Vault-13

GLOBAL X FDS COPX

GLOBAL X COPPER · ETP · CUSIP 37954Y830

160 institutional holders +14 vs Q1 2023
10,287,50910.3m shares reported held*
$386.7mreported value*
29 new 45 added 33 reduced 16 sold out net bought ≈ $66.3m (+1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($941 this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $37.59. Options: 3 managers hold calls ($6.9m notional), 2 hold puts ($8.5m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 117Q4 22: 128Q1 23: 146Q2 23: 160160Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022117
Q4 2022128
Q1 2023146
Q2 2023160

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 61 bought or addedQ4 22: 49 cut or sold outQ4 22Q1 23: 63 bought or addedQ1 23: 63 cut or sold outQ1 23Q2 23: 74 bought or addedQ2 23: 49 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226149
Q1 20236363
Q2 20237449

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 22 calls: $3.7mQ3 22 puts: $3.4mQ3 22P/C 0.93Q4 22 calls: $6.6mQ4 22 puts: $7.9mQ4 22P/C 1.20Q1 23 calls: $7.2mQ1 23 puts: $9.3mQ1 23P/C 1.30Q2 23 calls: $6.9mQ2 23 puts: $8.5mQ2 23P/C 1.23
Numbers
QuarterCallsPutsP/C
Q3 2022$3.7m$3.4m0.93
Q4 2022$6.6m$7.9m1.20
Q1 2023$7.2m$9.3m1.30
Q2 2023$6.9m$8.5m1.23

Biggest buyers

Mirae Asset Global Investments Co., Ltd. Added +1,626,998+1.6m
MORGAN STANLEY Added +251,911+251.9k
JANE STREET GROUP, LLC Added +221,490+221.5k
Thrivent Financial for Lutherans Added +205,143+205.1k
Valence8 US LP New +79,626+79.6k
Silphium Asset Management Ltd New +72,262+72.3k
MILLENNIUM MANAGEMENT LLC New +68,968+69.0k
MIRABELLA FINANCIAL SERVICES LLP New +50,500+50.5k
BNP PARIBAS FINANCIAL MARKETS Added +46,937+46.9k
D.A. DAVIDSON & CO. New +43,610+43.6k

Biggest sellers

MACKENZIE FINANCIAL CORP Reduced -545,801-545.8k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -267,382-267.4k
BANK OF AMERICA CORP /DE/ Reduced -70,010-70.0k
HRT FINANCIAL LP Sold out -52,364-52.4k
CENTAURUS FINANCIAL, INC. Sold out -40,372-40.4k
LPL Financial LLC Reduced -36,820-36.8k
Belpointe Asset Management LLC Reduced -30,457-30.5k
Ameritas Advisory Services, LLC Sold out -21,087-21.1k
Essex Financial Services, Inc. Sold out -19,531-19.5k
AMERIPRISE FINANCIAL INC Reduced -19,344-19.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.8m127.0k shares
CITADEL ADVISORS LLC Reduced $2.1m56.6k shares
Cutler Group LLC / CA Reduced $0800 shares

Biggest puts

CITADEL ADVISORS LLC Added $4.4m117.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.1m107.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.10% of their portfolio MILWAUKEE, WI 2,084,5182.1m $78.5m $78.5m 0.10% Reduced -267.4k -267,382
2 Mirae Asset Global Investments Co., Ltd. 0.13% of their portfolio SEOUL, M5 1,662,0981.7m $61.5m $61.5m 0.13% Added +1.6m +1,626,998
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 878,017878.0k $33.1m $33.1m 0.00% Added +251.9k +251,911
4 Clal Insurance Enterprises Holdings Ltd 0.36% of their portfolio Tel-aviv, L3 800,000800.0k $30.5m $30.5m 0.36% Unchanged
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 504,355504.4k $19.0m $19.0m 0.00% Reduced -70.0k -70,010
6 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 479,351479.4k $17.9m $17.9m 0.04% Added +205.1k +205,143
7 Harel Insurance Investments & Financial Services Ltd. 0.31% of their portfolio Ramat Gan, L3 336,000336.0k $12.8m $12.8m 0.31% Unchanged
8 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 283,809283.8k $10.7m $10.7m 0.01% Added +221.5k +221,490
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 215,228215.2k $8.1m $8.1m 0.01% Reduced -36.8k -36,820
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 204,077204.1k $7.7m $7.7m 0.00% Reduced -8.9k -8,862
11 Legend Financial Advisors, Inc. 6.29% of their portfolio PITTSBURGH, PA 200,093200.1k $7.5m $7.5m 6.29% Added +1.0k +1,030
12 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 138,441138.4k $5.2m $5.2m 0.00% Added +7.1k +7,056
13 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 129,562129.6k $4.9m $4.9m 0.01% Added +18 +18
14 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 122,176122.2k $4.6m $4.6m 0.02% First filing
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 111,530111.5k $4.2m $4.2m 0.00% Added +9.6k +9,562
16 Estate Counselors, LLC 0.53% of their portfolio Thiensville, WI 110,660110.7k $4.2m $4.2m 0.53% Reduced -685 -685
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 110,075110.1k $4.1m $4.1m 0.00% Added +4.7k +4,708
18 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 104,020104.0k $3.9m $3.9m 0.01% Added +10.1k +10,094
19 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 103,045103.0k $3.9m $3.9m 0.00% Reduced -19.3k -19,344
20 Cetera Advisors LLC 0.05% of their portfolio DENVER, CO 88,92888.9k $3.3m $3.3m 0.05% Added +20.6k +20,578
21 Clark Capital Management Group, Inc. 0.03% of their portfolio PHILADELPHIA, PA 87,86287.9k $3.3m $3.3m 0.03% Added +646 +646
22 Valence8 US LP 1.97% of their portfolio Cambridge, MA 79,62679.6k $3.0m $3.0m 1.97% New
23 First Trust Bank, Ltd. 13.49% of their portfolio NASSAU, C5 77,00077.0k $2.9m $2.9m 13.49% Unchanged
24 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 73,12973.1k $2.8m $2.8m 0.00% Added +22.4k +22,365
25 Silphium Asset Management Ltd 1.35% of their portfolio London, X0 72,26272.3k $2.7m $2.7m 1.35% New
26 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 68,96869.0k $2.6m $2.6m 0.00% New
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 56,69756.7k $2.1m $2.1m 0.00% Added +13.6k +13,629
28 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 51,42951.4k $1.9m $1.9m 0.00% Added +46.9k +46,937
29 MIRABELLA FINANCIAL SERVICES LLP 0.22% of their portfolio London, X0 50,50050.5k $1.9m $1.9m 0.22% New
30 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 43,61043.6k $1.6m $1.6m 0.02% New
31 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 43,29843.3k $1.6m $1.6m 0.01% Added +6.1k +6,132
32 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 42,45742.5k $1.6m $1.6m 0.00% Added +3.2k +3,230
33 Knollwood Investment Advisory, LLC 0.50% of their portfolio HUNT VALLEY, MD 39,25039.2k $1.5m $1.5m 0.50% New
34 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 36,58336.6k $1.4m $1.4m 0.01% Reduced -7.9k -7,887
35 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 31,69031.7k $1.2m $1.2m 0.00% Reduced -2.6k -2,615
36 MACKENZIE FINANCIAL CORP 0.00% of their portfolio TORONTO ONTARIO, A6 30,29430.3k $1.2m $1.2m 0.00% Reduced -545.8k -545,801
37 Visionary Wealth Advisors 0.09% of their portfolio O'FALLON, IL 29,74829.7k $1.1m $1.1m 0.09% Reduced -11.7k -11,703
38 Main Street Financial Solutions, LLC 0.14% of their portfolio NEWTOWN, PA 26,95026.9k $1.0m $1.0m 0.14% Reduced -3.2k -3,200
39 Smart Portfolios, LLC 1.48% of their portfolio LAKE FOREST PARK, WA 22,38622.4k $842.8k $842.8k 1.48% Reduced -401 -401
40 BAROMETER CAPITAL MANAGEMENT INC. 0.22% of their portfolio TORONTO, A6 21,50021.5k $809.5k $809.5k 0.22% Reduced -10.2k -10,200
41 Inspire Advisors, LLC 0.14% of their portfolio Meridian, ID 19,74019.7k $743.2k $743.2k 0.14% New
42 MEITAV INVESTMENT HOUSE LTD 0.01% of their portfolio BENE-BERAQ, L3 18,12218.1k $676.1k $676.1k 0.01% Reduced -1.3k -1,273
43 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 17,50017.5k $658.9k $658.9k 0.01% New
44 FLAGSHIP HARBOR ADVISORS, LLC 0.05% of their portfolio BOSTON, MA 17,19117.2k $647.2k $647.2k 0.05% Added +470 +470
45 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 17,05317.1k $650.6k $650.6k 0.01% Added +154 +154
46 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 15,84915.8k $596.7k $596.7k 0.00% Added +2.1k +2,147
47 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 15,39815.4k $579.7k $579.7k 0.00% Added +8.1k +8,078
48 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 15,33115.3k $577.2k $577.2k 0.01% Reduced -2.0k -2,034
49 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 15,20515.2k $572.0k $572.0k 0.00% Added +6.8k +6,809
50 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 14,85114.9k $559.0k $559.0k 0.00% Reduced -2.2k -2,167
51 Lowe Wealth Advisors, LLC 0.27% of their portfolio COLUMBIA, MD 13,90213.9k $523.4k $523.4k 0.27% Added +1.8k +1,825
52 WEALTHSPAN PARTNERS, LLC 0.37% of their portfolio DAVENPORT, IA 12,54612.5k $472.4k $472.4k 0.37% Reduced -1 -1
53 FORMULA GROWTH LTD 0.15% of their portfolio MONTREAL, A8 12,50012.5k $470.6k $470.6k 0.15% New
54 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 11,98212.0k $451.1k $451.1k 0.00% Added +6.2k +6,232
55 Laidlaw Wealth Management LLC 0.09% of their portfolio NEW YORK CITY, NY 11,65911.7k $439.0k $439.0k 0.09% Added +4.1k +4,134
56 Madison Asset Management, LLC 0.01% of their portfolio MADISON, WI 11,57611.6k $435.8k $435.8k 0.01% New
57 Trexquant Investment LP 0.01% of their portfolio STAMFORD, CT 11,38511.4k $428.6k $428.6k 0.01% New
58 Robertson Stephens Wealth Management, LLC 0.03% of their portfolio San Francisco, CA 11,10011.1k $423.5k $423.5k 0.03% Added +250 +250
59 Belpointe Asset Management LLC 0.04% of their portfolio RENO, NV 10,56310.6k $397.7k $397.7k 0.04% Reduced -30.5k -30,457
60 Keel Point, LLC 0.05% of their portfolio HUNTSVILLE, AL 10,41810.4k $392.2k $392.2k 0.05% Added +249 +249
61 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 10,20210.2k $384.0k $384.0k 0.00% Reduced -2.3k -2,291
62 Pettinga Financial Advisors LLC 0.11% of their portfolio EVANSVILLE, IN 10,18210.2k $383.4k $383.4k 0.11% Reduced -539 -539
63 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 9,5259.5k $358.6k $358.6k 0.00% Added +100 +100
64 Garde Capital, Inc. 0.03% of their portfolio SEATTLE, WA 9,4699.5k $357.0k $357.0k 0.03% Unchanged
65 Gateway Wealth Partners, LLC 0.06% of their portfolio APPLETON, WI 9,4289.4k $355.0k $355.0k 0.06% Added +425 +425
66 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,1049.1k $342.8k $342.8k 0.00% Added +966 +966
67 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 8,9749.0k $337.9k $337.9k 0.01% New
68 Pekin Hardy Strauss, Inc. 0.05% of their portfolio CHICAGO, IL 8,8208.8k $332.1k $332.1k 0.05% Added +210 +210
69 Jaffetilchin Investment Partners, LLC 0.03% of their portfolio TAMPA, FL 8,7268.7k $328.5k $328.5k 0.03% Reduced -10.6k -10,646
70 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 8,7008.7k $327.6k $327.6k 0.00% Unchanged
71 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 8,5518.6k $321.9k $321.9k 0.00% Unchanged
72 Rathbones Group PLC 0.00% of their portfolio Liverpool, X0 8,5468.5k $321.8k $321.8k 0.00% Reduced -559 -559
73 MCKINLEY CAPITAL MANAGEMENT LLC 0.04% of their portfolio ANCHORAGE, AK 8,3528.4k $314.5k $314.5k 0.04% Unchanged
74 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 8,2008.2k $308.7k $308.7k 0.01% Added +400 +400
75 Fermata Advisors, LLC 0.27% of their portfolio SONOMA, CA 8,0608.1k $303.6k $303.6k 0.27% New
76 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 8,0108.0k $301.6k $301.6k 0.01% New
77 Concentrum Wealth Management 0.19% of their portfolio SAN JOSE, CA 7,8077.8k $293.9k $293.9k 0.19% New
78 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 7,5957.6k $286.0k $286.0k 0.00% Reduced -81 -81
79 PICTON MAHONEY ASSET MANAGEMENT 0.01% of their portfolio Toronto, A6 7,4007.4k $279.0k $279.0k 0.01% Unchanged
80 AJ WEALTH STRATEGIES, LLC 0.01% of their portfolio NEW YORK, NY 7,2317.2k $272.2k $272.2k 0.01% Unchanged
81 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 7,1157.1k $267.9k $267.9k 0.00% Added +232 +232
82 180 WEALTH ADVISORS, LLC 0.06% of their portfolio FEDERAL WAY, WA 6,9346.9k $264.9k $264.9k 0.06% Added +385 +385
83 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 6,6876.7k $251.8k $251.8k 0.00% Added +2.1k +2,090
84 Anson Capital, Inc. 0.46% of their portfolio TYRONE, GA 6,5266.5k $245.7k $245.7k 0.46% Reduced -7.6k -7,630
85 WEALTHSOURCE PARTNERS, LLC 0.02% of their portfolio SAN LUIS OBISPO, CA 6,5256.5k $245.7k $245.7k 0.02% Unchanged
86 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 6,2746.3k $239.4k $239.4k 0.00% New
87 Virtue Capital Management, LLC 0.04% of their portfolio BRENTWOOD, TN 6,2286.2k $234.7k $234.7k 0.04% Reduced -3.4k -3,449
88 Private Advisory Group LLC 0.05% of their portfolio REDMOND, WA 6,1376.1k $231.1k $231.1k 0.05% Unchanged
89 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 6,1006.1k $230.0k $230.0k 0.00% New
90 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 6,0536.1k $227.9k $227.9k 0.00% New
91 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 6,0306.0k $227.0k $227.0k 0.01% Added +400 +400
92 BigSur Wealth Management LLC 0.11% of their portfolio MIAMI, FL 5,9005.9k $222.1k $222.1k 0.11% Unchanged
93 Indie Asset Partners, LLC 0.24% of their portfolio CARMEL, IN 5,8605.9k $220.6k $220.6k 0.24% Unchanged
94 Consolidated Portfolio Review Corp 0.05% of their portfolio WOODBURY, NY 5,7415.7k $216.1k $216.1k 0.05% New
95 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 5,5765.6k $209.9k $209.9k 0.00% Added +205 +205
96 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 5,5215.5k $207.9k $207.9k 0.01% New
97 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 5,5125.5k $207.5k $207.5k 0.01% Added +5.4k +5,353
98 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 5,3855.4k $202.6k $202.6k 0.00% Added +1.6k +1,600
99 IAM Advisory, LLC 0.07% of their portfolio EASTON, PA 5,3735.4k $202.3k $202.3k 0.07% New
100 Banco BTG Pactual S.A. 0.13% of their portfolio RIO DE JANEIRO, D5 5,3505.3k $201.4k $201.4k 0.13% Reduced -18.4k -18,370