Vault-13

GLOBAL X FDS FINX

FINTECH ETF · ETP · CUSIP 37954Y814

104 institutional holders -3 vs Q1 2024
3,468,3493.5m shares reported held*
$87.3mreported value*
6 new 25 added 35 reduced 12 sold out net sold ≈ $31.5m (-1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($33.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.16. Options: 2 managers hold calls ($304.4k notional), 1 hold puts ($40.3k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 133Q4 22: 136Q1 23: 123Q2 23: 115Q3 23: 105Q4 23: 114Q1 24: 107Q2 24: 104104Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022133
Q4 2022136
Q1 2023123
Q2 2023115
Q3 2023105
Q4 2023114
Q1 2024107
Q2 2024104

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 49 bought or addedQ4 22: 72 cut or sold outQ4 22Q1 23: 48 bought or addedQ1 23: 66 cut or sold outQ2 23: 40 bought or addedQ2 23: 58 cut or sold outQ2 23Q3 23: 41 bought or addedQ3 23: 60 cut or sold outQ4 23: 38 bought or addedQ4 23: 51 cut or sold outQ4 23Q1 24: 32 bought or addedQ1 24: 64 cut or sold outQ2 24: 31 bought or addedQ2 24: 47 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224972
Q1 20234866
Q2 20234058
Q3 20234160
Q4 20233851
Q1 20243264
Q2 20243147

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 23 calls: $94.7kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $1.1mQ4 23 puts: $7.7kQ4 23P/C 0.01Q1 24 calls: $579.5kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $304.4kQ2 24 puts: $40.3kQ2 24P/C 0.13
Numbers
QuarterCallsPutsP/C
Q3 2023$94.7k$00.00
Q4 2023$1.1m$7.7k0.01
Q1 2024$579.5k$00.00
Q2 2024$304.4k$40.3k0.13

Biggest buyers

Eagle Strategies LLC New +57,211+57.2k
LPL Financial LLC Added +44,835+44.8k
JANE STREET GROUP, LLC Added +43,288+43.3k
Stamos Capital Partners, L.P. New +38,710+38.7k
ENVESTNET ASSET MANAGEMENT INC Added +24,418+24.4k
Cetera Investment Advisers Added +23,596+23.6k
CreativeOne Wealth, LLC Added +22,390+22.4k
WELLS FARGO & COMPANY/MN Added +7,202+7.2k
GeoWealth Management, LLC Added +5,408+5.4k
Tower Research Capital LLC (TRC) Added +3,241+3.2k

Biggest sellers

MORGAN STANLEY Reduced -464,272-464.3k
PNC Financial Services Group, Inc. Reduced -355,161-355.2k
Mirae Asset Global Investments Co., Ltd. Reduced -279,890-279.9k
UBS Group AG Reduced -88,839-88.8k
MML INVESTORS SERVICES, LLC Reduced -85,462-85.5k
MONECO ADVISORS, LLC Sold out -75,831-75.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -41,128-41.1k
RAYMOND JAMES & ASSOCIATES Reduced -27,640-27.6k
Robertson Stephens Wealth Management, LLC Sold out -25,087-25.1k
Kingsview Wealth Management, LLC Sold out -21,449-21.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $251.6k10.0k shares
CITADEL ADVISORS LLC Reduced $52.8k2.1k shares

Biggest puts

CITADEL ADVISORS LLC New $40.3k1.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 853,582853.6k $21.5m $21.5m 0.01% Reduced -355.2k -355,161
2 UBS Group AG 0.00% of their portfolio ZURICH, V8 245,275245.3k $6.2m $6.2m 0.00% Reduced -88.8k -88,839
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 219,113219.1k $5.5m $5.5m 0.00% Reduced -464.3k -464,272
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 199,936199.9k $5.0m $5.0m 0.00% Added +3.1k +3,068
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 193,348193.3k $4.9m $4.9m 0.00% Added +44.8k +44,835
6 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 183,536183.5k $4.6m $4.6m 0.00% Reduced -7.1k -7,142
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 148,372148.4k $3.7m $3.7m 0.00% Added +7.2k +7,202
8 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 144,060144.1k $3.6m $3.6m 0.00% Added +43.3k +43,288
9 Gerber Kawasaki Wealth & Investment Management 0.15% of their portfolio SANTA MONICA, CA 121,077121.1k $3.0m $3.0m 0.15% Reduced -2.0k -2,029
10 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.01% of their portfolio CAUSEWAY BAY, K3 88,24888.2k $2.2m $2.2m 0.01% First filing
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 72,50072.5k $1.8m $1.8m 0.00% Reduced -41.1k -41,128
12 Eagle Strategies LLC 0.28% of their portfolio NEW YORK, NY 57,21157.2k $1.4m $1.4m 0.28% New
13 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 54,92254.9k $1.4m $1.4m 0.00% Reduced -27.6k -27,640
14 CreativeOne Wealth, LLC 0.07% of their portfolio OVERLAND PARK, KS 52,94052.9k $1.3m $1.3m 0.07% Added +22.4k +22,390
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 49,88249.9k $1.3m $1.3m 0.00% Added +24.4k +24,418
16 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 48,48148.5k $1.2m $1.2m 0.00% Added +23.6k +23,596
17 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 45,09545.1k $1.1m $1.1m 0.00% Reduced -446 -446
18 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 41,66041.7k $1.0m $1.0m 0.00% Reduced -866 -866
19 Stamos Capital Partners, L.P. 0.21% of their portfolio Menlo Park, CA 38,71038.7k $973.9k $973.9k 0.21% New
20 Insight Advisors, LLC/ PA 0.17% of their portfolio Newtown, PA 36,01936.0k $906.2k $906.2k 0.17% Reduced -15.5k -15,530
21 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 35,65535.7k $897.1k $897.1k 0.00% Reduced -929 -929
22 Phoenix Wealth Advisors 0.44% of their portfolio CHAPEL HILL, NC 35,08835.1k $882.8k $882.8k 0.44% Reduced -345 -345
23 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 34,33534.3k $864.0k $864.0k 0.00% Reduced -1.3k -1,316
24 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 34,20334.2k $860.0k $860.0k 0.00% Reduced -3.0k -3,044
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 31,08631.1k $782.0k $782.0k 0.00% Reduced -90 -90
26 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 28,03628.0k $705.4k $705.4k 0.00% Reduced -20.0k -20,016
27 Pinnacle Financial Group, LLC / IL 0.23% of their portfolio WESTERN SPRINGS, IL 21,69521.7k $545.9k $545.9k 0.23% Added +100 +100
28 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 18,35318.4k $461.8k $461.8k 0.00% Reduced -12.4k -12,400
29 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 17,71317.7k $445.7k $445.7k 0.00% Reduced -11.3k -11,292
30 Archford Capital Strategies, LLC 0.07% of their portfolio SWANSEA, IL 17,12917.1k $431.0k $431.0k 0.07% Reduced -4.2k -4,247
31 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 17,02017.0k $428.2k $428.2k 0.00% Added +966 +966
32 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 16,81916.8k $423.2k $423.2k 0.00% Reduced -7.5k -7,521
33 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 16,70116.7k $420.2k $420.2k 0.00% Added +1.4k +1,362
34 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 15,52915.5k $390.7k $390.7k 0.01% Reduced -4.7k -4,696
35 MEITAV INVESTMENT HOUSE LTD 0.01% of their portfolio BENE-BERAQ, L3 15,25815.3k $383.9k $383.9k 0.01% Reduced -720 -720
36 CREATIVE FINANCIAL DESIGNS INC /ADV 0.03% of their portfolio KOKOMO, IN 14,34514.3k $360.9k $360.9k 0.03% Reduced -2.6k -2,561
37 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 13,73913.7k $345.7k $345.7k 0.00% Added +2.8k +2,775
38 PVG ASSET MANAGEMENT CORP 1.23% of their portfolio GOLDEN, CO 12,33012.3k $310.2k $310.2k 1.23% First filing
39 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 12,28012.3k $309.0k $309.0k 0.00% Unchanged
40 ADVISORS MANAGEMENT GROUP INC /ADV 0.07% of their portfolio LA CROSSE, WI 11,92011.9k $300.0k $300.0k 0.07% Added +22 +22
41 Key Client Fiduciary Advisors, LLC 0.15% of their portfolio Fairfield, NJ 11,83611.8k $297.8k $297.8k 0.15% Reduced -400 -400
42 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 11,41911.4k $287.3k $287.3k 0.00% Added +3.2k +3,241
43 GeoWealth Management, LLC 0.01% of their portfolio CHICAGO, IL 10,88810.9k $274.0k $274.0k 0.01% Added +5.4k +5,408
44 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 10,76410.8k $271.4k $271.4k 0.00% Reduced -4.4k -4,410
45 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 10,61510.6k $267.0k $267.0k 0.00% Reduced -85.5k -85,462
46 Stelac Advisory Services LLC 0.10% of their portfolio NEW YORK, NY 9,6279.6k $242.2k $242.2k 0.10% Unchanged
47 Joseph P. Lucia & Associates, LLC 0.12% of their portfolio Yorktown Heights, NY 9,2309.2k $232.2k $232.2k 0.12% Reduced -3.0k -2,965
48 Financial Advocates Investment Management 0.01% of their portfolio OLYMPIA, WA 8,8088.8k $221.6k $221.6k 0.01% Added +160 +160
49 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 8,7108.7k $219.1k $219.1k 0.01% Reduced -5.8k -5,818
50 Accretive Wealth Partners, LLC 0.09% of their portfolio PARSIPPANY, NJ 8,4008.4k $211.3k $211.3k 0.09% Unchanged
51 Jaffetilchin Investment Partners, LLC 0.02% of their portfolio TAMPA, FL 8,0988.1k $203.8k $203.8k 0.02% Unchanged
52 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 6,0206.0k $151.5k $151.5k 0.00% Unchanged
53 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 4,4004.4k $110.7k $110.7k 0.00% Added +2.3k +2,279
54 Lindbrook Capital, LLC 0.01% of their portfolio CALABASAS, CA 4,2214.2k $106.2k $106.2k 0.01% Reduced -200 -200
55 GLENMEDE TRUST CO NA 0.00% of their portfolio PHILADELPHIA, PA 3,9514.0k $99.4k $99.4k 0.00% Added +3.0k +2,971
56 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 3,1533.2k $79.3k $79.3k 0.00% Reduced -2.0k -1,960
57 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,2952.3k $57.7k $57.7k 0.00% Unchanged
58 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,1152.1k $53.2k $53.2k 0.00% Unchanged
59 Migdal Insurance & Financial Holdings Ltd. 0.00% of their portfolio Petach Tikva, L3 1,9602.0k $49.0k $49.0k 0.00% Unchanged
60 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 1,7251.7k $43.4k $43.4k 0.00% Unchanged
61 Covestor Ltd 0.02% of their portfolio LONDON, X0 1,4881.5k $37.0k $37.0k 0.02% Added +788 +788
62 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 1,4741.5k $37.1k $37.1k 0.00% Unchanged
63 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,4451.4k $36.4k $36.4k 0.00% Added +429 +429
64 Legend Financial Advisors, Inc. 0.02% of their portfolio PITTSBURGH, PA 1,3611.4k $34.2k $34.2k 0.02% Added +361 +361
65 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 1,3421.3k $33.7k $33.7k 0.00% Reduced -279.9k -279,890
66 DUNCKER STREETT & CO INC 0.01% of their portfolio St. Louis, MO 1,0771.1k $27.1k $27.1k 0.01% Unchanged
67 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1,0631.1k $26.7k $26.7k 0.00% Unchanged
68 FAS Wealth Partners, Inc. 0.00% of their portfolio LEAWOOD, KS 944944 $23.8k $23.8k 0.00% Unchanged
69 BBJS FINANCIAL ADVISORS, LLC 0.01% of their portfolio SEATTLE, WA 902902 $22.7k $22.7k 0.01% Reduced -15 -15
70 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 720720 $18.1k $18.1k 0.00% Added +515 +515
71 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 625625 $15.7k $15.7k 0.00% New
72 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 533533 $13.4k $13.4k 0.00% Unchanged
73 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 507507 $12.7k $12.7k 0.00% Unchanged
74 JFS WEALTH ADVISORS, LLC 0.00% of their portfolio HERMITAGE, PA 418418 $10.5k $10.5k 0.00% Unchanged
75 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 386386 $9.7k $9.7k 0.00% Unchanged
76 INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 0.00% of their portfolio Fort Collins, CO 346346 $8.7k $8.7k 0.00% Unchanged
77 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 305305 $7.7k $7.7k 0.00% Added +250 +250
78 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 261261 $6.6k $6.6k 0.00% Added +201 +201
79 Archer Investment Corp 0.00% of their portfolio Carmel, IN 248248 $6.2k $6.2k 0.00% Unchanged
80 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 236236 $5.9k $5.9k 0.00% Unchanged
81 Ritter Daniher Financial Advisory LLC / DE 0.00% of their portfolio CINCINNATI, OH 230230 $5.8k $5.8k 0.00% Added +100 +100
82 WASHINGTON TRUST Co 0.00% of their portfolio WESTERLY, RI 212212 $5.3k $5.3k 0.00% Unchanged
83 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 200200 $5.0k $5.0k 0.00% Unchanged
84 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 198198 $5.0k $5.0k 0.00% Unchanged
85 Aspire Private Capital, LLC 0.00% of their portfolio Cornelius, NC 194194 $4.9k $4.9k 0.00% Added +74 +74
86 SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio WINSTON-SALEM, NC 182182 $4.6k $4.6k 0.00% Unchanged
87 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 155155 $3.9k $3.9k 0.00% New
88 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 135135 $3.4k $3.4k 0.00% Unchanged
89 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 135135 $3.4k $3.4k 0.00% First filing
90 FMR LLC 0.00% of their portfolio BOSTON, MA 130130 $3.3k $3.3k 0.00% Reduced -13 -13
91 MACROVIEW INVESTMENT MANAGEMENT LLC 0.00% of their portfolio BETHESDA, MD 127127 $3.2k $3.2k 0.00% Unchanged
92 Dogwood Wealth Management LLC 0.00% of their portfolio LENEXA, KS 102102 $2.6k $2.6k 0.00% New
93 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 9090 $2.3k $2.3k 0.00% Unchanged
94 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 8585 $2.1k $2.1k 0.00% Unchanged
95 Sandy Spring Bank 0.00% of their portfolio Olney, MD 8080 $2.0k $2.0k 0.00% Unchanged
96 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 6666 $1.8k $1.8k 0.00% Unchanged
97 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 5050 $1.3k $1.3k 0.00% Reduced -641 -641
98 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 5050 $1.3k $1.3k 0.00% Unchanged
99 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 5050 $1.3k $1.3k 0.00% Reduced -63 -63
100 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 3636 $0 $0 0.00% New