Vault-13

GLOBAL X FDS SIL

GLOBAL X SILVER · ETP · CUSIP 37954Y848

140 institutional holders +2 vs Q1 2023
7,339,8097.3m shares reported held*
$190.9mreported value*
20 new 41 added 34 reduced 20 sold out net bought ≈ $7.0m (+266.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.00. Options: 6 managers hold calls ($16.3m notional), 5 hold puts ($11.0m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 130Q4 22: 145Q1 23: 138Q2 23: 140140Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022130
Q4 2022145
Q1 2023138
Q2 2023140

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 68 bought or addedQ4 22: 49 cut or sold outQ4 22Q1 23: 59 bought or addedQ1 23: 67 cut or sold outQ1 23Q2 23: 61 bought or addedQ2 23: 54 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226849
Q1 20235967
Q2 20236154

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $16.2mQ3 22 puts: $11.7mQ3 22P/C 0.72Q4 22 calls: $24.0mQ4 22 puts: $18.9mQ4 22P/C 0.79Q1 23 calls: $22.2mQ1 23 puts: $14.3mQ1 23P/C 0.64Q2 23 calls: $16.3mQ2 23 puts: $11.0mQ2 23P/C 0.68
Numbers
QuarterCallsPutsP/C
Q3 2022$16.2m$11.7m0.72
Q4 2022$24.0m$18.9m0.79
Q1 2023$22.2m$14.3m0.64
Q2 2023$16.3m$11.0m0.68

Biggest buyers

FLAGSHIP HARBOR ADVISORS, LLC New +549,304+549.3k
AMERIPRISE FINANCIAL INC Added +147,740+147.7k
1832 Asset Management L.P. Added +128,520+128.5k
JANE STREET GROUP, LLC Added +128,351+128.4k
LPL Financial LLC Added +90,733+90.7k
Arlington Capital Management, Inc. New +69,250+69.2k
UBS Group AG Added +61,256+61.3k
Qube Research & Technologies Ltd New +36,961+37.0k
MARSHALL WACE, LLP New +25,900+25.9k
OSAIC HOLDINGS, INC. Added +22,257+22.3k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -341,244-341.2k
MILLENNIUM MANAGEMENT LLC Reduced -242,536-242.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -172,524-172.5k
MORGAN STANLEY Reduced -106,526-106.5k
Balyasny Asset Management L.P. Sold out -72,858-72.9k
STIFEL FINANCIAL CORP Reduced -64,620-64.6k
All Season Financial Advisors, Inc. Sold out -39,331-39.3k
COLDSTREAM CAPITAL MANAGEMENT INC Reduced -25,814-25.8k
Weil Company, Inc. Reduced -16,289-16.3k
PEAK6 Investments LLC Reduced -10,645-10.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.5m173.0k shares
CITADEL ADVISORS LLC Reduced $3.9m148.7k shares
UBS Group AG New $3.7m144.2k shares
WOLVERINE TRADING, LLC Reduced $3.6m140.8k shares
PEAK6 Investments LLC Unchanged $553.6k21.3k shares
Cutler Group LLC / CA Reduced $1.0k4.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.1m157.9k shares
UBS Group AG New $3.7m144.2k shares
CITADEL ADVISORS LLC Reduced $2.7m102.1k shares
WOLVERINE TRADING, LLC Reduced $476.9k18.7k shares
Cutler Group LLC / CA Added $5.0k1.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 1832 Asset Management L.P. 0.06% of their portfolio TORONTO, A6 1,236,1431.2m $32.1m $32.1m 0.06% Added +128.5k +128,520
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 761,372761.4k $19.8m $19.8m 0.00% Reduced -106.5k -106,526
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 644,757644.8k $16.8m $16.8m 0.01% Added +90.7k +90,733
4 FLAGSHIP HARBOR ADVISORS, LLC 1.18% of their portfolio BOSTON, MA 549,304549.3k $14.3m $14.3m 1.18% New
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 519,389519.4k $13.5m $13.5m 0.00% Reduced -341.2k -341,244
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 470,186470.2k $12.2m $12.2m 0.01% Added +61.3k +61,256
7 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 285,267285.3k $7.4m $7.4m 0.00% Added +147.7k +147,740
8 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 167,914167.9k $4.4m $4.4m 0.01% Added +128.4k +128,351
9 ONE PLUS ONE WEALTH MANAGEMENT, LLC 2.69% of their portfolio JUPITER, FL 162,085162.1k $4.2m $4.2m 2.69% Reduced -1.1k -1,127
10 PCG Wealth Advisors, LLC 2.52% of their portfolio OVERLAND PARK, KS 156,085156.1k $4.1m $4.1m 2.52% Added +14.6k +14,624
11 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 155,826155.8k $4.0m $4.0m 0.00% Reduced -2 -2
12 Ballew Advisors, Inc 2.41% of their portfolio Jackson, MS 128,539128.5k $3.3m $3.3m 2.41% Reduced -1.7k -1,702
13 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 110,680110.7k $2.9m $2.9m 0.00% Added +98 +98
14 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 90,48490.5k $2.4m $2.4m 0.00% Added +22.3k +22,257
15 Knoll Capital Management, LLC 2.85% of their portfolio MIAMI, FL 89,70089.7k $2.3m $2.3m 2.85% Unchanged
16 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 82,76182.8k $2.2m $2.2m 0.00% Added +9.4k +9,353
17 COLDSTREAM CAPITAL MANAGEMENT INC 0.06% of their portfolio BELLEVUE, WA 75,74475.7k $2.0m $2.0m 0.06% Reduced -25.8k -25,814
18 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 71,06871.1k $1.8m $1.8m 0.00% Added +8.8k +8,809
19 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 69,40769.4k $1.8m $1.8m 0.00% Reduced -1.1k -1,112
20 Arlington Capital Management, Inc. 1.56% of their portfolio ARLINGTON HEIGHTS, IL 69,25069.2k $1.8m $1.8m 1.56% New
21 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 65,87065.9k $1.7m $1.7m 0.00% Added +18.8k +18,828
22 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 61,55861.6k $1.6m $1.6m 0.00% Reduced -242.5k -242,536
23 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 58,09658.1k $1.5m $1.5m 0.00% Reduced -7.1k -7,051
24 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 50,84050.8k $1.3m $1.3m 0.01% Added +341 +341
25 Stratos Wealth Advisors, LLC 0.09% of their portfolio BEACHWOOD, OH 47,01647.0k $1.2m $1.2m 0.09% Reduced -10.0k -10,023
26 Pekin Hardy Strauss, Inc. 0.18% of their portfolio CHICAGO, IL 44,88944.9k $1.2m $1.2m 0.18% Reduced -435 -435
27 Main Street Financial Solutions, LLC 0.14% of their portfolio NEWTOWN, PA 39,30039.3k $1.0m $1.0m 0.14% Reduced -2.9k -2,850
28 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 38,69538.7k $1.0m $1.0m 0.01% Added +1.3k +1,280
29 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 38,19538.2k $993.9k $993.9k 0.01% Added +250 +250
30 CITIZENS FINANCIAL GROUP INC/RI 0.04% of their portfolio PROVIDENCE, RI 37,39737.4k $971.9k $971.9k 0.04% Unchanged
31 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 36,96137.0k $1.1m $1.1m 0.00% New
32 Guild Investment Management, Inc. 1.21% of their portfolio WESTLAKE VILLAGE, CA 33,00133.0k $858.7k $858.7k 1.21% Added +6.6k +6,591
33 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 32,60332.6k $847.0k $847.0k 0.00% Reduced -3.1k -3,116
34 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 32,04032.0k $832.7k $832.7k 0.00% Added +20.7k +20,748
35 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 31,90231.9k $829.1k $829.1k 0.00% Added +293 +293
36 LEVEL FOUR ADVISORY SERVICES, LLC 0.05% of their portfolio DALLAS, TX 30,41830.4k $790.6k $790.6k 0.05% Added +558 +558
37 Geneos Wealth Management Inc. 0.04% of their portfolio ENGLEWOOD, CO 29,53029.5k $767.5k $767.5k 0.04% Added +4.7k +4,655
38 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 29,49929.5k $766.7k $766.7k 0.00% First filing
39 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 28,46528.5k $739.8k $739.8k 0.00% Reduced -64.6k -64,620
40 IHT Wealth Management, LLC 0.04% of their portfolio Chicago, IL 27,95428.0k $726.5k $726.5k 0.04% Reduced -3.5k -3,545
41 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 27,15027.1k $705.6k $705.6k 0.00% Added +14.3k +14,308
42 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 25,90025.9k $673.1k $673.1k 0.00% New
43 Diametric Capital, LP 0.30% of their portfolio BOSTON, MA 25,65925.7k $666.9k $666.9k 0.30% Added +737 +737
44 Fiduciary Trust Co 0.01% of their portfolio Boston, MA 21,62521.6k $562.0k $562.0k 0.01% Unchanged
45 Intellectus Partners, LLC 0.16% of their portfolio SAN FRANCISCO, CA 21,00021.0k $546.4k $546.4k 0.16% Added +3.6k +3,600
46 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 19,78419.8k $513.0k $513.0k 0.00% Reduced -100 -100
47 U S GLOBAL INVESTORS INC 0.03% of their portfolio SAN ANTONIO, TX 19,00019.0k $493.8k $493.8k 0.03% Added +8.8k +8,850
48 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 18,96419.0k $492.9k $492.9k 0.00% Reduced -20 -20
49 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 18,74118.7k $477.9k $477.9k 0.01% New
50 Weil Company, Inc. 0.20% of their portfolio SAN DIEGO, CA 17,22417.2k $447.7k $447.7k 0.20% Reduced -16.3k -16,289
51 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 17,16917.2k $446.2k $446.2k 0.00% Added +98 +98
52 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 16,56816.6k $430.6k $430.6k 0.01% Added +56 +56
53 New Harbor Financial Group, LLC 0.12% of their portfolio WORCESTER, MA 15,75515.8k $409.5k $409.5k 0.12% Unchanged
54 HARBOR INVESTMENT ADVISORY, LLC 0.06% of their portfolio LUTHERVILLE, MD 15,56315.6k $404.5k $404.5k 0.06% Reduced -153 -153
55 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 15,20015.2k $395.0k $395.0k 0.00% Added +1.1k +1,100
56 JEPPSON WEALTH MANAGEMENT, LLC 0.16% of their portfolio MANHATTAN BEACH, CA 14,22514.2k $369.7k $369.7k 0.16% Added +966 +966
57 Banque Cantonale Vaudoise 0.02% of their portfolio LAUSANNE, V8 13,85013.8k $360.0k $360.0k 0.02% New
58 V Wealth Advisors LLC 0.06% of their portfolio Overland Park, KS 13,45713.5k $349.7k $349.7k 0.06% Reduced -195 -195
59 Pettinga Financial Advisors LLC 0.10% of their portfolio EVANSVILLE, IN 13,26413.3k $344.7k $344.7k 0.10% Reduced -1.2k -1,179
60 Stegent Equity Advisors, Inc. 0.38% of their portfolio HOUSTON, TX 13,22413.2k $343.7k $343.7k 0.38% New
61 Larson Financial Group LLC 0.03% of their portfolio ST LOUIS, MO 13,15513.2k $341.9k $341.9k 0.03% Reduced -857 -857
62 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 12,10512.1k $328.7k $328.7k 0.00% Added +555 +555
63 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 11,71011.7k $304.3k $304.3k 0.03% Reduced -9.3k -9,325
64 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 11,59711.6k $301.4k $301.4k 0.00% New
65 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 11,49411.5k $298.7k $298.7k 0.00% Unchanged
66 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 11,36411.4k $295.0k $295.0k 0.00% Reduced -1.3k -1,330
67 K.J. Harrison & Partners Inc 0.05% of their portfolio TORONTO, A6 10,57210.6k $273.8k $273.8k 0.05% Reduced -153 -153
68 Krilogy Financial LLC 0.02% of their portfolio ST. LOUIS, MO 10,37010.4k $269.5k $269.5k 0.02% Added +3.5k +3,475
69 Rothschild Wealth LLC 0.08% of their portfolio OAK BROOK, IL 10,18510.2k $264.7k $264.7k 0.08% Reduced -145 -145
70 Cyndeo Wealth Partners, LLC 0.03% of their portfolio ST. PETERSBURG, FL 10,09510.1k $262.4k $262.4k 0.03% Added +87 +87
71 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 9,9239.9k $257.9k $257.9k 0.00% Added +935 +935
72 RIA Advisory Group LLC 0.11% of their portfolio Des Moines, IA 9,9209.9k $257.8k $257.8k 0.11% Added +2.5k +2,545
73 PICTON MAHONEY ASSET MANAGEMENT 0.01% of their portfolio Toronto, A6 9,5009.5k $247.0k $247.0k 0.01% Unchanged
74 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 9,1109.1k $236.8k $236.8k 0.01% Added +490 +490
75 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 8,9268.9k $232.0k $232.0k 0.01% New
76 SMART Wealth LLC 0.17% of their portfolio Omaha, NE 8,9208.9k $231.8k $231.8k 0.17% Added +1.2k +1,154
77 Maven Securities LTD 0.03% of their portfolio ST HELIER, Y9 8,8048.8k $228.8k $228.8k 0.03% New
78 Physician Wealth Advisors, Inc. 0.06% of their portfolio MIDVALE, UT 8,7008.7k $229.3k $229.3k 0.06% Unchanged
79 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 8,4648.5k $220.0k $220.0k 0.00% Unchanged
80 PRELUDE CAPITAL MANAGEMENT, LLC 0.02% of their portfolio NEW YORK, NY 8,2378.2k $214.1k $214.1k 0.02% Added +62 +62
81 SIGNATUREFD, LLC 0.01% of their portfolio ATLANTA, GA 8,0158.0k $208.3k $208.3k 0.01% Reduced -1.0k -1,000
82 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 7,9868.0k $207.6k $207.6k 0.01% Reduced -5.8k -5,850
83 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 7,9187.9k $205.3k $205.3k 0.00% Added +6.7k +6,668
84 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 4,7414.7k $123.2k $123.2k 0.00% Unchanged
85 PEAK6 Investments LLC 0.01% of their portfolio CHICAGO, IL 4,0224.0k $104.5k $104.5k 0.01% Reduced -10.6k -10,645
86 Clean Yield Group 0.04% of their portfolio NORWICH, VT 3,9453.9k $102.5k $102.5k 0.04% Unchanged
87 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 3,9333.9k $102.2k $102.2k 0.01% Added +875 +875
88 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 3,8883.9k $101.0k $101.0k 0.00% Added +353 +353
89 CITY HOLDING CO 0.02% of their portfolio CHARLESTON, WV 3,5673.6k $92.7k $92.7k 0.02% New
90 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 3,5053.5k $91.1k $91.1k 0.01% Reduced -75 -75
91 HOLLENCREST CAPITAL MANAGEMENT 0.01% of their portfolio NEWPORT BEACH, CA 3,1503.1k $81.9k $81.9k 0.01% Reduced -500 -500
92 Kessler Investment Group, LLC 0.06% of their portfolio COLUMBUS, IN 3,0893.1k $80.3k $80.3k 0.06% Unchanged
93 GLENMEDE TRUST CO NA 0.00% of their portfolio PHILADELPHIA, PA 2,6942.7k $82.8k $82.8k 0.00% Unchanged
94 Tyler-Stone Wealth Management 0.04% of their portfolio Beachwood, OH 2,6592.7k $69.0k $69.0k 0.04% First filing
95 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,0002.0k $52.0k $52.0k 0.00% Unchanged
96 ATLAS CAPITAL ADVISORS INC. 0.01% of their portfolio JACKSON, WY 1,8561.9k $48.2k $48.2k 0.01% Unchanged
97 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,7641.8k $45.8k $45.8k 0.00% Unchanged
98 GoalVest Advisory LLC 0.02% of their portfolio New York, NY 1,3961.4k $36.3k $36.3k 0.02% New
99 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,3001.3k $33.8k $33.8k 0.00% Unchanged
100 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,2861.3k $36.3k $36.3k 0.00% Added +807 +807