Vault-13

GLOBAL X FDS SIL

GLOBAL X SILVER · ETP · CUSIP 37954Y848

152 institutional holders +13 vs Q3 2023
9,260,3549.3m shares reported held*
$262.3mreported value*
25 new 41 added 44 reduced 17 sold out net bought ≈ $40.0m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.33. Options: 9 managers hold calls ($22.0m notional), 7 hold puts ($15.0m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 130Q4 22: 145Q1 23: 138Q2 23: 140Q3 23: 139Q4 23: 152152Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022130
Q4 2022145
Q1 2023138
Q2 2023140
Q3 2023139
Q4 2023152

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 68 bought or addedQ4 22: 49 cut or sold outQ4 22Q1 23: 59 bought or addedQ1 23: 67 cut or sold outQ1 23Q2 23: 61 bought or addedQ2 23: 54 cut or sold outQ2 23Q3 23: 60 bought or addedQ3 23: 55 cut or sold outQ3 23Q4 23: 66 bought or addedQ4 23: 61 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226849
Q1 20235967
Q2 20236154
Q3 20236055
Q4 20236661

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ1 23 calls: $22.2mQ1 23 puts: $14.3mQ1 23P/C 0.64Q2 23 calls: $16.3mQ2 23 puts: $11.0mQ2 23P/C 0.68Q3 23 calls: $13.4mQ3 23 puts: $8.4mQ3 23P/C 0.63Q4 23 calls: $22.0mQ4 23 puts: $15.0mQ4 23P/C 0.68
Numbers
QuarterCallsPutsP/C
Q1 2023$22.2m$14.3m0.64
Q2 2023$16.3m$11.0m0.68
Q3 2023$13.4m$8.4m0.63
Q4 2023$22.0m$15.0m0.68

Biggest buyers

FLAGSHIP HARBOR ADVISORS, LLC New +420,584+420.6k
ROYAL BANK OF CANADA Added +256,345+256.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +169,591+169.6k
Baird Financial Group, Inc. New +146,554+146.6k
MORGAN STANLEY Added +127,634+127.6k
OLD MISSION CAPITAL LLC New +122,983+123.0k
ONE PLUS ONE WEALTH MANAGEMENT, LLC Added +122,379+122.4k
TWO SIGMA INVESTMENTS, LP New +110,400+110.4k
CITADEL ADVISORS LLC Added +102,165+102.2k
Knoll Capital Management, LLC Added +86,300+86.3k

Biggest sellers

JANE STREET GROUP, LLC Reduced -152,234-152.2k
BANK OF MONTREAL /CAN/ Reduced -88,476-88.5k
GOLDMAN SACHS GROUP INC Reduced -87,430-87.4k
1832 Asset Management L.P. Reduced -43,951-44.0k
UBS Group AG Reduced -34,413-34.4k
Guild Investment Management, Inc. Sold out -32,941-32.9k
WELLS FARGO & COMPANY/MN Reduced -32,720-32.7k
JPMORGAN CHASE & CO Reduced -18,650-18.6k
U S GLOBAL INVESTORS INC Reduced -18,200-18.2k
Diametric Capital, LP Reduced -17,603-17.6k

Biggest calls

CITADEL ADVISORS LLC Added $7.7m272.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.8m169.1k shares
MILLENNIUM MANAGEMENT LLC New $2.8m100.0k shares
UBS Group AG New $2.8m100.0k shares
WOLVERINE TRADING, LLC Reduced $1.7m60.6k shares
BANK OF MONTREAL /CAN/ New $733.8k25.0k shares
GTS SECURITIES LLC Added $706.4k24.9k shares
PEAK6 Investments LLC Unchanged $604.3k21.3k shares
Cutler Group LLC / CA Added $41.0k64.9k shares

Biggest puts

CITADEL ADVISORS LLC Added $4.6m161.1k shares
BANK OF MONTREAL /CAN/ New $2.9m100.0k shares
UBS Group AG New $2.8m100.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.5m87.8k shares
WOLVERINE TRADING, LLC Added $1.2m41.5k shares
GTS SECURITIES LLC Added $941.9k33.2k shares
Cutler Group LLC / CA Reduced $8.0k4.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,079,1562.1m $59.0m $59.0m 0.00% Added +127.6k +127,634
2 1832 Asset Management L.P. 0.06% of their portfolio TORONTO, A6 1,201,2781.2m $34.1m $34.1m 0.06% Reduced -44.0k -43,951
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 738,380738.4k $20.9m $20.9m 0.01% Added +68.1k +68,059
4 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 477,497477.5k $13.5m $13.5m 0.00% Reduced -32.7k -32,720
5 FLAGSHIP HARBOR ADVISORS, LLC 0.87% of their portfolio BOSTON, MA 420,584420.6k $11.9m $11.9m 0.87% New
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 363,128363.1k $10.3m $10.3m 0.00% Reduced -34.4k -34,413
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 319,600319.6k $9.1m $9.1m 0.00% Added +256.3k +256,345
8 ONE PLUS ONE WEALTH MANAGEMENT, LLC 3.23% of their portfolio JUPITER, FL 187,181187.2k $5.3m $5.3m 3.23% Added +122.4k +122,379
9 Knoll Capital Management, LLC 4.13% of their portfolio MIAMI, FL 176,000176.0k $5.0m $5.0m 4.13% Added +86.3k +86,300
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 169,591169.6k $4.8m $4.8m 0.01% New
11 Clark Capital Management Group, Inc. 0.04% of their portfolio PHILADELPHIA, PA 158,414158.4k $4.5m $4.5m 0.04% Added +26.8k +26,779
12 PCG Wealth Advisors, LLC 2.49% of their portfolio OVERLAND PARK, KS 157,364157.4k $4.5m $4.5m 2.49% Added +2.1k +2,057
13 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 146,554146.6k $4.2m $4.2m 0.01% New
14 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 141,445141.4k $4.0m $4.0m 0.00% Added +15.5k +15,456
15 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 137,442137.4k $3.9m $3.9m 0.00% Added +102.2k +102,165
16 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 124,931124.9k $3.5m $3.5m 0.01% Reduced -13.8k -13,762
17 OLD MISSION CAPITAL LLC 0.10% of their portfolio CHICAGO, IL 122,983123.0k $3.5m $3.5m 0.10% New
18 Ballew Advisors, Inc 2.25% of their portfolio Jackson, MS 115,387115.4k $3.0m $3.0m 2.25% Reduced -9.7k -9,723
19 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 114,326114.3k $3.2m $3.2m 0.00% Reduced -9.3k -9,257
20 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 110,400110.4k $3.1m $3.1m 0.01% New
21 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 97,26097.3k $2.8m $2.8m 0.01% Added +25.1k +25,057
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 94,74294.7k $2.7m $2.7m 0.00% Added +26.5k +26,539
23 Anthracite Investment Company, Inc. 1.50% of their portfolio FORT WORTH, TX 81,94281.9k $2.3m $2.3m 1.50% First filing
24 Federation des caisses Desjardins du Quebec 0.02% of their portfolio LEVIS, A8 64,35564.4k $1.8m $1.8m 0.02% Added +17.8k +17,820
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 60,28460.3k $1.7m $1.7m 0.00% Reduced -18.6k -18,650
26 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 59,27259.3k $1.7m $1.7m 0.00% Reduced -152.2k -152,234
27 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 58,30258.3k $1.7m $1.7m 0.00% Reduced -13.1k -13,059
28 WYNNEFIELD CAPITAL INC 0.55% of their portfolio NEW YORK, NY 50,00050.0k $1.4m $1.4m 0.55% Unchanged
29 CITIZENS FINANCIAL GROUP INC/RI 0.05% of their portfolio PROVIDENCE, RI 49,10049.1k $1.4m $1.4m 0.05% New
30 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 48,12148.1k $1.4m $1.4m 0.00% Added +156 +156
31 SIMPLEX TRADING, LLC 0.04% of their portfolio CHICAGO, IL 47,00547.0k $1.3m $1.3m 0.04% Added +25.6k +25,591
32 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 46,28746.3k $1.3m $1.3m 0.01% Reduced -3.9k -3,924
33 Pekin Hardy Strauss, Inc. 0.18% of their portfolio CHICAGO, IL 43,08943.1k $1.2m $1.2m 0.18% Reduced -3.0k -3,050
34 IHT Wealth Management, LLC 0.05% of their portfolio Chicago, IL 41,31941.3k $1.2m $1.2m 0.05% Added +13.0k +12,960
35 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 37,49637.5k $1.1m $1.1m 0.01% Reduced -700 -700
36 Geneos Wealth Management Inc. 0.05% of their portfolio ENGLEWOOD, CO 32,75032.8k $929.1k $929.1k 0.05% Added +920 +920
37 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 32,07732.1k $910.0k $910.0k 0.00% Added +1.0k +1,006
38 Main Street Financial Solutions, LLC 0.11% of their portfolio NEWTOWN, PA 30,60030.6k $868.1k $868.1k 0.11% Reduced -9.0k -9,000
39 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 30,14530.1k $855.2k $855.2k 0.00% Reduced -87.4k -87,430
40 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 29,50929.5k $837.2k $837.2k 0.01% Added +13.1k +13,104
41 LEVEL FOUR ADVISORY SERVICES, LLC 0.05% of their portfolio DALLAS, TX 29,01729.0k $823.2k $823.2k 0.05% Reduced -66 -66
42 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 22,87022.9k $648.8k $648.8k 0.00% Added +28 +28
43 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 22,60822.6k $641.4k $641.4k 0.00% Reduced -3.3k -3,281
44 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 22,44222.4k $636.7k $636.7k 0.00% Reduced -2.1k -2,056
45 Fiduciary Trust Co 0.01% of their portfolio Boston, MA 20,01020.0k $567.7k $567.7k 0.01% Reduced -1.6k -1,615
46 Crestline Management, L.P. 0.05% of their portfolio FORT WORTH, TX 20,00020.0k $567.4k $567.4k 0.05% New
47 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 19,88119.9k $507.2k $507.2k 0.00% Added +2.2k +2,163
48 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 19,86519.9k $564.0k $564.0k 0.00% Added +2.3k +2,302
49 Intellectus Partners, LLC 0.16% of their portfolio SAN FRANCISCO, CA 19,25019.2k $548.8k $548.8k 0.16% Reduced -1.8k -1,750
50 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 18,88818.9k $535.9k $535.9k 0.00% Reduced -10.7k -10,661
51 Cutler Group LLC / CA 0.07% of their portfolio SAN FRANCISCO, CA 18,57518.6k $526.0k $526.0k 0.07% Added +14.2k +14,226
52 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 17,78217.8k $504.5k $504.5k 0.01% New
53 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 17,46217.5k $495.4k $495.4k 0.00% Added +7.5k +7,548
54 K.J. Harrison & Partners Inc 0.08% of their portfolio TORONTO, A6 17,28717.3k $490.4k $490.4k 0.08% Added +3.0k +3,015
55 Procyon Advisors, LLC 0.04% of their portfolio SHELTON, CT 17,01617.0k $482.7k $482.7k 0.04% New
56 Virtu Financial LLC 0.04% of their portfolio New York, NY 16,56416.6k $470.0k $470.0k 0.04% New
57 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 16,29416.3k $462.3k $462.3k 0.01% Added +2.4k +2,378
58 New Harbor Financial Group, LLC 0.20% of their portfolio WORCESTER, MA 15,83815.8k $449.3k $449.3k 0.20% Added +83 +83
59 Diametric Capital, LP 0.27% of their portfolio BOSTON, MA 15,74615.7k $446.7k $446.7k 0.27% Reduced -17.6k -17,603
60 HARBOR INVESTMENT ADVISORY, LLC 0.05% of their portfolio LUTHERVILLE, MD 15,56315.6k $441.5k $441.5k 0.05% Unchanged
61 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 15,40215.4k $437.0k $437.0k 0.00% Reduced -931 -931
62 Banque Cantonale Vaudoise 0.02% of their portfolio LAUSANNE, V8 14,55014.6k $414.0k $414.0k 0.02% Added +700 +700
63 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 14,43814.4k $409.6k $409.6k 0.01% Reduced -1.3k -1,310
64 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 14,40014.4k $408.5k $408.5k 0.00% Reduced -1.5k -1,500
65 SMART Wealth LLC 0.22% of their portfolio Omaha, NE 14,26314.3k $404.6k $404.6k 0.22% Added +4.6k +4,554
66 Pettinga Financial Advisors LLC 0.11% of their portfolio EVANSVILLE, IN 14,13814.1k $401.1k $401.1k 0.11% Added +1.1k +1,060
67 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 13,24113.2k $375.6k $375.6k 0.00% Reduced -2.1k -2,052
68 Larson Financial Group LLC 0.03% of their portfolio ST LOUIS, MO 12,49112.5k $354.4k $354.4k 0.03% Added +371 +371
69 PICTON MAHONEY ASSET MANAGEMENT 0.02% of their portfolio Toronto, A6 12,40012.4k $352.0k $352.0k 0.02% Added +2.9k +2,900
70 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 11,49411.5k $326.1k $326.1k 0.00% Unchanged
71 WCG Wealth Advisors LLC 0.02% of their portfolio LAS VEGAS, NV 11,48511.5k $326.0k $326.0k 0.02% Reduced -1.3k -1,285
72 Mariner, LLC 0.00% of their portfolio Overland Park, KS 10,94510.9k $310.5k $310.5k 0.00% Added +456 +456
73 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 10,72310.7k $304.2k $304.2k 0.01% Added +145 +145
74 Cyndeo Wealth Partners, LLC 0.03% of their portfolio ST. PETERSBURG, FL 10,00410.0k $283.8k $283.8k 0.03% Reduced -176 -176
75 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 9,7049.7k $273.4k $273.4k 0.00% New
76 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 9,4839.5k $269.0k $269.0k 0.00% New
77 Weil Company, Inc. 0.12% of their portfolio SAN DIEGO, CA 9,2589.3k $262.6k $262.6k 0.12% Reduced -6.7k -6,742
78 Physician Wealth Advisors, Inc. 0.05% of their portfolio MIDVALE, UT 8,7008.7k $218.3k $218.3k 0.05% Unchanged
79 SIGNATUREFD, LLC 0.01% of their portfolio ATLANTA, GA 8,5008.5k $241.1k $241.1k 0.01% Unchanged
80 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 8,4938.5k $241.0k $241.0k 0.00% Reduced -1.2k -1,196
81 Belpointe Asset Management LLC 0.02% of their portfolio RENO, NV 8,1808.2k $232.1k $232.1k 0.02% Reduced -2.8k -2,778
82 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 8,0428.0k $208.6k $208.6k 0.01% Added +42 +42
83 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 7,9027.9k $224.2k $224.2k 0.01% First filing
84 National Philanthropic Trust 0.01% of their portfolio Jenkintown, PA 7,8847.9k $223.7k $223.7k 0.01% First filing
85 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 7,8327.8k $222.2k $222.2k 0.00% Reduced -600 -600
86 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 7,7237.7k $226.7k $226.7k 0.00% Reduced -88.5k -88,476
87 JEPPSON WEALTH MANAGEMENT, LLC 0.09% of their portfolio MANHATTAN BEACH, CA 7,5997.6k $215.6k $215.6k 0.09% Reduced -6.0k -6,035
88 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 7,4117.4k $210.3k $210.3k 0.00% New
89 Robinson Value Management, Ltd. 0.14% of their portfolio SAN ANTONIO, TX 7,4007.4k $209.9k $209.9k 0.14% New
90 PFG Investments, LLC 0.04% of their portfolio WOODBURY, NY 7,3557.4k $208.7k $208.7k 0.04% New
91 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 7,1587.2k $203.1k $203.1k 0.00% New
92 Csenge Advisory Group 0.01% of their portfolio CLEARWATER, FL 7,1147.1k $201.8k $201.8k 0.01% New
93 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 5,3005.3k $147.0k $147.0k 0.00% Added +386 +386
94 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 4,3454.3k $109.0k $109.0k 0.00% Reduced -397 -397
95 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,9574.0k $112.3k $112.3k 0.00% Added +940 +940
96 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 3,9333.9k $111.6k $111.6k 0.01% Unchanged
97 Millburn Ridgefield LLC /DE/ 0.00% of their portfolio New York, NY 3,6903.7k $104.7k $104.7k 0.00% New
98 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 3,5003.5k $99.3k $99.3k 0.01% Unchanged
99 HOLLENCREST CAPITAL MANAGEMENT 0.01% of their portfolio NEWPORT BEACH, CA 3,1503.1k $89.4k $89.4k 0.01% Unchanged
100 Kessler Investment Group, LLC 0.05% of their portfolio COLUMBUS, IN 3,0893.1k $87.6k $87.6k 0.05% Unchanged