Vault-13

GLOBAL X FDS PAVE

US INFR DEV ETF · ETP · CUSIP 37954Y673

395 institutional holders +16 vs Q3 2022
69,645,71569.6m shares reported held*
$1.8bnreported value*
37 new 95 added 159 reduced 29 sold out net sold ≈ $30.9m (-992.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.39. Options: 6 managers hold calls ($6.1m notional), 4 hold puts ($1.5m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 379Q4 22: 395395Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022379
Q4 2022395

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $6.3mQ3 22 puts: $1.4mQ3 22P/C 0.21Q4 22 calls: $6.1mQ4 22 puts: $1.5mQ4 22P/C 0.25
Numbers
QuarterCallsPutsP/C
Q3 2022$6.3m$1.4m0.21
Q4 2022$6.1m$1.5m0.25

Biggest buyers

BANK OF MONTREAL /CAN/ Added +841,710+841.7k
Portfolio Strategies, Inc. Added +833,674+833.7k
CIBC Private Wealth Group LLC Added +372,455+372.5k
IHT Wealth Management, LLC Added +171,251+171.3k
NewEdge Advisors, LLC Added +132,167+132.2k
Crestline Management, L.P. New +110,986+111.0k
REDW Wealth LLC Added +87,893+87.9k
MML INVESTORS SERVICES, LLC Added +85,648+85.6k
OSAIC HOLDINGS, INC. Added +77,979+78.0k
ENVESTNET ASSET MANAGEMENT INC Added +75,699+75.7k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -1,097,205-1.1m
BANK OF AMERICA CORP /DE/ Reduced -843,614-843.6k
WELLS FARGO & COMPANY/MN Reduced -250,628-250.6k
MORGAN STANLEY Reduced -175,292-175.3k
CFS Investment Advisory Services, LLC Reduced -166,928-166.9k
ROYAL BANK OF CANADA Reduced -116,356-116.4k
UBS Group AG Reduced -116,036-116.0k
PCG Wealth Advisors, LLC Reduced -90,761-90.8k
Raymond James Financial Services Advisors, Inc. Reduced -84,063-84.1k
Atria Wealth Solutions, Inc. Reduced -80,194-80.2k

Biggest calls

CITADEL ADVISORS LLC Reduced $2.4m90.0k shares
Paladin Advisory Group, LLC Reduced $2.0m76.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.4m54.1k shares
Walleye Trading LLC Reduced $286.1k10.8k shares
RAYMOND JAMES & ASSOCIATES Reduced $6.0k23.8k shares
Cutler Group LLC / CA Reduced $0400 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $800.0k30.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $516.6k19.5k shares
Walleye Trading LLC New $132.4k5.0k shares
UBS Group AG Unchanged $98.0k3.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 19,090,31619.1m $505.7m $505.7m 0.06% Reduced -843.6k -843,614
2 Harel Insurance Investments & Financial Services Ltd. 3.99% of their portfolio Ramat Gan, L3 6,834,9616.8m $181.8m $181.8m 3.99% Unchanged
3 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 5,222,0095.2m $138.3m $138.3m 0.02% Reduced -175.3k -175,292
4 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 2,884,2772.9m $76.4m $76.4m 0.07% Reduced -54.4k -54,448
5 CW Advisors, LLC 1.14% of their portfolio BOSTON, MA 1,677,5551.7m $44.4m $44.4m 1.14% Reduced -32.3k -32,251
6 Portfolio Strategies, Inc. 8.38% of their portfolio MONTVALE, NJ 1,419,3881.4m $37.6m $37.6m 8.38% Added +833.7k +833,674
7 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,288,3031.3m $34.1m $34.1m 0.01% Reduced -250.6k -250,628
8 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 1,226,0451.2m $32.5m $32.5m 0.07% Reduced -84.1k -84,063
9 GenTrust, LLC 2.87% of their portfolio MIAMI, FL 1,206,1701.2m $32.1m $32.1m 2.87% Added +51.5k +51,456
10 Mariner, LLC 0.10% of their portfolio Overland Park, KS 1,163,8951.2m $30.8m $30.8m 0.10% Added +13.9k +13,891
11 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,150,6791.2m $30.5m $30.5m 0.01% Reduced -116.0k -116,036
12 CIBC Private Wealth Group LLC 0.05% of their portfolio ATLANTA, GA 911,196911.2k $15.4m $15.4m 0.05% Added +372.5k +372,455
13 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 844,594844.6k $23.6m $23.6m 0.01% Added +841.7k +841,710
14 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 841,977842.0k $22.3m $22.3m 0.05% Reduced -51.2k -51,166
15 Evolution Wealth Advisors, LLC 5.37% of their portfolio AVENTURA, FL 804,656804.7k $21.3m $21.3m 5.37% Reduced -5.7k -5,680
16 Destination Wealth Management 0.82% of their portfolio Walnut Creek, CA 774,494774.5k $20.5m $20.5m 0.82% Reduced -17.8k -17,800
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 769,990770.0k $20.4m $20.4m 0.03% Added +59.1k +59,057
18 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 751,691751.7k $19.9m $19.9m 0.01% Reduced -116.4k -116,356
19 MEITAV INVESTMENT HOUSE LTD 0.34% of their portfolio BENE-BERAQ, L3 739,772739.8k $19.8m $19.8m 0.34% Unchanged
20 CWM, LLC 0.12% of their portfolio OMAHA, NE 636,962637.0k $16.9m $16.9m 0.12% Reduced -47.0k -46,960
21 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 582,340582.3k $15.4m $15.4m 0.03% Added +78.0k +77,979
22 NATIONAL BANK OF CANADA /FI/ 0.04% of their portfolio MONTREAL, A8 558,583558.6k $14.8m $14.8m 0.04% Reduced -38.7k -38,712
23 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 549,461549.5k $14.6m $14.6m 0.01% Added +75.7k +75,699
24 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 1.05% of their portfolio Tel Aviv, L3 478,564478.6k $12.8m $12.8m 1.05% Unchanged
25 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 448,987449.0k $11.9m $11.9m 0.00% Reduced -50.0k -49,951
26 BLAIR WILLIAM & CO/IL 0.05% of their portfolio CHICAGO, IL 435,335435.3k $11.5m $11.5m 0.05% Reduced -6.6k -6,573
27 Bulltick Wealth Management, LLC 3.29% of their portfolio Miami, FL 430,676430.7k $11.5m $11.5m 3.29% Reduced -7.5k -7,460
28 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 387,906387.9k $10.3m $10.3m 0.01% Reduced -21.2k -21,151
29 GREAT VALLEY ADVISOR GROUP, INC. 0.52% of their portfolio WILMINGTON, DE 382,911382.9k $10.1m $10.1m 0.52% Added +13.0k +12,996
30 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 370,212370.2k $9.8m $9.8m 0.06% Added +85.6k +85,648
31 MFA WEALTH ADVISORS, LLC 3.47% of their portfolio PITTSBURGH, PA 361,342361.3k $9.6m $9.6m 3.47% Reduced -10.2k -10,189
32 IHT Wealth Management, LLC 0.60% of their portfolio Chicago, IL 359,369359.4k $9.5m $9.5m 0.60% Added +171.3k +171,251
33 Vishria Bird Financial Group, LLC 6.38% of their portfolio MEMPHIS, TN 345,264345.3k $9.1m $9.1m 6.38% Reduced -580 -580
34 Riggs Asset Managment Co. Inc. 3.21% of their portfolio DALLAS, PA 293,892293.9k $7.8m $7.8m 3.21% Added +1.6k +1,605
35 360 Financial, Inc. 4.37% of their portfolio WAYZATA, MN 291,989292.0k $6.7m $6.7m 4.37% Unchanged
36 Ameraudi Asset Management, Inc. 3.31% of their portfolio New York, NY 290,821290.8k $7.7m $7.7m 3.31% Reduced -12.3k -12,313
37 Cetera Advisor Networks LLC 0.06% of their portfolio EL SEGUNDO, CA 289,007289.0k $7.7m $7.7m 0.06% Added +335 +335
38 MAI Capital Management 0.13% of their portfolio INDEPENDENCE, OH 280,709280.7k $7.4m $7.4m 0.13% Reduced -29.5k -29,503
39 Private Advisor Group, LLC 0.21% of their portfolio MORRISTOWN, NJ 271,431271.4k $7.2m $7.2m 0.21% Added +66.3k +66,323
40 Cetera Advisors LLC 0.13% of their portfolio DENVER, CO 268,255268.3k $7.1m $7.1m 0.13% Reduced -28.4k -28,449
41 REDW Wealth LLC 2.37% of their portfolio ALBUQUERQUE, NM 257,695257.7k $6.8m $6.8m 2.37% Added +87.9k +87,893
42 Madrona Financial Services, LLC 3.34% of their portfolio EVERETT, WA 219,994220.0k $5.8m $5.8m 3.34% Added +3.7k +3,744
43 Stratos Wealth Partners, LTD. 0.15% of their portfolio BEACHWOOD, OH 217,748217.7k $5.8m $5.8m 0.15% Reduced -6.3k -6,300
44 Clarus Group, Inc. 5.05% of their portfolio HOUSTON, TX 217,348217.3k $5.8m $5.8m 5.05% Reduced -12.4k -12,372
45 Frisch Financial Group, Inc. 2.15% of their portfolio MELVILLE, NY 216,318216.3k $5.7m $5.7m 2.15% Reduced -987 -987
46 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 213,152213.2k $5.6m $5.6m 0.01% Added +4.6k +4,601
47 Atria Wealth Solutions, Inc. 0.09% of their portfolio NEW YORK, NY 211,549211.5k $5.6m $5.6m 0.09% Reduced -80.2k -80,194
48 B. Riley Wealth Advisors, Inc. 0.16% of their portfolio MEMPHIS, TN 210,268210.3k $5.6m $5.6m 0.16% Added +5.2k +5,239
49 New England Private Wealth Advisors LLC 1.17% of their portfolio WELLESLEY, MA 208,925208.9k $5.5m $5.5m 1.17% Reduced -11.8k -11,831
50 Systelligence, LLC 1.42% of their portfolio BLOOMINGTON, MN 205,039205.0k $5.4m $5.4m 1.42% Unchanged
51 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 189,089189.1k $5.0m $5.0m 0.03% Reduced -75.7k -75,711
52 JMAC ENTERPRISES LLC 1.31% of their portfolio NEWTOWN, PA 179,432179.4k $4.8m $4.8m 1.31% Reduced -5.6k -5,559
53 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 1.06% of their portfolio Tel Aviv, L3 170,896170.9k $4.6m $4.6m 1.06% Unchanged
54 NewEdge Advisors, LLC 0.11% of their portfolio NEW ORLEANS, LA 164,944164.9k $4.1m $4.1m 0.11% Added +132.2k +132,167
55 Gerber Kawasaki Wealth & Investment Management 0.38% of their portfolio SANTA MONICA, CA 163,019163.0k $4.3m $4.3m 0.38% Reduced -4.8k -4,752
56 BANK HAPOALIM BM 0.53% of their portfolio TEL AVIV, L3 161,328161.3k $4.3m $4.3m 0.53% Reduced -17.7k -17,699
57 Steward Partners Investment Advisory, LLC 0.07% of their portfolio STAMFORD, CT 154,827154.8k $4.1m $4.1m 0.07% Reduced -3.4k -3,405
58 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 151,459151.5k $4.0m $4.0m 0.01% Reduced -253 -253
59 M Holdings Securities, Inc. 0.42% of their portfolio PORTLAND, OR 149,508149.5k $4.0m $4.0m 0.42% Reduced -43 -43
60 Savior LLC 3.46% of their portfolio WELLESLEY HILLS, MA 146,302146.3k $3.9m $3.9m 3.46% Added +80 +80
61 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 139,061139.1k $3.7m $3.7m 0.00% Added +8.9k +8,912
62 VAN ECK ASSOCIATES CORP 0.01% of their portfolio NEW YORK, NY 134,467134.5k $3.6m $3.6m 0.01% Reduced -5.6k -5,607
63 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 127,541127.5k $3.4m $3.4m 0.01% Reduced -54 -54
64 Equitable Holdings, Inc. 0.06% of their portfolio NEW YORK, NY 119,933119.9k $3.2m $3.2m 0.06% Added +33.2k +33,237
65 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 119,600119.6k $3.2m $3.2m 0.01% Reduced -73.5k -73,477
66 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 118,702118.7k $3.1m $3.1m 0.03% Added +5.1k +5,122
67 Financial Advocates Investment Management 0.23% of their portfolio OLYMPIA, WA 116,831116.8k $3.1m $3.1m 0.23% Reduced -11.3k -11,311
68 Centurion Wealth Management LLC 1.73% of their portfolio Mclean, VA 115,587115.6k $3.1m $3.1m 1.73% First filing
69 OGOREK ANTHONY JOSEPH /NY/ /ADV 1.31% of their portfolio WILLIAMSVILLE, NY 114,002114.0k $3.0m $3.0m 1.31% Reduced -952 -952
70 CreativeOne Wealth, LLC 0.16% of their portfolio OVERLAND PARK, KS 112,754112.8k $3.0m $3.0m 0.16% Reduced -9.3k -9,341
71 Crestline Management, L.P. 0.43% of their portfolio FORT WORTH, TX 110,986111.0k $2.9m $2.9m 0.43% New
72 Ameritas Advisory Services, LLC 0.14% of their portfolio Lincoln, NE 110,616110.6k $2.9m $2.9m 0.14% Added +1.2k +1,181
73 NTV Asset Management LLC 0.55% of their portfolio Charleston, WV 106,475106.5k $2.8m $2.8m 0.55% Reduced -250 -250
74 Snowden Capital Advisors LLC 0.12% of their portfolio New York, NY 105,608105.6k $2.8m $2.8m 0.12% Reduced -262 -262
75 Prosperity Financial Group, Inc. 2.96% of their portfolio San Ramon, CA 103,425103.4k $2.7m $2.7m 2.96% First filing
76 Simplicity Wealth,LLC 2.18% of their portfolio SUMMIT, NJ 93,15893.2k $2.5m $2.5m 2.18% Reduced -1.8k -1,799
77 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 89,84689.8k $2.4m $2.4m 0.02% Reduced -9.7k -9,687
78 PRUDENTIAL PLC 0.03% of their portfolio LONDON, X0 87,49087.5k $2.3m $2.3m 0.03% Added +350 +350
79 Legacy PCG, LLC 1.03% of their portfolio IRVINE, CA 85,19285.2k $2.3m $2.3m 1.03% Added +11.6k +11,602
80 Powell Investment Advisors, LLC 1.31% of their portfolio MIAMI, FL 85,01885.0k $2.3m $2.3m 1.31% Reduced -26.6k -26,632
81 SCOTIA CAPITAL INC. 0.02% of their portfolio TORONTO, A6 84,64184.6k $2.2m $2.2m 0.02% Added +1.3k +1,266
82 Spire Wealth Management 0.12% of their portfolio MCLEAN, VA 82,94682.9k $2.2m $2.2m 0.12% Added +11.6k +11,630
83 SEAVIEW INVESTMENT MANAGERS LLC 0.87% of their portfolio MIAMI, FL 82,49482.5k $2.2m $2.2m 0.87% Reduced -1.1k -1,054
84 CONGRESS ASSET MANAGEMENT CO 0.02% of their portfolio BOSTON, MA 79,10579.1k $2.1m $2.1m 0.02% Reduced -3.5k -3,455
85 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 76,11876.1k $2.0m $2.0m 0.00% Reduced -10.7k -10,742
86 Stratos Wealth Advisors, LLC 0.17% of their portfolio BEACHWOOD, OH 75,95376.0k $2.0m $2.0m 0.17% Reduced -709 -709
87 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 75,30975.3k $2.0m $2.0m 0.01% Reduced -9.8k -9,784
88 PEDDOCK CAPITAL ADVISORS, LLC 0.74% of their portfolio BRAINTREE, MA 72,05972.1k $1.9m $1.9m 0.74% Reduced -2.7k -2,719
89 Perennial Investment Advisors, LLC 0.77% of their portfolio Los Angeles, CA 71,57771.6k $1.9m $1.9m 0.77% Added +44.6k +44,608
90 WealthCare Investment Partners, LLC 1.28% of their portfolio PORTSMOUTH, RI 71,11671.1k $1.9m $1.9m 1.28% Reduced -10.1k -10,105
91 BANK OF NOVA SCOTIA 0.00% of their portfolio TORONTO, A6 70,03070.0k $1.9m $1.9m 0.00% Reduced -8.2k -8,215
92 Csenge Advisory Group 0.13% of their portfolio CLEARWATER, FL 63,92863.9k $1.7m $1.7m 0.13% Reduced -6.0k -5,968
93 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 63,37763.4k $1.7m $1.7m 0.00% Reduced -1.1m -1,097,205
94 CPC Advisors, LLC 0.45% of their portfolio Atlanta, GA 61,56761.6k $1.6m $1.6m 0.45% Added +696 +696
95 ARS Investment Partners, LLC 0.21% of their portfolio New York, NY 60,92660.9k $1.6m $1.6m 0.21% Reduced -20.3k -20,344
96 Meridian Wealth Management, LLC 0.15% of their portfolio LEXINGTON, KY 59,23359.2k $1.6m $1.6m 0.15% Reduced -1.8k -1,769
97 Pinnacle Wealth Management Group, Inc. 1.38% of their portfolio PLYMOUTH, MI 58,87858.9k $1.6m $1.6m 1.38% Reduced -40 -40
98 LAKE STREET PRIVATE WEALTH, LLC 0.32% of their portfolio CHICAGO, IL 58,59958.6k $1.6m $1.6m 0.32% Added +21.0k +20,989
99 Ausdal Financial Partners, Inc. 0.22% of their portfolio Davenport, IA 57,86857.9k $1.5m $1.5m 0.22% Added +250 +250
100 Thrive Capital Management, LLC 1.00% of their portfolio FORT WASHINGTON, PA 57,81357.8k $1.5m $1.5m 1.00% Reduced -8.7k -8,684