Vault-13

GLOBAL X FDS CPTL

CONSCIOUS COS · ETP · CUSIP 37954Y731

43 institutional holders +1 vs Q4 2022
19,963,28520.0m shares reported held*
$588.8mreported value*
2 new 15 added 16 reduced 1 sold out net bought ≈ $24.7m (+837.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.49.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 37Q4 22: 42Q1 23: 4343Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202237
Q4 202242
Q1 202343

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 22 bought or addedQ4 22: 14 cut or sold outQ4 22Q1 23: 17 bought or addedQ1 23: 17 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222214
Q1 20231717

Biggest buyers

Daiwa Securities Group Inc. Added +850,000+850.0k
Tidal Investments LLC Added +61,763+61.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +16,247+16.2k
Gladstone Institutional Advisory LLC Added +14,547+14.5k
Syntegra Private Wealth Group, LLC New +11,473+11.5k
Snowden Capital Advisors LLC New +7,050+7.0k
US FINANCIAL ADVISORS, LLC Added +2,054+2.1k
CreativeOne Wealth, LLC Added +1,930+1.9k
Merit Financial Group, LLC Added +1,448+1.4k
GeoWealth Management, LLC Added +1,037+1.0k

Biggest sellers

MORGAN STANLEY Reduced -108,683-108.7k
LPL Financial LLC Reduced -4,943-4.9k
ROYAL BANK OF CANADA Reduced -4,558-4.6k
UBS Group AG Reduced -3,606-3.6k
BANK OF AMERICA CORP /DE/ Reduced -2,718-2.7k
NewEdge Advisors, LLC Reduced -1,519-1.5k
Johnson Financial Group, Inc. Reduced -1,500-1.5k
3D/L Capital Management, LLC Reduced -989-989
Wealthfront Advisers LLC Reduced -765-765
WELLS FARGO & COMPANY/MN Reduced -529-529

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Daiwa Securities Group Inc. 3.40% of their portfolio CHIYODA-KU,TOKYO, M0 16,570,00016.6m $488.6m $488.6m 3.40% Added +850.0k +850,000
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,457,3972.5m $72.5m $72.5m 0.01% Reduced -108.7k -108,683
3 Gladstone Institutional Advisory LLC 0.48% of their portfolio Bedminster, NJ 253,856253.9k $7.5m $7.5m 0.48% Added +14.5k +14,547
4 Tidal Investments LLC 0.06% of their portfolio Milwaukee, WI 127,176127.2k $3.8m $3.8m 0.06% Added +61.8k +61,763
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 62,13062.1k $1.8m $1.8m 0.00% Reduced -2.7k -2,718
6 WCG Wealth Advisors LLC 0.21% of their portfolio LAS VEGAS, NV 55,26855.3k $1.6m $1.6m 0.21% Reduced -377 -377
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 45,56045.6k $1.3m $1.3m 0.00% Reduced -4.9k -4,943
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 38,55738.6k $1.1m $1.1m 0.00% Reduced -4.6k -4,558
9 Kingsview Wealth Management, LLC 0.04% of their portfolio GRANTS PASS, OR 32,69432.7k $964.1k $964.1k 0.04% Added +49 +49
10 US FINANCIAL ADVISORS, LLC 0.41% of their portfolio BRAINTREE, MA 31,28431.3k $922.6k $922.6k 0.41% Added +2.1k +2,054
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 31,11831.1k $917.7k $917.7k 0.00% Added +16.2k +16,247
12 Perennial Investment Advisors, LLC 0.14% of their portfolio Los Angeles, CA 26,16226.2k $771.4k $771.4k 0.14% Reduced -18 -18
13 3D/L Capital Management, LLC 0.19% of their portfolio Hartford, CT 24,91924.9k $734.9k $734.9k 0.19% Reduced -989 -989
14 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 23,95524.0k $706.4k $706.4k 0.00% Added +30 +30
15 Financial Architects, Inc 0.11% of their portfolio MARLTON, NJ 22,24222.2k $655.9k $655.9k 0.11% Reduced -344 -344
16 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 19,62119.6k $578.0k $578.0k 0.00% Added +67 +67
17 Merit Financial Group, LLC 0.02% of their portfolio ALPHARETTA, GA 19,25719.3k $567.9k $567.9k 0.02% Added +1.4k +1,448
18 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 18,60218.6k $549.0k $549.0k 0.03% Added +1.9k +1,930
19 Smart Portfolios, LLC 0.92% of their portfolio LAKE FOREST PARK, WA 17,72517.7k $522.7k $522.7k 0.92% Reduced -142 -142
20 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 15,68915.7k $462.7k $462.7k 0.00% Reduced -765 -765
21 CW Advisors, LLC 0.01% of their portfolio BOSTON, MA 13,87113.9k $409.1k $409.1k 0.01% Added +296 +296
22 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 13,11513.1k $386.8k $386.8k 0.00% Added +86 +86
23 Syntegra Private Wealth Group, LLC 0.06% of their portfolio Chesterfield, MO 11,47311.5k $338.3k $338.3k 0.06% New
24 GeoWealth Management, LLC 0.03% of their portfolio CHICAGO, IL 8,0838.1k $238.0k $238.0k 0.03% Added +1.0k +1,037
25 Rede Wealth, LLC 0.12% of their portfolio CHARLOTTESVILLE, VA 7,4997.5k $221.1k $221.1k 0.12% Unchanged
26 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 7,0507.0k $207.9k $207.9k 0.01% New
27 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 3,1703.2k $93.5k $93.5k 0.00% Unchanged
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,5811.6k $46.6k $46.6k 0.00% Unchanged
29 Tradition Wealth Management, LLC 0.01% of their portfolio EDINA, MN 1,5801.6k $47.0k $47.0k 0.01% Added +7 +7
30 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,3001.3k $38.3k $38.3k 0.00% Unchanged
31 Johnson Financial Group, Inc. 0.00% of their portfolio RACINE, WI 1,0001.0k $29.5k $29.5k 0.00% Reduced -1.5k -1,500
32 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 950950 $28.0k $28.0k 0.00% Unchanged
33 UBS Group AG 0.00% of their portfolio ZURICH, V8 825825 $24.3k $24.3k 0.00% Reduced -3.6k -3,606
34 HARVEST GROUP WEALTH MANAGEMENT, LLC 0.01% of their portfolio WALTHAM, MA 779779 $23.0k $23.0k 0.01% Reduced -30 -30
35 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 448448 $13.2k $13.2k 0.00% Reduced -1.5k -1,519
36 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 163163 $4.8k $4.8k 0.00% Unchanged
37 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 100100 $2.9k $2.9k 0.00% Reduced -131 -131
38 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 8080 $2.4k $2.4k 0.00% Unchanged
39 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 7575 $2.2k $2.2k 0.00% Unchanged
40 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 6161 $1.8k $1.8k 0.00% Unchanged
41 FMR LLC 0.00% of their portfolio BOSTON, MA 4040 $1.2k $1.2k 0.00% Added +20 +20
42 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $17 $17 0.00% Reduced -529 -529
43 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged