Vault-13

GLOBAL X FDS AUSF

ADAPTIVE US · ETP · CUSIP 37954Y574

85 institutional holders -2 vs Q4 2025
12,188,41112.2m shares reported held*
$590.2mreported value*
10 new 43 added 21 reduced 12 sold out net sold ≈ $68.0m (-1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($168.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $48.42.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 9Q4 22: 11Q1 23: 11Q2 23: 7Q3 23: 7Q4 23: 12Q1 24: 25Q2 24: 32Q3 24: 39Q4 24: 45Q1 25: 49Q2 25: 66Q3 25: 77Q4 25: 87Q1 26: 8585Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 20229
Q4 202211
Q1 202311
Q2 20237
Q3 20237
Q4 202312
Q1 202425
Q2 202432
Q3 202439
Q4 202445
Q1 202549
Q2 202566
Q3 202577
Q4 202587
Q1 202685

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 24: 22 bought or addedQ2 24: 6 cut or sold outQ3 24: 26 bought or addedQ3 24: 12 cut or sold outQ3 24Q4 24: 28 bought or addedQ4 24: 7 cut or sold outQ1 25: 39 bought or addedQ1 25: 9 cut or sold outQ1 25Q2 25: 48 bought or addedQ2 25: 14 cut or sold outQ3 25: 48 bought or addedQ3 25: 22 cut or sold outQ3 25Q4 25: 52 bought or addedQ4 25: 27 cut or sold outQ1 26: 53 bought or addedQ1 26: 33 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 2024226
Q3 20242612
Q4 2024287
Q1 2025399
Q2 20254814
Q3 20254822
Q4 20255227
Q1 20265333

Biggest buyers

COMMONWEALTH EQUITY SERVICES, LLC Added +433,484+433.5k
ROYAL BANK OF CANADA Added +163,006+163.0k
LPL Financial LLC Added +156,132+156.1k
WADDELL & ASSOCIATES, LLC Added +91,708+91.7k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +44,000+44.0k
Investment Partners Asset Management, Inc. Added +37,238+37.2k
ARQ WEALTH ADVISORS, LLC Added +32,945+32.9k
NATIONS FINANCIAL GROUP INC, /IA/ /ADV Added +32,770+32.8k
TITLEIST ASSET MANAGEMENT, LLC Added +18,684+18.7k
Sonoma Allocations LLC New +15,061+15.1k

Biggest sellers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -2,280,185-2.3m
Able Wealth Management LLC Reduced -70,167-70.2k
Tidemark, LLC Reduced -46,152-46.2k
Meridian Wealth Management, LLC Reduced -39,463-39.5k
Equitable Holdings, Inc. Reduced -37,862-37.9k
TWO SIGMA INVESTMENTS, LP Reduced -35,100-35.1k
Concurrent Investment Advisors, LLC Reduced -30,464-30.5k
Thrivent Financial for Lutherans Sold out -19,487-19.5k
Private Advisor Group, LLC Reduced -10,523-10.5k
Seros Financial, LLC Reduced -10,397-10.4k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.26% of their portfolio PLYMOUTH, MN 2,399,5782.4m $117.0m $117.0m 0.26% Reduced -2.3m -2,280,185
2 WADDELL & ASSOCIATES, LLC 4.60% of their portfolio MEMPHIS, TN 1,684,7091.7m $81.5m $81.5m 4.60% Added +91.7k +91,708
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,408,8971.4m $68.1m $68.1m 0.02% Added +156.1k +156,132
4 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 1,054,0161.1m $51.0m $51.0m 0.07% Added +433.5k +433,484
5 Bogart Wealth, LLC 1.81% of their portfolio MCLEAN, VA 967,641967.6k $46.8m $46.8m 1.81% Added +10.3k +10,317
6 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 417,708417.7k $20.2m $20.2m 0.09% Reduced -10.5k -10,523
7 Tidemark, LLC 4.99% of their portfolio SAN DIEGO, CA 406,025406.0k $19.6m $19.6m 4.99% Reduced -46.2k -46,152
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 297,945297.9k $14.4m $14.4m 0.00% Added +163.0k +163,006
9 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 294,377294.4k $14.2m $14.2m 0.01% Added +44.0k +44,000
10 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 263,275263.3k $12.7m $12.7m 0.00% Added +11.3k +11,341
11 ARQ WEALTH ADVISORS, LLC 2.28% of their portfolio SCOTTSDALE, AZ 261,202261.2k $12.6m $12.6m 2.28% Added +32.9k +32,945
12 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 258,002258.0k $12.5m $12.5m 0.01% Added +8.5k +8,542
13 Meridian Wealth Management, LLC 0.43% of their portfolio LEXINGTON, KY 250,494250.5k $12.1m $12.1m 0.43% Reduced -39.5k -39,463
14 SIERRA OCEAN, LLC 7.11% of their portfolio RIPON, CA 179,175179.2k $8.7m $8.7m 7.11% Added +5.1k +5,059
15 CHANNEL WEALTH LLC 1.98% of their portfolio SANTA BARBARA, CA 168,652168.7k $8.2m $8.2m 1.98% Reduced -3.2k -3,216
16 TITLEIST ASSET MANAGEMENT, LLC 0.44% of their portfolio SAN ANTONIO, TX 120,072120.1k $5.8m $5.8m 0.44% Added +18.7k +18,684
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 117,515117.5k $5.7m $5.7m 0.00% Added +11.2k +11,172
18 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 114,530114.5k $5.5m $5.5m 0.01% Reduced -6.3k -6,315
19 Tactive Advisors, LLC 1.44% of their portfolio Jacksonville, FL 105,599105.6k $5.1m $5.1m 1.44% Added +4.5k +4,509
20 Bravera Wealth 2.18% of their portfolio BISMARCK, ND 100,277100.3k $4.8m $4.8m 2.18% Added +14.6k +14,609
21 Synergy Investment Management, LLC 1.54% of their portfolio ALTAMONTE SPRINGS, FL 97,07197.1k $4.7m $4.7m 1.54% Added +8.9k +8,930
22 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 91,40491.4k $4.2m $4.2m 0.03% Reduced -37.9k -37,862
23 CreativeOne Wealth, LLC 0.10% of their portfolio OVERLAND PARK, KS 85,72885.7k $4.1m $4.1m 0.10% Reduced -4.2k -4,223
24 Able Wealth Management LLC 1.03% of their portfolio Toms River, NJ 79,41179.4k $3.8m $3.8m 1.03% Reduced -70.2k -70,167
25 &PARTNERS 0.02% of their portfolio NASHVILLE, TN 76,93276.9k $3.7m $3.7m 0.02% Added +10.3k +10,294
26 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.18% of their portfolio CEDAR RAPIDS, IA 73,11573.1k $3.5m $3.5m 0.18% Added +32.8k +32,770
27 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 65,40865.4k $3.2m $3.2m 0.01% Reduced -1.2k -1,213
28 Kingsview Wealth Management, LLC 0.04% of their portfolio GRANTS PASS, OR 54,23854.2k $2.6m $2.6m 0.04% Added +638 +638
29 Investment Partners Asset Management, Inc. 1.32% of their portfolio METUCHEN, NJ 44,21244.2k $2.1m $2.1m 1.32% Added +37.2k +37,238
30 NORTHEAST PLANNING ASSOCIATES, INC. / NH / 1.40% of their portfolio BEDFORD, NH 43,08343.1k $2.1m $2.1m 1.40% Added +1.6k +1,613
31 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 42,74242.7k $2.1m $2.1m 0.01% Added +905 +905
32 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 41,90041.9k $2.0m $2.0m 0.00% Reduced -35.1k -35,100
33 Lifetime Wealth Management P.C. 1.13% of their portfolio ROCKWALL, TX 41,04441.0k $2.0m $2.0m 1.13% Added +2.5k +2,494
34 Envision Financial Transparency, LLC 1.73% of their portfolio GREENSBORO, NC 36,77336.8k $1.8m $1.8m 1.73% First filing
35 Koshinski Asset Management, Inc. 0.10% of their portfolio DECATUR, IL 33,54233.5k $1.6m $1.6m 0.10% Added +4.6k +4,566
36 WCG Wealth Advisors LLC 0.04% of their portfolio LAS VEGAS, NV 30,85630.9k $1.5m $1.5m 0.04% Added +375 +375
37 Western Wealth Management, LLC 0.06% of their portfolio GOLDEN, CO 30,82530.8k $1.5m $1.5m 0.06% Added +7.1k +7,099
38 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 30,08530.1k $1.5m $1.5m 0.00% Added +10.6k +10,649
39 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 28,72728.7k $1.4m $1.4m 0.02% Reduced -2.8k -2,804
40 Advisor Resource Council 0.51% of their portfolio DALLAS, TX 26,45426.5k $1.3m $1.3m 0.51% Added +615 +615
41 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 22,57522.6k $1.1m $1.1m 0.01% Reduced -30.5k -30,464
42 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 19,29619.3k $933.0k $933.0k 0.01% Added +14.6k +14,637
43 MUIRFIELD WEALTH ADVISORS LLC 0.58% of their portfolio CHARLOTTE, NC 16,22716.2k $784.6k $784.6k 0.58% Added +24 +24
44 Cypress Capital Group 0.08% of their portfolio Palm Beach, FL 15,42715.4k $745.9k $745.9k 0.08% Added +5.8k +5,847
45 Sonoma Allocations LLC 0.25% of their portfolio SANTA ROSA, CA 15,06115.1k $734.8k $734.8k 0.25% New
46 MONECO ADVISORS, LLC 0.05% of their portfolio FAIRFIELD, CT 13,56413.6k $655.8k $655.8k 0.05% Added +7.8k +7,825
47 Oxford Wealth Group, LLC 0.35% of their portfolio ORLANDO, FL 13,07213.1k $632.0k $632.0k 0.35% Added +2.5k +2,518
48 Sollinda Capital Management LLC 0.15% of their portfolio HICKORY, NC 13,03613.0k $630.3k $630.3k 0.15% Reduced -450 -450
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,15011.2k $539.1k $539.1k 0.00% Added +4.5k +4,488
50 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 9,6269.6k $465.0k $465.0k 0.01% Unchanged
51 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 9,5819.6k $463.2k $463.2k 0.00% New
52 Signal Advisors Wealth, LLC 0.03% of their portfolio DETROIT, MI 8,9228.9k $431.4k $431.4k 0.03% Added +188 +188
53 GeoWealth Management, LLC 0.02% of their portfolio CHICAGO, IL 8,9188.9k $431.2k $431.2k 0.02% Reduced -997 -997
54 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,5398.5k $412.9k $412.9k 0.00% Added +526 +526
55 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 8,3968.4k $405.9k $405.9k 0.00% New
56 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 8,2798.3k $400.8k $400.8k 0.01% New
57 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 7,5817.6k $366.5k $366.5k 0.00% New
58 Savvy Advisors, Inc. 0.01% of their portfolio NEW YORK, NY 7,1217.1k $344.3k $344.3k 0.01% Reduced -594 -594
59 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 6,7366.7k $325.7k $325.7k 0.00% Unchanged
60 Ausdal Financial Partners, Inc. 0.01% of their portfolio Davenport, IA 6,4666.5k $312.6k $312.6k 0.01% New
61 HighPoint Advisor Group LLC 0.01% of their portfolio DOWNERS GROVE, IL 6,1326.1k $296.5k $296.5k 0.01% Added +1.0k +1,036
62 WILLNER & HELLER, LLC 0.20% of their portfolio ENCINO, CA 5,6315.6k $272.2k $272.2k 0.20% Added +800 +800
63 Wealthcare Advisory Partners LLC 0.00% of their portfolio WEST CHESTER, PA 5,2855.3k $255.5k $255.5k 0.00% Unchanged
64 Seros Financial, LLC 0.16% of their portfolio TEMPE, AZ 5,2455.2k $253.6k $253.6k 0.16% Reduced -10.4k -10,397
65 Perigon Wealth Management, LLC 0.00% of their portfolio SAN FRANCISCO, CA 4,5674.6k $220.8k $220.8k 0.00% Reduced -10 -10
66 Advisors Preferred, LLC 0.01% of their portfolio ROCKVILLE, MD 2,0922.1k $101.1k $101.1k 0.01% Added +1.1k +1,137
67 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 1,8431.8k $89.1k $89.1k 0.00% New
68 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,3451.3k $65.0k $65.0k 0.00% Added +1.0k +1,026
69 Scarborough Advisors, LLC 0.01% of their portfolio ANNAPOLIS, MD 1,1271.1k $54.5k $54.5k 0.01% Added +27 +27
70 FMR LLC 0.00% of their portfolio BOSTON, MA 1,1171.1k $54.0k $54.0k 0.00% Reduced -324 -324
71 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 993993 $48.0k $48.0k 0.00% Unchanged
72 Root Financial Partners, LLC 0.00% of their portfolio ENCINITAS, CA 699699 $33.8k $33.8k 0.00% Unchanged
73 Wellington Grp LLC 0.01% of their portfolio INDIANAPOLIS, IN 598598 $28.9k $28.9k 0.01% New
74 Caldwell Trust Co 0.00% of their portfolio Venice, FL 500500 $24.2k $24.2k 0.00% Unchanged
75 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 489489 $23.6k $23.6k 0.00% New
76 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 398398 $19.2k $19.2k 0.00% Added +371 +371
77 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 287287 $13.9k $13.9k 0.00% Reduced -303 -303
78 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 260260 $12.6k $12.6k 0.00% Added +125 +125
79 Legacy Wealth Managment, LLC/ID 0.01% of their portfolio BOISE, ID 229229 $11.1k $11.1k 0.01% New
80 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 102102 $4.9k $4.9k 0.00% Added +1 +1
81 Capital Advisors, Ltd. LLC 0.00% of their portfolio SHAKER HEIGHTS, OH 6969 $3.0k $3.0k 0.00% Unchanged
82 CWM, LLC 0.00% of their portfolio OMAHA, NE 5050 $2.4k $2.4k 0.00% Unchanged
83 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 88 $382 $382 0.00% Unchanged
84 Parkside Financial Bank & Trust 0.00% of their portfolio SAINT LOUIS, MO 77 $339 $339 0.00% Unchanged
85 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $23 $23 0.00% Reduced -1 -1