Vault-13

GLOBAL X FDS PFFD

US PFD ETF · ETP · CUSIP 37954Y657

297 institutional holders +25 vs Q3 2024
62,699,37962.7m shares reported held*
$1.2bnreported value*
24 new 120 added 82 reduced 19 sold out net bought ≈ $32.7m (+1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($389.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $19.53. Options: 1 managers hold calls ($339.5k notional), 1 hold puts ($52.7k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 210Q4 22: 223Q1 23: 230Q2 23: 226Q3 23: 241Q4 23: 268Q1 24: 256Q2 24: 263Q3 24: 272Q4 24: 297297Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022210
Q4 2022223
Q1 2023230
Q2 2023226
Q3 2023241
Q4 2023268
Q1 2024256
Q2 2024263
Q3 2024272
Q4 2024297

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 137 bought or addedQ1 23: 93 cut or sold outQ2 23: 124 bought or addedQ2 23: 102 cut or sold outQ2 23Q3 23: 123 bought or addedQ3 23: 94 cut or sold outQ4 23: 118 bought or addedQ4 23: 123 cut or sold outQ4 23Q1 24: 138 bought or addedQ1 24: 115 cut or sold outQ2 24: 138 bought or addedQ2 24: 102 cut or sold outQ2 24Q3 24: 154 bought or addedQ3 24: 94 cut or sold outQ4 24: 144 bought or addedQ4 24: 101 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202313793
Q2 2023124102
Q3 202312394
Q4 2023118123
Q1 2024138115
Q2 2024138102
Q3 202415494
Q4 2024144101

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ1 24 calls: $491.9kQ1 24 puts: $38.3kQ1 24P/C 0.08Q2 24 calls: $403.4kQ2 24 puts: $25.6kQ2 24P/C 0.06Q3 24 calls: $43.6kQ3 24 puts: $37.4kQ3 24P/C 0.86Q4 24 calls: $339.5kQ4 24 puts: $52.7kQ4 24P/C 0.16
Numbers
QuarterCallsPutsP/C
Q1 2024$491.9k$38.3k0.08
Q2 2024$403.4k$25.6k0.06
Q3 2024$43.6k$37.4k0.86
Q4 2024$339.5k$52.7k0.16

Biggest buyers

LPL Financial LLC Added +1,062,340+1.1m
BANK OF AMERICA CORP /DE/ Added +804,185+804.2k
Focus Partners Wealth Added +542,867+542.9k
Independent Advisor Alliance New +343,330+343.3k
Lido Advisors, LLC Added +299,503+299.5k
Full Sail Capital, LLC Added +287,175+287.2k
Hennion & Walsh Asset Management, Inc. Added +274,237+274.2k
Modern Wealth Management, LLC Added +257,461+257.5k
Columbus Macro, LLC Added +246,020+246.0k
MAI Capital Management New +221,450+221.4k

Biggest sellers

Orgel Wealth Management, LLC Sold out -2,233,236-2.2m
Ocean Park Asset Management, LLC Sold out -978,700-978.7k
BNP PARIBAS FINANCIAL MARKETS Reduced -360,320-360.3k
MORGAN STANLEY Reduced -273,384-273.4k
CITADEL ADVISORS LLC Sold out -146,410-146.4k
Robertson Stephens Wealth Management, LLC Reduced -113,772-113.8k
Private Advisor Group, LLC Reduced -97,050-97.0k
PRUDENTIAL FINANCIAL INC Sold out -65,011-65.0k
RATIONAL ADVISORS, INC. Reduced -50,723-50.7k
WELLS FARGO & COMPANY/MN Reduced -50,526-50.5k

Biggest calls

CITADEL ADVISORS LLC Added $339.5k17.4k shares

Biggest puts

CITADEL ADVISORS LLC Added $52.7k2.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 8,201,9338.2m $160.0m $160.0m 0.07% Added +1.1m +1,062,340
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 6,177,0186.2m $120.5m $120.5m 0.01% Added +804.2k +804,185
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,342,1944.3m $84.7m $84.7m 0.01% Reduced -273.4k -273,384
4 Global X Japan Co., Ltd. 6.60% of their portfolio CHIYODA-KU, TOKYO, M0 2,708,0212.7m $52.8m $52.8m 6.60% Added +8.5k +8,523
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 2,404,4922.4m $46.9m $46.9m 0.01% Reduced -50.5k -50,526
6 Hennion & Walsh Asset Management, Inc. 1.30% of their portfolio Parsippany, NJ 1,466,3191.5m $28.6m $28.6m 1.30% Added +274.2k +274,237
7 Full Sail Capital, LLC 1.70% of their portfolio OKLAHOMA CITY, OK 1,368,1711.4m $26.7m $26.7m 1.70% Added +287.2k +287,175
8 Lido Advisors, LLC 0.17% of their portfolio Los Angeles, CA 1,349,8221.3m $26.5m $26.5m 0.17% Added +299.5k +299,503
9 State of Wisconsin - Board of Commissioners of Public Lands 16.71% of their portfolio MADISON, WI 1,341,3051.3m $26.2m $26.2m 16.71% Unchanged
10 CWM, LLC 0.11% of their portfolio OMAHA, NE 1,300,0811.3m $25.4m $25.4m 0.11% Reduced -2.3k -2,282
11 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,289,9591.3m $25.2m $25.2m 0.01% Added +87.7k +87,661
12 RATIONAL ADVISORS, INC. 2.22% of their portfolio San Juan, PR 1,163,7621.2m $22.7m $22.7m 2.22% Reduced -50.7k -50,723
13 ADVISORS MANAGEMENT GROUP INC /ADV 4.82% of their portfolio LA CROSSE, WI 1,043,4161.0m $20.4m $20.4m 4.82% Added +37.6k +37,626
14 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 1,005,1921.0m $19.6m $19.6m 0.02% Added +59.8k +59,822
15 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 1,001,3641.0m $19.5m $19.5m 0.01% First filing
16 Tiller Private Wealth, Inc. 7.71% of their portfolio BETHLEHEM, PA 932,652932.7k $18.2m $18.2m 7.71% Added +37.5k +37,550
17 Flaharty Asset Management, LLC 2.64% of their portfolio CLEARWATER, FL 927,830927.8k $18.1m $18.1m 2.64% Added +739 +739
18 FUKOKU MUTUAL LIFE INSURANCE Co 1.29% of their portfolio TOKYO, M0 919,000919.0k $17.9m $17.9m 1.29% Unchanged
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 832,941832.9k $16.3m $16.3m 0.00% Added +194.8k +194,825
20 ASSETMARK, INC 0.04% of their portfolio CONCORD, CA 819,108819.1k $16.0m $16.0m 0.04% Reduced -294 -294
21 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 728,485728.5k $14.2m $14.2m 0.03% Added +67.7k +67,748
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 680,800680.8k $13.3m $13.3m 0.00% Added +29.4k +29,385
23 CONNING INC. 0.40% of their portfolio HARTFORD, CT 580,200580.2k $11.3m $11.3m 0.40% Unchanged
24 Modern Wealth Management, LLC 0.42% of their portfolio KANSAS CITY, MO 578,218578.2k $11.3m $11.3m 0.42% Added +257.5k +257,461
25 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 559,710559.7k $10.9m $10.9m 0.01% Added +542.9k +542,867
26 Steward Partners Investment Advisory, LLC 0.10% of their portfolio STAMFORD, CT 558,225558.2k $10.9m $10.9m 0.10% Added +7.8k +7,767
27 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 515,886515.9k $10.1m $10.1m 0.00% Added +20.7k +20,689
28 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 486,237486.2k $9.5m $9.5m 0.01% Added +83.4k +83,374
29 Iron Horse Wealth Management, LLC 2.90% of their portfolio JOHSTON, IA 443,290443.3k $8.6m $8.6m 2.90% Added +18.2k +18,196
30 KWB Wealth 1.06% of their portfolio REDLANDS, CA 412,315412.3k $8.6m $8.6m 1.06% Reduced -9.3k -9,332
31 Collaborative Wealth Managment Inc. 3.61% of their portfolio LAKE MARY, FL 408,193408.2k $8.0m $8.0m 3.61% Added +12.1k +12,146
32 COLLECTIVE FAMILY OFFICE LLC 2.15% of their portfolio YORK, PA 401,375401.4k $7.8m $7.8m 2.15% Added +13.9k +13,886
33 David Kennon Inc 3.02% of their portfolio SARASOTA, FL 393,047393.0k $7.7m $7.7m 3.02% Added +8.3k +8,339
34 AHL INVESTMENT MANAGEMENT, INC. 5.27% of their portfolio Winter Park, FL 386,217386.2k $7.5m $7.5m 5.27% Added +76.6k +76,620
35 NAPLES GLOBAL ADVISORS, LLC 0.71% of their portfolio NAPLES, FL 385,631385.6k $7.6m $7.6m 0.71% Added +40.4k +40,381
36 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 382,338382.3k $7.5m $7.5m 0.01% Added +25.1k +25,063
37 PARK AVENUE SECURITIES LLC 0.08% of their portfolio NEW YORK, NY 379,002379.0k $7.4m $7.4m 0.08% Added +71.7k +71,742
38 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 371,682371.7k $7.3m $7.3m 0.02% Added +12.5k +12,508
39 Columbus Macro, LLC 0.97% of their portfolio NEW CASTLE, PA 357,931357.9k $7.0m $7.0m 0.97% Added +246.0k +246,020
40 Trinity Legacy Partners, LLC 1.79% of their portfolio HOUSTON, TX 356,303356.3k $7.0m $7.0m 1.79% Reduced -37.9k -37,909
41 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 344,854344.9k $6.7m $6.7m 0.01% Reduced -360.3k -360,320
42 Independent Advisor Alliance 0.09% of their portfolio CHARLOTTE, NC 343,330343.3k $6.7m $6.7m 0.09% New
43 AIRE ADVISORS, LLC 1.33% of their portfolio BEVERLY HILLS, CA 331,733331.7k $6.5m $6.5m 1.33% Added +35.0k +35,014
44 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.01% of their portfolio CAUSEWAY BAY, K3 322,958323.0k $6.3m $6.3m 0.01% Reduced -12.0k -11,984
45 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 319,984320.0k $6.2m $6.2m 0.02% Added +104.4k +104,373
46 Prairiewood Capital, LLC 2.49% of their portfolio FARGO, ND 298,394298.4k $5.8m $5.8m 2.49% Added +9.0k +8,968
47 SBI Securities Co., Ltd. 0.18% of their portfolio TOKYO, M0 291,561291.6k $5.7m $5.7m 0.18% First filing
48 WealthTrust Axiom LLC 1.57% of their portfolio WAYNE, PA 269,446269.4k $5.3m $5.3m 1.57% Added +8.4k +8,428
49 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 269,033269.0k $5.2m $5.2m 0.03% Added +14.6k +14,572
50 Integras Partners LLC 4.48% of their portfolio Alpharetta, GA 268,744268.7k $5.2m $5.2m 4.48% First filing
51 Sound Income Strategies, LLC 0.32% of their portfolio FT LAUDERDALE, FL 265,584265.6k $5.2m $5.2m 0.32% Added +9.1k +9,129
52 Texas Yale Capital Corp. 0.20% of their portfolio ST. PETERSBURG, FL 253,150253.2k $4.9m $4.9m 0.20% Reduced -69 -69
53 Mariner, LLC 0.01% of their portfolio Overland Park, KS 249,701249.7k $4.9m $4.9m 0.01% Added +20.8k +20,830
54 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 231,632231.6k $4.5m $4.5m 0.01% Added +579 +579
55 Robertson Stephens Wealth Management, LLC 0.16% of their portfolio San Francisco, CA 225,400225.4k $4.4m $4.4m 0.16% Reduced -113.8k -113,772
56 SWS Partners 1.34% of their portfolio COLUMBUS, OH 225,036225.0k $4.4m $4.4m 1.34% Added +44.9k +44,903
57 MAI Capital Management 0.03% of their portfolio INDEPENDENCE, OH 221,450221.4k $4.3m $4.3m 0.03% New
58 APPLETON PARTNERS INC/MA 0.31% of their portfolio BOSTON, MA 218,129218.1k $4.3m $4.3m 0.31% Added +10.2k +10,162
59 Grey Ledge Advisors, LLC 1.04% of their portfolio GUILFORD, CT 206,423206.4k $4.0m $4.0m 1.04% Reduced -22.9k -22,865
60 New York Life Investment Management LLC 0.04% of their portfolio New York, NY 201,409201.4k $3.9m $3.9m 0.04% Reduced -8.2k -8,225
61 Leicht Financial Planning & Wealth Management, Inc. 1.99% of their portfolio PARSIPPANY, NJ 199,765199.8k $3.9m $3.9m 1.99% Reduced -947 -947
62 Blue Edge Capital, LLC 0.60% of their portfolio RICHMOND, VA 196,445196.4k $3.8m $3.8m 0.60% Reduced -4.0k -4,046
63 Prepared Retirement Institute LLC 2.18% of their portfolio LANSDALE, PA 196,101196.1k $3.8m $3.8m 2.18% Reduced -1.5k -1,479
64 Merit Financial Group, LLC 0.06% of their portfolio ALPHARETTA, GA 176,227176.2k $3.4m $3.4m 0.06% Reduced -3.9k -3,873
65 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 174,006174.0k $3.4m $3.4m 0.02% Reduced -97.0k -97,050
66 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 169,511169.5k $3.3m $3.3m 0.01% Added +39.7k +39,705
67 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 156,576156.6k $3.1m $3.1m 0.01% Reduced -773 -773
68 EAGLE HARBOR ASSET MANAGEMENT INC /ADV 3.00% of their portfolio SEATTLE, WA 153,477153.5k $3.0m $3.0m 3.00% Reduced -3.2k -3,191
69 Fifth Third Securities, Inc. 0.24% of their portfolio Cincinnati, OH 144,965145.0k $2.8m $2.8m 0.24% Added +53.1k +53,089
70 Quadrature Capital Ltd 0.05% of their portfolio LONDON, X0 137,745137.7k $2.7m $2.7m 0.05% New
71 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 135,468135.5k $2.6m $2.6m 0.04% Added +13.6k +13,598
72 Crews Bank & Trust 0.40% of their portfolio PORT CHARLOTTE, FL 122,055122.1k $2.4m $2.4m 0.40% First filing
73 Gerber Kawasaki Wealth & Investment Management 0.10% of their portfolio SANTA MONICA, CA 117,793117.8k $2.3m $2.3m 0.10% Added +3.8k +3,819
74 Note Advisors, LLC 1.90% of their portfolio BUFFALO, NY 109,886109.9k $2.1m $2.1m 1.90% First filing
75 ABOUND FINANCIAL, LLC 0.99% of their portfolio GRANITE BAY, CA 100,602100.6k $2.0m $2.0m 0.99% First filing
76 Gladstone Institutional Advisory LLC 0.09% of their portfolio Bedminster, NJ 98,96699.0k $1.9m $1.9m 0.09% Added +10.1k +10,124
77 Cyndeo Wealth Partners, LLC 0.13% of their portfolio ST. PETERSBURG, FL 98,43998.4k $1.9m $1.9m 0.13% Unchanged
78 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 97,70597.7k $1.9m $1.9m 0.00% Added +15.1k +15,081
79 CIBC WORLD MARKETS CORP 0.01% of their portfolio NEW YORK, NY 89,67689.7k $1.7m $1.7m 0.01% Added +2.3k +2,313
80 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 88,59488.6k $1.7m $1.7m 0.00% Added +52.7k +52,658
81 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 86,60086.6k $1.7m $1.7m 0.00% Reduced -400 -400
82 Apollon Financial, LLC 0.42% of their portfolio MOUNT PLEASANT, SC 86,23386.2k $1.7m $1.7m 0.42% New
83 Perissos Private Wealth Management, LLC 1.23% of their portfolio BETHANY, OK 84,25284.3k $1.6m $1.6m 1.23% Reduced -955 -955
84 CreativeOne Wealth, LLC 0.05% of their portfolio OVERLAND PARK, KS 84,08684.1k $1.6m $1.6m 0.05% Reduced -11.3k -11,333
85 Rockport Wealth LLC 0.75% of their portfolio Fairview Park, OH 83,91983.9k $1.7m $1.7m 0.75% Added +19.2k +19,226
86 RHS Financial, LLC 0.84% of their portfolio SAN FRANCISCO, CA 83,07083.1k $1.6m $1.6m 0.84% Reduced -18.9k -18,888
87 FF Advisors,LLC 1.11% of their portfolio MANHATTAN BEACH, CA 80,52780.5k $1.6m $1.6m 1.11% Reduced -1.7k -1,674
88 PRINCIPAL SECURITIES, INC. 0.03% of their portfolio DES MOINES, IA 75,89675.9k $1.5m $1.5m 0.03% Added +6.9k +6,932
89 GREAT VALLEY ADVISOR GROUP, INC. 0.03% of their portfolio WILMINGTON, DE 75,79675.8k $1.5m $1.5m 0.03% Added +5.6k +5,640
90 Investors Research Corp 0.32% of their portfolio ATLANTA, GA 75,40675.4k $1.5m $1.5m 0.32% Reduced -1.7k -1,651
91 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 74,08274.1k $1.4m $1.4m 0.01% Added +8.0k +7,954
92 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 73,98274.0k $1.5m $1.5m 0.04% Added +2.6k +2,624
93 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 71,42271.4k $1.4m $1.4m 0.01% Added +25.4k +25,418
94 DUNCKER STREETT & CO INC 0.25% of their portfolio St. Louis, MO 69,99770.0k $1.4m $1.4m 0.25% Reduced -10.8k -10,800
95 PLIMOTH TRUST CO LLC 0.35% of their portfolio SWANSEA, MA 69,12469.1k $1.3m $1.3m 0.35% Reduced -2.8k -2,788
96 Apollon Wealth Management, LLC 0.03% of their portfolio MOUNT PLEASANT, SC 66,83766.8k $1.3m $1.3m 0.03% Added +5 +5
97 Waverly Advisors, LLC 0.02% of their portfolio BIRMINGHAM, AL 66,44466.4k $1.3m $1.3m 0.02% Reduced -1.3k -1,278
98 Leslie Global Wealth, LLC 0.60% of their portfolio Itasca, IL 66,24366.2k $1.3m $1.3m 0.60% Added +2.0k +1,959
99 &PARTNERS 0.02% of their portfolio NASHVILLE, TN 65,94665.9k $1.3m $1.3m 0.02% Added +39.5k +39,506
100 Advisors Capital Management, LLC 0.02% of their portfolio RIDGEWOOD, NJ 65,82265.8k $1.3m $1.3m 0.02% Reduced -322 -322