Vault-13

GLOBAL X FDS PFFD

US PFD ETF · ETP · CUSIP 37954Y657

223 institutional holders +13 vs Q3 2022
50,582,12650.6m shares reported held*
$980.7mreported value*
35 new 83 added 74 reduced 25 sold out net bought ≈ $205.8m (+10.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($259.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $19.39. Options: 1 managers hold calls ($278.9k notional), 1 hold puts ($11.6k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 210Q4 22: 223223Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022210
Q4 2022223

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $278.9kQ4 22 puts: $11.6kQ4 22P/C 0.04
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$278.9k$11.6k0.04

Biggest buyers

WELLS FARGO & COMPANY/MN Added +5,862,664+5.9m
Flaharty Asset Management, LLC New +1,586,730+1.6m
COHEN & STEERS, INC. New +1,199,705+1.2m
MORGAN STANLEY Added +964,143+964.1k
Orgel Wealth Management, LLC Added +761,812+761.8k
Tiller Private Wealth, Inc. Added +266,708+266.7k
JANE STREET GROUP, LLC Added +250,627+250.6k
ROYAL BANK OF CANADA Added +244,545+244.5k
Cetera Investment Advisers Added +244,102+244.1k
Jaffetilchin Investment Partners, LLC New +219,613+219.6k

Biggest sellers

RATIONAL ADVISORS, INC. Reduced -457,624-457.6k
STABLEFORD CAPITAL II LLC Reduced -375,339-375.3k
OLD SECOND NATIONAL BANK OF AURORA Reduced -341,110-341.1k
CONNING INC. Reduced -195,025-195.0k
RAINEY & RANDALL WEALTH ADVISORS INC. Sold out -180,939-180.9k
MML INVESTORS SERVICES, LLC Reduced -154,385-154.4k
Foresight Wealth Management, LLC Reduced -137,478-137.5k
Ratio Wealth Group Reduced -136,885-136.9k
GOLDMAN SACHS GROUP INC Sold out -135,179-135.2k
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Reduced -100,000-100.0k

Biggest calls

CITADEL ADVISORS LLC New $278.9k14.4k shares

Biggest puts

CITADEL ADVISORS LLC New $11.6k600 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Orgel Wealth Management, LLC 5.04% of their portfolio ALTOONA, WI 6,760,3976.8m $130.9m $130.9m 5.04% Added +761.8k +761,812
2 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 5,867,7345.9m $113.7m $113.7m 0.04% Added +5.9m +5,862,664
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,240,5833.2m $62.8m $62.8m 0.01% Added +964.1k +964,143
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,844,4122.8m $55.1m $55.1m 0.01% Added +155.2k +155,176
5 Charles Schwab Investment Advisory, Inc. 0.07% of their portfolio SAN FRANCISCO, CA 2,097,5692.1m $40.6m $40.6m 0.07% Reduced -20.5k -20,511
6 RATIONAL ADVISORS, INC. 3.15% of their portfolio San Juan, PR 1,964,5962.0m $38.1m $38.1m 3.15% Reduced -457.6k -457,624
7 Flaharty Asset Management, LLC 5.75% of their portfolio CLEARWATER, FL 1,586,7301.6m $30.7m $30.7m 5.75% New
8 Lido Advisors, LLC 0.51% of their portfolio Los Angeles, CA 1,482,3131.5m $28.7m $28.7m 0.51% Added +96.0k +96,033
9 CWM, LLC 0.18% of their portfolio OMAHA, NE 1,241,0101.2m $24.0m $24.0m 0.18% Added +9.9k +9,922
10 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,225,3491.2m $23.7m $23.7m 0.02% Added +131.9k +131,923
11 COHEN & STEERS, INC. 0.05% of their portfolio NEW YORK, NY 1,199,7051.2m $23.2m $23.2m 0.05% New
12 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,075,2331.1m $20.8m $20.8m 0.01% Reduced -66.5k -66,469
13 ASSETMARK, INC 0.08% of their portfolio CONCORD, CA 931,841931.8k $18.0m $18.0m 0.08% Reduced -55.5k -55,479
14 FUKOKU MUTUAL LIFE INSURANCE Co 1.50% of their portfolio TOKYO, M0 919,000919.0k $17.8m $17.8m 1.50% Unchanged
15 Ratio Wealth Group 4.88% of their portfolio DENVER, CO 887,936887.9k $17.2m $17.2m 4.88% Reduced -136.9k -136,885
16 UBS Group AG 0.01% of their portfolio ZURICH, V8 857,844857.8k $16.6m $16.6m 0.01% Added +106.7k +106,651
17 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.07% of their portfolio TORONTO, A6 750,000750.0k $14.5m $14.5m 0.07% Reduced -100.0k -100,000
18 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 706,289706.3k $13.7m $13.7m 0.03% Added +250.6k +250,627
19 Kohmann Bosshard Financial Services, LLC 2.67% of their portfolio FAIRLAWN, OH 692,069692.1k $13.4m $13.4m 2.67% Added +37.6k +37,576
20 Full Sail Capital, LLC 1.08% of their portfolio OKLAHOMA CITY, OK 589,408589.4k $11.4m $11.4m 1.08% Added +80.3k +80,251
21 CONNING INC. 0.37% of their portfolio HARTFORD, CT 580,200580.2k $11.2m $11.2m 0.37% Reduced -195.0k -195,025
22 Tiller Private Wealth, Inc. 6.32% of their portfolio BETHLEHEM, PA 552,507552.5k $10.7m $10.7m 6.32% Added +266.7k +266,708
23 Mariner, LLC 0.03% of their portfolio Overland Park, KS 483,333483.3k $9.4m $9.4m 0.03% Added +30.4k +30,396
24 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 390,156390.2k $7.6m $7.6m 0.02% Added +9.3k +9,292
25 COLLECTIVE FAMILY OFFICE LLC 3.12% of their portfolio YORK, PA 358,634358.6k $6.9m $6.9m 3.12% Reduced -40.1k -40,127
26 Trinity Legacy Partners, LLC 2.72% of their portfolio HOUSTON, TX 352,213352.2k $6.8m $6.8m 2.72% Reduced -58.2k -58,215
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 313,053313.1k $6.1m $6.1m 0.00% Added +244.5k +244,545
28 Iron Horse Wealth Management, LLC 3.27% of their portfolio JOHSTON, IA 312,950312.9k $6.1m $6.1m 3.27% Added +188.3k +188,299
29 AIRE ADVISORS, LLC 1.82% of their portfolio BEVERLY HILLS, CA 308,365308.4k $6.0m $6.0m 1.82% Added +24.2k +24,180
30 AHL INVESTMENT MANAGEMENT, INC. 5.48% of their portfolio Winter Park, FL 304,343304.3k $5.9m $5.9m 5.48% Added +23.6k +23,593
31 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 293,446293.4k $5.7m $5.7m 0.05% Added +244.1k +244,102
32 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 291,809291.8k $5.7m $5.7m 0.04% Reduced -21.8k -21,779
33 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 254,580254.6k $4.9m $4.9m 0.01% Added +87.7k +87,745
34 New Millennium Group LLC 4.83% of their portfolio SANDY, UT 233,711233.7k $4.5m $4.5m 4.83% Reduced -9.7k -9,694
35 Fortis Capital Management LLC 3.34% of their portfolio BELLEVUE, WA 232,131232.1k $4.5m $4.5m 3.34% Added +51.9k +51,931
36 Bard Financial Services, Inc. 0.38% of their portfolio BRANFORD, CT 228,200228.2k $4.4m $4.4m 0.38% Added +22.0k +22,000
37 Jaffetilchin Investment Partners, LLC 0.52% of their portfolio TAMPA, FL 219,613219.6k $4.3m $4.3m 0.52% New
38 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 208,651208.7k $4.0m $4.0m 0.00% Reduced -6.4k -6,382
39 Texas Yale Capital Corp. 0.23% of their portfolio ST. PETERSBURG, FL 205,004205.0k $4.0m $4.0m 0.23% Added +115.3k +115,311
40 Prairiewood Capital, LLC 2.87% of their portfolio FARGO, ND 201,656201.7k $3.9m $3.9m 2.87% Added +46.3k +46,298
41 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 201,236201.2k $3.9m $3.9m 0.00% Reduced -16.0k -16,036
42 Blue Edge Capital, LLC 0.88% of their portfolio RICHMOND, VA 200,411200.4k $3.9m $3.9m 0.88% New
43 Morningstar Investment Management LLC 0.65% of their portfolio CHICAGO, IL 197,189197.2k $3.8m $3.8m 0.65% Unchanged
44 Financial Architects, Inc 0.63% of their portfolio MARLTON, NJ 197,162197.2k $3.8m $3.8m 0.63% Reduced -28.4k -28,414
45 Collaborative Wealth Managment Inc. 2.39% of their portfolio LAKE MARY, FL 187,972188.0k $3.6m $3.6m 2.39% Added +6.8k +6,756
46 Columbus Macro, LLC 1.35% of their portfolio NEW CASTLE, PA 180,786180.8k $3.5m $3.5m 1.35% Added +169.4k +169,423
47 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 164,999165.0k $3.2m $3.2m 0.01% Added +124.6k +124,562
48 Sound Income Strategies, LLC 0.41% of their portfolio FT LAUDERDALE, FL 164,716164.7k $3.2m $3.2m 0.41% Added +13.6k +13,551
49 Stratos Wealth Advisors, LLC 0.26% of their portfolio BEACHWOOD, OH 162,725162.7k $3.2m $3.2m 0.26% Added +15.1k +15,117
50 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 162,716162.7k $3.2m $3.2m 0.01% Reduced -3.2k -3,154
51 Kistler-Tiffany Companies, LLC 0.65% of their portfolio BERWYN, PA 162,389162.4k $3.1m $3.1m 0.65% Reduced -19.1k -19,126
52 Grey Ledge Advisors, LLC 1.09% of their portfolio GUILFORD, CT 157,911157.9k $3.1m $3.1m 1.09% Reduced -28.6k -28,614
53 NAPLES GLOBAL ADVISORS, LLC 0.37% of their portfolio NAPLES, FL 149,750149.8k $2.9m $2.9m 0.37% Added +3.7k +3,740
54 Gerber Kawasaki Wealth & Investment Management 0.25% of their portfolio SANTA MONICA, CA 143,742143.7k $2.8m $2.8m 0.25% Reduced -943 -943
55 Alaethes Wealth, LLC 1.85% of their portfolio GLENBROOK, NV 138,796138.8k $2.7m $2.7m 1.85% Added +16.1k +16,054
56 APPLETON PARTNERS INC/MA 0.25% of their portfolio BOSTON, MA 138,553138.6k $2.7m $2.7m 0.25% Added +59.3k +59,283
57 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.05% of their portfolio New York, NY 138,407138.4k $2.7m $2.7m 0.05% Reduced -57.3k -57,316
58 Merit Financial Group, LLC 0.10% of their portfolio ALPHARETTA, GA 138,201138.2k $2.7m $2.7m 0.10% Reduced -38.7k -38,715
59 David Kennon Inc 1.30% of their portfolio SARASOTA, FL 128,953129.0k $2.5m $2.5m 1.30% Added +3.4k +3,439
60 Atria Investments, Inc 0.05% of their portfolio Charlotte, NC 126,206126.2k $2.4m $2.4m 0.05% Added +10.2k +10,237
61 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 110,000110.0k $2.1m $2.1m 0.00% Reduced -95.0k -95,000
62 PLIMOTH TRUST CO LLC 0.67% of their portfolio SWANSEA, MA 107,365107.4k $2.1m $2.1m 0.67% Reduced -3.8k -3,811
63 Stratos Wealth Partners, LTD. 0.05% of their portfolio BEACHWOOD, OH 106,543106.5k $2.1m $2.1m 0.05% Added +3.0k +3,012
64 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 103,365103.4k $2.0m $2.0m 0.01% Reduced -154.4k -154,385
65 DUNCKER STREETT & CO INC 0.43% of their portfolio St. Louis, MO 91,70991.7k $1.8m $1.8m 0.43% Reduced -210 -210
66 CENTAURUS FINANCIAL, INC. 0.17% of their portfolio ANAHEIM, CA 91,31391.3k $1.8m $1.8m 0.17% Added +67.5k +67,484
67 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 90,54990.5k $1.8m $1.8m 0.01% Reduced -1.5k -1,464
68 Foundations Investment Advisors, LLC 0.07% of their portfolio PHOENIX, AZ 90,32390.3k $1.7m $1.7m 0.07% Added +23.0k +23,026
69 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 85,04885.0k $1.6m $1.6m 0.01% Added +17.2k +17,169
70 CreativeOne Wealth, LLC 0.09% of their portfolio OVERLAND PARK, KS 84,97985.0k $1.6m $1.6m 0.09% Added +18.8k +18,751
71 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 76,36876.4k $1.5m $1.5m 0.00% Added +47.8k +47,764
72 Composition Wealth, LLC 0.05% of their portfolio LOS ANGELES, CA 73,10673.1k $1.4m $1.4m 0.05% Reduced -76.2k -76,165
73 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 70,83370.8k $1.4m $1.4m 0.00% Reduced -8.6k -8,646
74 Accel Wealth Management 0.65% of their portfolio WAVERLY, IA 70,35170.4k $1.4m $1.4m 0.65% Added +2.7k +2,718
75 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 69,97070.0k $1.4m $1.4m 0.00% Added +11.6k +11,638
76 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 66,70866.7k $1.3m $1.3m 0.00% Added +3.5k +3,539
77 Brookstone Capital Management 0.03% of their portfolio WHEATON, IL 62,31162.3k $1.3m $1.3m 0.03% Reduced -7.6k -7,554
78 SHEETS SMITH WEALTH MANAGEMENT 0.18% of their portfolio WINSTON-SALEM, NC 60,33960.3k $1.2m $1.2m 0.18% Reduced -3.3k -3,268
79 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 59,81559.8k $1.2m $1.2m 0.00% First filing
80 Investors Research Corp 0.31% of their portfolio ATLANTA, GA 59,42959.4k $1.2m $1.2m 0.31% Added +10.7k +10,749
81 DRIVE WEALTH MANAGEMENT, LLC 0.56% of their portfolio LEHI, UT 57,45757.5k $1.1m $1.1m 0.56% New
82 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 55,56655.6k $1.1m $1.1m 0.00% Reduced -67.8k -67,752
83 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 55,44955.4k $1.1m $1.1m 0.02% Added +2.2k +2,194
84 TrueWealth Advisors, LLC 0.46% of their portfolio BIRMINGHAM, AL 54,34054.3k $1.1m $1.1m 0.46% Added +12.9k +12,933
85 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 52,77152.8k $1.0m $1.0m 0.02% Added +8.7k +8,663
86 Essex Financial Services, Inc. 0.11% of their portfolio ESSEX, CT 52,31052.3k $1.0m $1.0m 0.11% New
87 1900 WEALTH MANAGEMENT LLC 0.11% of their portfolio SAN ANTONIO, TX 52,09252.1k $1.0m $1.0m 0.11% Reduced -7.7k -7,696
88 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 51,73551.7k $1.0m $1.0m 0.04% Reduced -1.7k -1,739
89 RVW Wealth, LLC 0.12% of their portfolio LOS ANGELES, CA 49,95850.0k $967.7k $967.7k 0.12% Reduced -13.2k -13,244
90 Activest Wealth Management 0.28% of their portfolio AVENTURA, FL 48,91748.9k $948.3k $948.3k 0.28% Added +17.3k +17,304
91 EAGLE HARBOR ASSET MANAGEMENT INC /ADV 1.35% of their portfolio SEATTLE, WA 47,57347.6k $921.5k $921.5k 1.35% New
92 WCG Wealth Advisors LLC 0.12% of their portfolio LAS VEGAS, NV 46,16546.2k $894.2k $894.2k 0.12% Added +5.5k +5,480
93 Roger Wittlin Investment Advisory, LLC 0.88% of their portfolio San Francisco, CA 45,67045.7k $884.6k $884.6k 0.88% New
94 Unison Advisors LLC 0.11% of their portfolio PROVIDENCE, RI 44,41844.4k $860.0k $860.0k 0.11% Added +2.6k +2,581
95 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 44,40644.4k $860.2k $860.2k 0.00% Reduced -2.1k -2,062
96 ATLAS CAPITAL ADVISORS INC. 0.14% of their portfolio JACKSON, WY 43,91143.9k $850.6k $850.6k 0.14% Added +7.5k +7,519
97 Sowell Financial Services LLC 0.05% of their portfolio NORTH LITTLE ROCK, AR 43,48843.5k $847.0k $847.0k 0.05% Added +19.8k +19,766
98 SP Asset Management LLC 0.11% of their portfolio CUPERTINO, CA 42,39442.4k $821.2k $821.2k 0.11% First filing
99 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 39,04739.0k $756.3k $756.3k 0.01% Reduced -2.6k -2,618
100 Castle Rock Wealth Management, LLC 0.35% of their portfolio WALNUT CREEK, CA 35,98836.0k $773.4k $773.4k 0.35% Reduced -16.3k -16,322