Vault-13

GLOBAL X FDS AIQ

ARTIFICIAL ETF · ETP · CUSIP 37954Y632

265 institutional holders +45 vs Q1 2024
24,080,30324.1m shares reported held*
$847.1mreported value*
61 new 127 added 33 reduced 17 sold out net bought ≈ $46.8m (+1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $35.18. Options: 2 managers hold calls ($1.7m notional), 2 hold puts ($2.2m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 30Q4 22: 33Q1 23: 38Q2 23: 86Q3 23: 122Q4 23: 162Q1 24: 220Q2 24: 265265Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202230
Q4 202233
Q1 202338
Q2 202386
Q3 2023122
Q4 2023162
Q1 2024220
Q2 2024265

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 14 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 23 bought or addedQ1 23: 16 cut or sold outQ2 23: 72 bought or addedQ2 23: 9 cut or sold outQ2 23Q3 23: 98 bought or addedQ3 23: 18 cut or sold outQ4 23: 114 bought or addedQ4 23: 31 cut or sold outQ4 23Q1 24: 179 bought or addedQ1 24: 23 cut or sold outQ2 24: 188 bought or addedQ2 24: 50 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221410
Q1 20232316
Q2 2023729
Q3 20239818
Q4 202311431
Q1 202417923
Q2 202418850

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 23 calls: $605.5kQ3 23 puts: $91.5kQ3 23P/C 0.15Q4 23 calls: $823.2kQ4 23 puts: $1.7mQ4 23P/C 2.06Q1 24 calls: $2.2mQ1 24 puts: $1.9mQ1 24P/C 0.84Q2 24 calls: $1.7mQ2 24 puts: $2.2mQ2 24P/C 1.25
Numbers
QuarterCallsPutsP/C
Q3 2023$605.5k$91.5k0.15
Q4 2023$823.2k$1.7m2.06
Q1 2024$2.2m$1.9m0.84
Q2 2024$1.7m$2.2m1.25

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +993,088+993.1k
JPMORGAN CHASE & CO Added +465,866+465.9k
LPL Financial LLC Added +407,981+408.0k
VALLEY WEALTH MANAGERS, INC. Added +317,031+317.0k
ENVESTNET ASSET MANAGEMENT INC Added +313,914+313.9k
Strategic Financial Concepts, LLC Added +292,769+292.8k
UBS Group AG Added +283,198+283.2k
Clarus Group, Inc. New +148,907+148.9k
ROYAL BANK OF CANADA Added +146,583+146.6k
Rockefeller Capital Management L.P. Added +136,290+136.3k

Biggest sellers

MORGAN STANLEY Reduced -1,176,342-1.2m
BANK OF MONTREAL /CAN/ Sold out -854,496-854.5k
Mirae Asset Global Investments Co., Ltd. Reduced -719,101-719.1k
Daiwa Securities Group Inc. Reduced -350,000-350.0k
SCOTIA CAPITAL INC. Sold out -159,192-159.2k
Clal Insurance Enterprises Holdings Ltd Sold out -127,679-127.7k
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. Reduced -90,096-90.1k
CITADEL ADVISORS LLC Sold out -84,133-84.1k
CENTAURUS FINANCIAL, INC. Reduced -81,481-81.5k
LINCOLN NATIONAL CORP Sold out -49,346-49.3k

Biggest calls

CITADEL ADVISORS LLC Reduced $1.1m31.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $595.0k16.7k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $1.5m42.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $648.5k18.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
PNC FINANCIAL SERVICES GROUP, INC. 13G · institution -6.3 pts · filed 2026-08-07 10.3% -6.3 pts 16.5m≈ $1.1bn 2026-08-07

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 4,916,2074.9m $175.2m $175.2m 0.02% Added +993.1k +993,088
2 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 2,027,8852.0m $72.3m $72.3m 0.04% Added +408.0k +407,981
3 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,634,8221.6m $58.2m $58.2m 0.02% Added +283.2k +283,198
4 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,569,5481.6m $55.9m $55.9m 0.00% Added +465.9k +465,866
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,388,2561.4m $49.5m $49.5m 0.00% Reduced -1.2m -1,176,342
6 Daiwa Securities Group Inc. 0.14% of their portfolio CHIYODA-KU,TOKYO, M0 763,079763.1k $27.2m $27.2m 0.14% Reduced -350.0k -350,000
7 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.06% of their portfolio PLYMOUTH, MN 715,528715.5k $25.5m $25.5m 0.06% Added +17.5k +17,525
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 579,410579.4k $20.6m $20.6m 0.01% Added +313.9k +313,914
9 VALLEY WEALTH MANAGERS, INC. 1.56% of their portfolio PARAMUS, NJ 548,975549.0k $19.6m $19.6m 1.56% Added +317.0k +317,031
10 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 519,620519.6k $18.5m $18.5m 0.05% Added +136.3k +136,290
11 Kestra Advisory Services, LLC 0.09% of their portfolio AUSTIN, TX 459,893459.9k $16.4m $16.4m 0.09% Added +80.5k +80,496
12 Main Management ETF Advisors, LLC 0.73% of their portfolio SAN FRANCISCO, CA 408,190408.2k $14.5m $14.5m 0.73% Added +3.1k +3,150
13 Proficio Capital Partners LLC 1.49% of their portfolio NEWTON, MA 398,590398.6k $14.2m $14.2m 1.49% Added +15.9k +15,880
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 365,172365.2k $13.0m $13.0m 0.00% Added +146.6k +146,583
15 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 360,706360.7k $12.9m $12.9m 0.05% Added +22.7k +22,681
16 Black Swift Group, LLC 2.93% of their portfolio BOULDER, CO 355,579355.6k $12.7m $12.7m 2.93% Reduced -4.5k -4,548
17 Strategic Financial Concepts, LLC 0.01% of their portfolio SAN ANTONIO, TX 301,937301.9k $10.7k $10.7k 0.01% Added +292.8k +292,769
18 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 244,913244.9k $8.7m $8.7m 0.01% Added +83.3k +83,273
19 PRUDENT INVESTORS NETWORK, INC. 3.06% of their portfolio LAKE FOREST, CA 237,649237.6k $8.5m $8.5m 3.06% Added +5.3k +5,263
20 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 230,512230.5k $8.2m $8.2m 0.02% Added +67.9k +67,878
21 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 206,764206.8k $7.4m $7.4m 0.00% Added +56.8k +56,824
22 Mirae Asset Global Investments Co., Ltd. 0.03% of their portfolio SEOUL, M5 186,657186.7k $6.7m $6.7m 0.03% Reduced -719.1k -719,101
23 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 185,872185.9k $6.6m $6.6m 0.00% Added +87.0k +86,960
24 Archford Capital Strategies, LLC 0.98% of their portfolio SWANSEA, IL 170,323170.3k $6.1m $6.1m 0.98% Added +4.9k +4,851
25 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 165,598165.6k $5.9m $5.9m 0.01% Added +39.7k +39,708
26 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 162,714162.7k $5.8m $5.8m 0.01% Added +52.7k +52,727
27 Clarus Group, Inc. 2.34% of their portfolio HOUSTON, TX 148,907148.9k $5.3m $5.3m 2.34% New
28 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 145,655145.7k $5.2m $5.2m 0.02% Added +26.1k +26,063
29 Curtis Advisory Group, LLC 1.78% of their portfolio SANTA BARBARA, CA 141,673141.7k $5.0m $5.0m 1.78% Added +2.1k +2,087
30 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 130,012130.0k $4.6m $4.6m 0.01% Added +17.5k +17,480
31 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 124,660124.7k $4.4m $4.4m 0.00% Added +47.8k +47,751
32 Robertson Stephens Wealth Management, LLC 0.22% of their portfolio San Francisco, CA 116,684116.7k $4.2m $4.2m 0.22% New
33 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 116,047116.0k $4.1m $4.1m 0.05% Added +3.1k +3,143
34 Aspire Capital Advisors LLC 1.32% of their portfolio SEATTLE, WA 112,885112.9k $4.0m $4.0m 1.32% Added +42.9k +42,911
35 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.01% of their portfolio CAUSEWAY BAY, K3 107,742107.7k $3.8m $3.8m 0.01% First filing
36 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 102,205102.2k $3.6m $3.6m 0.01% Added +37.6k +37,618
37 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 98,48798.5k $3.5m $3.5m 0.01% Added +32.2k +32,226
38 PRINCIPAL SECURITIES, INC. 0.10% of their portfolio DES MOINES, IA 97,85197.9k $3.5m $3.5m 0.10% Added +20.4k +20,388
39 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 95,12495.1k $3.4m $3.4m 0.02% Added +16.4k +16,408
40 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 94,99595.0k $3.4m $3.4m 0.01% Added +65.2k +65,210
41 BBJS FINANCIAL ADVISORS, LLC 1.18% of their portfolio SEATTLE, WA 88,93988.9k $3.2m $3.2m 1.18% Reduced -9.8k -9,832
42 National Philanthropic Trust 0.06% of their portfolio Jenkintown, PA 86,83186.8k $3.1m $3.1m 0.06% New
43 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 81,45281.5k $2.9m $2.9m 0.03% Added +21.3k +21,276
44 HBW ADVISORY SERVICES LLC 0.48% of their portfolio SIMI VALLEY, CA 80,86280.9k $2.9m $2.9m 0.48% Added +7.7k +7,674
45 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 79,85379.9k $2.8m $2.8m 0.01% Added +13.5k +13,477
46 SEAVIEW INVESTMENT MANAGERS LLC 0.75% of their portfolio MIAMI, FL 70,40370.4k $2.5m $2.5m 0.75% Reduced -4.3k -4,259
47 OneDigital Investment Advisors LLC 0.03% of their portfolio OVERLAND PARK, KS 68,79168.8k $2.5m $2.5m 0.03% Added +9.7k +9,690
48 Financial Freedom, LLC 1.37% of their portfolio CINCINNATI, OH 67,76267.8k $2.4m $2.4m 1.37% Added +5.6k +5,624
49 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 66,97367.0k $2.4m $2.4m 0.02% Added +24.6k +24,588
50 Ameritas Advisory Services, LLC 0.08% of their portfolio Lincoln, NE 61,64661.6k $2.2m $2.2m 0.08% Added +5.3k +5,282
51 AAFMAA Wealth Management & Trust LLC 1.07% of their portfolio FAYETTEVILLE, NC 61,05161.1k $2.2m $2.2m 1.07% New
52 KESTRA PRIVATE WEALTH SERVICES, LLC 0.04% of their portfolio AUSTIN, TX 59,94159.9k $2.1m $2.1m 0.04% Added +589 +589
53 Riggs Asset Managment Co. Inc. 0.63% of their portfolio DALLAS, PA 59,42359.4k $2.1m $2.1m 0.63% Added +351 +351
54 OLD MISSION CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 58,95759.0k $2.1m $2.1m 0.06% Added +14.4k +14,356
55 Quadrature Capital Ltd 0.03% of their portfolio LONDON, X0 56,73156.7k $2.0m $2.0m 0.03% New
56 Stonebridge Financial Planning Group, LLC 0.94% of their portfolio ORLANDO, FL 52,45752.5k $1.9m $1.9m 0.94% Added +29.6k +29,612
57 Clear Creek Financial Management, LLC 0.23% of their portfolio SILVERDALE, WA 52,15552.2k $1.9m $1.9m 0.23% Added +2.7k +2,717
58 Howard Capital Management, LLC 0.15% of their portfolio Alpharetta, GA 43,73743.7k $1.6m $1.6m 0.15% Added +938 +938
59 Mariner, LLC 0.00% of their portfolio Overland Park, KS 41,88841.9k $1.5m $1.5m 0.00% Added +19.7k +19,683
60 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 41,41641.4k $1.5m $1.5m 0.01% Added +3.0k +3,020
61 Blue Trust, Inc. 0.02% of their portfolio BRENTWOOD, TN 41,01941.0k $1.4m $1.4m 0.02% Unchanged
62 Essex LLC 0.32% of their portfolio DEER PARK, IL 40,53140.5k $1.4m $1.4m 0.32% Reduced -995 -995
63 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.44% of their portfolio INDIANAPOLIS, IN 39,81539.8k $1.4m $1.4m 0.44% Reduced -90.1k -90,096
64 Anson Capital, Inc. 1.40% of their portfolio TYRONE, GA 39,76939.8k $1.4m $1.4m 1.40% Added +4.0k +3,980
65 MGO ONE SEVEN LLC 0.07% of their portfolio Beachwood, OH 39,69239.7k $1.4m $1.4m 0.07% Added +5.8k +5,850
66 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 39,68239.7k $1.4m $1.4m 0.02% Added +2.3k +2,334
67 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 38,95539.0k $1.4m $1.4m 0.02% Added +2.9k +2,867
68 Dynamic Advisor Solutions LLC 0.04% of their portfolio PHOENIX, AZ 38,18938.2k $1.4m $1.4m 0.04% Added +3.8k +3,827
69 Belpointe Asset Management LLC 0.09% of their portfolio RENO, NV 36,50536.5k $1.3m $1.3m 0.09% Reduced -3.1k -3,077
70 Relyea Zuckerberg Hanson LLC 0.21% of their portfolio STAMFORD, CT 35,36535.4k $1.3m $1.3m 0.21% Added +15.0k +14,990
71 INDEPENDENT FINANCIAL GROUP, LLC 0.05% of their portfolio SAN DIEGO, CA 35,14535.1k $1.3m $1.3m 0.05% Added +11.4k +11,432
72 NAPA WEALTH MANAGEMENT 0.84% of their portfolio Napa, CA 34,90734.9k $1.2m $1.2m 0.84% Reduced -740 -740
73 Perennial Investment Advisors, LLC 0.18% of their portfolio Los Angeles, CA 34,67234.7k $1.2m $1.2m 0.18% Added +10.5k +10,452
74 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 33,52933.5k $1.2m $1.2m 0.01% Added +5.3k +5,288
75 Integrated Advisors Network LLC 0.06% of their portfolio DALLAS, TX 32,11032.1k $1.1m $1.1m 0.06% Added +462 +462
76 Y-Intercept (Hong Kong) Ltd 0.06% of their portfolio HONG KONG, K3 30,70330.7k $1.1m $1.1m 0.06% New
77 TD Waterhouse Canada Inc. 0.01% of their portfolio TORONTO, A6 29,45529.5k $1.1m $1.1m 0.01% New
78 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 29,16729.2k $1.0m $1.0m 0.02% Reduced -4.5k -4,490
79 Steele Capital Management, Inc. 0.06% of their portfolio DUBUQUE, IA 29,10029.1k $1.0m $1.0m 0.06% Added +12.1k +12,050
80 Unique Wealth Strategies, LLC 0.45% of their portfolio BURR RIDGE, IL 28,17228.2k $956.7k $956.7k 0.45% Unchanged
81 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 26,80026.8k $954.9k $954.9k 0.00% Added +6.4k +6,356
82 Aptus Capital Advisors, LLC 0.02% of their portfolio FAIRHOPE, AL 25,35325.4k $903.3k $903.3k 0.02% Added +25.0k +25,003
83 Wealthspire Advisors, LLC 0.01% of their portfolio NEW YORK, NY 25,23525.2k $899.1k $899.1k 0.01% Added +9.0k +9,023
84 Farther Finance Advisors, LLC 0.04% of their portfolio SAN FRANCISCO, CA 25,05925.1k $896.9k $896.9k 0.04% Added +4.1k +4,132
85 AXXCESS WEALTH MANAGEMENT, LLC 0.02% of their portfolio CARLSBAD, CA 24,83024.8k $884.7k $884.7k 0.02% Added +4.6k +4,607
86 Summit Financial Wealth Advisors, LLC 0.18% of their portfolio Lafayette, LA 24,72024.7k $880.8k $880.8k 0.18% Added +4.0k +4,020
87 CENTAURUS FINANCIAL, INC. 0.06% of their portfolio ANAHEIM, CA 24,45424.5k $871.0k $871.0k 0.06% Reduced -81.5k -81,481
88 Stratos Investment Management, LLC 0.07% of their portfolio BEACHWOOD, OH 24,10624.1k $858.9k $858.9k 0.07% Added +1.9k +1,929
89 ARVEST INVESTMENTS, INC. 0.14% of their portfolio LOWELL, AR 23,81723.8k $848.6k $848.6k 0.14% Added +1.4k +1,352
90 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 23,44023.4k $835.2k $835.2k 0.01% Added +9.3k +9,315
91 Geneos Wealth Management Inc. 0.04% of their portfolio ENGLEWOOD, CO 23,28123.3k $829.5k $829.5k 0.04% Reduced -5.8k -5,758
92 Calydon Capital 0.14% of their portfolio MEMPHIS, TN 22,07522.1k $786.5k $786.5k 0.14% Added +7.1k +7,090
93 Grassi Investment Management 0.07% of their portfolio SANTA CLARA, CA 21,80021.8k $777.0k $777.0k 0.07% New
94 Milestone Investment Advisors LLC 0.20% of their portfolio MIDDLETON, WI 21,10721.1k $752.0k $752.0k 0.20% Added +5.5k +5,487
95 Financial Guidance Group, Inc. 0.46% of their portfolio Palm Harbor, FL 20,78720.8k $740.6k $740.6k 0.46% New
96 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 20,66620.7k $736.3k $736.3k 0.02% Added +658 +658
97 Krilogy Financial LLC 0.05% of their portfolio ST. LOUIS, MO 20,42420.4k $727.7k $727.7k 0.05% Added +6.0k +5,994
98 COMERICA BANK 0.00% of their portfolio DALLAS, TX 19,47419.5k $693.9k $693.9k 0.00% Reduced -45 -45
99 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 18,96419.0k $675.7k $675.7k 0.02% New
100 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 18,16718.2k $647.3k $647.3k 0.00% Added +12.2k +12,154