
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 106,137106.1k $4.3m $4.3m 0.00% Reduced -29.5k -29,458
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 105,905105.9k $4.3m $4.3m 0.00% Reduced -77.3k -77,306
14 Halter Ferguson Financial Inc. 1.83% of their portfolio CARMEL, IN 105,550105.5k $4.3m $4.3m 1.83% Added +5.1k +5,120
15 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 98,69898.7k $4.0m $4.0m 0.00% Added +10.9k +10,860
16 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 93,60293.6k $3.8m $3.8m 0.01% Added +3.1k +3,090
17 Longbow Finance SA 0.36% of their portfolio LUTRY, V8 80,00080.0k $3.3m $3.3m 0.36% Unchanged
18 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 67,66967.7k $2.8m $2.8m 0.00% Reduced -18.3k -18,339
19 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 65,53265.5k $2.7m $2.7m 0.01% Reduced -4.3k -4,319
20 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 61,31161.3k $2.5m $2.5m 0.01% Reduced -10.3k -10,341
21 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 60,16360.2k $2.5m $2.5m 0.00% First filing
22 GRIMES & Co WEALTH MANAGEMENT, LLC 0.07% of their portfolio WESTBOROUGH, MA 60,02660.0k $2.4m $2.4m 0.07% New
23 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 52,04552.0k $2.1m $2.1m 0.00% Reduced -14.0k -14,005
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 49,47949.5k $2.0m $2.0m 0.00% Reduced -147.3k -147,348
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 48,89648.9k $2.0m $2.0m 0.00% Reduced -15.4k -15,366
26 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 44,87944.9k $1.8m $1.8m 0.00% Reduced -50.3k -50,309
27 Money Design Co.,Ltd. 0.10% of their portfolio TOKYO, M0 44,75344.8k $1.9m $1.9m 0.10% Reduced -10.0k -10,017
28 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 42,00842.0k $1.7m $1.7m 0.00% Reduced -4.1k -4,144
29 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 39,67439.7k $1.6m $1.6m 0.00% Reduced -5.2k -5,157
30 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 38,30038.3k $1.6m $1.6m 0.00% New
31 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 38,28738.3k $1.6m $1.6m 0.00% Reduced -21.4k -21,381
32 Armor Investment Advisors, LLC 0.59% of their portfolio RALEIGH, NC 35,07535.1k $1.4m $1.4m 0.59% Reduced -414 -414
33 Ipsen Advisor Group LLC 1.21% of their portfolio LITTLE ROCK, AR 34,69734.7k $1.4m $1.4m 1.21% First filing
34 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 34,50334.5k $1.4m $1.4m 0.00% Reduced -5.0k -4,964
35 Ameritas Advisory Services, LLC 0.05% of their portfolio Lincoln, NE 32,14232.1k $1.3m $1.3m 0.05% Reduced -5.3k -5,311
36 Canal Insurance CO 0.32% of their portfolio Greenville, SC 30,00030.0k $1.2m $1.2m 0.32% Unchanged
37 Arrowroot Family Office, LLC 0.59% of their portfolio MARINA DEL REY, CA 27,80527.8k $1.1m $1.1m 0.59% Added +6.1k +6,075
38 Hancock Prospecting Pty Ltd 0.08% of their portfolio West Perth, C3 24,87024.9k $1.0m $1.0m 0.08% First filing
39 Marex Group Ltd 0.02% of their portfolio London, X0 24,61024.6k $1.0m $1.0m 0.02% Added +9.5k +9,496
40 Eagle Strategies LLC 0.17% of their portfolio NEW YORK, NY 24,40424.4k $995.2k $995.2k 0.17% Reduced -12.5k -12,458
41 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 24,20924.2k $987.3k $987.3k 0.01% Reduced -24.9k -24,943
42 Phoenix Financial Ltd. 0.01% of their portfolio Givatayim, L3 24,00024.0k $978.7k $978.7k 0.01% Unchanged
43 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 22,56822.6k $920.4k $920.4k 0.00% Reduced -2.2k -2,152
44 SIH Partners, LLLP 0.06% of their portfolio Wilmington, DE 21,30021.3k $868.6k $868.6k 0.06% New
45 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 20,13920.1k $821.3k $821.3k 0.00% New
46 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 18,93618.9k $772.2k $772.2k 0.00% Added +6.3k +6,258
47 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 18,10618.1k $738.4k $738.4k 0.00% Added +698 +698
48 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 17,23317.2k $702.8k $702.8k 0.00% Reduced -3.6k -3,625
49 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 17,17917.2k $701.9k $701.9k 0.01% Added +10.2k +10,247
50 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 16,78516.8k $684.5k $684.5k 0.00% Reduced -255 -255
51 Walleye Trading LLC 0.01% of their portfolio NEW YORK, NY 16,63516.6k $678.4k $678.4k 0.01% New
52 SHUFRO ROSE & CO LLC 0.05% of their portfolio NEW YORK, NY 16,55016.6k $674.9k $674.9k 0.05% Added +1.8k +1,800
53 SIMPLEX TRADING, LLC 0.02% of their portfolio CHICAGO, IL 15,15215.2k $617.0k $617.0k 0.02% Added +15.0k +14,963
54 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 14,96515.0k $610.3k $610.3k 0.00% Reduced -1.1k -1,110
55 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 14,90214.9k $625.1k $625.1k 0.00% Reduced -69.9k -69,863
56 Hansen & Associates Financial Group, Inc. 0.31% of their portfolio ROSEVILLE, CA 14,28314.3k $599.5k $599.5k 0.31% New
57 Evolution Wealth Advisors, LLC 0.10% of their portfolio AVENTURA, FL 14,03014.0k $572.1k $572.1k 0.10% Added +5.2k +5,160
58 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 13,84413.8k $564.6k $564.6k 0.00% Added +12.6k +12,644
59 Pines Wealth Management, LLC 0.24% of their portfolio SOUTHERN PINES, NC 13,66013.7k $543.3k $543.3k 0.24% First filing
60 Independent Advisor Alliance 0.01% of their portfolio CHARLOTTE, NC 13,25913.3k $540.7k $540.7k 0.01% New
61 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 13,06113.1k $536.9k $536.9k 0.00% Added +48 +48
62 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 12,41112.4k $506.1k $506.1k 0.00% Reduced -1.5k -1,483
63 Sage Capital Management, LLC 0.25% of their portfolio Stockton, NJ 12,07012.1k $492.2k $492.2k 0.25% Reduced -3.2k -3,227
64 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 11,56511.6k $472.0k $472.0k 0.00% Added +6.3k +6,327
65 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 11,08611.1k $452.1k $452.1k 0.01% Added +4.9k +4,888
66 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 10,67710.7k $436.6k $436.6k 0.02% Added +115 +115
67 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 10,63810.6k $433.8k $433.8k 0.00% Reduced -11.2k -11,164
68 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 10,21010.2k $416.4k $416.4k 0.01% Reduced -491 -491
69 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 9,1179.1k $371.8k $371.8k 0.00% Reduced -1.9k -1,934
70 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 9,0649.1k $369.6k $369.6k 0.01% Reduced -21 -21
71 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 8,9118.9k $363.4k $363.4k 0.00% Added +2.6k +2,613
72 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 8,6368.6k $352.2k $352.2k 0.00% Reduced -557 -557
73 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 8,2158.2k $335.0k $335.0k 0.00% Reduced -961 -961
74 Destination Wealth Management 0.01% of their portfolio Walnut Creek, CA 8,1808.2k $333.6k $333.6k 0.01% Reduced -404 -404
75 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 8,1008.1k $330.3k $330.3k 0.00% Added +282 +282
76 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 8,0928.1k $330.0k $330.0k 0.00% Reduced -1.1k -1,108
77 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 8,0078.0k $327.0k $327.0k 0.00% Reduced -1.4k -1,373
78 FLAGSHIP HARBOR ADVISORS, LLC 0.02% of their portfolio BOSTON, MA 7,9878.0k $325.7k $325.7k 0.02% Added +661 +661
79 Lake Hills Wealth Management, LLC 0.22% of their portfolio AUSTIN, TX 7,9558.0k $324.4k $324.4k 0.22% New
80 Mariner, LLC 0.00% of their portfolio Overland Park, KS 7,9327.9k $323.5k $323.5k 0.00% Reduced -5.6k -5,617
81 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 7,8907.9k $321.8k $321.8k 0.02% Reduced -573 -573
82 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 7,7447.7k $316.2k $316.2k 0.00% New
83 BCS Wealth Management 0.08% of their portfolio JOHNSON CITY, TN 7,4507.5k $304.0k $304.0k 0.08% Added +2.3k +2,300
84 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 7,1967.2k $294.4k $294.4k 0.01% Reduced -153 -153
85 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 7,0817.1k $288.7k $288.7k 0.01% Reduced -497 -497
86 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 6,8816.9k $280.6k $280.6k 0.00% Reduced -2.2k -2,160
87 GK Wealth Management LLC 0.34% of their portfolio RENO, NV 6,6586.7k $271.5k $271.5k 0.34% First filing
88 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 6,6266.6k $270.2k $270.2k 0.00% New
89 GROUP ONE TRADING LLC 0.01% of their portfolio CHICAGO, IL 6,6036.6k $269.3k $269.3k 0.01% New
90 CWM, LLC 0.00% of their portfolio OMAHA, NE 6,5576.6k $267.0k $267.0k 0.00% Reduced -150 -150
91 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 6,1706.2k $251.6k $251.6k 0.00% New
92 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 5,9586.0k $243.7k $243.7k 0.00% Reduced -112 -112
93 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 5,9455.9k $242.5k $242.5k 0.01% Reduced -855 -855
94 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 5,8215.8k $237.4k $237.4k 0.01% Reduced -8.6k -8,596
95 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 5,8125.8k $237.0k $237.0k 0.00% Reduced -473 -473
96 Magnus Financial Group LLC 0.02% of their portfolio NEW YORK, NY 5,8085.8k $236.8k $236.8k 0.02% Reduced -502 -502
97 INSIGNEO ADVISORY SERVICES, LLC 0.02% of their portfolio MIAMI, FL 5,7215.7k $233.3k $233.3k 0.02% Reduced -886 -886
98 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 5,2605.3k $214.5k $214.5k 0.00% Reduced -3.5k -3,501
99 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 4,6344.6k $189.0k $189.0k 0.01% Reduced -231 -231
100 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 4,5424.5k $185.0k $185.0k 0.01% Reduced -339 -339