Vault-13

GLOBAL X FDS COPX

GLOBAL X COPPER · ETP · CUSIP 37954Y830

128 institutional holders +11 vs Q3 2022
8,313,9938.3m shares reported held*
$294.3mreported value*
26 new 35 added 31 reduced 18 sold out net sold ≈ $815.8m (-23.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.40. Options: 3 managers hold calls ($6.6m notional), 4 hold puts ($7.9m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 117Q4 22: 128128Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022117
Q4 2022128

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $3.7mQ3 22 puts: $3.4mQ3 22P/C 0.93Q4 22 calls: $6.6mQ4 22 puts: $7.9mQ4 22P/C 1.20
Numbers
QuarterCallsPutsP/C
Q3 2022$3.7m$3.4m0.93
Q4 2022$6.6m$7.9m1.20

Biggest buyers

Clal Insurance Enterprises Holdings Ltd New +800,000+800.0k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +529,655+529.7k
MORGAN STANLEY Added +336,645+336.6k
Legend Financial Advisors, Inc. Added +205,296+205.3k
BANK OF AMERICA CORP /DE/ Added +197,261+197.3k
MIRABELLA FINANCIAL SERVICES LLP New +128,622+128.6k
AMERIPRISE FINANCIAL INC Added +54,821+54.8k
CENTAURUS FINANCIAL, INC. New +47,721+47.7k
WELLS FARGO & COMPANY/MN Added +34,239+34.2k
Creative Planning New +34,155+34.2k

Biggest sellers

Altshuler Shaham Ltd Sold out -23,071,701-23.1m
Phoenix Financial Ltd. Sold out -2,021,400-2.0m
Bullseye Investment Management, LLC Sold out -90,374-90.4k
Fullerton Fund Management Co Ltd. Sold out -89,000-89.0k
UBS Group AG Reduced -73,937-73.9k
JANE STREET GROUP, LLC Reduced -65,348-65.3k
LPL Financial LLC Reduced -43,948-43.9k
Pettinga Financial Advisors LLC Reduced -26,166-26.2k
RENAISSANCE TECHNOLOGIES LLC Sold out -23,100-23.1k
OLD MISSION CAPITAL LLC Reduced -21,840-21.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.6m101.6k shares
CITADEL ADVISORS LLC Reduced $3.0m84.5k shares
Cutler Group LLC / CA Reduced $0400 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.0m112.7k shares
CITADEL ADVISORS LLC Added $2.9m81.2k shares
WOLVERINE TRADING, LLC New $1.1m30.2k shares
Cutler Group LLC / CA New $0100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.13% of their portfolio MILWAUKEE, WI 2,362,7162.4m $83.7m $83.7m 0.13% Added +529.7k +529,655
2 MACKENZIE FINANCIAL CORP 0.05% of their portfolio TORONTO ONTARIO, A6 864,284864.3k $30.6m $30.6m 0.05% Added +936 +936
3 Clal Insurance Enterprises Holdings Ltd 0.43% of their portfolio Tel-aviv, L3 800,000800.0k $28.7m $28.7m 0.43% New
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 591,079591.1k $20.9m $20.9m 0.00% Added +336.6k +336,645
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 473,279473.3k $16.8m $16.8m 0.00% Added +197.3k +197,261
6 Harel Insurance Investments & Financial Services Ltd. 0.26% of their portfolio Ramat Gan, L3 336,000336.0k $12.0m $12.0m 0.26% Unchanged
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 310,456310.5k $11.0m $11.0m 0.01% Reduced -43.9k -43,948
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 219,285219.3k $7.8m $7.8m 0.00% Added +34.2k +34,239
9 Legend Financial Advisors, Inc. 6.38% of their portfolio PITTSBURGH, PA 206,096206.1k $7.3m $7.3m 6.38% Added +205.3k +205,296
10 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 148,069148.1k $5.2m $5.2m 0.00% Added +54.8k +54,821
11 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 143,693143.7k $5.1m $5.1m 0.01% Added +24.3k +24,267
12 Estate Counselors, LLC 0.70% of their portfolio Thiensville, WI 142,220142.2k $5.0m $5.0m 0.70% Added +6.1k +6,065
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 134,663134.7k $4.8m $4.8m 0.00% Reduced -6.0k -6,000
14 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 130,369130.4k $4.6m $4.6m 0.00% Added +18.3k +18,283
15 MIRABELLA FINANCIAL SERVICES LLP 0.41% of their portfolio London, X0 128,622128.6k $4.6m $4.6m 0.41% New
16 Clark Capital Management Group, Inc. 0.04% of their portfolio PHILADELPHIA, PA 123,680123.7k $4.4m $4.4m 0.04% Added +2.5k +2,451
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 108,217108.2k $3.8m $3.8m 0.00% Reduced -73.9k -73,937
18 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 74,99275.0k $2.7m $2.7m 0.01% Added +18.7k +18,697
19 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 51,86951.9k $1.8m $1.8m 0.01% Added +3.1k +3,065
20 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 48,62948.6k $1.7m $1.7m 0.01% Added +8.1k +8,100
21 CENTAURUS FINANCIAL, INC. 0.16% of their portfolio ANAHEIM, CA 47,72147.7k $1.7m $1.7m 0.16% New
22 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 44,30944.3k $1.6m $1.6m 0.00% Reduced -65.3k -65,348
23 Visionary Wealth Advisors 0.14% of their portfolio O'FALLON, IL 43,92143.9k $1.6m $1.6m 0.14% Reduced -110 -110
24 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 38,42238.4k $1.4m $1.4m 0.00% Added +8.0k +8,020
25 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 34,15534.2k $1.2m $1.2m 0.00% New
26 Main Street Financial Solutions, LLC 0.17% of their portfolio NEWTOWN, PA 30,65030.6k $1.1m $1.1m 0.17% Added +7.8k +7,850
27 BAROMETER CAPITAL MANAGEMENT INC. 0.28% of their portfolio TORONTO, A6 27,05027.1k $958.4k $958.4k 0.28% New
28 Banco BTG Pactual S.A. 0.51% of their portfolio RIO DE JANEIRO, D5 25,07025.1k $888.2k $888.2k 0.51% Reduced -8.3k -8,300
29 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 23,05723.1k $817.0k $817.0k 0.00% New
30 Smart Portfolios, LLC 1.63% of their portfolio LAKE FOREST PARK, WA 23,04823.0k $816.6k $816.6k 1.63% First filing
31 Pettinga Financial Advisors LLC 0.26% of their portfolio EVANSVILLE, IN 22,10122.1k $783.0k $783.0k 0.26% Reduced -26.2k -26,166
32 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 21,74521.7k $770.0k $770.0k 0.00% Added +1.7k +1,682
33 Jaffetilchin Investment Partners, LLC 0.09% of their portfolio TAMPA, FL 21,30021.3k $754.7k $754.7k 0.09% New
34 Ameritas Advisory Services, LLC 0.03% of their portfolio Lincoln, NE 19,91219.9k $705.5k $705.5k 0.03% Added +2.9k +2,902
35 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 19,90119.9k $705.1k $705.1k 0.06% Reduced -965 -965
36 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 19,25119.3k $682.1k $682.1k 0.00% Reduced -586 -586
37 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 19,10019.1k $676.7k $676.7k 0.00% Added +1.1k +1,100
38 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 18,77018.8k $665.0k $665.0k 0.00% Added +2.7k +2,715
39 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 18,37018.4k $650.8k $650.8k 0.02% Reduced -1.2k -1,210
40 FLAGSHIP HARBOR ADVISORS, LLC 0.06% of their portfolio BOSTON, MA 16,63516.6k $589.4k $589.4k 0.06% Reduced -207 -207
41 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 16,28416.3k $274.1k $274.1k 0.01% Added +8.4k +8,377
42 Robertson Stephens Wealth Management, LLC 0.05% of their portfolio San Francisco, CA 15,60015.6k $558.9k $558.9k 0.05% Unchanged
43 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 14,78814.8k $523.9k $523.9k 0.00% Reduced -15.8k -15,812
44 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 14,52514.5k $514.6k $514.6k 0.00% Added +3.4k +3,436
45 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 13,42413.4k $50.5k $50.5k 0.00% Reduced -10.2k -10,211
46 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 12,71112.7k $450.4k $450.4k 0.02% Reduced -21.8k -21,840
47 WEALTHSPAN PARTNERS, LLC 0.40% of their portfolio DAVENPORT, IA 12,35112.4k $437.6k $437.6k 0.40% Reduced -80 -80
48 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 11,38211.4k $403.3k $403.3k 0.00% Reduced -3.3k -3,340
49 Lowe Wealth Advisors, LLC 0.20% of their portfolio COLUMBIA, MD 10,42010.4k $369.2k $369.2k 0.20% Added +4.7k +4,705
50 Fermata Advisors, LLC 0.10% of their portfolio SONOMA, CA 9,9389.9k $352.2k $352.2k 0.10% Reduced -702 -702
51 Rathbones Group PLC 0.00% of their portfolio Liverpool, X0 9,8809.9k $350.0k $350.0k 0.00% Reduced -45 -45
52 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 9,5579.6k $338.6k $338.6k 0.00% Reduced -1.5k -1,500
53 Garde Capital, Inc. 0.04% of their portfolio SEATTLE, WA 9,4699.5k $335.0k $335.0k 0.04% Reduced -1.8k -1,778
54 Gateway Wealth Partners, LLC 0.05% of their portfolio APPLETON, WI 9,0149.0k $319.4k $319.4k 0.05% First filing
55 MEITAV INVESTMENT HOUSE LTD 0.01% of their portfolio BENE-BERAQ, L3 8,9819.0k $327.3k $327.3k 0.01% Unchanged
56 PICTON MAHONEY ASSET MANAGEMENT 0.02% of their portfolio Toronto, A6 8,8008.8k $312.0k $312.0k 0.02% Unchanged
57 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 8,7008.7k $308.2k $308.2k 0.00% Reduced -2.1k -2,138
58 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 8,4738.5k $300.2k $300.2k 0.00% Added +1.3k +1,272
59 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 8,4558.5k $299.6k $299.6k 0.00% New
60 Pekin Hardy Strauss, Inc. 0.05% of their portfolio CHICAGO, IL 8,4258.4k $298.5k $298.5k 0.05% Added +150 +150
61 MCKINLEY CAPITAL MANAGEMENT LLC 0.04% of their portfolio ANCHORAGE, AK 8,3528.4k $295.9k $295.9k 0.04% New
62 CENTRAL TRUST Co 0.01% of their portfolio JEFFERSON CITY, MO 8,2138.2k $291.0k $291.0k 0.01% Reduced -2.2k -2,250
63 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 8,1778.2k $289.7k $289.7k 0.00% Reduced -50 -50
64 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 8,1008.1k $287.0k $287.0k 0.01% New
65 SMART Wealth LLC 0.19% of their portfolio Omaha, NE 7,0977.1k $251.5k $251.5k 0.19% First filing
66 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 6,6346.6k $235.0k $235.0k 0.00% New
67 180 WEALTH ADVISORS, LLC 0.06% of their portfolio FEDERAL WAY, WA 6,5696.6k $274.1k $274.1k 0.06% New
68 WEALTHSOURCE PARTNERS, LLC 0.02% of their portfolio SAN LUIS OBISPO, CA 6,5256.5k $231.2k $231.2k 0.02% New
69 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 6,1846.2k $219.1k $219.1k 0.02% New
70 Private Advisory Group LLC 0.05% of their portfolio REDMOND, WA 6,1376.1k $217.4k $217.4k 0.05% New
71 Banque Cantonale Vaudoise 0.01% of their portfolio LAUSANNE, V8 6,0046.0k $213.0k $213.0k 0.01% Reduced -1.4k -1,375
72 Synergy Asset Management, LLC 0.05% of their portfolio VANCOUVER, WA 5,9465.9k $210.7k $210.7k 0.05% New
73 BigSur Wealth Management LLC 0.10% of their portfolio MIAMI, FL 5,9005.9k $209.0k $209.0k 0.10% Unchanged
74 Friedenthal Financial 0.14% of their portfolio MARLTON, NJ 5,8675.9k $208.0k $208.0k 0.14% New
75 Indie Asset Partners, LLC 0.23% of their portfolio CARMEL, IN 5,8605.9k $207.6k $207.6k 0.23% Reduced -8.6k -8,600
76 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 5,7605.8k $204.1k $204.1k 0.00% New
77 Itau Unibanco Holding S.A. 0.01% of their portfolio SAO PAULO, D5 5,3015.3k $190.9k $190.9k 0.01% New
78 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,1034.1k $145.0k $145.0k 0.00% Added +2.0k +2,026
79 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 3,6423.6k $129.0k $129.0k 0.01% Added +110 +110
80 First PREMIER Bank 0.04% of their portfolio SIOUX FALLS, SD 3,5003.5k $124.0k $124.0k 0.04% Unchanged
81 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 3,4703.5k $122.9k $122.9k 0.00% Added +496 +496
82 Delos Wealth Advisors, LLC 0.19% of their portfolio DALLAS, TX 3,4083.4k $120.7k $120.7k 0.19% Unchanged
83 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 2,8472.8k $100.0k $100.0k 0.00% New
84 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,7002.7k $95.7k $95.7k 0.00% Reduced -1.5k -1,500
85 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 2,2752.3k $82.6k $82.6k 0.00% Added +2.0k +2,000
86 WHITTIER TRUST CO OF NEVADA INC 0.00% of their portfolio RENO, NV 2,2202.2k $78.7k $78.7k 0.00% Unchanged
87 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 1,9752.0k $70.0k $70.0k 0.00% Unchanged
88 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,3701.4k $48.5k $48.5k 0.00% Unchanged
89 TUCKER ASSET MANAGEMENT LLC 0.01% of their portfolio LITTLETON, CO 1,2491.2k $45.0k $45.0k 0.01% Reduced -5 -5
90 Turim 21 Investimentos Ltda. 0.02% of their portfolio RIO DE JANEIRO, D5 1,2061.2k $42.7k $42.7k 0.02% Unchanged
91 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 1,1791.2k $41.8k $41.8k 0.00% Unchanged
92 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 1,0801.1k $38.3k $38.3k 0.00% Unchanged
93 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,0731.1k $38.0k $38.0k 0.00% Added +73 +73
94 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 1,0411.0k $36.9k $36.9k 0.00% Unchanged
95 NFSG Corp 0.02% of their portfolio BOCA RATON, FL 1,0001.0k $35.4k $35.4k 0.02% New
96 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 802802 $28.0k $28.0k 0.00% Reduced -1.1k -1,116
97 MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio PALM BEACH GARDENS, FL 800800 $28.3k $28.3k 0.00% New
98 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 772772 $27.3k $27.3k 0.00% Added +672 +672
99 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 663663 $23.5k $23.5k 0.00% Unchanged
100 JTC Employer Solutions Trustee Ltd 0.00% of their portfolio ST HELIER, Y9 606606 $21.0k $21.0k 0.00% New