Vault-13

GLOBAL X FDS FINX

FINTECH ETF · ETP · CUSIP 37954Y814

115 institutional holders -8 vs Q1 2023
6,413,4346.4m shares reported held*
$141.7mreported value*
12 new 28 added 41 reduced 17 sold out net sold ≈ $6.6m (-297.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.10. Options: 2 managers hold calls ($24.3k notional), 1 hold puts ($8.8k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 133Q4 22: 136Q1 23: 123Q2 23: 115115Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022133
Q4 2022136
Q1 2023123
Q2 2023115

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 49 bought or addedQ4 22: 72 cut or sold outQ4 22Q1 23: 48 bought or addedQ1 23: 66 cut or sold outQ1 23Q2 23: 40 bought or addedQ2 23: 58 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224972
Q1 20234866
Q2 20234058

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $320.0kQ3 22 puts: $291.0kQ3 22P/C 0.91Q4 22 calls: $2.0mQ4 22 puts: $1.0mQ4 22P/C 0.50Q1 23 calls: $293.6kQ1 23 puts: $25.0kQ1 23P/C 0.09Q2 23 calls: $24.3kQ2 23 puts: $8.8kQ2 23P/C 0.36
Numbers
QuarterCallsPutsP/C
Q3 2022$320.0k$291.0k0.91
Q4 2022$2.0m$1.0m0.50
Q1 2023$293.6k$25.0k0.09
Q2 2023$24.3k$8.8k0.36

Biggest buyers

OSAIC HOLDINGS, INC. Added +428,856+428.9k
JANE STREET GROUP, LLC Added +180,583+180.6k
KING LUTHER CAPITAL MANAGEMENT CORP New +84,568+84.6k
BANK OF MONTREAL /CAN/ Added +60,293+60.3k
CreativeOne Wealth, LLC Added +60,224+60.2k
Insight Advisors, LLC/ PA Added +28,252+28.3k
WELLS FARGO & COMPANY/MN Added +20,939+20.9k
CAPTRUST FINANCIAL ADVISORS New +17,125+17.1k
MEITAV INVESTMENT HOUSE LTD Added +15,978+16.0k
Gladstone Institutional Advisory LLC New +13,256+13.3k

Biggest sellers

Fisher Asset Management, LLC Reduced -283,869-283.9k
Baltimore-Washington Financial Advisors, Inc. Sold out -215,396-215.4k
Mirae Asset Global Investments Co., Ltd. Reduced -186,182-186.2k
UBS Group AG Reduced -109,097-109.1k
PNC Financial Services Group, Inc. Reduced -88,171-88.2k
JPMORGAN CHASE & CO Reduced -81,436-81.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -80,327-80.3k
MML INVESTORS SERVICES, LLC Reduced -22,275-22.3k
Belpointe Asset Management LLC Sold out -18,979-19.0k
McGuire Investment Group, LLC Sold out -17,287-17.3k

Biggest calls

CITADEL ADVISORS LLC Reduced $24.3k1.1k shares
Cutler Group LLC / CA Reduced $0200 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $8.8k400 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PNC Financial Services Group, Inc. 0.03% of their portfolio Pittsburgh, PA 1,343,2131.3m $29.6m $29.6m 0.03% Reduced -88.2k -88,171
2 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 622,712622.7k $13.7m $13.7m 0.02% Added +180.6k +180,583
3 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 476,668476.7k $10.7m $10.7m 0.02% Added +428.9k +428,856
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 345,999346.0k $7.6m $7.6m 0.00% Reduced -5.5k -5,527
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 288,092288.1k $6.4m $6.4m 0.00% Reduced -109.1k -109,097
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 248,944248.9k $5.5m $5.5m 0.00% Reduced -6.4k -6,395
7 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 208,953209.0k $4.6m $4.6m 0.01% Reduced -186.2k -186,182
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 208,175208.2k $4.6m $4.6m 0.00% Added +20.9k +20,939
9 BBJS FINANCIAL ADVISORS, LLC 1.83% of their portfolio SEATTLE, WA 207,336207.3k $4.6m $4.6m 1.83% Added +8.1k +8,055
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 165,284165.3k $3.6m $3.6m 0.00% Reduced -6.9k -6,879
11 Gerber Kawasaki Wealth & Investment Management 0.23% of their portfolio SANTA MONICA, CA 157,145157.1k $3.5m $3.5m 0.23% Added +4.6k +4,635
12 CreativeOne Wealth, LLC 0.08% of their portfolio OVERLAND PARK, KS 149,517149.5k $3.3m $3.3m 0.08% Added +60.2k +60,224
13 Stelac Advisory Services LLC 1.45% of their portfolio NEW YORK, NY 147,530147.5k $3.3m $3.3m 1.45% Unchanged
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 141,865141.9k $3.1m $3.1m 0.00% Reduced -9.1k -9,081
15 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 102,089102.1k $2.3m $2.3m 0.01% Reduced -22.3k -22,275
16 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 99,93999.9k $2.2m $2.2m 0.00% Reduced -81.4k -81,436
17 Essex LLC 0.56% of their portfolio DEER PARK, IL 91,19091.2k $2.0m $2.0m 0.56% Reduced -16.4k -16,355
18 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 86,73186.7k $1.9m $1.9m 0.00% Added +6.9k +6,881
19 KING LUTHER CAPITAL MANAGEMENT CORP 0.01% of their portfolio FORT WORTH, TX 84,56884.6k $1.9m $1.9m 0.01% New
20 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 72,39572.4k $1.6m $1.6m 0.00% Reduced -283.9k -283,869
21 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 61,73961.7k $1.4m $1.4m 0.00% Added +60.3k +60,293
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 60,83160.8k $1.3m $1.3m 0.00% Added +3.6k +3,642
23 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 60,72660.7k $1.3m $1.3m 0.00% Reduced -5.2k -5,242
24 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 59,28159.3k $1.3m $1.3m 0.00% Reduced -2.8k -2,759
25 Insight Advisors, LLC/ PA 0.28% of their portfolio Newtown, PA 57,29857.3k $1.3m $1.3m 0.28% Added +28.3k +28,252
26 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 54,27054.3k $1.2m $1.2m 0.00% Reduced -12.9k -12,856
27 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 54,09554.1k $1.2m $1.2m 0.00% Added +11.5k +11,508
28 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.02% of their portfolio New York, NY 51,68551.7k $1.1m $1.1m 0.02% Reduced -650 -650
29 Eagle Strategies LLC 0.26% of their portfolio NEW YORK, NY 48,97449.0k $1.1m $1.1m 0.26% Added +1.9k +1,890
30 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 38,25938.3k $844.4k $844.4k 0.01% Added +2.6k +2,619
31 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 36,34636.3k $802.2k $802.2k 0.00% Added +3.1k +3,059
32 Robertson Stephens Wealth Management, LLC 0.06% of their portfolio San Francisco, CA 35,06935.1k $775.8k $775.8k 0.06% Reduced -2.4k -2,356
33 MEITAV INVESTMENT HOUSE LTD 0.01% of their portfolio BENE-BERAQ, L3 31,95632.0k $704.9k $704.9k 0.01% Added +16.0k +15,978
34 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 31,76131.8k $701.0k $701.0k 0.02% Added +747 +747
35 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 31,20731.2k $688.7k $688.7k 0.02% Reduced -2.9k -2,888
36 Good Life Advisors, LLC 0.07% of their portfolio READING, PA 28,42428.4k $627.3k $627.3k 0.07% Reduced -1.8k -1,750
37 Archford Capital Strategies, LLC 0.12% of their portfolio SWANSEA, IL 25,45625.5k $613.0k $613.0k 0.12% Reduced -959 -959
38 Joseph P. Lucia & Associates, LLC 0.35% of their portfolio Yorktown Heights, NY 23,43223.4k $517.1k $517.1k 0.35% Reduced -6.1k -6,096
39 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 21,31021.3k $469.0k $469.0k 0.00% Reduced -1.6k -1,591
40 Mirador Capital Partners LP 0.11% of their portfolio PLEASANTON, CA 21,14721.1k $466.7k $466.7k 0.11% Reduced -76 -76
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 21,10121.1k $465.7k $465.7k 0.00% Reduced -80.3k -80,327
42 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 20,84120.8k $460.0k $460.0k 0.00% Reduced -9.9k -9,908
43 Pinnacle Financial Group, LLC / IL 0.26% of their portfolio WESTERN SPRINGS, IL 20,57020.6k $454.0k $454.0k 0.26% Added +1.1k +1,146
44 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 20,32320.3k $449.0k $449.0k 0.00% Reduced -10.8k -10,815
45 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 20,11520.1k $443.9k $443.9k 0.00% Reduced -383 -383
46 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 18,09118.1k $400.2k $400.2k 0.01% Reduced -378 -378
47 Banco Santander, S.A. 0.01% of their portfolio Madrid, U3 17,74517.7k $391.6k $391.6k 0.01% Added +2.5k +2,470
48 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 17,12517.1k $378.0k $378.0k 0.00% New
49 CREATIVE FINANCIAL DESIGNS INC /ADV 0.04% of their portfolio KOKOMO, IN 15,88915.9k $350.7k $350.7k 0.04% Added +891 +891
50 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 15,28815.3k $337.0k $337.0k 0.01% Added +2.9k +2,939
51 GeoWealth Management, LLC 0.04% of their portfolio CHICAGO, IL 15,21215.2k $336.0k $336.0k 0.04% Added +3.7k +3,689
52 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 13,25613.3k $292.6k $292.6k 0.02% New
53 ADVISORS MANAGEMENT GROUP INC /ADV 0.08% of their portfolio LA CROSSE, WI 12,56312.6k $277.0k $277.0k 0.08% Reduced -251 -251
54 Key Client Fiduciary Advisors, LLC 0.16% of their portfolio Fairfield, NJ 12,44612.4k $274.7k $274.7k 0.16% Reduced -1.7k -1,703
55 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 11,56311.6k $255.2k $255.2k 0.00% Reduced -2.3k -2,314
56 Atom Investors LP 0.08% of their portfolio AUSTIN, TX 9,3719.4k $206.8k $206.8k 0.08% Reduced -2.5k -2,457
57 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 8,9208.9k $196.6k $196.6k 0.00% Unchanged
58 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 6,0206.0k $132.9k $132.9k 0.00% Unchanged
59 Tradition Wealth Management, LLC 0.01% of their portfolio EDINA, MN 5,7635.8k $127.0k $127.0k 0.01% Unchanged
60 Lindbrook Capital, LLC 0.01% of their portfolio CALABASAS, CA 4,5214.5k $99.8k $99.8k 0.01% Reduced -750 -750
61 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 4,4524.5k $98.3k $98.3k 0.00% Added +544 +544
62 Banque Cantonale Vaudoise 0.00% of their portfolio LAUSANNE, V8 3,2363.2k $71.0k $71.0k 0.00% Added +127 +127
63 LFA - Lugano Financial Advisors SA 0.04% of their portfolio LUGANO, V8 2,6002.6k $57.4k $57.4k 0.04% Unchanged
64 SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio WINSTON-SALEM, NC 2,3752.4k $52.5k $52.5k 0.00% Reduced -10 -10
65 Covestor Ltd 0.04% of their portfolio LONDON, X0 2,1352.1k $47.0k $47.0k 0.04% Added +93 +93
66 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,1152.1k $46.7k $46.7k 0.00% Unchanged
67 Bank Julius Baer & Co. Ltd, Zurich 0.00% of their portfolio ZURICH, V8 2,0612.1k $45.0k $45.0k 0.00% Reduced -39 -39
68 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 2,0402.0k $45.0k $45.0k 0.00% Added +670 +670
69 Advisors Preferred, LLC 0.01% of their portfolio ROCKVILLE, MD 2,0292.0k $45.4k $45.4k 0.01% New
70 Migdal Insurance & Financial Holdings Ltd. 0.00% of their portfolio Petach Tikva, L3 1,9602.0k $43.0k $43.0k 0.00% Unchanged
71 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 1,8191.8k $40.1k $40.1k 0.00% Unchanged
72 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 1,3591.4k $30.0k $30.0k 0.00% New
73 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,2801.3k $28.2k $28.2k 0.00% Unchanged
74 DUNCKER STREETT & CO INC 0.01% of their portfolio St. Louis, MO 1,0741.1k $23.7k $23.7k 0.01% Unchanged
75 Compagnie Lombard Odier SCmA 0.00% of their portfolio 1204 GENEVA, V8 1,0501.1k $23.2k $23.2k 0.00% Unchanged
76 VALLEY NATIONAL ADVISERS INC 0.00% of their portfolio BETHLEHEM, PA 1,0131.0k $23.0k $23.0k 0.00% Unchanged
77 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 1,0001.0k $22.1k $22.1k 0.00% Unchanged
78 Legend Financial Advisors, Inc. 0.02% of their portfolio PITTSBURGH, PA 1,0001.0k $22.1k $22.1k 0.02% Unchanged
79 Archer Investment Corp 0.01% of their portfolio Carmel, IN 1,0001.0k $22.1k $22.1k 0.01% Unchanged
80 FAS Wealth Partners, Inc. 0.00% of their portfolio LEAWOOD, KS 942942 $20.8k $20.8k 0.00% Unchanged
81 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 788788 $17.4k $17.4k 0.00% Added +630 +630
82 Venturi Wealth Management, LLC 0.00% of their portfolio AUSTIN, TX 723723 $16.0k $16.0k 0.00% Reduced -861 -861
83 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 723723 $16.0k $16.0k 0.00% Unchanged
84 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 532532 $11.7k $11.7k 0.00% Unchanged
85 Mariner Managed Account Solutions, LLC 0.00% of their portfolio Boston, MA 509509 $11.2k $11.2k 0.00% Added +120 +120
86 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 500500 $11.0k $11.0k 0.00% Unchanged
87 Aspire Private Capital, LLC 0.00% of their portfolio Cornelius, NC 450450 $9.9k $9.9k 0.00% Reduced -76 -76
88 JFS WEALTH ADVISORS, LLC 0.00% of their portfolio HERMITAGE, PA 418418 $9.2k $9.2k 0.00% Unchanged
89 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 386386 $8.5k $8.5k 0.00% Unchanged
90 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 375375 $8.3k $8.3k 0.00% Unchanged
91 INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 0.00% of their portfolio Fort Collins, CO 346346 $7.6k $7.6k 0.00% Unchanged
92 FMR LLC 0.00% of their portfolio BOSTON, MA 330330 $7.3k $7.3k 0.00% New
93 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 270270 $6.5k $6.5k 0.00% Added +83 +83
94 Safeguard Financial, LLC 0.00% of their portfolio MINOCQUA, WI 242242 $5.0k $5.0k 0.00% New
95 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 200200 $4.4k $4.4k 0.00% Unchanged
96 MACROVIEW INVESTMENT MANAGEMENT LLC 0.01% of their portfolio BETHESDA, MD 193193 $4.3k $4.3k 0.01% Unchanged
97 Cutler Group LLC / CA 0.00% of their portfolio SAN FRANCISCO, CA 166166 $3.0k $3.0k 0.00% Reduced -3.4k -3,396
98 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 164164 $3.6k $3.6k 0.00% Reduced -105 -105
99 Argent Advisors, Inc. 0.00% of their portfolio RUSTON, LA 160160 $3.5k $3.5k 0.00% New
100 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 150150 $3.3k $3.3k 0.00% Unchanged