Vault-13

GLOBAL X FDS PFFD

US PFD ETF · ETP · CUSIP 37954Y657

230 institutional holders +7 vs Q4 2022
49,649,55749.6m shares reported held*
$986.9mreported value*
37 new 100 added 65 reduced 28 sold out net sold ≈ $27.4m (-1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.88. Options: 2 managers hold calls ($1.1m notional), 1 hold puts ($270.1k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 210Q4 22: 223Q1 23: 230230Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022210
Q4 2022223
Q1 2023230

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 118 bought or addedQ4 22: 99 cut or sold outQ4 22Q1 23: 137 bought or addedQ1 23: 93 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202211899
Q1 202313793

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $278.9kQ4 22 puts: $11.6kQ4 22P/C 0.04Q1 23 calls: $1.1mQ1 23 puts: $270.1kQ1 23P/C 0.25
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$278.9k$11.6k0.04
Q1 2023$1.1m$270.1k0.25

Biggest buyers

ADVISORS MANAGEMENT GROUP INC /ADV New +667,150+667.1k
TORONTO DOMINION BANK Added +594,000+594.0k
Hennion & Walsh Asset Management, Inc. New +562,388+562.4k
David Kennon Inc Added +217,707+217.7k
BNP PARIBAS FINANCIAL MARKETS Added +215,762+215.8k
Bard Financial Services, Inc. Added +213,125+213.1k
Global Wealth Strategies & Associates New +208,349+208.3k
Steward Partners Investment Advisory, LLC New +204,451+204.5k
Sageworth Trust Co New +172,504+172.5k
LPL Financial LLC Added +151,538+151.5k

Biggest sellers

Orgel Wealth Management, LLC Reduced -2,300,090-2.3m
COHEN & STEERS, INC. Sold out -1,199,705-1.2m
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Sold out -750,000-750.0k
JANE STREET GROUP, LLC Sold out -706,289-706.3k
BANK OF AMERICA CORP /DE/ Reduced -549,238-549.2k
Blue Edge Capital, LLC Sold out -200,411-200.4k
Stratos Wealth Advisors, LLC Sold out -162,725-162.7k
Jaffetilchin Investment Partners, LLC Reduced -139,471-139.5k
Alaethes Wealth, LLC Sold out -138,796-138.8k
TOCQUEVILLE ASSET MANAGEMENT L.P. Sold out -138,407-138.4k

Biggest calls

CITADEL ADVISORS LLC Added $838.1k42.2k shares
WOLVERINE TRADING, LLC New $225.0k11.4k shares

Biggest puts

CITADEL ADVISORS LLC Added $270.1k13.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 5,808,8055.8m $115.4m $115.4m 0.04% Reduced -58.9k -58,929
2 Orgel Wealth Management, LLC 3.17% of their portfolio ALTOONA, WI 4,460,3074.5m $88.6m $88.6m 3.17% Reduced -2.3m -2,300,090
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,317,8633.3m $65.9m $65.9m 0.01% Added +77.3k +77,280
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,295,1742.3m $45.6m $45.6m 0.01% Reduced -549.2k -549,238
5 Charles Schwab Investment Advisory, Inc. 0.07% of their portfolio SAN FRANCISCO, CA 2,234,5392.2m $44.4m $44.4m 0.07% Added +137.0k +136,970
6 RATIONAL ADVISORS, INC. 3.35% of their portfolio San Juan, PR 2,064,4282.1m $41.0m $41.0m 3.35% Added +99.8k +99,832
7 Flaharty Asset Management, LLC 5.92% of their portfolio CLEARWATER, FL 1,669,1631.7m $33.1m $33.1m 5.92% Added +82.4k +82,433
8 Lido Advisors, LLC 0.45% of their portfolio Los Angeles, CA 1,610,5451.6m $32.0m $32.0m 0.45% Added +128.2k +128,232
9 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,376,8871.4m $27.3m $27.3m 0.02% Added +151.5k +151,538
10 CWM, LLC 0.18% of their portfolio OMAHA, NE 1,358,2371.4m $27.0m $27.0m 0.18% Added +117.2k +117,227
11 State of Wisconsin - Board of Commissioners of Public Lands 5.88% of their portfolio MADISON, WI 1,325,6051.3m $26.3m $26.3m 5.88% First filing
12 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,140,3381.1m $22.6m $22.6m 0.01% Added +65.1k +65,105
13 FUKOKU MUTUAL LIFE INSURANCE Co 1.65% of their portfolio TOKYO, M0 919,000919.0k $18.3m $18.3m 1.65% Unchanged
14 ASSETMARK, INC 0.07% of their portfolio CONCORD, CA 913,047913.0k $18.1m $18.1m 0.07% Reduced -18.8k -18,794
15 UBS Group AG 0.01% of their portfolio ZURICH, V8 764,480764.5k $15.2m $15.2m 0.01% Reduced -93.4k -93,364
16 Kohmann Bosshard Financial Services, LLC 2.78% of their portfolio FAIRLAWN, OH 732,961733.0k $14.8m $14.8m 2.78% Added +40.9k +40,892
17 TORONTO DOMINION BANK 0.02% of their portfolio TORONTO, ONTARIO, A6 704,000704.0k $14.0m $14.0m 0.02% Added +594.0k +594,000
18 ADVISORS MANAGEMENT GROUP INC /ADV 4.23% of their portfolio LA CROSSE, WI 667,150667.1k $13.2m $13.2m 4.23% New
19 Tiller Private Wealth, Inc. 7.22% of their portfolio BETHLEHEM, PA 648,587648.6k $12.9m $12.9m 7.22% Added +96.1k +96,080
20 Full Sail Capital, LLC 1.12% of their portfolio OKLAHOMA CITY, OK 622,217622.2k $12.4m $12.4m 1.12% Added +32.8k +32,809
21 CONNING INC. 0.39% of their portfolio HARTFORD, CT 580,200580.2k $11.5m $11.5m 0.39% Unchanged
22 Hennion & Walsh Asset Management, Inc. 0.69% of their portfolio Parsippany, NJ 562,388562.4k $11.2m $11.2m 0.69% New
23 Mariner, LLC 0.03% of their portfolio Overland Park, KS 489,047489.0k $9.7m $9.7m 0.03% Added +5.7k +5,714
24 Bard Financial Services, Inc. 0.70% of their portfolio BRANFORD, CT 441,325441.3k $8.8m $8.8m 0.70% Added +213.1k +213,125
25 COLLECTIVE FAMILY OFFICE LLC 3.35% of their portfolio YORK, PA 408,550408.6k $8.1m $8.1m 3.35% Added +49.9k +49,916
26 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 400,828400.8k $8.0m $8.0m 0.02% Added +10.7k +10,672
27 Trinity Legacy Partners, LLC 2.66% of their portfolio HOUSTON, TX 357,150357.1k $7.1m $7.1m 2.66% Added +4.9k +4,937
28 David Kennon Inc 3.36% of their portfolio SARASOTA, FL 346,660346.7k $6.9m $6.9m 3.36% Added +217.7k +217,707
29 AIRE ADVISORS, LLC 1.92% of their portfolio BEVERLY HILLS, CA 346,382346.4k $6.9m $6.9m 1.92% Added +38.0k +38,017
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 345,005345.0k $6.9m $6.9m 0.00% Added +32.0k +31,952
31 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 342,617342.6k $6.8m $6.8m 0.01% Added +88.0k +88,037
32 Iron Horse Wealth Management, LLC 3.28% of their portfolio JOHSTON, IA 330,827330.8k $6.6m $6.6m 3.28% Added +17.9k +17,877
33 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 304,980305.0k $6.1m $6.1m 0.05% Added +11.5k +11,534
34 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 298,352298.4k $5.9m $5.9m 0.01% Added +133.4k +133,353
35 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 286,488286.5k $5.7m $5.7m 0.04% Reduced -5.3k -5,321
36 Collaborative Wealth Managment Inc. 3.11% of their portfolio LAKE MARY, FL 248,622248.6k $4.9m $4.9m 3.11% Added +60.6k +60,650
37 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 244,305244.3k $4.9m $4.9m 0.01% Added +215.8k +215,762
38 AHL INVESTMENT MANAGEMENT, INC. 4.16% of their portfolio Winter Park, FL 227,229227.2k $4.5m $4.5m 4.16% Reduced -77.1k -77,114
39 Prairiewood Capital, LLC 3.00% of their portfolio FARGO, ND 222,924222.9k $4.4m $4.4m 3.00% Added +21.3k +21,268
40 New Millennium Group LLC 4.44% of their portfolio SANDY, UT 222,545222.5k $4.4m $4.4m 4.44% Reduced -11.2k -11,166
41 CENTAURUS FINANCIAL, INC. 0.35% of their portfolio ANAHEIM, CA 219,792219.8k $4.4m $4.4m 0.35% Added +128.5k +128,479
42 Fortis Capital Management LLC 1.76% of their portfolio BELLEVUE, WA 218,606218.6k $4.3m $4.3m 1.76% Reduced -13.5k -13,525
43 Morningstar Investment Management LLC 0.62% of their portfolio CHICAGO, IL 212,279212.3k $4.2m $4.2m 0.62% Added +15.1k +15,090
44 Global Wealth Strategies & Associates 2.14% of their portfolio DENVER, CO 208,349208.3k $4.1m $4.1m 2.14% New
45 Texas Yale Capital Corp. 0.21% of their portfolio ST. PETERSBURG, FL 205,971206.0k $4.1m $4.1m 0.21% Added +967 +967
46 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 204,451204.5k $4.1m $4.1m 0.06% New
47 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 203,607203.6k $4.0m $4.0m 0.00% Reduced -5.0k -5,044
48 Grey Ledge Advisors, LLC 1.31% of their portfolio GUILFORD, CT 203,535203.5k $4.0m $4.0m 1.31% Added +45.6k +45,624
49 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 196,959197.0k $3.9m $3.9m 0.00% Reduced -4.3k -4,277
50 Financial Architects, Inc 0.63% of their portfolio MARLTON, NJ 196,539196.5k $3.9m $3.9m 0.63% Reduced -623 -623
51 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 190,134190.1k $3.8m $3.8m 0.01% Added +27.4k +27,418
52 Columbus Macro, LLC 1.37% of their portfolio NEW CASTLE, PA 185,466185.5k $3.7m $3.7m 1.37% Added +4.7k +4,680
53 APPLETON PARTNERS INC/MA 0.31% of their portfolio BOSTON, MA 175,863175.9k $3.5m $3.5m 0.31% Added +37.3k +37,310
54 Sound Income Strategies, LLC 0.37% of their portfolio FT LAUDERDALE, FL 173,312173.3k $3.4m $3.4m 0.37% Added +8.6k +8,596
55 Sageworth Trust Co 0.25% of their portfolio LANCASTER, PA 172,504172.5k $3.4m $3.4m 0.25% New
56 Merit Financial Group, LLC 0.12% of their portfolio ALPHARETTA, GA 171,707171.7k $3.4m $3.4m 0.12% Added +33.5k +33,506
57 Kistler-Tiffany Companies, LLC 0.61% of their portfolio BERWYN, PA 161,691161.7k $3.2m $3.2m 0.61% Reduced -698 -698
58 NAPLES GLOBAL ADVISORS, LLC 0.39% of their portfolio NAPLES, FL 156,626156.6k $3.1m $3.1m 0.39% Added +6.9k +6,876
59 Ameritas Investment Partners, Inc. 0.10% of their portfolio LINCOLN, NE 131,403131.4k $2.6m $2.6m 0.10% New
60 Gerber Kawasaki Wealth & Investment Management 0.21% of their portfolio SANTA MONICA, CA 130,722130.7k $2.6m $2.6m 0.21% Reduced -13.0k -13,020
61 PLIMOTH TRUST CO LLC 0.69% of their portfolio SWANSEA, MA 112,595112.6k $2.2m $2.2m 0.69% Added +5.2k +5,230
62 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.34% of their portfolio ORLANDO, FL 109,652109.7k $2.3m $2.3m 0.34% New
63 Stratos Wealth Partners, LTD. 0.05% of their portfolio BEACHWOOD, OH 102,004102.0k $2.0m $2.0m 0.05% Reduced -4.5k -4,539
64 CreativeOne Wealth, LLC 0.10% of their portfolio OVERLAND PARK, KS 100,255100.3k $2.0m $2.0m 0.10% Added +15.3k +15,276
65 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 99,01899.0k $2.0m $2.0m 0.01% Added +14.0k +13,970
66 Foundations Investment Advisors, LLC 0.07% of their portfolio PHOENIX, AZ 96,53596.5k $1.9m $1.9m 0.07% Added +6.2k +6,212
67 DUNCKER STREETT & CO INC 0.43% of their portfolio St. Louis, MO 90,46990.5k $1.8m $1.8m 0.43% Reduced -1.2k -1,240
68 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 88,50388.5k $1.8m $1.8m 0.00% Added +32.9k +32,937
69 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 86,30886.3k $1.7m $1.7m 0.01% Reduced -4.2k -4,241
70 Jaffetilchin Investment Partners, LLC 0.18% of their portfolio TAMPA, FL 80,14280.1k $1.6m $1.6m 0.18% Reduced -139.5k -139,471
71 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 78,30078.3k $1.6m $1.6m 0.00% Added +1.9k +1,932
72 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 77,98078.0k $1.5m $1.5m 0.00% Added +8.0k +8,010
73 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 74,19674.2k $1.5m $1.5m 0.00% Added +7.5k +7,488
74 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 72,44072.4k $1.4m $1.4m 0.00% Added +1.6k +1,607
75 Accel Wealth Management 0.58% of their portfolio WAVERLY, IA 71,73671.7k $1.4m $1.4m 0.58% Added +1.4k +1,385
76 Composition Wealth, LLC 0.04% of their portfolio LOS ANGELES, CA 69,92369.9k $1.4m $1.4m 0.04% Reduced -3.2k -3,183
77 Investors Research Corp 0.35% of their portfolio ATLANTA, GA 68,28268.3k $1.4m $1.4m 0.35% Added +8.9k +8,853
78 TrueWealth Advisors, LLC 0.55% of their portfolio BIRMINGHAM, AL 65,92265.9k $1.3m $1.3m 0.55% Added +11.6k +11,582
79 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 64,38564.4k $1.3m $1.3m 0.02% Added +11.6k +11,614
80 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 64,06264.1k $1.3m $1.3m 0.00% Added +4.2k +4,247
81 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 56,94856.9k $1.1m $1.1m 0.02% Added +1.5k +1,499
82 Mutual Advisors, LLC 0.05% of their portfolio OMAHA, NE 55,59455.6k $1.1m $1.1m 0.05% Added +3.9k +3,859
83 Q3 Asset Management 0.91% of their portfolio BIRMINGHAM, MI 54,63954.6k $1.1m $1.1m 0.91% New
84 CENTRAL TRUST Co 0.03% of their portfolio JEFFERSON CITY, MO 54,45754.5k $1.1m $1.1m 0.03% Added +43.4k +43,402
85 EAGLE HARBOR ASSET MANAGEMENT INC /ADV 1.46% of their portfolio SEATTLE, WA 54,03554.0k $1.1m $1.1m 1.46% Added +6.5k +6,462
86 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 54,00854.0k $1.1m $1.1m 0.02% Reduced -8.3k -8,303
87 DRIVE WEALTH MANAGEMENT, LLC 0.45% of their portfolio LEHI, UT 53,65753.7k $1.1m $1.1m 0.45% Reduced -3.8k -3,800
88 1900 WEALTH MANAGEMENT LLC 0.11% of their portfolio SAN ANTONIO, TX 52,11552.1k $1.0m $1.0m 0.11% Added +23 +23
89 Essex Financial Services, Inc. 0.11% of their portfolio ESSEX, CT 51,65151.7k $1.0m $1.0m 0.11% Reduced -659 -659
90 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 50,95051.0k $1.0m $1.0m 0.00% New
91 Roger Wittlin Investment Advisory, LLC 0.82% of their portfolio San Francisco, CA 46,37746.4k $921.0k $921.0k 0.82% Added +707 +707
92 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 45,87645.9k $911.0k $911.0k 0.01% Reduced -57.5k -57,489
93 Unison Advisors LLC 0.10% of their portfolio PROVIDENCE, RI 44,43144.4k $882.4k $882.4k 0.10% Added +13 +13
94 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 42,45342.5k $843.1k $843.1k 0.00% Reduced -2.0k -1,953
95 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 41,38241.4k $821.8k $821.8k 0.01% Added +2.3k +2,335
96 Fifth Third Securities, Inc. 0.09% of their portfolio Cincinnati, OH 40,25740.3k $799.5k $799.5k 0.09% Added +7.3k +7,332
97 Freedom Investment Management, Inc. 0.09% of their portfolio SOUTH WINDSOR, CT 39,87839.9k $792.0k $792.0k 0.09% Added +11.7k +11,654
98 WCG Wealth Advisors LLC 0.10% of their portfolio LAS VEGAS, NV 39,27039.3k $780.0k $780.0k 0.10% Reduced -6.9k -6,895
99 RVW Wealth, LLC 0.09% of their portfolio LOS ANGELES, CA 38,07438.1k $756.1k $756.1k 0.09% Reduced -11.9k -11,884
100 GS Investments, Inc. 0.41% of their portfolio Eagan, MN 35,93635.9k $713.7k $713.7k 0.41% Unchanged