Vault-13

GLOBAL X FDS BOTZ

RBTCS ARTFL INTE · ETP · CUSIP 37954Y715

318 institutional holders +55 vs Q1 2023
29,719,90129.7m shares reported held*
$853.3mreported value*
72 new 112 added 56 reduced 21 sold out net bought ≈ $205.8m (+7.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($632.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.71. Options: 6 managers hold calls ($9.9m notional), 3 hold puts ($6.9m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 240Q4 22: 242Q1 23: 263Q2 23: 318318Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022240
Q4 2022242
Q1 2023263
Q2 2023318

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 74 bought or addedQ4 22: 124 cut or sold outQ4 22Q1 23: 120 bought or addedQ1 23: 89 cut or sold outQ1 23Q2 23: 184 bought or addedQ2 23: 77 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202274124
Q1 202312089
Q2 202318477

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 22 calls: $470.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $1.0mQ4 22 puts: $115.1kQ4 22P/C 0.11Q1 23 calls: $6.3mQ1 23 puts: $912.9kQ1 23P/C 0.14Q2 23 calls: $9.9mQ2 23 puts: $6.9mQ2 23P/C 0.70
Numbers
QuarterCallsPutsP/C
Q3 2022$470.0k$00.00
Q4 2022$1.0m$115.1k0.11
Q1 2023$6.3m$912.9k0.14
Q2 2023$9.9m$6.9m0.70

Biggest buyers

JANE STREET GROUP, LLC Added +1,691,728+1.7m
Portfolio Strategies, Inc. Added +1,201,779+1.2m
MORGAN STANLEY Added +770,023+770.0k
BANK OF AMERICA CORP /DE/ Added +732,543+732.5k
LPL Financial LLC Added +620,908+620.9k
CITIGROUP INC Added +449,009+449.0k
Rafferty Asset Management, LLC Added +417,104+417.1k
MARVIN & PALMER ASSOCIATES INC New +369,584+369.6k
ENVESTNET ASSET MANAGEMENT INC Added +209,392+209.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +180,780+180.8k

Biggest sellers

Mivtachim The Workers Social Insurance Fund Ltd. (Under Special Management) Reduced -1,851,975-1.9m
Mirae Asset Global Investments Co., Ltd. Reduced -188,365-188.4k
Baird Financial Group, Inc. Reduced -174,538-174.5k
NOTTINGHAM ADVISORS, INC. Sold out -160,690-160.7k
CPR Investments Inc. Sold out -128,271-128.3k
CENTAURUS FINANCIAL, INC. Sold out -62,745-62.7k
PNC Financial Services Group, Inc. Reduced -52,901-52.9k
Ameritas Advisory Services, LLC Sold out -48,823-48.8k
Blue Trust, Inc. Reduced -46,893-46.9k
Simplicity Wealth,LLC Reduced -40,602-40.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $5.0m172.3k shares
CITADEL ADVISORS LLC Added $2.3m79.9k shares
PEAK6 Investments LLC Reduced $1.5m52.0k shares
WOLVERINE TRADING, LLC New $1.1m38.5k shares
HAP Trading, LLC New $14.1k17.6k shares
Cutler Group LLC / CA New $6.0k3.9k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $5.5m193.0k shares
CITADEL ADVISORS LLC Added $931.2k32.4k shares
WOLVERINE TRADING, LLC New $466.9k16.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 4,395,4504.4m $126.3m $126.3m 0.01% Added +732.5k +732,543
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,461,5302.5m $70.7m $70.7m 0.01% Added +770.0k +770,023
3 JANE STREET GROUP, LLC 0.07% of their portfolio NEW YORK, NY 1,721,8581.7m $49.5m $49.5m 0.07% Added +1.7m +1,691,728
4 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,349,6911.3m $38.8m $38.8m 0.03% Added +620.9k +620,908
5 PNC Financial Services Group, Inc. 0.03% of their portfolio Pittsburgh, PA 1,314,2921.3m $37.8m $37.8m 0.03% Reduced -52.9k -52,901
6 Portfolio Strategies, Inc. 6.76% of their portfolio MONTVALE, NJ 1,301,7821.3m $37.4m $37.4m 6.76% Added +1.2m +1,201,779
7 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 831,321831.3k $23.9m $23.9m 0.01% Added +209.4k +209,392
8 Rafferty Asset Management, LLC 0.13% of their portfolio New York, NY 806,795806.8k $23.2m $23.2m 0.13% Added +417.1k +417,104
9 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 759,913759.9k $21.8m $21.8m 0.01% Added +158.8k +158,751
10 Mivtachim The Workers Social Insurance Fund Ltd. (Under Special Management) 1.84% of their portfolio Tel Aviv, L3 725,700725.7k $20.9m $20.9m 1.84% Reduced -1.9m -1,851,975
11 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 673,505673.5k $19.4m $19.4m 0.02% Added +449.0k +449,009
12 UBS Group AG 0.01% of their portfolio ZURICH, V8 667,786667.8k $19.2m $19.2m 0.01% Added +143.8k +143,781
13 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 664,963665.0k $19.1m $19.1m 0.00% Added +24.5k +24,545
14 Fisher Asset Management, LLC 0.01% of their portfolio PLANO, TX 657,195657.2k $18.9m $18.9m 0.01% Reduced -10.3k -10,268
15 Mirae Asset Global Investments Co., Ltd. 0.04% of their portfolio SEOUL, M5 615,266615.3k $17.7m $17.7m 0.04% Reduced -188.4k -188,365
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 567,867567.9k $16.3m $16.3m 0.00% Added +154.4k +154,358
17 Clark Capital Management Group, Inc. 0.12% of their portfolio PHILADELPHIA, PA 485,844485.8k $14.0m $14.0m 0.12% Added +76.7k +76,663
18 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 411,996412.0k $11.8m $11.8m 0.02% Added +126.9k +126,858
19 Clearwater Capital Advisors, LLC 1.27% of their portfolio HOFFMAN ESTATES, IL 371,125371.1k $10.7m $10.7m 1.27% Reduced -33.6k -33,620
20 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 370,694370.7k $10.7m $10.7m 0.02% Added +42.7k +42,697
21 MARVIN & PALMER ASSOCIATES INC 4.79% of their portfolio WILMINGTON, DE 369,584369.6k $10.6m $10.6m 4.79% New
22 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 310,397310.4k $8.9m $8.9m 0.05% Added +32.8k +32,825
23 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 294,283294.3k $8.5m $8.5m 0.01% Added +161.5k +161,526
24 SOL Capital Management CO 1.26% of their portfolio ROCKVILLE, MD 288,318288.3k $8.3m $8.3m 1.26% Reduced -5 -5
25 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 257,355257.4k $7.4m $7.4m 0.02% Reduced -4.2k -4,193
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 210,937210.9k $6.1m $6.1m 0.01% Added +180.8k +180,780
27 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 206,687206.7k $5.9m $5.9m 0.04% Added +6.0k +6,041
28 CreativeOne Wealth, LLC 0.12% of their portfolio OVERLAND PARK, KS 204,242204.2k $5.0m $5.0m 0.12% Added +137.1k +137,084
29 BLAIR WILLIAM & CO/IL 0.02% of their portfolio CHICAGO, IL 194,358194.4k $5.6m $5.6m 0.02% Added +25.0k +25,011
30 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 182,925182.9k $5.3m $5.3m 0.05% Added +33.7k +33,700
31 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 172,526172.5k $5.0m $5.0m 0.00% Added +30.7k +30,735
32 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 171,791171.8k $4.9m $4.9m 0.04% Added +80.0k +80,021
33 Lee Financial Group Hawaii, Inc. 4.25% of their portfolio HONOLULU, HI 161,656161.7k $4.6m $4.6m 4.25% New
34 Fiduciary Alliance LLC 0.99% of their portfolio GREENVILLE, SC 160,657160.7k $4.6m $4.6m 0.99% Added +119.4k +119,369
35 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 149,820149.8k $4.3m $4.3m 0.02% Added +67.2k +67,182
36 Mariner, LLC 0.01% of their portfolio Overland Park, KS 141,845141.8k $4.1m $4.1m 0.01% Added +80.4k +80,420
37 BlueCrest Capital Management Ltd 0.52% of their portfolio ST HELIER, Y9 139,241139.2k $4.0m $4.0m 0.52% Added +100.5k +100,493
38 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 127,272127.3k $3.7m $3.7m 0.00% Added +44.5k +44,520
39 Granite Bay Wealth Management, LLC 3.14% of their portfolio PORTSMOUTH, NH 117,226117.2k $3.4m $3.4m 3.14% New
40 PINNACLE ASSOCIATES LTD 0.06% of their portfolio NEW YORK, NY 116,121116.1k $3.3m $3.3m 0.06% Added +1.4k +1,416
41 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 114,756114.8k $3.3m $3.3m 0.01% Added +39.8k +39,799
42 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 108,484108.5k $3.1m $3.1m 0.00% Added +26.0k +25,984
43 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 91,31191.3k $2.6m $2.6m 0.01% Added +38.0k +38,024
44 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 90,21890.2k $2.6m $2.6m 0.00% New
45 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.05% of their portfolio New York, NY 89,94489.9k $2.6m $2.6m 0.05% Reduced -1.8k -1,845
46 Windmill Hill Asset Management Ltd 1.10% of their portfolio WADDESDON, X0 85,50085.5k $2.5m $2.5m 1.10% Added +71.5k +71,500
47 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 83,71183.7k $2.4m $2.4m 0.02% Added +21.0k +20,992
48 Endurance Wealth Management, Inc. 0.31% of their portfolio Providence, RI 77,58177.6k $2.2m $2.2m 0.31% Reduced -2.0k -2,000
49 Financial Engines Advisors L.L.C. 0.01% of their portfolio SANTA CLARA, CA 73,81773.8k $2.1m $2.1m 0.01% Reduced -535 -535
50 CWM, LLC 0.01% of their portfolio OMAHA, NE 72,02872.0k $2.1m $2.1m 0.01% Added +14.7k +14,702
51 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 69,06169.1k $2.0m $2.0m 0.03% Reduced -11.0k -11,005
52 Spire Wealth Management 0.07% of their portfolio MCLEAN, VA 66,91166.9k $1.9m $1.9m 0.07% Added +30.4k +30,404
53 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 63,62263.6k $1.8m $1.8m 0.00% Added +31.0k +31,044
54 HARBOR INVESTMENT ADVISORY, LLC 0.24% of their portfolio LUTHERVILLE, MD 60,16060.2k $1.7m $1.7m 0.24% Added +59.4k +59,375
55 Destiny Wealth Partners, LLC 0.33% of their portfolio TAVARES, FL 59,83359.8k $1.7m $1.7m 0.33% Added +1.2k +1,160
56 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 59,03759.0k $1.7m $1.7m 0.03% Added +13.1k +13,117
57 Ellis Investment Partners, LLC 0.42% of their portfolio Berwyn, PA 58,99659.0k $1.7m $1.7m 0.42% Reduced -105 -105
58 GREENWOOD CAPITAL ASSOCIATES LLC 0.24% of their portfolio GREENWOOD, SC 58,40258.4k $1.7m $1.7m 0.24% Added +136 +136
59 PARK AVENUE SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 58,16958.2k $1.7m $1.7m 0.03% Added +13.1k +13,053
60 Elite Wealth Management, Inc. 0.52% of their portfolio KIRKLAND, WA 54,16154.2k $1.6m $1.6m 0.52% Added +44.8k +44,779
61 TD Waterhouse Canada Inc. 0.02% of their portfolio TORONTO, A6 52,92152.9k $1.6m $1.6m 0.02% Reduced -17.4k -17,360
62 Kingsview Wealth Management, LLC 0.06% of their portfolio GRANTS PASS, OR 50,93550.9k $1.5m $1.5m 0.06% New
63 Silphium Asset Management Ltd 0.71% of their portfolio London, X0 50,00050.0k $1.4m $1.4m 0.71% New
64 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 48,41748.4k $1.4m $1.4m 0.00% Added +21.8k +21,805
65 Waterloo Capital, L.P. 0.41% of their portfolio AUSTIN, TX 48,36348.4k $1.4m $1.4m 0.41% Added +38.5k +38,541
66 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 47,62947.6k $1.4m $1.4m 0.02% Added +7.1k +7,111
67 FLAGSTAR SECURITIES, INC 0.51% of their portfolio New York, NY 47,39347.4k $1.4m $1.4m 0.51% Reduced -14.5k -14,518
68 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 46,40846.4k $1.3m $1.3m 0.00% Reduced -8.4k -8,442
69 Eagle Strategies LLC 0.31% of their portfolio NEW YORK, NY 45,06245.1k $1.3m $1.3m 0.31% Added +11.3k +11,260
70 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 44,67444.7k $1.3m $1.3m 0.03% Added +2.4k +2,433
71 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 43,53543.5k $1.3m $1.3m 0.00% Added +28.2k +28,164
72 Nan Shan Life Insurance Co., Ltd. 0.03% of their portfolio Taipei City, F5 43,00043.0k $1.2m $1.2m 0.03% Unchanged
73 Simplicity Solutions, LLC 0.03% of their portfolio MINNEAPOLIS, MN 40,72940.7k $1.2m $1.2m 0.03% New
74 Geneos Wealth Management Inc. 0.06% of their portfolio ENGLEWOOD, CO 40,23140.2k $1.2m $1.2m 0.06% Added +997 +997
75 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 40,13540.1k $1.2m $1.2m 0.00% Added +7.1k +7,122
76 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 39,95240.0k $1.2m $1.2m 0.03% Added +489 +489
77 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 39,80439.8k $1.1m $1.1m 0.00% New
78 GFS Advisors, LLC 0.25% of their portfolio HOUSTON, TX 39,63339.6k $1.1m $1.1m 0.25% Reduced -252 -252
79 One Capital Management, LLC 0.05% of their portfolio WESTLAKE VILLAGE, CA 39,00339.0k $1.1m $1.1m 0.05% New
80 INDEPENDENT FINANCIAL GROUP, LLC 0.08% of their portfolio SAN DIEGO, CA 38,58438.6k $1.1m $1.1m 0.08% Added +3.6k +3,633
81 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 37,98038.0k $1.1m $1.1m 0.00% New
82 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 37,84237.8k $1.1m $1.1m 0.01% Added +21.1k +21,131
83 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 37,78537.8k $1.1m $1.1m 0.01% Reduced -473 -473
84 Sterling Investment Counsel, LLC 0.56% of their portfolio Buffalo, NY 36,33136.3k $1.0m $1.0m 0.56% Reduced -21 -21
85 Pinnacle Wealth Management Advisory Group, LLC 0.13% of their portfolio RED BANK, NJ 36,18636.2k $1.0m $1.0m 0.13% Added +1.8k +1,811
86 Wealthspire Advisors, LLC 0.02% of their portfolio NEW YORK, NY 36,00936.0k $1.0m $1.0m 0.02% Added +3.5k +3,528
87 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 0.48% of their portfolio New Cumberland, PA 35,63135.6k $1.0m $1.0m 0.48% Added +367 +367
88 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 34,15334.2k $981.6k $981.6k 0.00% Added +12.6k +12,556
89 Simplicity Wealth,LLC 0.60% of their portfolio SUMMIT, NJ 33,67933.7k $967.9k $967.9k 0.60% Reduced -40.6k -40,602
90 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 31,66731.7k $910.1k $910.1k 0.01% Added +18.1k +18,064
91 REGIONS FINANCIAL CORP 0.01% of their portfolio BIRMINGHAM, AL 31,58931.6k $907.9k $907.9k 0.01% Unchanged
92 Emerald Advisors, LLC 0.21% of their portfolio BELLEVUE, WA 31,09231.1k $893.6k $893.6k 0.21% Added +1.8k +1,789
93 HUB Investment Partners, LLC 0.15% of their portfolio AUSTIN, TX 30,13530.1k $866.1k $866.1k 0.15% Added +780 +780
94 Frisch Financial Group, Inc. 0.41% of their portfolio MELVILLE, NY 30,09630.1k $865.0k $865.0k 0.41% Reduced -1.2k -1,229
95 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 29,69229.7k $853.4k $853.4k 0.01% New
96 Owen LaRue, LLC 0.89% of their portfolio ELIZABETHTOWN, KY 29,38329.4k $848.3k $848.3k 0.89% Added +18.9k +18,860
97 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 28,93028.9k $831.0k $831.0k 0.00% Added +5.5k +5,488
98 Insight Advisors, LLC/ PA 0.18% of their portfolio Newtown, PA 27,57027.6k $792.4k $792.4k 0.18% Added +19.7k +19,653
99 River Wealth Advisors LLC 0.13% of their portfolio CAMP HILL, PA 27,37927.4k $786.9k $786.9k 0.13% Reduced -1.2k -1,232
100 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 26,93226.9k $774.1k $774.1k 0.03% New