Vault-13

GLOBAL X FDS SIL

GLOBAL X SILVER · ETP · CUSIP 37954Y848

145 institutional holders -7 vs Q4 2023
9,710,9819.7m shares reported held*
$267.2mreported value*
16 new 43 added 46 reduced 22 sold out net bought ≈ $12.6m (+450.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.52. Options: 6 managers hold calls ($20.3m notional), 6 hold puts ($8.1m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 130Q4 22: 145Q1 23: 138Q2 23: 140Q3 23: 139Q4 23: 152Q1 24: 145145Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022130
Q4 2022145
Q1 2023138
Q2 2023140
Q3 2023139
Q4 2023152
Q1 2024145

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 68 bought or addedQ4 22: 49 cut or sold outQ4 22Q1 23: 59 bought or addedQ1 23: 67 cut or sold outQ1 23Q2 23: 61 bought or addedQ2 23: 54 cut or sold outQ2 23Q3 23: 60 bought or addedQ3 23: 55 cut or sold outQ3 23Q4 23: 66 bought or addedQ4 23: 61 cut or sold outQ4 23Q1 24: 59 bought or addedQ1 24: 68 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226849
Q1 20235967
Q2 20236154
Q3 20236055
Q4 20236661
Q1 20245968

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ2 23 calls: $16.3mQ2 23 puts: $11.0mQ2 23P/C 0.68Q3 23 calls: $13.4mQ3 23 puts: $8.4mQ3 23P/C 0.63Q4 23 calls: $22.0mQ4 23 puts: $15.0mQ4 23P/C 0.68Q1 24 calls: $20.3mQ1 24 puts: $8.1mQ1 24P/C 0.40
Numbers
QuarterCallsPutsP/C
Q2 2023$16.3m$11.0m0.68
Q3 2023$13.4m$8.4m0.63
Q4 2023$22.0m$15.0m0.68
Q1 2024$20.3m$8.1m0.40

Biggest buyers

MORGAN STANLEY Added +922,680+922.7k
STIFEL FINANCIAL CORP Added +232,867+232.9k
AMERIPRISE FINANCIAL INC Added +174,560+174.6k
1832 Asset Management L.P. Added +148,242+148.2k
GeoSphere Capital Management, LLC New +100,000+100.0k
BANK OF AMERICA CORP /DE/ Added +82,832+82.8k
UBS Group AG Added +70,909+70.9k
Crestline Management, L.P. Added +53,001+53.0k
Cetera Investment Advisers Added +49,949+49.9k
GSA CAPITAL PARTNERS LLP New +42,666+42.7k

Biggest sellers

FLAGSHIP HARBOR ADVISORS, LLC Sold out -420,584-420.6k
ROYAL BANK OF CANADA Reduced -290,766-290.8k
WELLS FARGO & COMPANY/MN Reduced -143,193-143.2k
Knoll Capital Management, LLC Reduced -130,825-130.8k
OLD MISSION CAPITAL LLC Sold out -122,983-123.0k
CITADEL ADVISORS LLC Reduced -96,629-96.6k
ONE PLUS ONE WEALTH MANAGEMENT, LLC Reduced -93,308-93.3k
CITIZENS FINANCIAL GROUP INC/RI Sold out -49,100-49.1k
Cetera Advisor Networks LLC Sold out -46,287-46.3k
Baird Financial Group, Inc. Reduced -26,260-26.3k

Biggest calls

MILLENNIUM MANAGEMENT LLC Added $11.1m403.2k shares
CITADEL ADVISORS LLC Reduced $4.0m144.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.7m135.7k shares
WOLVERINE TRADING, LLC Reduced $897.9k32.7k shares
GTS SECURITIES LLC Reduced $593.1k21.6k shares
Cutler Group LLC / CA Reduced $5.0k2.1k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.8m139.7k shares
CITADEL ADVISORS LLC Reduced $2.1m76.9k shares
GTS SECURITIES LLC Added $991.3k36.1k shares
MILLENNIUM MANAGEMENT LLC New $626.1k22.8k shares
WOLVERINE TRADING, LLC Reduced $532.7k19.4k shares
Cutler Group LLC / CA Reduced $0600 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,001,8363.0m $82.4m $82.4m 0.00% Added +922.7k +922,680
2 1832 Asset Management L.P. 0.07% of their portfolio TORONTO, A6 1,349,5201.3m $37.1m $37.1m 0.07% Added +148.2k +148,242
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 721,092721.1k $19.8m $19.8m 0.01% Reduced -17.3k -17,288
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 434,037434.0k $11.9m $11.9m 0.00% Added +70.9k +70,909
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 334,304334.3k $9.2m $9.2m 0.00% Reduced -143.2k -143,193
6 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 288,886288.9k $7.9m $7.9m 0.00% Added +174.6k +174,560
7 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 255,309255.3k $7.0m $7.0m 0.01% Added +232.9k +232,867
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 170,585170.6k $4.7m $4.7m 0.01% Added +994 +994
9 PCG Wealth Advisors, LLC 2.17% of their portfolio OVERLAND PARK, KS 166,305166.3k $4.6m $4.6m 2.17% Added +8.9k +8,941
10 Clark Capital Management Group, Inc. 0.03% of their portfolio PHILADELPHIA, PA 154,658154.7k $4.2m $4.2m 0.03% Reduced -3.8k -3,756
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 130,953131.0k $3.6m $3.6m 0.00% Added +82.8k +82,832
12 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 123,564123.6k $3.4m $3.4m 0.00% Reduced -17.9k -17,881
13 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 120,294120.3k $3.3m $3.3m 0.01% Reduced -26.3k -26,260
14 Ballew Advisors, Inc 2.40% of their portfolio Jackson, MS 110,020110.0k $3.5m $3.5m 2.40% Reduced -5.4k -5,367
15 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 109,165109.2k $3.0m $3.0m 0.01% Reduced -15.8k -15,766
16 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 102,500102.5k $2.8m $2.8m 0.01% Reduced -7.9k -7,900
17 GeoSphere Capital Management, LLC 2.29% of their portfolio MIAMI BEACH, FL 100,000100.0k $2.7m $2.7m 2.29% New
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 99,58099.6k $2.7m $2.7m 0.00% Added +4.8k +4,838
19 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 99,34499.3k $2.7m $2.7m 0.00% Added +2.1k +2,084
20 ONE PLUS ONE WEALTH MANAGEMENT, LLC 1.48% of their portfolio JUPITER, FL 93,87393.9k $2.6m $2.6m 1.48% Reduced -93.3k -93,308
21 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 87,33887.3k $2.4m $2.4m 0.00% Added +29.0k +29,036
22 Anthracite Investment Company, Inc. 1.13% of their portfolio FORT WORTH, TX 81,94281.9k $2.3m $2.3m 1.13% Unchanged
23 Crestline Management, L.P. 0.19% of their portfolio FORT WORTH, TX 73,00173.0k $2.0m $2.0m 0.19% Added +53.0k +53,001
24 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 67,41167.4k $1.9m $1.9m 0.00% Added +49.9k +49,949
25 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 62,31562.3k $1.7m $1.7m 0.01% Reduced -2.0k -2,040
26 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 57,35357.4k $1.6m $1.6m 0.00% Reduced -1.9k -1,919
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 54,81054.8k $1.5m $1.5m 0.00% Reduced -5.5k -5,474
28 IHT Wealth Management, LLC 0.06% of their portfolio Chicago, IL 50,37150.4k $1.4m $1.4m 0.06% Added +9.1k +9,052
29 WYNNEFIELD CAPITAL INC 0.55% of their portfolio NEW YORK, NY 50,00050.0k $1.4m $1.4m 0.55% Unchanged
30 Knoll Capital Management, LLC 0.77% of their portfolio MIAMI, FL 45,17545.2k $1.2m $1.2m 0.77% Reduced -130.8k -130,825
31 Pekin Hardy Strauss, Inc. 0.17% of their portfolio CHICAGO, IL 43,96444.0k $1.2m $1.2m 0.17% Added +875 +875
32 GSA CAPITAL PARTNERS LLP 0.09% of their portfolio LONDON, X0 42,66642.7k $1.2m $1.2m 0.09% New
33 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 40,81340.8k $1.1m $1.1m 0.00% Reduced -96.6k -96,629
34 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 38,21438.2k $1.0m $1.0m 0.01% Added +718 +718
35 SIMPLEX TRADING, LLC 0.03% of their portfolio CHICAGO, IL 37,99938.0k $1.0m $1.0m 0.03% Reduced -9.0k -9,006
36 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 36,34036.3k $997.9k $997.9k 0.00% Added +6.2k +6,195
37 Geneos Wealth Management Inc. 0.05% of their portfolio ENGLEWOOD, CO 35,95036.0k $987.2k $987.2k 0.05% Added +3.2k +3,200
38 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 33,47133.5k $919.0k $919.0k 0.00% New
39 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 30,34430.3k $833.2k $833.2k 0.00% Added +7.5k +7,474
40 LEVEL FOUR ADVISORY SERVICES, LLC 0.05% of their portfolio DALLAS, TX 29,01729.0k $823.2k $823.2k 0.05% Unchanged
41 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 28,83428.8k $792.0k $792.0k 0.00% Reduced -290.8k -290,766
42 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 26,60526.6k $731.0k $731.0k 0.00% Reduced -5.5k -5,472
43 Main Street Financial Solutions, LLC 0.08% of their portfolio NEWTOWN, PA 25,75025.8k $707.1k $707.1k 0.08% Reduced -4.8k -4,850
44 IMC-Chicago, LLC 0.02% of their portfolio CHICAGO, IL 23,49923.5k $645.3k $645.3k 0.02% New
45 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 23,46623.5k $644.4k $644.4k 0.02% Added +7.2k +7,172
46 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 23,15123.2k $635.7k $635.7k 0.01% Reduced -6.4k -6,358
47 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 23,08323.1k $633.9k $633.9k 0.00% Added +475 +475
48 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 21,00021.0k $576.7k $576.7k 0.00% New
49 Fiduciary Trust Co 0.01% of their portfolio Boston, MA 20,01020.0k $549.5k $549.5k 0.01% Unchanged
50 Intellectus Partners, LLC 0.14% of their portfolio SAN FRANCISCO, CA 19,25019.2k $528.6k $528.6k 0.14% Unchanged
51 K.J. Harrison & Partners Inc 0.08% of their portfolio TORONTO, A6 18,28718.3k $502.2k $502.2k 0.08% Added +1.0k +1,000
52 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 18,12118.1k $499.0k $499.0k 0.00% Reduced -1.7k -1,744
53 Banque Cantonale Vaudoise 0.02% of their portfolio LAUSANNE, V8 18,05018.1k $494.0k $494.0k 0.02% Added +3.5k +3,500
54 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 17,99018.0k $494.0k $494.0k 0.00% Reduced -898 -898
55 Pettinga Financial Advisors LLC 0.12% of their portfolio EVANSVILLE, IN 17,02017.0k $467.4k $467.4k 0.12% Added +2.9k +2,882
56 RIA Advisory Group LLC 0.18% of their portfolio Des Moines, IA 16,53816.5k $454.1k $454.1k 0.18% New
57 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 16,50016.5k $453.1k $453.1k 0.00% Added +2.1k +2,100
58 HARBOR INVESTMENT ADVISORY, LLC 0.05% of their portfolio LUTHERVILLE, MD 15,72315.7k $431.8k $431.8k 0.05% Added +160 +160
59 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 14,85814.9k $408.0k $408.0k 0.01% Added +420 +420
60 Diametric Capital, LP 0.22% of their portfolio BOSTON, MA 14,64914.6k $402.3k $402.3k 0.22% Reduced -1.1k -1,097
61 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 13,90013.9k $381.7k $381.7k 0.00% Reduced -1.5k -1,502
62 EVOKE WEALTH, LLC 0.01% of their portfolio Los Angeles, CA 13,29513.3k $365.1k $365.1k 0.01% New
63 All Season Financial Advisors, Inc. 0.29% of their portfolio DENVER, CO 12,59012.6k $345.7k $345.7k 0.29% New
64 New Harbor Financial Group, LLC 0.12% of their portfolio WORCESTER, MA 12,03812.0k $330.6k $330.6k 0.12% Reduced -3.8k -3,800
65 Mariner, LLC 0.00% of their portfolio Overland Park, KS 11,78911.8k $323.7k $323.7k 0.00% Added +844 +844
66 Larson Financial Group LLC 0.02% of their portfolio ST LOUIS, MO 11,55011.6k $317.2k $317.2k 0.02% Reduced -941 -941
67 WCG Wealth Advisors LLC 0.03% of their portfolio LAS VEGAS, NV 11,47911.5k $315.0k $315.0k 0.03% Reduced -6 -6
68 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 11,21211.2k $307.9k $307.9k 0.00% Added +489 +489
69 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 11,15411.2k $306.3k $306.3k 0.00% Reduced -340 -340
70 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 10,59610.6k $291.0k $291.0k 0.00% Added +3.4k +3,438
71 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 10,21310.2k $280.4k $280.4k 0.00% Reduced -3.0k -3,028
72 Cutler Group LLC / CA 0.14% of their portfolio SAN FRANCISCO, CA 10,12010.1k $277.0k $277.0k 0.14% Reduced -8.5k -8,455
73 Well Done, LLC 0.05% of their portfolio HOLLAND, MI 10,02410.0k $275.3k $275.3k 0.05% New
74 Weil Company, Inc. 0.10% of their portfolio SAN DIEGO, CA 9,2589.3k $254.2k $254.2k 0.10% Unchanged
75 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 8,9018.9k $244.4k $244.4k 0.01% New
76 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 8,8128.8k $242.0k $242.0k 0.00% New
77 Physician Wealth Advisors, Inc. 0.06% of their portfolio MIDVALE, UT 8,7008.7k $266.7k $266.7k 0.06% Unchanged
78 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 8,6618.7k $238.0k $238.0k 0.00% Added +168 +168
79 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 8,5588.6k $235.0k $235.0k 0.01% New
80 PFG Investments, LLC 0.01% of their portfolio WOODBURY, NY 8,1088.1k $222.6k $222.6k 0.01% Added +753 +753
81 Virtu Financial LLC 0.02% of their portfolio New York, NY 8,0938.1k $222.0k $222.0k 0.02% Reduced -8.5k -8,471
82 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 8,0388.0k $220.7k $220.7k 0.01% Reduced -4 -4
83 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 8,0188.0k $220.0k $220.0k 0.00% Reduced -1.5k -1,465
84 National Philanthropic Trust 0.00% of their portfolio Jenkintown, PA 7,8847.9k $216.5k $216.5k 0.00% Unchanged
85 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 7,4287.4k $204.0k $204.0k 0.00% Added +17 +17
86 Robinson Value Management, Ltd. 0.14% of their portfolio SAN ANTONIO, TX 7,4007.4k $203.2k $203.2k 0.14% Unchanged
87 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 7,1827.2k $197.2k $197.2k 0.00% Reduced -650 -650
88 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 7,0187.0k $192.7k $192.7k 0.00% Reduced -1.5k -1,482
89 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 6,9737.0k $191.9k $191.9k 0.00% Reduced -750 -750
90 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 6,8286.8k $187.5k $187.5k 0.01% Reduced -1.1k -1,074
91 PICTON MAHONEY ASSET MANAGEMENT 0.01% of their portfolio Toronto, A6 5,5005.5k $151.0k $151.0k 0.01% Reduced -6.9k -6,900
92 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 5,4105.4k $178.3k $178.3k 0.00% Added +110 +110
93 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 4,0454.0k $111.1k $111.1k 0.00% Reduced -300 -300
94 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,9574.0k $108.7k $108.7k 0.00% Unchanged
95 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 3,9333.9k $108.0k $108.0k 0.01% Unchanged
96 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 3,1503.1k $86.5k $86.5k 0.00% Unchanged
97 Kessler Investment Group, LLC 0.05% of their portfolio COLUMBUS, IN 3,0893.1k $84.8k $84.8k 0.05% Unchanged
98 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 2,9032.9k $81.1k $81.1k 0.00% New
99 Clean Yield Group 0.03% of their portfolio NORWICH, VT 2,7452.7k $75.4k $75.4k 0.03% Unchanged
100 Tyler-Stone Wealth Management 0.03% of their portfolio Beachwood, OH 2,6762.7k $73.5k $73.5k 0.03% Added +14 +14